13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 6,580 holding rows worth $292,794,602,000.
- Accession
- 0000895421-16-000768
- Filer
- CIK 895421
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 24,966 entries on the cover page, a total value of $292,794,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,794,602,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CONFORMIS INC | 20717E101 | COM | 52,363 | $520,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 21,125 | $519,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 277,331 | $518,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 10,713 | $517,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 17,803 | $516,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 28,880 | $516,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 20,926 | $515,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 42,227 | $514,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 20,492 | $513,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 27,772 | $511,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 61,415 | $511,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 14,433 | $511,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 8,615 | $509,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 68,726 | $509,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 56,521 | $507,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 33,188 | $507,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 35,000 | $506,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 36,193 | $505,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 24,919 | $505,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 187,897 | $504,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 33,249 | $504,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 11,489 | $503,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,637 | $503,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 42,225 | $501,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 9,785 | $499,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 10,056 | $498,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 6,682 | $498,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 15,654 | $497,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 69,261 | $497,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 78,560 | $494,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 53,638 | $493,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 18,655 | $493,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 14,720 | $493,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 17,387 | $493,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 26,328 | $492,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 18,113 | $491,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 55,625 | $489,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 34,669 | $489,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 20,891 | $487,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 15,727 | $486,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 12,737 | $486,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 46,683 | $485,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 48,527 | $485,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 20,961 | $485,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 7,332 | $482,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 94,636 | $482,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 42,313 | $481,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 19,228 | $481,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 19,538 | $480,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 36,590 | $479,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 53,443 | $479,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 10,562 | $479,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 68,582 | $477,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 5,881 | $476,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 38,172 | $476,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 29,505 | $475,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 22,624 | $474,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 93,791 | $473,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 12,626 | $472,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 15,496 | $471,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 37,475 | $470,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 109,303 | $469,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 33,814 | $469,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 60,442 | $468,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 752,591 | $468,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 20,113 | $467,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 31,238 | $466,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 16,595 | $465,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 134,715 | $464,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 15,691 | $463,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 42,104 | $462,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 24,780 | $462,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 24,467 | $462,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 9,113 | $461,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 296,418 | $460,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 262,600 | $460,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 28,024 | $457,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,531 | $457,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 14,130 | $457,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 31,177 | $456,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 19,166 | $456,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 8,919 | $456,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 9,385 | $456,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 41,467 | $453,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 17,300 | $453,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 7,335 | $453,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 372,964 | $451,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 136,911 | $450,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 16,345 | $448,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 25,044 | $447,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 53,879 | $447,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 18,442 | $446,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 17,847 | $446,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 12,384 | $445,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 352,141 | $445,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 22,727 | $444,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 31,593 | $442,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 53,955 | $440,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 150,627 | $440,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 176,146 | $440,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 35,496 | $439,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 149,972 | $439,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 32,578 | $438,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 151,436 | $436,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 31,534 | $436,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50,859 | $434,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 48,002 | $433,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 22,634 | $433,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 53,169 | $432,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 68,260 | $432,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 7,795 | $431,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 28,015 | $430,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 8,427 | $428,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 20,628 | $428,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 67,536 | $428,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 473,067 | $428,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 442,000 | $428,000 | thousands by filing date | principal |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 170,832 | $427,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 66,148 | $427,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 61,136 | $426,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 16,531 | $425,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 26,017 | $424,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 35,894 | $423,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,421 | $422,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 35,349 | $421,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 35,482 | $419,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 48,578 | $418,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 9,417 | $417,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 28,767 | $416,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 5,212 | $415,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 44,300 | $415,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 11,260 | $414,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 153,987 | $413,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 15,610 | $411,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 10,867 | $409,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 27,932 | $409,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 22,315 | $409,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 476,031 | $406,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 90,252 | $405,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 29,355 | $403,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 37,680 | $402,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 67,267 | $402,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 46,729 | $402,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 30,853 | $400,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 28,649 | $400,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 91,305 | $400,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 53,236 | $399,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 20,190 | $399,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 12,436 | $399,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 34,160 | $399,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 24,655 | $396,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 51,550 | $396,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 69,666 | $396,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 24,025 | $395,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 30,400 | $395,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 30,838 | $395,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 21,195 | $393,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 98,928 | $393,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 39,024 | $392,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 350,000 | $392,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 4,139 | $391,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 12,005 | $391,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 164,432 | $391,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 109,901 | $391,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 30,096 | $389,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 22,721 | $389,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 219,900 | $389,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 226,580 | $388,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 9,432 | $388,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 22,308 | $387,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 71,597 | $387,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 22,934 | $387,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 41,950 | $386,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,506 | $386,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,209 | $385,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 38,226 | $385,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 21,967 | $385,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 12,326 | $384,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 12,814 | $384,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 39,722 | $384,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 283,882 | $384,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 49,268 | $383,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 9,539 | $383,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 30,815 | $383,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 13,760 | $382,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 76,723 | $381,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 23,569 | $380,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 40,798 | $380,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 116,349 | $379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 14,476 | $379,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 53,309 | $378,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 31,142 | $377,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,910 | $376,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 33,068 | $376,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 27,835 | $374,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 17,670 | $370,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 291,458 | $370,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 382,000 | $370,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 14,174 | $369,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 302,090 | $369,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 25,562 | $368,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 21,849 | $368,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 22,023 | $368,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 53,279 | $367,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 19,689 | $366,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 29,003 | $366,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 32,575 | $365,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 18,964 | $364,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 14,704 | $364,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 23,406 | $364,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 57,788 | $364,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 161,627 | $363,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 23,021 | $363,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 351,900 | $362,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 23,629 | $362,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 15,495 | $362,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 21,384 | $361,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 256,372 | $361,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 34,103 | $361,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 35,035 | $360,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,024 | $360,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 117,967 | $360,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 18,101 | $359,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 3,686 | $358,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 64,477 | $358,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 17,915 | $357,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 26,012 | $355,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 112,406 | $355,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 16,690 | $354,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,359 | $354,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 17,253 | $354,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 23,773 | $353,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 50,878 | $351,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 30,180 | $350,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,345 | $350,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 15,194 | $350,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 21,428 | $349,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 63,583 | $349,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 84,878 | $349,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,685 | $346,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 40,426 | $346,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 71,291 | $346,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 25,069 | $345,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 14,157 | $345,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 2,772 | $343,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 16,816 | $342,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 24,106 | $339,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 65,283 | $339,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 26,000 | $339,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 200,790 | $339,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 63,900 | $339,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 22,548 | $337,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 17,674 | $336,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 31,721 | $336,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 11,523 | $335,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 23,510 | $333,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 16,844 | $332,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 34,462 | $331,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 13,739 | $331,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 9,343 | $331,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 30,339 | $329,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 184,404 | $329,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 19,624 | $327,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,129 | $326,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 37,001 | $326,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 15,908 | $325,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 8,068 | $324,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 22,302 | $324,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 8,450 | $324,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 11,576 | $323,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 18,588 | $323,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 23,096 | $323,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 75,684 | $321,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 9,178 | $321,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 8,889 | $320,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 217,200 | $320,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 18,814 | $319,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 44,635 | $319,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 47,725 | $319,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 20,476 | $319,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 17,526 | $318,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 12,985 | $317,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 6,648 | $317,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 24,411 | $316,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 22,777 | $316,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 20,846 | $315,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 19,062 | $314,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 38,599 | $311,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 37,005 | $311,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 10,697 | $310,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 17,357 | $309,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 20,551 | $309,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 7,937 | $309,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 22,741 | $308,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 74,850 | $307,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 50,597 | $306,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,129 | $304,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 13,295 | $304,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 14,340 | $303,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 7,287 | $303,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 12,296 | $303,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 19,440 | $301,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 290,000 | $301,000 | thousands by filing date | principal |
| KEYW HLDG CORP | 493723100 | COM | 27,247 | $301,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 8,141 | $300,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 116,599 | $299,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 33,329 | $298,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 16,817 | $297,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 16,787 | $297,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 62,324 | $297,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 22,942 | $296,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 9,113 | $296,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 10,495 | $295,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 12,047 | $294,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 89,350 | $294,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 30,797 | $292,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 17,297 | $292,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 26,575 | $291,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 49,293 | $291,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 8,201 | $291,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 77,799 | $291,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 12,403 | $290,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 110,618 | $290,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 56,851 | $290,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 158,300 | $290,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,516 | $289,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 34,019 | $289,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 25,146 | $289,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 21,347 | $287,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 6,511 | $286,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 19,426 | $286,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,713 | $285,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 26,494 | $285,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 4,006 | $285,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 27,152 | $283,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 14,853 | $283,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 22,361 | $283,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 7,354 | $283,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,315 | $282,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 30,046 | $281,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 10,474 | $281,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 337,973 | $281,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 28,409 | $281,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,041 | $280,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 33,000 | $280,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 9,371 | $279,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 15,104 | $279,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 8,516 | $278,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 39,447 | $278,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 30,607 | $278,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 18,581 | $277,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 243,073 | $277,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,523 | $276,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 6,783 | $276,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 49,819 | $275,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 33,833 | $275,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 15,202 | $275,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 155,634 | $274,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 4,580 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 10,904 | $273,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 18,545 | $273,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 9,075 | $272,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 17,937 | $272,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 16,049 | $272,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 17,550 | $271,000 | thousands by filing date | |
| CGG | 12531Q204 | SPON ADR NEW | 10,501 | $271,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 61,166 | $270,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 23,072 | $270,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 17,666 | $270,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 18,067 | $270,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 11,921 | $268,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 45,550 | $268,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 17,914 | $267,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 10,527 | $267,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 185 | $266,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 53,003 | $266,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 14,092 | $266,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 13,399 | $265,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 31,756 | $265,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 18,772 | $265,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 37,498 | $265,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 11,602 | $265,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 68,000 | $265,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 8,850 | $264,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 12,435 | $264,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 11,902 | $263,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 11,083 | $262,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,986 | $262,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 13,284 | $262,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,414 | $261,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 49,730 | $261,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 18,771 | $261,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 46,452 | $261,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 98,868 | $260,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 29,287 | $259,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8,911 | $258,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 8,569 | $258,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 15,615 | $258,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 12,751 | $257,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 24,430 | $257,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 10,554 | $257,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 27,300 | $257,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 17,774 | $257,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,867 | $256,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 42,315 | $255,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 112,000 | $255,000 | thousands by filing date | principal |
| SPARTON CORP | 847235108 | COM | 9,663 | $254,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 56,941 | $253,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 34,107 | $252,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 49,568 | $252,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 235,636 | $252,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 81,324 | $251,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 17,060 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 10,291 | $251,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 233,580 | $250,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 25,188 | $249,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 43,000 | $249,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 12,108 | $249,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 19,470 | $248,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 37,400 | $247,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 12,069 | $247,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 49,222 | $246,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 10,144 | $246,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 55,357 | $245,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 240,353 | $245,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 7,561 | $245,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 80,508 | $245,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 16,200 | $244,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 20,521 | $243,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 30,122 | $241,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 27,706 | $240,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 22,794 | $239,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 11,821 | $239,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 22,295 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 9,098 | $238,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 85,884 | $238,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 4,660 | $238,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 15,873 | $238,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 7,987 | $238,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 37,155 | $236,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 91,028 | $235,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,470 | $235,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 30,949 | $235,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 22,549 | $235,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 44,535 | $234,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 28,334 | $234,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 17,907 | $233,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 11,078 | $233,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 7,419 | $232,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 23,423 | $232,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 9,167 | $231,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 91,104 | $230,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 33,302 | $228,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 33,800 | $226,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,740 | $226,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 34,112 | $226,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,284 | $226,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 15,926 | $225,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 23,186 | $225,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 6,640 | $224,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 16,078 | $224,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 11,103 | $223,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 14,588 | $223,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 16,742 | $222,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 15,074 | $222,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,007 | $220,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 20,631 | $220,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 6,170 | $220,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 16,762 | $220,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 7,251 | $219,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 16,318 | $219,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,024 | $219,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 11,484 | $218,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 37,184 | $218,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,771 | $218,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 31,683 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 4,504 | $218,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,572 | $218,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 13,536 | $218,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 6,693 | $217,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,827 | $216,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 8,570 | $216,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 124,808 | $215,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 8,428 | $215,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 1,713 | $215,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 27,083 | $213,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 43,463 | $213,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 256,127 | $213,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 7,355 | $212,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 13,949 | $212,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 12,823 | $211,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 131,000 | $211,000 | thousands by filing date | principal |
| IMPINJ INC | 453204109 | COM | 5,628 | $210,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 15,757 | $210,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 7,483 | $210,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 14,646 | $210,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 32,082 | $210,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 9,748 | $209,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 31,842 | $209,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 4,266 | $209,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000768 | this filing | 2016-11-10 | acceptance time not in the bulk data set |