13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,611 holding rows worth $276,854,796,000.
- Accession
- 0000895421-16-000729
- Filer
- CIK 895421
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 24,731 entries on the cover page, a total value of $276,854,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,854,796,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 115,045 | $964,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 85,548 | $960,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 51,767 | $954,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 51,808 | $954,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 57,669 | $951,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 182,242 | $951,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 175,173 | $951,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 14,653 | $949,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 28,960 | $949,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 14,338 | $948,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 48,495 | $948,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 78,865 | $948,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 109,144 | $948,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 50,047 | $947,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 174,374 | $947,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 37,855 | $946,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 46,573 | $946,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 19,992 | $943,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 64,532 | $942,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,686 | $942,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 38,728 | $942,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 131,930 | $937,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 56,179 | $937,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 34,437 | $936,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 60,549 | $936,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 191,407 | $933,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 66,054 | $933,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 112,795 | $930,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 61,654 | $929,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 33,352 | $929,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 79,316 | $929,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 44,134 | $929,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 37,207 | $928,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 73,568 | $928,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 67,890 | $927,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 66,360 | $927,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 33,350 | $926,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 33,461 | $924,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 123,638 | $923,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 133,940 | $922,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 107,926 | $922,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 72,024 | $919,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 7,434 | $915,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 58,607 | $912,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 116,749 | $911,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,413 | $910,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 251,691 | $909,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 11,075 | $905,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 61,020 | $903,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 481,051 | $902,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 57,487 | $901,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 33,848 | $900,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 34,343 | $898,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 12,932 | $896,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 25,632 | $895,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 10,137 | $892,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 13,930 | $890,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 236,052 | $890,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 15,626 | $890,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 26,608 | $888,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 41,122 | $885,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 33,433 | $885,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9,988 | $882,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 16,377 | $880,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 86,168 | $880,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 30,682 | $880,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 40,325 | $879,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 12,333 | $878,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 20,718 | $878,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 53,947 | $877,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 48,511 | $876,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 53,637 | $874,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 27,969 | $873,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 85,957 | $873,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 21,292 | $871,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 96,459 | $870,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 30,574 | $870,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 546,748 | $869,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 141,468 | $869,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 19,386 | $866,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 119,998 | $866,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 22,067 | $866,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 50,689 | $866,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 44,496 | $864,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 218,024 | $862,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 59,976 | $862,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 84,178 | $861,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 34,575 | $861,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 10,821 | $860,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 32,476 | $859,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 274,486 | $859,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 81,459 | $858,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 28,871 | $858,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 28,669 | $858,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 479,858 | $858,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 30,133 | $858,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 45,551 | $857,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 49,645 | $856,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 32,275 | $854,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 37,827 | $852,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 146,841 | $849,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 184,012 | $846,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 53,623 | $845,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 54,964 | $843,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 39,192 | $843,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 29,136 | $841,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 38,750 | $839,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 88,288 | $839,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 17,283 | $836,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 13,972 | $835,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 46,146 | $835,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 40,083 | $833,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 90,795 | $832,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 59,747 | $832,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 23,556 | $831,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 36,163 | $830,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 117,884 | $828,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 58,500 | $825,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 13,949 | $824,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 46,472 | $822,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 150,221 | $822,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 428,004 | $821,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 45,176 | $819,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 51,854 | $818,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 49,317 | $817,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 25,193 | $814,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 45,671 | $813,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 105,004 | $810,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 73,463 | $808,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 28,322 | $805,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 38,046 | $804,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 100,306 | $804,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 8,247 | $803,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 17,754 | $803,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 45,450 | $801,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 17,304 | $799,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 53,782 | $798,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 52,122 | $798,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 40,089 | $797,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 21,763 | $794,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 17,636 | $794,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 76,619 | $792,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 1,223,035 | $789,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 42,043 | $788,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 28,415 | $788,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 51,481 | $787,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 87,630 | $787,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 113,332 | $787,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 23,974 | $786,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 46,556 | $786,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 64,299 | $786,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 10,699 | $782,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 59,556 | $782,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 19,554 | $781,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 2,404,000 | $781,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 88,347 | $778,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 63,689 | $778,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 274,233 | $776,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 22,023 | $773,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 47,978 | $773,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 46,371 | $772,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 150,377 | $772,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 59,000 | $771,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 47,794 | $770,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 45,855 | $770,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 29,633 | $770,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 43,716 | $769,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 83,427 | $768,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 20,812 | $768,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 30,153 | $766,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 33,359 | $764,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 25,499 | $764,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 16,273 | $762,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 48,061 | $761,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 57,325 | $760,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 98,385 | $759,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 26,118 | $756,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 23,579 | $754,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 18,611 | $753,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 50,026 | $753,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 50,358 | $752,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 93,279 | $752,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 76,638 | $750,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 64,987 | $750,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 32,340 | $749,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 66,489 | $748,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 60,109 | $747,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 32,797 | $745,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 51,767 | $745,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 33,567 | $745,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 14,963 | $744,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 39,156 | $743,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 148,286 | $743,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 80,163 | $743,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 26,191 | $737,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,722 | $737,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 43,231 | $737,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 47,146 | $732,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 20,661 | $731,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 217,432 | $731,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 76,674 | $730,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 16,790 | $729,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 44,460 | $729,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 56,530 | $727,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 60,091 | $726,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 27,776 | $723,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 87,055 | $723,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 71,482 | $720,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 13,977 | $718,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 61,928 | $718,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 13,886 | $717,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 20,324 | $717,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 54,556 | $717,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 47,883 | $712,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 67,212 | $711,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 10,448 | $711,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 38,385 | $710,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 40,764 | $708,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 113,720 | $708,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 66,626 | $707,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 21,786 | $707,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 30,299 | $706,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 125,150 | $705,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 178,160 | $703,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 14,695 | $702,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 29,652 | $702,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 15,867 | $701,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 52,592 | $701,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 109,493 | $699,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 503,000 | $699,000 | thousands by filing date | principal |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 27,420 | $699,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 39,296 | $696,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 20,755 | $694,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 25,877 | $694,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 8,495 | $693,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 12,848 | $692,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 171,902 | $692,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 30,094 | $690,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 48,672 | $690,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 58,134 | $690,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 22,594 | $690,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 488,546 | $688,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 30,308 | $685,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 31,197 | $684,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 50,957 | $684,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 231,231 | $684,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 147,931 | $683,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 27,396 | $680,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,565 | $679,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 741,000 | $678,000 | thousands by filing date | principal |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 37,868 | $677,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 32,847 | $677,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 47,105 | $676,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 11,043 | $676,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 62,566 | $676,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 32,929 | $675,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 64,367 | $675,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 143,059 | $674,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 92,306 | $673,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $672,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 27,496 | $671,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 111,723 | $670,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 46,401 | $669,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 10,124 | $668,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 78,149 | $668,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 109,067 | $667,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 13,239 | $666,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 200,340 | $665,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 44,742 | $662,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 11,121 | $661,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 29,627 | $660,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 44,820 | $660,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 41,798 | $660,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 128,598 | $657,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 23,976 | $654,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 77,359 | $654,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 36,369 | $654,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 8,999 | $653,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 70,555 | $653,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 30,102 | $651,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 35,240 | $650,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 91,417 | $649,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 609,000 | $644,000 | thousands by filing date | principal |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 25,667 | $640,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 94,504 | $639,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 38,728 | $638,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 18,849 | $638,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 99,773 | $638,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 85,931 | $637,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 80,849 | $637,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 83,047 | $636,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 31,366 | $635,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 32,538 | $635,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 38,262 | $631,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 40,218 | $630,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 18,154 | $629,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 20,287 | $627,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 10,744 | $626,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 114,311 | $626,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 36,012 | $626,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 23,861 | $626,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 13,625 | $625,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 80,676 | $625,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 9,916 | $625,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 87,360 | $625,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 6,662 | $624,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 260,718 | $623,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 12,439 | $620,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 36,917 | $618,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 20,696 | $614,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 20,856 | $614,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 13,363 | $613,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 47,158 | $612,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 33,331 | $610,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 16,285 | $610,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 60,512 | $610,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 69,529 | $610,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 10,876 | $604,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 55,698 | $604,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 6,153 | $603,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 12,628 | $602,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 10,660 | $599,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 19,630 | $599,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 67,346 | $598,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 14,127 | $598,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 33,619 | $598,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 23,851 | $597,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 42,212 | $597,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 22,863 | $597,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 32,212 | $596,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 94,547 | $595,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 12,913 | $594,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 15,007 | $592,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 500,000 | $592,000 | thousands by filing date | principal |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 40,591 | $591,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 54,015 | $590,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,905 | $586,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 8,767 | $585,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 87,948 | $583,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 40,095 | $582,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 19,547 | $582,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 13,455 | $581,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 12,150 | $579,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 14,345 | $577,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 5,516 | $577,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,272 | $576,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 115,426 | $574,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 185,804 | $572,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 214,100 | $572,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 45,274 | $572,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 34,177 | $571,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 87,235 | $571,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 42,853 | $570,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 43,614 | $570,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 19,606 | $570,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 8,477 | $569,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 140,250 | $568,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 14,086 | $566,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 9,312 | $562,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 263,600 | $562,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 12,600 | $561,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 45,983 | $561,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 9,555 | $560,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 47,432 | $559,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 73,207 | $558,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 2,854 | $557,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 39,306 | $556,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 500,000 | $556,000 | thousands by filing date | principal |
| SIMULATIONS PLUS INC | 829214105 | COM | 73,011 | $552,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 37,768 | $552,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 57,842 | $552,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 7,602 | $552,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 40,149 | $551,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 39,490 | $550,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 139,796 | $550,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 34,971 | $548,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 30,644 | $548,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 220,574 | $545,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 18,248 | $542,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 27,299 | $541,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 29,221 | $540,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 31,780 | $539,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 14,426 | $538,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 14,312 | $538,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 29,389 | $537,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 22,126 | $537,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 32,536 | $536,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 34,180 | $536,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 37,454 | $536,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 28,504 | $534,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 26,822 | $534,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 36,668 | $531,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 117,787 | $531,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 49,919 | $530,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 112,957 | $529,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 36,114 | $529,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 69,216 | $528,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 22,857 | $527,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 519,000 | $527,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 15,383 | $526,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 28,276 | $525,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 35,907 | $524,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 35,235 | $522,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 16,658 | $522,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 21,390 | $520,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 346,957 | $517,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 48,244 | $516,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 26,331 | $516,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 225,193 | $516,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 130,149 | $514,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 404,000 | $514,000 | thousands by filing date | principal |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 30,635 | $511,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 21,237 | $510,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 23,719 | $509,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 17,100 | $509,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 69,169 | $507,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 32,405 | $506,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 15,188 | $505,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 34,150 | $504,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 141,158 | $503,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 66,079 | $503,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 9,294 | $503,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 17,254 | $500,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 17,110 | $500,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 19,914 | $500,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 4,628 | $500,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 14,857 | $496,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 209,850 | $495,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 31,466 | $494,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 46,747 | $494,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 4,743 | $492,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 10,363 | $492,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 22,404 | $491,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 41,329 | $490,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 607,000 | $490,000 | thousands by filing date | principal |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 98,606 | $488,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,471 | $488,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 18,631 | $486,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 16,299 | $485,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 29,908 | $484,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 40,091 | $484,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 9,487 | $483,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 81,886 | $483,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 18,184 | $483,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 12,659 | $481,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 156,936 | $479,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 22,070 | $478,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 26,690 | $477,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 67,957 | $477,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 12,212 | $476,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 8,408 | $475,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 107,160 | $474,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 32,110 | $474,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 7,681 | $473,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 34,539 | $473,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 11,470 | $472,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 26,282 | $470,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 9,360 | $469,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 43,517 | $469,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 7,889 | $469,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 204,804 | $469,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 33,554 | $468,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 4,756 | $468,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 119,182 | $467,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 29,530 | $466,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 55,699 | $465,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12,309 | $464,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 24,089 | $464,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 12,311 | $464,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 75,860 | $463,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 24,785 | $463,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 56,981 | $462,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 16,710 | $460,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 43,733 | $460,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 39,410 | $460,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 30,537 | $460,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 25,498 | $459,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 4,072 | $459,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 181,710 | $459,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 65,567 | $459,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 30,384 | $458,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 43,691 | $458,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 12,788 | $455,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 193,662 | $455,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 14,036 | $454,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 206,194 | $454,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 7,753 | $453,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 75,944 | $453,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 15,970 | $452,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 31,626 | $452,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 89,849 | $451,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 11,256 | $450,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 59,617 | $449,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 17,810 | $449,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 13,927 | $449,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 22,427 | $448,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 10,354 | $447,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 27,202 | $447,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 67,718 | $447,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 163,090 | $444,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000729 | this filing | 2016-08-12 | acceptance time not in the bulk data set |