13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 6,580 holding rows worth $292,794,602,000.
- Accession
- 0000895421-16-000768
- Filer
- CIK 895421
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 24,966 entries on the cover page, a total value of $292,794,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,794,602,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 33,520 | $1,042,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 32,609 | $1,041,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 46,556 | $1,040,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 194,059 | $1,040,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 283,217 | $1,040,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 88,477 | $1,040,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 324,781 | $1,035,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 42,457 | $1,033,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 170,145 | $1,033,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 221,659 | $1,033,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 27,426 | $1,032,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 124,288 | $1,031,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 61,913 | $1,030,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 35,238 | $1,029,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 37,199 | $1,026,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 66,565 | $1,025,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 55,666 | $1,024,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 165,377 | $1,022,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 60,231 | $1,021,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 125,296 | $1,018,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 336,932 | $1,017,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 6,933 | $1,016,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 34,533 | $1,016,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 70,349 | $1,014,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 57,763 | $1,013,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 22,735 | $1,013,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 190,829 | $1,011,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 88,516 | $1,011,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 10,520 | $1,009,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 43,743 | $1,008,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 16,542 | $1,008,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 92,264 | $1,006,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 213,071 | $1,006,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 97,299 | $1,003,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 24,336 | $1,003,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 63,634 | $1,002,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 40,173 | $1,002,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 44,089 | $1,001,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 102,225 | $999,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 32,431 | $997,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 109,689 | $997,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 45,924 | $996,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 85,333 | $994,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 21,577 | $993,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 64,469 | $992,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 57,321 | $991,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 124,170 | $990,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 2,128,000 | $989,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 35,726 | $989,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 37,661 | $988,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 27,250 | $987,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 61,335 | $987,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 97,365 | $985,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 478,198 | $985,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 40,110 | $984,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 67,741 | $983,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 39,545 | $982,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 21,026 | $982,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 79,945 | $982,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 19,725 | $981,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 7,747 | $979,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 95,792 | $979,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 54,785 | $974,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 86,049 | $972,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 19,366 | $971,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 188,801 | $969,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 258,633 | $969,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 37,003 | $968,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 15,901 | $966,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 254,520 | $965,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 116,152 | $964,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 248,705 | $963,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 81,982 | $962,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 30,413 | $958,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 25,495 | $957,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 50,076 | $955,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 45,491 | $954,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 53,096 | $953,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 13,615 | $951,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 101,156 | $950,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 29,829 | $944,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 72,191 | $941,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 49,595 | $938,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 57,892 | $938,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 43,286 | $937,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 330,534 | $932,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 67,366 | $931,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 38,106 | $930,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 1,621,000 | $930,000 | thousands by filing date | principal |
| RTI BIOLOGICS INC | 74975N105 | COM | 296,412 | $928,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 81,234 | $926,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $925,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 37,607 | $924,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 38,817 | $923,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 120,538 | $923,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 32,865 | $922,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 112,187 | $922,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 64,057 | $921,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 59,776 | $921,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 253,627 | $921,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 46,443 | $921,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 348,813 | $920,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 59,803 | $919,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 71,866 | $918,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 41,055 | $915,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 134,481 | $915,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 121,878 | $913,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 60,626 | $911,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 22,365 | $910,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 16,927 | $909,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 23,130 | $909,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 14,430 | $908,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 114,094 | $907,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 60,127 | $906,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 61,385 | $903,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 49,123 | $903,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 20,020 | $900,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 14,050 | $898,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 104,616 | $897,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 13,170 | $895,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 49,613 | $893,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 188,402 | $891,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 55,774 | $889,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 96,711 | $887,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 59,712 | $885,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 45,789 | $884,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 56,139 | $882,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 38,098 | $880,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 48,123 | $877,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 9,225 | $875,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 34,746 | $874,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 14,524 | $874,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 186,048 | $874,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 107,400 | $872,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 51,605 | $868,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 14,474 | $865,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 127,254 | $865,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 51,524 | $865,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 65,623 | $864,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 50,448 | $863,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 37,827 | $863,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 59,024 | $858,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 33,118 | $856,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 26,711 | $855,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 26,934 | $854,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 26,813 | $851,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 48,948 | $850,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 33,815 | $848,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 101,831 | $846,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 44,100 | $845,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 53,126 | $844,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 55,813 | $842,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 11,844 | $842,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 532,000 | $841,000 | thousands by filing date | principal |
| EMC INS GROUP INC | 268664109 | COM | 31,143 | $839,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 47,551 | $838,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 48,214 | $838,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 68,382 | $837,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 48,718 | $837,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 72,937 | $836,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 139,041 | $835,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 22,749 | $835,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 70,029 | $835,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 23,678 | $834,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 141,170 | $834,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 21,133 | $832,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 175,925 | $829,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,897 | $827,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 56,683 | $827,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 71,420 | $827,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 274,333 | $826,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 33,133 | $822,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 153,904 | $822,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 84,256 | $821,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 177,377 | $821,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 154,697 | $821,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 31,933 | $820,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 54,645 | $819,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 15,280 | $819,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 19,786 | $818,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 302,859 | $818,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 25,374 | $817,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 26,412 | $817,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 29,277 | $816,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 104,704 | $816,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 51,711 | $816,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 22,635 | $816,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 238,140 | $815,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 21,094 | $815,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 85,065 | $814,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 25,975 | $813,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 33,188 | $812,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 137,347 | $811,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 174,593 | $810,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 40,897 | $809,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 109,484 | $805,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,404,000 | $805,000 | thousands by filing date | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 72,799 | $803,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 25,540 | $803,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 103,373 | $801,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 47,093 | $800,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 68,395 | $800,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 135,853 | $800,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 28,597 | $799,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 29,431 | $798,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 108,407 | $798,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 64,303 | $796,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 23,026 | $795,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 6,939 | $794,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 51,534 | $794,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 22,602 | $791,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 44,698 | $789,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 62,029 | $788,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 26,333 | $787,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 33,690 | $787,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 23,111 | $786,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 386,500 | $785,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 63,823 | $784,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 27,249 | $784,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 21,951 | $783,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 31,817 | $782,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 11,527 | $781,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 19,522 | $779,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 6,939 | $779,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 192,389 | $777,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 41,596 | $777,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 59,749 | $776,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 29,846 | $776,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 23,025 | $775,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 30,748 | $775,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 17,249 | $774,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 29,739 | $773,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 29,545 | $773,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 116,601 | $770,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 33,667 | $767,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 73,649 | $767,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 47,751 | $767,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 27,234 | $767,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 59,748 | $764,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 30,447 | $763,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 565,125 | $763,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 29,732 | $761,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 14,349 | $760,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 23,231 | $760,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 81,242 | $760,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 20,644 | $759,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 89,452 | $759,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 137,246 | $758,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 202,923 | $758,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 14,667 | $758,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 42,382 | $756,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 55,434 | $754,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 26,273 | $753,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 26,654 | $752,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 65,985 | $752,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 118,805 | $751,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 31,308 | $749,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 22,595 | $749,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 48,876 | $748,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 38,022 | $745,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 20,262 | $744,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 13,888 | $742,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 55,943 | $740,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 14,520 | $737,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 54,409 | $735,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 66,283 | $735,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 89,643 | $732,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 309,796 | $731,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 82,504 | $731,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 52,829 | $727,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 39,606 | $727,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 56,703 | $726,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 27,402 | $725,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,624 | $721,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 23,859 | $720,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 67,388 | $720,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 115,980 | $719,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 166,557 | $718,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 27,866 | $717,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 19,892 | $717,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 70,522 | $715,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 103,182 | $713,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 73,803 | $713,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 38,344 | $709,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 115,788 | $708,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 23,473 | $708,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 11,868 | $706,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 90,823 | $706,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 39,897 | $704,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 48,449 | $704,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 157,126 | $704,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 15,609 | $703,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 9,065 | $703,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 28,122 | $701,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 45,486 | $700,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 15,276 | $697,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 62,571 | $696,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 21,472 | $696,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 14,088 | $695,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 36,496 | $694,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 13,552 | $692,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 45,120 | $692,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 106,495 | $691,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 26,937 | $690,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 59,591 | $690,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 187,872 | $689,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 77,550 | $688,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 119,496 | $688,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 22,099 | $687,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 36,497 | $686,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 45,557 | $686,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 26,611 | $684,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 29,452 | $682,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 9,374 | $681,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 98,592 | $681,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 49,102 | $680,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 18,630 | $680,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7,298 | $678,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 38,053 | $678,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 14,461 | $677,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 48,915 | $676,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 21,105 | $676,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 26,854 | $675,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 30,531 | $675,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 29,269 | $673,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 52,472 | $672,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 58,402 | $672,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 49,441 | $668,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 21,825 | $668,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 40,625 | $668,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 26,770 | $667,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 307,400 | $667,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 54,121 | $667,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 59,832 | $667,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 25,079 | $666,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 125,909 | $666,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 242,273 | $666,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 90,484 | $665,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 260,092 | $665,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 13,631 | $664,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 78,282 | $663,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 40,788 | $663,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 29,181 | $662,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 16,614 | $661,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 65,908 | $656,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 36,384 | $652,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 71,265 | $652,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 23,161 | $651,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 84,497 | $651,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 525,356 | $651,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 28,971 | $650,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 61,470 | $650,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 8,486 | $649,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 70,524 | $649,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 19,686 | $648,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 16,127 | $648,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 29,610 | $647,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 46,784 | $647,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 42,938 | $646,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 83,858 | $646,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 15,183 | $643,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 72,744 | $643,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 25,583 | $642,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 13,284 | $639,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 24,289 | $638,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 47,313 | $637,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 10,519 | $637,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 41,622 | $637,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 41,721 | $636,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 28,226 | $636,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 517,000 | $636,000 | thousands by filing date | principal |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 35,116 | $635,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 551,122 | $634,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 23,938 | $633,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 37,020 | $632,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 10,557 | $632,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 27,390 | $631,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 43,386 | $631,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 44,477 | $631,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 184,263 | $630,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 66,386 | $630,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,166 | $629,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 30,685 | $629,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 34,418 | $629,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 115,758 | $628,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 56,405 | $628,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 18,887 | $627,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 41,395 | $627,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 173,699 | $627,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 387,180 | $627,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 39,831 | $626,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 46,231 | $623,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,758 | $622,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 40,245 | $619,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 37,355 | $617,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 103,521 | $617,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 44,029 | $616,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 25,856 | $614,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,147 | $613,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 26,113 | $613,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 12,833 | $613,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 104,984 | $613,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 41,470 | $613,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 24,812 | $613,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 57,737 | $611,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 31,046 | $608,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 11,810 | $604,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 12,498 | $602,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 13,670 | $601,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 24,435 | $601,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 157,800 | $601,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 54,025 | $600,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 26,560 | $599,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 16,259 | $598,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 36,757 | $596,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 32,807 | $595,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 217,404 | $595,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 18,912 | $593,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 41,362 | $593,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 706,263 | $593,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 8,477 | $591,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 184,650 | $589,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 30,079 | $589,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 40,604 | $588,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 73,450 | $587,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 435,041 | $587,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 193,349 | $585,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 34,054 | $584,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 214,100 | $584,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 51,906 | $583,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 11,621 | $583,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 31,759 | $582,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 32,583 | $579,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 61,608 | $578,000 | thousands by filing date | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 11,709 | $578,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 77,676 | $577,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 29,053 | $576,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,068 | $575,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,957 | $575,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 26,213 | $575,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 33,684 | $575,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 10,610 | $574,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 13,085 | $573,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 42,676 | $573,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 38,156 | $572,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 44,685 | $569,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 25,400 | $569,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 7,449 | $569,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 15,482 | $568,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 24,963 | $568,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 26,823 | $567,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 76,726 | $567,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,923 | $566,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 32,938 | $566,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 22,460 | $565,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 53,411 | $564,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 17,382 | $562,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 5,788 | $561,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 116,091 | $559,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 25,758 | $559,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,640 | $558,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 119,462 | $558,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 49,787 | $555,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 17,174 | $555,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 15,965 | $554,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 230,370 | $553,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 155,050 | $553,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 10,770 | $551,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 110,915 | $549,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 15,240 | $549,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,669 | $548,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 24,570 | $547,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 43,238 | $546,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 7,197 | $544,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 212,374 | $544,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 28,644 | $539,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 66,318 | $538,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 36,242 | $536,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 35,210 | $536,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 67,097 | $536,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 183,556 | $534,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 22,472 | $533,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 17,975 | $533,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 19,605 | $533,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 37,840 | $532,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 659,000 | $532,000 | thousands by filing date | principal |
| MONRO INC | 610236101 | COMMON STOCK | 8,671 | $531,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 516,000 | $531,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 31,797 | $529,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 37,621 | $529,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 5,364 | $529,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,100 | $529,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 69,214 | $528,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 7,521 | $527,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 53,869 | $526,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 20,986 | $525,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 3,972 | $524,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 21,970 | $523,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 115,688 | $523,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 12,836 | $521,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000768 | this filing | 2016-11-10 | acceptance time not in the bulk data set |