13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 6,580 holding rows worth $292,794,602,000.
- Accession
- 0000895421-16-000768
- Filer
- CIK 895421
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 24,966 entries on the cover page, a total value of $292,794,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,794,602,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 158,602 | $5,946,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 178,582 | $5,941,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 152,932 | $5,929,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 421,407 | $5,925,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 333,655 | $5,919,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 155,979 | $5,917,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 678,508 | $5,917,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 132,326 | $5,907,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 140,666 | $5,901,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 420,036 | $5,893,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 565,263 | $5,885,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 770,661 | $5,880,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 433,490 | $5,874,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 223,017 | $5,866,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 530,575 | $5,852,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 166,040 | $5,851,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 278,776 | $5,851,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 93,266 | $5,848,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 441,477 | $5,841,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 123,357 | $5,838,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 12,124 | $5,835,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 251,264 | $5,830,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,183,661 | $5,823,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 441,634 | $5,817,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,282,760 | $5,811,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 254,915 | $5,789,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 187,616 | $5,787,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 78,507 | $5,786,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 547,922 | $5,781,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 68,879 | $5,765,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 57,812 | $5,757,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 95,889 | $5,752,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 64,502 | $5,750,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 411,151 | $5,747,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 229,341 | $5,747,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 419,875 | $5,735,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 273,871 | $5,720,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 143,388 | $5,716,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 896,420 | $5,693,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 5,731,000 | $5,688,000 | thousands by filing date | principal |
| WI-LAN INC | 928972108 | COM | 3,690,713 | $5,684,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 8,998,000 | $5,680,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 95,860 | $5,679,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 225,100 | $5,672,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 358,757 | $5,661,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 783,525 | $5,658,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 196,243 | $5,644,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 604,867 | $5,637,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 122,485 | $5,637,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 245,436 | $5,625,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 387,336 | $5,624,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 119,432 | $5,617,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 138,921 | $5,610,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 755,981 | $5,608,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 157,627 | $5,574,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 472,487 | $5,570,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 4,313,000 | $5,556,000 | thousands by filing date | principal |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 49,234 | $5,555,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 209,132 | $5,549,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 711,692 | $5,545,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 235,179 | $5,536,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 43,164 | $5,535,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 207,264 | $5,531,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 317,224 | $5,513,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 128,475 | $5,510,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 609,652 | $5,505,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 315,360 | $5,482,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 247,851 | $5,472,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 188,491 | $5,469,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 91,226 | $5,465,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 6,068,000 | $5,465,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 244,002 | $5,433,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 154,307 | $5,426,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 89,454 | $5,419,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 392,609 | $5,418,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 201,402 | $5,402,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 502,420 | $5,401,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 868,436 | $5,384,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 129,456 | $5,378,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 257,317 | $5,377,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 520,849 | $5,375,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 158,994 | $5,375,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,660,917 | $5,365,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 922,498 | $5,360,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 190,481 | $5,358,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 296,967 | $5,351,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 550,928 | $5,349,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 443,471 | $5,347,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 100,918 | $5,336,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,059,934 | $5,331,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 93,770 | $5,328,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 61,153 | $5,321,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 179,923 | $5,317,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 58,539 | $5,315,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 189,412 | $5,313,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 430,500 | $5,312,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,266,670 | $5,307,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 281,670 | $5,304,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 502,172 | $5,303,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 197,643 | $5,301,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 461,041 | $5,288,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 232,535 | $5,287,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 5,222,000 | $5,281,000 | thousands by filing date | principal |
| ADAM NAT RES FD INC | 00548F105 | COM | 264,636 | $5,275,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 830,743 | $5,266,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 118,731 | $5,260,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 339,246 | $5,258,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 109,866 | $5,254,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 220,817 | $5,251,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 210,906 | $5,247,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 255,626 | $5,246,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 885,298 | $5,233,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 64,883 | $5,227,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 216,092 | $5,225,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 318,987 | $5,222,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 472,085 | $5,203,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 89,452 | $5,202,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 315,498 | $5,200,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 361,569 | $5,199,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 125,291 | $5,196,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 393,117 | $5,186,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 98,083 | $5,181,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 119,208 | $5,180,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 313,451 | $5,178,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 576,319 | $5,170,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 163,123 | $5,160,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 347,439 | $5,159,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 163,603 | $5,152,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 361,243 | $5,140,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 66,375 | $5,138,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 245,866 | $5,137,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 386,907 | $5,129,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 185,047 | $5,127,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 416,532 | $5,123,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 168,233 | $5,114,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 889,317 | $5,113,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 5,819,000 | $5,113,000 | thousands by filing date | principal |
| INFRAREIT INC | 45685L100 | COM | 281,271 | $5,103,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 225,481 | $5,090,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 444,364 | $5,088,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 490,290 | $5,084,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 126,832 | $5,079,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 174,267 | $5,076,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 180,040 | $5,063,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 157,268 | $5,061,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 133,983 | $5,056,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 676,009 | $5,050,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 113,529 | $5,048,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 91,686 | $5,029,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 67,421 | $5,025,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 130,750 | $5,025,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 45,864 | $5,023,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 193,546 | $5,021,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 29,560 | $5,009,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 316,066 | $4,998,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 211,182 | $4,996,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 248,926 | $4,988,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,220,912 | $4,981,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 394,555 | $4,971,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 98,184 | $4,962,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 75,713 | $4,954,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 277,800 | $4,950,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 508,066 | $4,949,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 8,447 | $4,933,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 85,482 | $4,932,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 181,227 | $4,931,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 67,010 | $4,929,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 248,365 | $4,927,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 67,061 | $4,923,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 180,619 | $4,916,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 580,264 | $4,915,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 208,390 | $4,903,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 125,308 | $4,890,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 364,825 | $4,877,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 411,178 | $4,877,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 81,299 | $4,870,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 382,749 | $4,861,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 268,760 | $4,861,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 133,900 | $4,853,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 376,964 | $4,837,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 285,423 | $4,830,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 175,713 | $4,828,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 217,276 | $4,828,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 99,215 | $4,823,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 285,046 | $4,823,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 248,576 | $4,820,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 116,561 | $4,818,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,005,370 | $4,816,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 282,826 | $4,814,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 307,633 | $4,811,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 267,969 | $4,811,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 291,779 | $4,811,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 553,334 | $4,809,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 187,367 | $4,806,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 288,984 | $4,803,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 407,272 | $4,794,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 82,561 | $4,792,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 145,275 | $4,776,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 80,045 | $4,772,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 36,084 | $4,767,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 47,527 | $4,764,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 201,558 | $4,759,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 107,715 | $4,754,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 334,803 | $4,750,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 288,895 | $4,746,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 284,497 | $4,742,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 145,178 | $4,740,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 84,509 | $4,739,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 89,510 | $4,736,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 105,047 | $4,736,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 68,550 | $4,727,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 315,248 | $4,721,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 285,904 | $4,721,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 37,261 | $4,712,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 243,462 | $4,711,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 41,890 | $4,709,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 340,847 | $4,703,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 152,814 | $4,703,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 237,117 | $4,691,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 301,874 | $4,688,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 438,962 | $4,670,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 4,506,000 | $4,664,000 | thousands by filing date | principal |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 209,370 | $4,660,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 455,294 | $4,654,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 201,128 | $4,646,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 333,210 | $4,635,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 621,453 | $4,630,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 402,628 | $4,630,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 77,115 | $4,620,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 395,920 | $4,620,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 60,942 | $4,619,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 187,556 | $4,618,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 97,539 | $4,612,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 179,930 | $4,610,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 99,548 | $4,589,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 858,900 | $4,586,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 218,168 | $4,585,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 522,578 | $4,572,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 115,470 | $4,566,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 192,763 | $4,565,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 119,971 | $4,560,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 169,872 | $4,548,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 259,418 | $4,547,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 138,937 | $4,546,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 120,037 | $4,545,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 36,484 | $4,541,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 107,900 | $4,540,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 463,357 | $4,537,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 303,649 | $4,536,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 95,364 | $4,532,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 124,149 | $4,530,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 948,604 | $4,526,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 85,178 | $4,517,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 87,404 | $4,512,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 81,257 | $4,509,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 246,433 | $4,508,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 149,113 | $4,505,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 538,809 | $4,504,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 402,016 | $4,502,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 713,710 | $4,496,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 389,421 | $4,493,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 3,976,000 | $4,488,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,441,000 | $4,485,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 71,764 | $4,483,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 63,545 | $4,482,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 127,278 | $4,481,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 150,427 | $4,480,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 199,980 | $4,473,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 4,193,000 | $4,471,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 107,621 | $4,462,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 60,704 | $4,457,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 249,849 | $4,448,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 130,837 | $4,446,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 166,373 | $4,445,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 102,987 | $4,442,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 792,623 | $4,438,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 129,169 | $4,438,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 4,323,000 | $4,437,000 | thousands by filing date | principal |
| GREENHILL & CO INC COM | 395259104 | Stock | 188,047 | $4,432,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 123,392 | $4,430,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 281,921 | $4,429,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 134,609 | $4,425,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 368,344 | $4,424,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 53,631 | $4,421,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 564,713 | $4,417,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 202,481 | $4,404,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 407,376 | $4,401,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 148,383 | $4,394,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 363,703 | $4,393,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 171,474 | $4,391,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 249,837 | $4,388,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 157,349 | $4,387,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 82,517 | $4,386,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 540,575 | $4,384,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 143,764 | $4,376,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 235,052 | $4,372,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 774,860 | $4,371,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 159,717 | $4,364,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 28,076 | $4,359,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 83,665 | $4,350,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 130,159 | $4,344,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 79,888 | $4,337,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 87,285 | $4,331,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,608,000 | $4,330,000 | thousands by filing date | principal |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 362,065 | $4,323,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 128,562 | $4,317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 70,281 | $4,311,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 155,095 | $4,299,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 78,212 | $4,293,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 244,940 | $4,287,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 65,452 | $4,283,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 314,117 | $4,279,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 725,198 | $4,279,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 337,208 | $4,275,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 95,810 | $4,272,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 531,899 | $4,271,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 56,893 | $4,269,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 182,782 | $4,262,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 61,535 | $4,258,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 129,413 | $4,256,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,269,781 | $4,253,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 219,495 | $4,250,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 164,625 | $4,249,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 44,882 | $4,242,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 264,778 | $4,237,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 146,022 | $4,230,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 742,978 | $4,227,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 528,191 | $4,226,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 322,000 | $4,225,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 157,779 | $4,224,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 4,550,000 | $4,220,000 | thousands by filing date | principal |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 63,763 | $4,213,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 158,964 | $4,204,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 92,215 | $4,196,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 50,354 | $4,187,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 107,585 | $4,185,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 55,047 | $4,185,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 148,218 | $4,182,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 163,606 | $4,179,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 362,104 | $4,179,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 82,897 | $4,177,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 155,539 | $4,176,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 199,065 | $4,164,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 161,965 | $4,162,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 532,101 | $4,155,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 81,919 | $4,153,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 156,316 | $4,151,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 189,880 | $4,149,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 284,864 | $4,145,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 328,114 | $4,144,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 62,146 | $4,142,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 41,908 | $4,140,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 126,885 | $4,139,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 94,376 | $4,138,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 104,683 | $4,135,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 70,285 | $4,131,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 60,377 | $4,127,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 130,545 | $4,127,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 463,124 | $4,115,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 82,589 | $4,108,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 369,341 | $4,107,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 104,627 | $4,104,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 601,716 | $4,103,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 352,412 | $4,102,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 63,406 | $4,100,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 96,891 | $4,099,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 185,411 | $4,097,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 80,961 | $4,095,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 85,554 | $4,094,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 315,187 | $4,088,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 213,412 | $4,080,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 361,673 | $4,079,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 248,700 | $4,074,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 162,471 | $4,072,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 101,186 | $4,071,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 156,666 | $4,062,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 107,777 | $4,061,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 305,295 | $4,051,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 148,884 | $4,050,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 117,035 | $4,048,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 64,113 | $4,040,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 358,026 | $4,039,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 644,011 | $4,038,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 159,634 | $4,031,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 186,202 | $4,028,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 299,558 | $4,014,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 72,129 | $4,005,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 70,768 | $4,003,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 390,039 | $3,997,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 212,762 | $3,987,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 116,454 | $3,984,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 276,506 | $3,968,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 241,914 | $3,967,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 78,652 | $3,965,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 77,123 | $3,959,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 165,104 | $3,945,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 268,122 | $3,945,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 177,656 | $3,939,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 544,026 | $3,939,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 573,309 | $3,938,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 198,033 | $3,933,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 135,641 | $3,932,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 99,339 | $3,929,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 68,377 | $3,929,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 173,395 | $3,929,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 302,224 | $3,928,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 24,257 | $3,927,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 78,980 | $3,927,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 121,104 | $3,926,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 102,080 | $3,925,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 104,048 | $3,923,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 70,474 | $3,918,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 72,482 | $3,910,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 38,244 | $3,903,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 62,765 | $3,902,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 4,200,000 | $3,900,000 | thousands by filing date | principal |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 468,677 | $3,886,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 275,240 | $3,881,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 133,463 | $3,880,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 161,862 | $3,878,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 149,457 | $3,877,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,756,000 | $3,876,000 | thousands by filing date | principal |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 58,115 | $3,873,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 232,922 | $3,855,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 86,365 | $3,855,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 253,651 | $3,846,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 473,104 | $3,844,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 278,366 | $3,838,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 195,708 | $3,835,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 38,476 | $3,833,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 287,048 | $3,830,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,514,000 | $3,830,000 | thousands by filing date | principal |
| TIMKEN CO | 887389104 | COM | 108,763 | $3,821,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 168,034 | $3,818,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 35,319 | $3,817,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 147,673 | $3,816,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 35,685 | $3,809,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 116,110 | $3,808,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 86,659 | $3,806,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 157,275 | $3,806,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 142,699 | $3,797,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 35,127 | $3,791,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 158,693 | $3,790,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 48,263 | $3,788,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 231,015 | $3,781,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 230,269 | $3,777,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 110,347 | $3,776,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 150,883 | $3,771,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 128,850 | $3,770,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 101,605 | $3,770,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 181,116 | $3,769,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 105,887 | $3,766,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 268,649 | $3,764,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 662,568 | $3,763,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 62,544 | $3,760,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 68,159 | $3,755,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 311,004 | $3,738,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 216,363 | $3,730,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 251,902 | $3,720,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 165,616 | $3,718,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 173,855 | $3,717,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 34,391 | $3,717,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 228,835 | $3,707,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 544,388 | $3,701,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 163,584 | $3,697,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 164,559 | $3,695,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 28,727 | $3,694,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 112,623 | $3,691,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 443,815 | $3,679,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 235,114 | $3,679,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 76,440 | $3,677,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 150,453 | $3,674,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 170,961 | $3,672,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 142,227 | $3,669,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 22,513 | $3,666,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 150,500 | $3,663,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 254,644 | $3,655,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 191,231 | $3,647,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 32,704 | $3,647,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 100,358 | $3,647,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 625,459 | $3,646,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 350,888 | $3,639,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 428,403 | $3,633,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 466,702 | $3,630,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 469,627 | $3,630,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 146,291 | $3,627,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 88,028 | $3,625,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 146,168 | $3,622,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 227,475 | $3,620,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 101,056 | $3,606,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 329,072 | $3,600,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 776,587 | $3,588,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 231,744 | $3,587,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 142,807 | $3,577,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 162,748 | $3,574,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 370,702 | $3,573,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 41,288 | $3,566,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 26,477 | $3,563,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 223,198 | $3,563,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 117,161 | $3,553,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000768 | this filing | 2016-11-10 | acceptance time not in the bulk data set |