13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 6,580 holding rows worth $292,794,602,000.
- Accession
- 0000895421-16-000768
- Filer
- CIK 895421
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 24,966 entries on the cover page, a total value of $292,794,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,794,602,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 284,085 | $2,019,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 100,738 | $2,018,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 229,998 | $2,014,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 40,173 | $2,013,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 364,933 | $2,011,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 69,812 | $2,006,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 41,551 | $2,006,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 170,583 | $2,004,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 180,981 | $1,998,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 85,751 | $1,995,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 65,956 | $1,995,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 386,944 | $1,993,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 57,740 | $1,989,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 36,608 | $1,980,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 58,557 | $1,973,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 76,881 | $1,971,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 155,571 | $1,968,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 85,248 | $1,962,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 80,377 | $1,949,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 82,851 | $1,949,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 288,816 | $1,946,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 39,027 | $1,942,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 73,042 | $1,942,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 90,180 | $1,941,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 90,331 | $1,939,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 946,018 | $1,939,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 62,055 | $1,932,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 135,184 | $1,931,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 149,307 | $1,929,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 119,629 | $1,927,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 116,864 | $1,916,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 21,581 | $1,913,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 75,774 | $1,907,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 123,875 | $1,903,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 70,668 | $1,901,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 300,972 | $1,897,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 115,689 | $1,896,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 240,027 | $1,891,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 69,554 | $1,890,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 32,797 | $1,889,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 254,839 | $1,886,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 49,267 | $1,885,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 116,265 | $1,884,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 222,523 | $1,879,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 33,633 | $1,879,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 72,864 | $1,877,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 70,869 | $1,877,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 123,625 | $1,872,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 40,244 | $1,870,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 118,932 | $1,865,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 59,224 | $1,865,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,784,000 | $1,865,000 | thousands by filing date | principal |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 109,362 | $1,862,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,119,708 | $1,859,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 156,892 | $1,850,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 103,184 | $1,849,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 152,588 | $1,844,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 52,267 | $1,843,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 92,836 | $1,842,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 38,538 | $1,838,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 11,170 | $1,837,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 158,224 | $1,837,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 153,983 | $1,836,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 129,301 | $1,831,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 97,650 | $1,830,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 85,447 | $1,829,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 385,859 | $1,829,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 88,148 | $1,828,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 106,939 | $1,825,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 219,962 | $1,824,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 735,479 | $1,824,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 89,900 | $1,824,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 129,556 | $1,820,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 73,254 | $1,817,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 539,202 | $1,817,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 56,991 | $1,813,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 65,801 | $1,809,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 130,030 | $1,807,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 14,002 | $1,803,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 44,618 | $1,801,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 137,450 | $1,798,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 23,809 | $1,796,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 137,523 | $1,793,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 74,099 | $1,789,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 28,110 | $1,787,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 75,756 | $1,786,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 27,922 | $1,786,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 138,202 | $1,773,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 70,367 | $1,768,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 36,781 | $1,767,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 188,728 | $1,765,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 154,323 | $1,764,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 37,869 | $1,761,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 105,825 | $1,757,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 61,168 | $1,755,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 174,422 | $1,753,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 60,464 | $1,749,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 123,311 | $1,748,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 108,792 | $1,747,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 94,043 | $1,747,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 22,794 | $1,747,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 203,316 | $1,747,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 40,876 | $1,746,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 69,056 | $1,744,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 128,137 | $1,744,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 60,383 | $1,740,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 65,686 | $1,735,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 52,758 | $1,735,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 92,971 | $1,732,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 54,621 | $1,732,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 49,419 | $1,732,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 67,400 | $1,732,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 138,559 | $1,732,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 103,229 | $1,731,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 26,843 | $1,731,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 64,817 | $1,728,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 48,841 | $1,723,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 134,250 | $1,723,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 92,897 | $1,723,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 80,729 | $1,722,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 30,697 | $1,722,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 95,922 | $1,713,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 32,510 | $1,708,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 313,386 | $1,708,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 107,064 | $1,705,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 165,123 | $1,703,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 66,236 | $1,703,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 59,401 | $1,702,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 35,141 | $1,698,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 127,346 | $1,697,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 119,965 | $1,697,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 44,179 | $1,696,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 135,913 | $1,696,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 49,447 | $1,695,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 197,369 | $1,693,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 52,437 | $1,692,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 127,389 | $1,692,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 130,090 | $1,691,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 26,136 | $1,689,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 65,775 | $1,685,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 163,051 | $1,684,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 111,148 | $1,684,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 19,371 | $1,684,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 118,016 | $1,683,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 100,182 | $1,682,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 139,846 | $1,680,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 218,008 | $1,679,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 153,275 | $1,679,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 30,692 | $1,668,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 148,516 | $1,662,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 254,846 | $1,662,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 62,040 | $1,659,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 90,590 | $1,659,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 97,314 | $1,657,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 57,585 | $1,657,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 66,469 | $1,657,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 259,847 | $1,655,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 216,965 | $1,655,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 26,894 | $1,653,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 52,241 | $1,652,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 61,428 | $1,652,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 124,862 | $1,649,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 191,469 | $1,645,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 24,626 | $1,641,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 25,324 | $1,641,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 11,062 | $1,640,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 40,596 | $1,640,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 44,360 | $1,636,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 24,517 | $1,634,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 127,522 | $1,633,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 112,262 | $1,633,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 12,886 | $1,632,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 141,840 | $1,631,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 34,929 | $1,631,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 19,161 | $1,625,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 41,903 | $1,625,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 44,095 | $1,623,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 92,871 | $1,613,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,938 | $1,609,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 81,748 | $1,609,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 180,856 | $1,608,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 225,410 | $1,598,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 117,692 | $1,597,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 132,629 | $1,597,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 121,020 | $1,596,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 389,200 | $1,596,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 108,100 | $1,593,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 64,922 | $1,591,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 45,752 | $1,590,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 43,079 | $1,589,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 116,806 | $1,585,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 98,255 | $1,585,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 43,352 | $1,580,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 127,173 | $1,580,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 298,002 | $1,579,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 1,590,000 | $1,572,000 | thousands by filing date | principal |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 157,168 | $1,571,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 167,588 | $1,571,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 40,183 | $1,569,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 112,756 | $1,565,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 30,100 | $1,563,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 103,547 | $1,562,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 67,419 | $1,562,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 64,817 | $1,561,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 142,434 | $1,558,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 407,371 | $1,557,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 212,698 | $1,557,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,735 | $1,556,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 83,819 | $1,554,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 153,513 | $1,552,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 121,382 | $1,549,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 110,028 | $1,548,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 36,163 | $1,548,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 43,677 | $1,547,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 56,806 | $1,544,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 114,528 | $1,544,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 115,519 | $1,543,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 18,398 | $1,542,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 47,426 | $1,540,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 332,634 | $1,540,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 364,611 | $1,539,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 77,546 | $1,536,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 118,086 | $1,536,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 63,726 | $1,531,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,399,000 | $1,526,000 | thousands by filing date | principal |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 56,873 | $1,523,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 144,800 | $1,522,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 20,060 | $1,519,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 132,973 | $1,517,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 71,102 | $1,516,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 49,375 | $1,515,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 32,872 | $1,510,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 334,683 | $1,509,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 203,929 | $1,509,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 164,690 | $1,507,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 28,628 | $1,503,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 77,002 | $1,496,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 54,805 | $1,494,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 38,302 | $1,491,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 37,093 | $1,480,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 40,860 | $1,479,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 93,516 | $1,466,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 57,486 | $1,465,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 133,915 | $1,464,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 87,190 | $1,464,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 88,994 | $1,464,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 48,645 | $1,463,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 84,651 | $1,459,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 178,892 | $1,451,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 151,230 | $1,449,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 84,014 | $1,448,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 117,365 | $1,448,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 117,639 | $1,448,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 499,839 | $1,444,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 63,079 | $1,443,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 194,556 | $1,443,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 172,819 | $1,442,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 166,741 | $1,441,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 84,133 | $1,437,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 200,290 | $1,437,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 135,440 | $1,432,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 139,266 | $1,430,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 170,010 | $1,427,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 154,908 | $1,425,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 54,025 | $1,424,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 143,101 | $1,424,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 47,177 | $1,421,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 76,536 | $1,421,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 62,261 | $1,421,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 178,201 | $1,416,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 140,565 | $1,412,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 20,724 | $1,407,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 182,311 | $1,404,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 50,643 | $1,403,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 59,944 | $1,402,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 75,600 | $1,401,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 33,635 | $1,401,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 130,939 | $1,399,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 12,890 | $1,397,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 164,709 | $1,396,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 130,187 | $1,393,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 58,134 | $1,392,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 111,495 | $1,387,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 168,407 | $1,385,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 59,344 | $1,380,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 55,209 | $1,377,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 16,919 | $1,372,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 61,718 | $1,367,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 165,157 | $1,367,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 135,412 | $1,367,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 60,587 | $1,366,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 60,743 | $1,365,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 113,293 | $1,364,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 40,684 | $1,363,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 20,125 | $1,363,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 87,872 | $1,362,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 26,749 | $1,359,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 73,083 | $1,359,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 95,825 | $1,359,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 29,211 | $1,358,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 30,330 | $1,356,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 103,353 | $1,356,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 44,947 | $1,354,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 99,509 | $1,351,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 31,658 | $1,350,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 28,680 | $1,349,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 33,123 | $1,348,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 48,757 | $1,345,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 384,105 | $1,344,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 246,808 | $1,343,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 543,258 | $1,342,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 146,190 | $1,339,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 66,437 | $1,338,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 44,573 | $1,335,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 77,800 | $1,333,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 47,898 | $1,332,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 155,545 | $1,330,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 340,835 | $1,329,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 50,197 | $1,321,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 39,075 | $1,319,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 21,991 | $1,316,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 123,070 | $1,315,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 165,700 | $1,315,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 107,284 | $1,313,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 161,234 | $1,311,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 82,958 | $1,310,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 14,040 | $1,309,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3,116 | $1,307,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 100,973 | $1,306,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 115,043 | $1,302,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 135,425 | $1,302,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 63,087 | $1,301,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 65,392 | $1,297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 68,025 | $1,295,000 | thousands by filing date | |
| OMNICARE INC | 681904AR9 | DBCV 3.250%12/1 | 1,020,000 | $1,295,000 | thousands by filing date | principal |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 27,865 | $1,293,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 28,711 | $1,293,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 389,102 | $1,293,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 75,373 | $1,292,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 510,490 | $1,291,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 35,620 | $1,290,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 60,711 | $1,287,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 379,873 | $1,284,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 35,215 | $1,283,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 83,381 | $1,282,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 19,034 | $1,279,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 33,705 | $1,278,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 35,264 | $1,277,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 18,760 | $1,277,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 166,030 | $1,277,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 54,422 | $1,272,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 238,310 | $1,272,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 80,386 | $1,266,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 12,406 | $1,262,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 123,119 | $1,262,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 184,260 | $1,259,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 50,900 | $1,256,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 257,490 | $1,255,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 61,777 | $1,255,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 29,970 | $1,255,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 39,006 | $1,254,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 23,378 | $1,251,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 49,177 | $1,249,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 74,564 | $1,249,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 16,336 | $1,248,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 148,313 | $1,247,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 77,540 | $1,246,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 51,946 | $1,246,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 94,341 | $1,244,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 25,537 | $1,242,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 91,842 | $1,241,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 54,854 | $1,241,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 53,940 | $1,240,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 42,977 | $1,238,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 108,213 | $1,238,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 69,904 | $1,238,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 35,542 | $1,238,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 149,490 | $1,237,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 15,016 | $1,236,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 83,632 | $1,236,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 293,708 | $1,234,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 181,593 | $1,233,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 35,725 | $1,231,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 20,273 | $1,228,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 89,507 | $1,227,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 22,964 | $1,224,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 67,915 | $1,224,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 84,991 | $1,224,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 63,101 | $1,223,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 169,164 | $1,216,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 671,786 | $1,216,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 41,897 | $1,215,000 | thousands by filing date | |
| INCONTACT INC | 45336EAB5 | Bond | 1,009,000 | $1,215,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 70,453 | $1,214,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 14,210 | $1,214,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 64,604 | $1,213,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 143,675 | $1,210,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 80,630 | $1,209,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 42,829 | $1,207,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 29,912 | $1,203,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 68,310 | $1,201,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 108,146 | $1,201,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 63,492 | $1,200,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 45,999 | $1,200,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 85,306 | $1,199,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 230,183 | $1,198,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 267,539 | $1,196,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 24,551 | $1,193,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 326,538 | $1,192,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 29,303 | $1,187,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 48,499 | $1,187,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 89,041 | $1,185,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 32,365 | $1,184,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 11,143 | $1,181,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 70,020 | $1,179,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 131,016 | $1,175,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 97,809 | $1,175,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 46,170 | $1,175,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 164,019 | $1,174,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 124,450 | $1,173,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 115,749 | $1,172,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 26,030 | $1,172,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,733 | $1,169,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 48,395 | $1,169,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 101,884 | $1,168,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 27,264 | $1,167,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 591,174 | $1,165,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 17,597 | $1,162,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 23,241 | $1,159,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 24,376 | $1,158,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 29,645 | $1,158,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 60,374 | $1,156,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 64,868 | $1,155,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 35,018 | $1,155,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 75,174 | $1,153,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 29,933 | $1,145,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 33,071 | $1,141,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 168,977 | $1,141,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 97,750 | $1,140,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 27,644 | $1,140,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 144,099 | $1,137,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 41,289 | $1,137,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 18,739 | $1,136,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 78,916 | $1,132,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 50,907 | $1,130,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 127,032 | $1,125,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 146,143 | $1,124,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 12,800 | $1,123,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 31,335 | $1,121,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 84,296 | $1,120,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 27,059 | $1,119,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 45,305 | $1,118,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 86,738 | $1,118,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 53,389 | $1,114,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 1,109,000 | $1,113,000 | thousands by filing date | principal |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 48,309 | $1,112,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 60,305 | $1,110,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 80,669 | $1,107,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 18,092 | $1,106,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 36,495 | $1,104,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 62,265 | $1,104,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 83,695 | $1,103,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 35,085 | $1,096,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 85,689 | $1,095,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 65,122 | $1,094,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 62,326 | $1,094,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 60,097 | $1,094,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 13,244 | $1,094,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 38,385 | $1,093,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 237,907 | $1,092,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 54,579 | $1,088,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 30,988 | $1,086,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 82,925 | $1,085,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 315 | $1,084,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 57,794 | $1,083,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 100,986 | $1,079,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 67,322 | $1,078,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 60,318 | $1,077,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,076,000 | thousands by filing date | principal |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 16,577 | $1,075,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 307,844 | $1,075,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 224,817 | $1,075,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 24,684 | $1,075,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 91,183 | $1,074,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 27,992 | $1,073,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 16,152 | $1,066,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 43,002 | $1,065,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 20,606 | $1,065,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 45,164 | $1,064,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 40,300 | $1,062,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 97,094 | $1,057,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 42,601 | $1,056,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 70,412 | $1,055,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 143,526 | $1,054,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 15,624 | $1,051,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 101,263 | $1,051,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 71,703 | $1,049,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,095,000 | $1,049,000 | thousands by filing date | principal |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 59,303 | $1,044,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 29,154 | $1,042,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000768 | this filing | 2016-11-10 | acceptance time not in the bulk data set |