13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 6,580 holding rows worth $292,794,602,000.
- Accession
- 0000895421-16-000768
- Filer
- CIK 895421
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 24,966 entries on the cover page, a total value of $292,794,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,794,602,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 598,235 | $3,548,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 236,430 | $3,547,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 68,120 | $3,541,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 49,933 | $3,541,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 400,779 | $3,539,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 168,452 | $3,537,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 95,985 | $3,536,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 707,866 | $3,532,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 226,021 | $3,530,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 85,253 | $3,530,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 303,921 | $3,528,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 179,210 | $3,518,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 29,979 | $3,515,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 97,094 | $3,514,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 403,632 | $3,511,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 216,383 | $3,499,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 164,528 | $3,497,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 327,142 | $3,496,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 257,693 | $3,481,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 87,718 | $3,478,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 181,099 | $3,470,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 146,089 | $3,469,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 243,764 | $3,467,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 79,086 | $3,462,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 59,198 | $3,450,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 130,346 | $3,450,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 50,822 | $3,445,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 208,920 | $3,445,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 227,439 | $3,434,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 140,862 | $3,433,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 142,021 | $3,432,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 80,258 | $3,430,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 46,579 | $3,425,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,134,798 | $3,416,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 126,043 | $3,406,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 158,073 | $3,402,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 82,470 | $3,402,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 252,351 | $3,402,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 291,589 | $3,400,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 483,063 | $3,395,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 65,126 | $3,393,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 79,238 | $3,389,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 52,071 | $3,387,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 122,056 | $3,387,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 86,112 | $3,386,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 50,981 | $3,382,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 113,568 | $3,381,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 103,212 | $3,381,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 175,892 | $3,380,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 43,332 | $3,378,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 62,209 | $3,377,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 68,287 | $3,376,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 48,795 | $3,376,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 105,382 | $3,366,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 140,033 | $3,355,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 371,947 | $3,347,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 380,675 | $3,339,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 148,824 | $3,336,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 71,600 | $3,334,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 230,150 | $3,333,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 489,213 | $3,331,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 134,348 | $3,330,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 44,351 | $3,326,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 198,869 | $3,319,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 15,882 | $3,318,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 174,452 | $3,318,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 62,322 | $3,312,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 234,436 | $3,312,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 34,643 | $3,309,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 121,392 | $3,308,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 86,105 | $3,307,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 113,864 | $3,305,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 105,126 | $3,304,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 77,989 | $3,304,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 74,243 | $3,303,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 54,026 | $3,300,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 239,115 | $3,297,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 34,601 | $3,286,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 124,640 | $3,286,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 141,325 | $3,284,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 193,216 | $3,281,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 233,840 | $3,279,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 214,884 | $3,273,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 202,011 | $3,272,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 122,848 | $3,270,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 36,009 | $3,264,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 74,219 | $3,264,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 103,125 | $3,263,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 76,686 | $3,263,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 131,335 | $3,261,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 224,528 | $3,260,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 327,044 | $3,257,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 171,710 | $3,257,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 40,722 | $3,252,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 480,562 | $3,244,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 116,388 | $3,243,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 234,013 | $3,243,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 60,603 | $3,241,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 739,753 | $3,239,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 40,552 | $3,237,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 83,583 | $3,224,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 552,880 | $3,212,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 64,127 | $3,211,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 402,374 | $3,207,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 208,263 | $3,201,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 19,413 | $3,196,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 27,997 | $3,192,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 55,255 | $3,192,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 53,766 | $3,185,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 47,575 | $3,183,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 333,592 | $3,179,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 125,775 | $3,176,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 337,308 | $3,171,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 24,860 | $3,171,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 183,538 | $3,171,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 93,275 | $3,168,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 214,024 | $3,168,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 133,545 | $3,165,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 50,191 | $3,162,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 132,085 | $3,160,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 229,969 | $3,159,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 45,519 | $3,159,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 181,322 | $3,157,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 46,879 | $3,143,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 312,606 | $3,143,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 514,830 | $3,136,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 89,477 | $3,135,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 486,955 | $3,131,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 169,996 | $3,126,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 90,503 | $3,123,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 215,146 | $3,123,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 112,420 | $3,122,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 63,236 | $3,119,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 193,672 | $3,116,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 7,283 | $3,106,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 202,493 | $3,102,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 61,362 | $3,101,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 74,736 | $3,099,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 173,561 | $3,099,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 209,771 | $3,092,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 436,232 | $3,071,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 160,637 | $3,067,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 976,960 | $3,067,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 61,607 | $3,063,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 109,875 | $3,063,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 138,242 | $3,062,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 218,697 | $3,056,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 337,506 | $3,054,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 331,133 | $3,050,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 174,768 | $3,046,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 192,492 | $3,045,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 140,215 | $3,045,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 163,456 | $3,043,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 439,050 | $3,042,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,131,061 | $3,031,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 229,810 | $3,029,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 292,242 | $3,027,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 70,494 | $3,023,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 46,103 | $3,022,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 59,048 | $3,020,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 217,738 | $2,996,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 58,058 | $2,996,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 364,190 | $2,994,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 151,800 | $2,985,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 128,771 | $2,977,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 361,809 | $2,965,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 59,027 | $2,958,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 93,929 | $2,956,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 60,803 | $2,943,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 156,587 | $2,943,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 409,841 | $2,943,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 102,169 | $2,942,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 363,057 | $2,940,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 25,866 | $2,938,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 159,691 | $2,937,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 110,795 | $2,932,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 407,284 | $2,925,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 144,227 | $2,916,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 60,470 | $2,912,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 55,001 | $2,910,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 354,699 | $2,905,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 271,350 | $2,901,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 203,415 | $2,899,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 25,307 | $2,899,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 717,572 | $2,899,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 154,400 | $2,896,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 194,911 | $2,894,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 194,095 | $2,894,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 51,177 | $2,892,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 88,103 | $2,891,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 190,400 | $2,879,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 154,583 | $2,875,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 64,658 | $2,867,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 57,233 | $2,867,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 47,718 | $2,867,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 120,210 | $2,860,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 50,661 | $2,858,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 442,171 | $2,848,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 141,773 | $2,846,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 354,722 | $2,844,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 25,691 | $2,840,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 252,634 | $2,831,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 116,352 | $2,825,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 205,813 | $2,824,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 189,206 | $2,808,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 46,457 | $2,807,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 112,528 | $2,804,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 214,501 | $2,800,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 194,108 | $2,799,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 53,290 | $2,799,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 101,259 | $2,790,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 178,677 | $2,786,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 215,199 | $2,785,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 127,355 | $2,783,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 243,320 | $2,769,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 281,993 | $2,769,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 205,272 | $2,767,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 72,957 | $2,757,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 552,317 | $2,756,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 198,980 | $2,756,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 129,612 | $2,753,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 227,009 | $2,753,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 151,042 | $2,752,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 71,260 | $2,751,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 658,072 | $2,751,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 108,740 | $2,749,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 100,062 | $2,747,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 75,399 | $2,739,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 328,309 | $2,738,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 18,967 | $2,733,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 47,474 | $2,732,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 126,788 | $2,731,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 96,162 | $2,730,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 71,762 | $2,730,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 121,326 | $2,726,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 97,299 | $2,725,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 256,625 | $2,722,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 141,188 | $2,718,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 125,792 | $2,716,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 169,168 | $2,712,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 42,976 | $2,708,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 111,231 | $2,707,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 229,552 | $2,704,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 59,362 | $2,704,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 139,437 | $2,702,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 556,298 | $2,697,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 98,691 | $2,691,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 69,138 | $2,689,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 73,745 | $2,683,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 277,042 | $2,682,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 80,763 | $2,680,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 57,980 | $2,673,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 65,766 | $2,672,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 2,926,000 | $2,672,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 57,960 | $2,670,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 120,777 | $2,665,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 475,180 | $2,663,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 66,973 | $2,660,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 310,599 | $2,658,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 317,617 | $2,652,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 53,416 | $2,647,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 142,068 | $2,646,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 434,299 | $2,645,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 63,313 | $2,644,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 213,329 | $2,639,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 111,285 | $2,637,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 587,093 | $2,636,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 92,336 | $2,635,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 39,384 | $2,631,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 245,440 | $2,631,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 97,971 | $2,630,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 155,518 | $2,628,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 296,405 | $2,628,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 36,189 | $2,624,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 92,588 | $2,622,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 64,610 | $2,620,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 215,459 | $2,613,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 72,172 | $2,612,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 149,383 | $2,608,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 164,125 | $2,606,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 77,655 | $2,594,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 71,375 | $2,594,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 545,329 | $2,590,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 49,129 | $2,587,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 135,736 | $2,574,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 101,797 | $2,570,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 103,080 | $2,570,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 167,454 | $2,567,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 113,441 | $2,563,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 246,276 | $2,562,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 332,879 | $2,560,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 37,019 | $2,559,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 69,930 | $2,556,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 160,507 | $2,549,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 25,614 | $2,546,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 85,530 | $2,541,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 49,625 | $2,531,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 72,922 | $2,530,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 283,631 | $2,529,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 88,811 | $2,519,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 256,067 | $2,519,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 64,431 | $2,515,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 65,798 | $2,512,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 49,363 | $2,512,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 174,019 | $2,499,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 77,992 | $2,497,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 68,853 | $2,496,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 49,562 | $2,492,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 129,182 | $2,491,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 106,487 | $2,489,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,535,000 | $2,488,000 | thousands by filing date | principal |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 131,010 | $2,478,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 35,923 | $2,477,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 333,726 | $2,476,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 320,253 | $2,472,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 153,350 | $2,470,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 10,304 | $2,466,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 84,606 | $2,461,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 154,653 | $2,456,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 119,610 | $2,451,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 85,762 | $2,447,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 29,539 | $2,446,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 75,100 | $2,445,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 2,398,000 | $2,445,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 45,379 | $2,438,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 439,040 | $2,433,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 160,501 | $2,431,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 87,260 | $2,431,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 49,857 | $2,430,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 160,065 | $2,428,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 105,236 | $2,427,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 78,760 | $2,420,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 32,766 | $2,420,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 55,308 | $2,416,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 119,865 | $2,413,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 99,781 | $2,408,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 216,567 | $2,408,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 65,295 | $2,407,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 128,739 | $2,407,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 133,358 | $2,407,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 252,039 | $2,405,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 27,773 | $2,403,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 95,676 | $2,400,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 83,210 | $2,400,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 40,291 | $2,399,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 155,272 | $2,399,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 55,223 | $2,396,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 141,100 | $2,396,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,535,000 | $2,396,000 | thousands by filing date | principal |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 162,540 | $2,394,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 169,930 | $2,391,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 377,795 | $2,387,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 91,265 | $2,383,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 109,536 | $2,374,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 248,942 | $2,372,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 10,948 | $2,371,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 62,800 | $2,371,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 235,238 | $2,362,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 277,882 | $2,356,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 189,265 | $2,354,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 103,286 | $2,352,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 423,025 | $2,351,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 48,357 | $2,349,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 767,378 | $2,348,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 579,456 | $2,347,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 43,881 | $2,333,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 45,662 | $2,333,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 111,162 | $2,329,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 57,268 | $2,329,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 206,295 | $2,328,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 328,390 | $2,321,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 87,290 | $2,321,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 282,837 | $2,320,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 89,209 | $2,318,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 19,625 | $2,316,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 64,531 | $2,315,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 48,234 | $2,314,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 301,436 | $2,312,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,259,000 | $2,312,000 | thousands by filing date | principal |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 61,186 | $2,309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 49,951 | $2,307,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 119,108 | $2,302,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 140,749 | $2,301,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 135,090 | $2,298,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 83,506 | $2,297,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 99,542 | $2,296,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 383,205 | $2,295,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 57,594 | $2,293,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 84,172 | $2,292,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 143,386 | $2,281,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 97,130 | $2,280,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 139,538 | $2,280,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 167,986 | $2,278,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 40,956 | $2,276,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 139,387 | $2,275,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 59,321 | $2,275,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 330,889 | $2,273,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 365,426 | $2,269,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 121,452 | $2,263,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 201,211 | $2,262,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 318,855 | $2,262,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 144,228 | $2,258,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 16,593 | $2,258,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 119,663 | $2,255,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 70,337 | $2,254,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 140,911 | $2,251,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 137,918 | $2,250,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 45,254 | $2,249,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 95,567 | $2,244,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 60,971 | $2,243,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 21,886 | $2,234,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 162,445 | $2,234,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 146,547 | $2,231,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 93,497 | $2,231,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 220,466 | $2,227,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 37,124 | $2,226,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 28,523 | $2,224,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 74,823 | $2,221,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 70,411 | $2,219,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 256,190 | $2,217,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 192,496 | $2,215,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 131,496 | $2,212,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 289,935 | $2,212,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 123,820 | $2,211,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 34,088 | $2,209,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 384,770 | $2,208,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 97,881 | $2,206,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 57,913 | $2,202,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 103,902 | $2,200,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 187,789 | $2,194,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 49,677 | $2,193,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 286,413 | $2,190,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 102,942 | $2,186,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 179,821 | $2,186,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 73,855 | $2,186,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 120,780 | $2,183,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 296,984 | $2,180,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,005,000 | $2,175,000 | thousands by filing date | principal |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 58,941 | $2,170,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 248,321 | $2,170,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 142,855 | $2,170,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 31,993 | $2,166,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 50,712 | $2,160,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 751,842 | $2,158,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 39,634 | $2,154,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 52,981 | $2,147,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 103,533 | $2,144,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 21,177 | $2,143,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 83,503 | $2,139,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 84,138 | $2,139,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 173,842 | $2,137,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 73,326 | $2,137,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 76,284 | $2,136,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 45,575 | $2,132,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 39,331 | $2,127,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 151,263 | $2,125,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 63,772 | $2,124,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 79,586 | $2,120,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 19,701 | $2,113,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 364,297 | $2,107,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 124,775 | $2,107,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 73,424 | $2,107,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 87,576 | $2,105,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 156,299 | $2,104,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 36,113 | $2,103,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 103,531 | $2,098,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 101,241 | $2,097,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 222,402 | $2,095,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 41,588 | $2,086,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 155,966 | $2,084,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 56,041 | $2,083,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 145,837 | $2,081,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 110,987 | $2,080,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 235,257 | $2,078,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 109,599 | $2,075,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 131,222 | $2,074,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 41,617 | $2,071,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 89,712 | $2,070,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 204,309 | $2,067,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 508,927 | $2,066,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 40,768 | $2,065,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 104,009 | $2,065,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 354,479 | $2,063,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 86,875 | $2,061,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 118,914 | $2,050,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 24,976 | $2,047,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 49,150 | $2,046,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 162,462 | $2,045,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 41,105 | $2,045,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 121,676 | $2,044,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 21,302 | $2,042,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 160,634 | $2,039,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 40,546 | $2,035,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 181,537 | $2,035,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 108,937 | $2,031,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 58,960 | $2,029,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 71,428 | $2,028,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 386,203 | $2,027,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 100,246 | $2,020,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 54,936 | $2,020,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000768 | this filing | 2016-11-10 | acceptance time not in the bulk data set |