13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 6,580 holding rows worth $292,794,602,000.
- Accession
- 0000895421-16-000768
- Filer
- CIK 895421
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 24,966 entries on the cover page, a total value of $292,794,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,794,602,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.028-17497
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEMED CORP NEW | 16359R103 | COM | 71,483 | $10,083,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 456,958 | $10,081,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 426,911 | $10,074,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 216,973 | $10,071,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,656,273 | $10,004,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 499,940 | $9,990,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 829,562 | $9,972,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 397,422 | $9,948,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 155,685 | $9,947,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 746,143 | $9,931,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 133,550 | $9,904,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 884,990 | $9,903,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 590,139 | $9,902,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 305,343 | $9,893,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 911,844 | $9,893,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 339,325 | $9,891,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 461,128 | $9,880,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 651,775 | $9,875,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 120,475 | $9,858,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,637,381 | $9,841,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 854,779 | $9,839,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 696,570 | $9,835,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 317,009 | $9,827,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 221,865 | $9,804,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 580,085 | $9,797,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 202,361 | $9,795,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 975,885 | $9,779,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 175,696 | $9,747,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 332,759 | $9,743,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 199,897 | $9,738,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 264,576 | $9,723,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 978,806 | $9,719,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 157,098 | $9,717,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 122,740 | $9,704,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 1,492,583 | $9,702,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 157,616 | $9,696,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 757,897 | $9,694,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 658,104 | $9,694,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 166,318 | $9,692,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 575,583 | $9,669,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 258,663 | $9,656,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 711,666 | $9,649,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 583,971 | $9,641,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 880,061 | $9,619,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 229,000 | $9,614,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 293,173 | $9,613,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 621,445 | $9,608,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 168,949 | $9,604,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 302,824 | $9,598,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 644,600 | $9,585,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 236,692 | $9,563,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 607,456 | $9,549,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 606,527 | $9,523,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 44,297 | $9,502,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 668,312 | $9,491,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 624,769 | $9,447,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,104,129 | $9,440,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 253,222 | $9,435,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,252,352 | $9,417,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 599,137 | $9,406,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 460,140 | $9,396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 49,128 | $9,391,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 151,998 | $9,369,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 388,830 | $9,366,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 134,706 | $9,345,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 266,820 | $9,330,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 895,923 | $9,318,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,346,741 | $9,307,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 370,273 | $9,305,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,135,934 | $9,303,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 226,036 | $9,302,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 277,889 | $9,287,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 355,682 | $9,287,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 388,351 | $9,286,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 257,952 | $9,285,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 541,877 | $9,276,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 90,054 | $9,269,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 7,736,000 | $9,251,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 352,940 | $9,250,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 338,057 | $9,232,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 362,243 | $9,230,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,326,749 | $9,221,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 476,971 | $9,201,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 184,036 | $9,192,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 68,504 | $9,185,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 644,205 | $9,174,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 138,453 | $9,173,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 393,399 | $9,147,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 731,417 | $9,144,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 278,586 | $9,140,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 737,303 | $9,135,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 426,832 | $9,125,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 667,409 | $9,124,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 361,753 | $9,113,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 116,144 | $9,092,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,356,579 | $9,089,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 318,520 | $9,068,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 9,106,000 | $9,060,000 | thousands by filing date | principal |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 168,921 | $9,057,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 427,325 | $9,050,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 156,553 | $9,043,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 638,552 | $9,023,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 1,679,454 | $9,018,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 114,050 | $9,012,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 350,908 | $9,011,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 654,650 | $9,007,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 402,216 | $9,002,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 101,936 | $8,984,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 160,413 | $8,983,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 171,417 | $8,968,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 387,953 | $8,966,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 157,806 | $8,953,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 292,963 | $8,950,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 214,183 | $8,949,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,538,314 | $8,938,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 351,260 | $8,936,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 268,127 | $8,933,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 109,157 | $8,911,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 608,736 | $8,893,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 200,831 | $8,887,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 20,657 | $8,869,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 293,957 | $8,869,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 173,816 | $8,865,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 640,810 | $8,830,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 111,385 | $8,829,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 147,238 | $8,826,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 142,273 | $8,819,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 955,946 | $8,814,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 342,465 | $8,795,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 552,555 | $8,792,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 244,446 | $8,787,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 441,501 | $8,786,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 1,145,430 | $8,763,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 246,488 | $8,762,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 340,089 | $8,757,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 9,144,000 | $8,755,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 150,492 | $8,734,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 375,925 | $8,707,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 259,802 | $8,688,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 111,139 | $8,674,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 339,594 | $8,673,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 299,572 | $8,664,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 128,889 | $8,642,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 840,660 | $8,625,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 288,886 | $8,609,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 319,148 | $8,582,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 74,360 | $8,567,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 223,429 | $8,557,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 420,360 | $8,550,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 343,026 | $8,541,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 8,413,000 | $8,539,000 | thousands by filing date | principal |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 717,786 | $8,527,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,152,000 | $8,522,000 | thousands by filing date | principal |
| OCEANEERING INTL INC | 675232102 | COM | 309,199 | $8,507,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 130,952 | $8,492,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 245,521 | $8,479,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 107,526 | $8,467,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 627,893 | $8,464,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 836,193 | $8,463,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 194,230 | $8,436,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 457,139 | $8,426,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 161,693 | $8,408,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 290,909 | $8,404,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 338,997 | $8,404,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 821,709 | $8,374,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 75,739 | $8,370,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 664,227 | $8,369,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 321,071 | $8,364,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 155,553 | $8,358,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 88,227 | $8,339,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 497,663 | $8,334,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 551,376 | $8,320,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 214,372 | $8,313,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 295,044 | $8,303,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 107,367 | $8,298,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 150,987 | $8,294,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 76,779 | $8,288,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 138,963 | $8,284,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 327,272 | $8,277,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 382,642 | $8,272,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 750,865 | $8,260,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 83,094 | $8,252,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 986,832 | $8,250,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 392,794 | $8,247,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 523,503 | $8,241,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 332,941 | $8,233,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 110,985 | $8,213,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 337,413 | $8,169,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 70,633 | $8,166,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 513,795 | $8,164,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 214,626 | $8,159,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 112,310 | $8,156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 474,726 | $8,156,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 437,865 | $8,131,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 39,762 | $8,126,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 117,112 | $8,122,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 396,308 | $8,108,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 136,050 | $8,101,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,428,937 | $8,088,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 976,130 | $8,083,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 950,254 | $8,078,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 264,206 | $8,071,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 186,764 | $8,061,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 213,126 | $8,056,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 571,719 | $8,055,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 195,327 | $8,043,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 257,125 | $8,035,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 425,746 | $8,034,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 179,955 | $8,027,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 179,897 | $8,017,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 501,871 | $8,015,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 481,283 | $8,014,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 384,893 | $8,006,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 933,778 | $7,994,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 7,476,000 | $7,990,000 | thousands by filing date | principal |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 300,034 | $7,978,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 616,505 | $7,971,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 550,501 | $7,971,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 785,088 | $7,953,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 200,679 | $7,942,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 253,150 | $7,934,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 254,717 | $7,931,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 227,950 | $7,917,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 148,348 | $7,910,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 198,389 | $7,908,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 131,324 | $7,893,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 82,421 | $7,871,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 557,002 | $7,865,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 146,934 | $7,861,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,392,361 | $7,839,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 132,313 | $7,822,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 239,261 | $7,822,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 231,138 | $7,815,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 237,790 | $7,814,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 146,217 | $7,802,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 491,843 | $7,791,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 152,538 | $7,769,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 179,533 | $7,765,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 141,587 | $7,758,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 307,007 | $7,755,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 364,099 | $7,740,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 444,740 | $7,739,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 793,847 | $7,725,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 371,012 | $7,721,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 173,117 | $7,713,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 342,545 | $7,700,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 103,860 | $7,689,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 429,499 | $7,688,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 928,247 | $7,686,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 404,392 | $7,678,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,230,304 | $7,677,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 961,166 | $7,670,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 413,705 | $7,659,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 307,509 | $7,654,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 136,957 | $7,637,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 472,906 | $7,623,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 344,593 | $7,619,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 655,469 | $7,617,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 151,870 | $7,615,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,362,044 | $7,614,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 181,176 | $7,572,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 107,808 | $7,563,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 240,496 | $7,557,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 192,395 | $7,538,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 327,554 | $7,537,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 100,939 | $7,535,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,907,035 | $7,529,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 195,235 | $7,528,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 252,359 | $7,528,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 115,696 | $7,521,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 152,662 | $7,519,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 517,643 | $7,490,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 77,258 | $7,487,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 512,870 | $7,478,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 102,828 | $7,472,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 128,260 | $7,467,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 143,157 | $7,457,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 341,686 | $7,448,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 226,853 | $7,448,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,138,011 | $7,442,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 549,888 | $7,434,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 174,712 | $7,431,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 106,555 | $7,418,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 127,814 | $7,418,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 196,778 | $7,416,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 734,814 | $7,406,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 89,707 | $7,405,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 100,008 | $7,400,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 485,871 | $7,381,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 258,097 | $7,377,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 247,072 | $7,348,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 362,107 | $7,343,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 427,051 | $7,341,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 774,145 | $7,331,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 73,257 | $7,331,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 194,194 | $7,323,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 171,653 | $7,311,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 499,262 | $7,309,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 280,910 | $7,298,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 499,425 | $7,296,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 190,739 | $7,290,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 402,565 | $7,290,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 300,044 | $7,288,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,582,148 | $7,286,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 751,160 | $7,264,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 410,030 | $7,253,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 477,458 | $7,248,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 169,175 | $7,245,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 437,578 | $7,242,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 7,372,000 | $7,234,000 | thousands by filing date | principal |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 97,979 | $7,230,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 426,689 | $7,223,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 285,892 | $7,200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 184,668 | $7,193,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 208,712 | $7,183,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 106,965 | $7,179,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 221,152 | $7,173,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 276,852 | $7,173,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 5,905,000 | $7,160,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 5,650,000 | $7,156,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 6,623,000 | $7,145,000 | thousands by filing date | principal |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 197,300 | $7,121,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 488,517 | $7,114,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 313,050 | $7,093,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 6,328,000 | $7,089,000 | thousands by filing date | principal |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 234,620 | $7,082,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 360,047 | $7,072,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 324,710 | $7,062,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 228,836 | $7,061,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,443,095 | $7,057,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 615,720 | $7,050,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 146,027 | $7,045,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 419,683 | $7,034,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 245,583 | $7,026,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 51,931 | $7,022,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 172,252 | $7,013,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 6,726,000 | $7,013,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 176,055 | $7,007,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 161,702 | $6,995,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 113,651 | $6,990,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 174,259 | $6,979,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 465,074 | $6,976,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 366,871 | $6,974,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 274,712 | $6,961,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 345,004 | $6,950,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 369,937 | $6,948,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 40,513 | $6,937,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 309,682 | $6,937,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200,770 | $6,930,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 217,680 | $6,925,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 108,726 | $6,909,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 52,305 | $6,907,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 212,059 | $6,904,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 122,092 | $6,900,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 236,159 | $6,896,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,246,547 | $6,869,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 6,818,000 | $6,851,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,743,065 | $6,850,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 68,670 | $6,843,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 248,474 | $6,840,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 225,950 | $6,839,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 357,244 | $6,827,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 396,272 | $6,824,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 53,243 | $6,824,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 346,139 | $6,819,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 391,146 | $6,813,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 167,104 | $6,811,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 112,542 | $6,807,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,162,805 | $6,804,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 579,312 | $6,794,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 445,832 | $6,793,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 187,127 | $6,790,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 914,925 | $6,789,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,259,328 | $6,788,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 80,079 | $6,784,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 612,490 | $6,775,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,110,933 | $6,765,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 297,728 | $6,765,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 7,604,000 | $6,765,000 | thousands by filing date | principal |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 87,379 | $6,760,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 238,272 | $6,758,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 151,554 | $6,757,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 217,048 | $6,755,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 221,628 | $6,750,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 438,458 | $6,748,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 134,545 | $6,745,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 238,088 | $6,745,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 208,222 | $6,740,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 167,974 | $6,726,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 177,493 | $6,718,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 378,843 | $6,716,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 184,231 | $6,714,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 272,246 | $6,706,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 111,663 | $6,697,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 76,808 | $6,696,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 272,306 | $6,693,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 93,570 | $6,689,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 189,750 | $6,688,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 72,182 | $6,657,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 118,885 | $6,650,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 370,837 | $6,645,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 5,220,000 | $6,623,000 | thousands by filing date | principal |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 270,815 | $6,619,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 111,143 | $6,613,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 2,401,443 | $6,604,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 148,439 | $6,603,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 101,128 | $6,601,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 205,105 | $6,582,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 108,170 | $6,576,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 75,971 | $6,570,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 254,211 | $6,562,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 6,635,000 | $6,555,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 291,036 | $6,551,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 957,077 | $6,547,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 66,223 | $6,544,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 72,915 | $6,515,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,150,193 | $6,515,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 255,638 | $6,495,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 210,791 | $6,484,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 528,067 | $6,484,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 549,272 | $6,482,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 124,688 | $6,479,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 169,108 | $6,468,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 166,941 | $6,459,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 188,419 | $6,455,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 171,014 | $6,448,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 222,859 | $6,447,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 98,713 | $6,444,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 124,180 | $6,443,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 329,252 | $6,411,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 137,152 | $6,410,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 58,465 | $6,395,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 564,857 | $6,383,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 6,208,000 | $6,379,000 | thousands by filing date | principal |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 131,089 | $6,372,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 95,968 | $6,367,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 483,045 | $6,366,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,684,085 | $6,361,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 136,525 | $6,360,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 761,634 | $6,352,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 138,104 | $6,345,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 586,588 | $6,341,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 604,358 | $6,340,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 109,909 | $6,324,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 246,937 | $6,322,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 103,162 | $6,316,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 447,002 | $6,311,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 210,811 | $6,271,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 255,773 | $6,269,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 227,420 | $6,267,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 100,009 | $6,262,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 6,178,000 | $6,257,000 | thousands by filing date | principal |
| COMFORT SYS USA INC COM | 199908104 | Stock | 213,245 | $6,250,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 8,201,000 | $6,250,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 963,436 | $6,243,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 198,174 | $6,243,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 125,112 | $6,236,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 74,820 | $6,236,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 113,474 | $6,232,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 519,245 | $6,231,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 186,310 | $6,219,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 352,251 | $6,210,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 100,085 | $6,197,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 417,747 | $6,191,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 84,413 | $6,188,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,752,662 | $6,187,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 228,931 | $6,179,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 262,852 | $6,177,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 140,006 | $6,167,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 154,391 | $6,157,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 167,987 | $6,156,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 211,007 | $6,153,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 93,924 | $6,141,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 450,328 | $6,133,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 215,039 | $6,131,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 388,341 | $6,121,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 69,799 | $6,120,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 406,227 | $6,114,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 281,809 | $6,110,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 107,588 | $6,105,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 129,622 | $6,103,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 237,603 | $6,095,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 219,965 | $6,092,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 432,218 | $6,090,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,925,456 | $6,086,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 188,885 | $6,078,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 226,054 | $6,071,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,196,728 | $6,068,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 197,815 | $6,065,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 751,552 | $6,058,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 129,466 | $6,056,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 377,304 | $6,023,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 350,731 | $6,019,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 8,022,000 | $6,007,000 | thousands by filing date | principal |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 79,996 | $5,999,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 40,852 | $5,978,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 89,296 | $5,977,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 354,471 | $5,969,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,138,736 | $5,967,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 581,261 | $5,957,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000768 | this filing | 2016-11-10 | acceptance time not in the bulk data set |