13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,611 holding rows worth $276,854,796,000.
- Accession
- 0000895421-16-000729
- Filer
- CIK 895421
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 24,731 entries on the cover page, a total value of $276,854,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,854,796,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEVRY INC DEL | 251893103 | COM | 181,963 | $3,247,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 698,656 | $3,242,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 249,712 | $3,241,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 217,167 | $3,240,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 47,595 | $3,237,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 95,437 | $3,237,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 87,344 | $3,227,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 98,714 | $3,220,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 137,632 | $3,219,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 204,865 | $3,218,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 163,758 | $3,216,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 124,346 | $3,215,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 45,211 | $3,213,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 144,887 | $3,213,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 163,736 | $3,212,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 230,076 | $3,209,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 94,479 | $3,208,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 409,094 | $3,207,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 143,757 | $3,198,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 206,456 | $3,198,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 270,473 | $3,196,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 229,539 | $3,195,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 162,429 | $3,191,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 55,752 | $3,189,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 68,912 | $3,180,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 403,917 | $3,179,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 174,800 | $3,178,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 131,768 | $3,178,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 385,372 | $3,175,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 398,548 | $3,172,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 183,167 | $3,170,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 30,349 | $3,170,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 138,049 | $3,153,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 636,626 | $3,151,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 51,020 | $3,145,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 504,051 | $3,140,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 40,922 | $3,137,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 49,937 | $3,136,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 321,887 | $3,136,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 204,056 | $3,136,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 60,667 | $3,133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 64,408 | $3,126,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 113,966 | $3,119,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 34,369 | $3,108,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 397,359 | $3,103,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 69,729 | $3,103,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 135,580 | $3,101,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 143,086 | $3,101,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 27,093 | $3,097,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 419,426 | $3,096,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 203,602 | $3,094,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 184,370 | $3,090,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 321,163 | $3,089,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 105,390 | $3,088,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 114,391 | $3,086,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 206,757 | $3,081,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 72,401 | $3,073,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 194,308 | $3,072,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 36,738 | $3,069,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 355,607 | $3,069,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 62,046 | $3,064,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 109,069 | $3,063,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 44,481 | $3,058,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 650,726 | $3,058,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 219,209 | $3,054,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 70,526 | $3,048,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 269,902 | $3,045,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 552,680 | $3,045,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 39,449 | $3,044,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 171,848 | $3,043,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 224,534 | $3,030,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 126,789 | $3,027,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 139,219 | $3,018,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 86,584 | $3,014,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 125,346 | $3,013,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 59,688 | $3,012,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 178,074 | $3,009,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 69,909 | $3,007,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 204,973 | $3,006,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 131,545 | $3,003,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 136,122 | $3,000,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 229,143 | $2,998,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 136,195 | $2,997,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 44,965 | $2,995,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 159,663 | $2,988,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 253,328 | $2,986,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 107,013 | $2,985,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 171,376 | $2,983,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 68,396 | $2,982,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 87,404 | $2,975,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,793 | $2,974,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 243,355 | $2,971,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 558,861 | $2,968,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 207,907 | $2,967,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 190,620 | $2,966,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 167,814 | $2,963,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 110,608 | $2,958,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 182,737 | $2,951,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 106,003 | $2,949,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 36,642 | $2,937,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 29,644 | $2,932,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 88,120 | $2,930,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 164,122 | $2,929,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 89,958 | $2,927,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 64,350 | $2,923,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 95,004 | $2,922,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 68,680 | $2,917,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 395,603 | $2,915,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 91,748 | $2,914,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 220,636 | $2,912,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 231,415 | $2,911,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 52,554 | $2,907,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 183,700 | $2,905,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 634,716 | $2,900,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 806,980 | $2,897,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 324,728 | $2,893,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 38,619 | $2,889,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 60,299 | $2,889,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 186,296 | $2,886,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 128,158 | $2,886,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 133,119 | $2,882,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 229,444 | $2,877,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 84,505 | $2,870,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 58,324 | $2,865,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 714,531 | $2,859,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 106,053 | $2,859,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 311,923 | $2,858,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 77,414 | $2,853,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 463,361 | $2,850,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 241,257 | $2,849,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,369,177 | $2,847,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 117,752 | $2,847,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 205,687 | $2,830,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 146,122 | $2,827,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 181,440 | $2,826,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100,305 | $2,819,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 100,549 | $2,817,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 161,077 | $2,808,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 492,536 | $2,798,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 164,807 | $2,795,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 265,385 | $2,794,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 75,694 | $2,792,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 56,052 | $2,790,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 112,005 | $2,787,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 171,346 | $2,784,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,681 | $2,781,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 270,216 | $2,767,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 92,750 | $2,765,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 60,675 | $2,763,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 178,716 | $2,755,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 50,430 | $2,755,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 81,967 | $2,750,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 178,500 | $2,750,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 188,531 | $2,740,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 30,871 | $2,738,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 49,344 | $2,732,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 250,674 | $2,728,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 100,483 | $2,726,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 239,333 | $2,726,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 127,403 | $2,723,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 191,743 | $2,723,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 197,439 | $2,722,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 34,080 | $2,721,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 105,036 | $2,720,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 179,940 | $2,712,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 88,958 | $2,711,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 39,251 | $2,705,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 338,916 | $2,704,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 95,580 | $2,700,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 74,666 | $2,699,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 23,748 | $2,687,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 67,477 | $2,686,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 84,696 | $2,684,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 249,411 | $2,671,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 117,134 | $2,668,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 94,233 | $2,668,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 511,075 | $2,668,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 185,890 | $2,659,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 182,428 | $2,658,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 165,084 | $2,657,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 166,707 | $2,648,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 52,729 | $2,647,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 74,728 | $2,646,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 77,792 | $2,644,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 158,679 | $2,643,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 205,735 | $2,643,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 224,565 | $2,643,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 65,923 | $2,641,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 115,628 | $2,636,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 99,539 | $2,632,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 89,627 | $2,631,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 753,782 | $2,630,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 48,734 | $2,629,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 125,498 | $2,626,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 192,371 | $2,626,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 69,410 | $2,625,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 361,634 | $2,618,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 164,797 | $2,616,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 45,417 | $2,616,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 60,284 | $2,603,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 170,613 | $2,602,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 42,688 | $2,600,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 43,703 | $2,597,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 61,822 | $2,596,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 581,253 | $2,592,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 41,275 | $2,588,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 115,410 | $2,588,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 112,425 | $2,586,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 615,937 | $2,586,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 154,585 | $2,580,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAB5 | NOTE 2.500% 9/1 | 2,600,000 | $2,577,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 177,801 | $2,572,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 141,129 | $2,569,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 120,490 | $2,569,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 523,218 | $2,563,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 583,913 | $2,563,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 25,860 | $2,561,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 2,608,000 | $2,561,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 368,614 | $2,558,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 99,052 | $2,555,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,032 | $2,553,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 96,215 | $2,552,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 89,229 | $2,551,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 64,255 | $2,551,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 42,298 | $2,547,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 26,414 | $2,544,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 71,529 | $2,544,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 26,448 | $2,541,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 172,438 | $2,539,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 248,968 | $2,537,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 83,280 | $2,532,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 285,920 | $2,528,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 152,503 | $2,526,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 88,076 | $2,524,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 98,047 | $2,523,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 84,495 | $2,523,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 86,468 | $2,521,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 146,927 | $2,520,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 182,293 | $2,519,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 129,663 | $2,517,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 258,797 | $2,516,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 43,937 | $2,515,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 61,226 | $2,515,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 49,855 | $2,510,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 456,594 | $2,507,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 797,424 | $2,503,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 177,278 | $2,499,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 265,440 | $2,477,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 149,160 | $2,473,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 72,194 | $2,471,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 68,379 | $2,471,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 53,797 | $2,468,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 136,772 | $2,463,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 77,948 | $2,462,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 113,543 | $2,452,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 133,422 | $2,452,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 63,579 | $2,450,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 129,394 | $2,446,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 147,435 | $2,439,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 46,857 | $2,439,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 121,992 | $2,436,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 351,418 | $2,435,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 45,297 | $2,431,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 150,992 | $2,430,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 217,965 | $2,430,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 151,579 | $2,425,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 137,801 | $2,420,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 26,302 | $2,419,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 56,254 | $2,413,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 113,192 | $2,409,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 76,640 | $2,408,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 701,913 | $2,407,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 162,176 | $2,405,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 159,142 | $2,401,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 66,137 | $2,400,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 87,550 | $2,399,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 179,205 | $2,397,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 107,317 | $2,395,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 355,137 | $2,394,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 10,905 | $2,384,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 217,607 | $2,383,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 160,136 | $2,382,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 159,879 | $2,378,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 51,358 | $2,375,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 95,932 | $2,375,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 2,524,000 | $2,374,000 | thousands by filing date | principal |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 170,687 | $2,372,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 45,437 | $2,367,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 98,727 | $2,363,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 75,256 | $2,361,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 90,934 | $2,353,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 53,595 | $2,351,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 497,609 | $2,349,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 89,142 | $2,344,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 159,490 | $2,342,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 42,803 | $2,339,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 70,393 | $2,339,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 110,009 | $2,337,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 75,316 | $2,334,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 122,581 | $2,334,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 23,469 | $2,332,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 67,093 | $2,332,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 175,806 | $2,330,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 91,084 | $2,329,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 45,317 | $2,323,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 53,700 | $2,319,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 160,992 | $2,319,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 95,023 | $2,316,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 153,510 | $2,315,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 172,879 | $2,306,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 24,167 | $2,305,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 442,204 | $2,299,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 327,543 | $2,292,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 99,678 | $2,291,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 100,692 | $2,286,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 129,389 | $2,286,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 80,774 | $2,278,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 34,596 | $2,276,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 178,856 | $2,275,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 198,843 | $2,273,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 49,269 | $2,270,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 44,025 | $2,269,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 46,014 | $2,268,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 245,139 | $2,268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 67,058 | $2,267,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 48,192 | $2,264,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 50,540 | $2,259,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 218,101 | $2,255,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 22,501 | $2,252,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 83,748 | $2,248,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 117,695 | $2,247,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 61,269 | $2,243,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 171,596 | $2,243,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 73,086 | $2,235,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 34,910 | $2,234,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 155,857 | $2,233,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 59,057 | $2,226,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 42,590 | $2,224,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 397,518 | $2,223,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 189,773 | $2,221,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 138,661 | $2,219,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 64,977 | $2,215,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,066,000 | $2,209,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,006,000 | $2,205,000 | thousands by filing date | principal |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 325,723 | $2,203,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 159,633 | $2,200,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 103,012 | $2,199,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 142,742 | $2,191,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 144,425 | $2,191,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 997,041 | $2,184,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 196,840 | $2,181,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 54,137 | $2,180,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 139,000 | $2,178,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 199,247 | $2,170,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 623,427 | $2,170,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 115,077 | $2,170,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 128,246 | $2,168,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 262,048 | $2,168,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 199,969 | $2,164,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 71,788 | $2,163,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 16,108 | $2,160,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 293,795 | $2,159,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 100,128 | $2,159,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 19,932 | $2,153,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 79,045 | $2,152,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 413,119 | $2,144,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 86,207 | $2,143,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 78,138 | $2,142,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 259,215 | $2,142,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 180,760 | $2,142,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 511,166 | $2,142,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 718,696 | $2,142,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 248,845 | $2,140,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 92,371 | $2,138,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 119,257 | $2,130,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 106,966 | $2,121,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 54,791 | $2,113,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 141,590 | $2,110,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 191,979 | $2,110,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 46,389 | $2,109,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 96,341 | $2,108,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,077,000 | $2,104,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 161,397 | $2,098,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 61,072 | $2,096,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 158,079 | $2,095,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 157,853 | $2,092,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 130,752 | $2,092,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 46,958 | $2,091,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 16,013 | $2,089,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,800,704 | $2,088,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 42,259 | $2,088,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 334,944 | $2,087,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 109,599 | $2,084,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 104,601 | $2,080,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 109,704 | $2,078,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 124,785 | $2,072,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 64,636 | $2,066,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 198,370 | $2,065,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 113,725 | $2,064,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 2,021,000 | $2,064,000 | thousands by filing date | principal |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 43,288 | $2,063,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 110,601 | $2,062,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 89,532 | $2,057,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 211,596 | $2,052,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 33,822 | $2,049,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 40,810 | $2,044,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 174,761 | $2,044,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 258,369 | $2,043,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 104,619 | $2,041,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 144,943 | $2,033,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 70,964 | $2,025,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 386,958 | $2,024,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 90,724 | $2,023,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 33,415 | $2,016,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 341,051 | $2,016,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 109,825 | $2,012,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 85,561 | $2,012,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 150,988 | $2,005,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 122,840 | $2,002,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 244,216 | $2,000,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 88,536 | $1,994,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 71,674 | $1,987,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 89,250 | $1,986,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 465,269 | $1,986,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 243,367 | $1,984,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 326,345 | $1,984,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 75,951 | $1,983,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 20,988 | $1,980,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 265,255 | $1,979,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 436,469 | $1,977,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 135,979 | $1,976,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 49,363 | $1,972,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 56,676 | $1,970,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 173,039 | $1,969,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 36,422 | $1,968,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 39,003 | $1,968,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 105,088 | $1,965,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 33,785 | $1,964,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 46,479 | $1,962,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 49,998 | $1,961,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 298,150 | $1,958,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 145,772 | $1,956,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 111,162 | $1,953,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 513,424 | $1,951,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 112,798 | $1,949,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 78,629 | $1,949,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 95,783 | $1,944,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 36,765 | $1,944,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 445,271 | $1,942,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 134,610 | $1,938,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 84,447 | $1,937,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 151,820 | $1,934,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 245,385 | $1,932,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 142,475 | $1,930,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 213,636 | $1,929,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 165,232 | $1,917,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 107,703 | $1,916,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 187,675 | $1,916,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 40,154 | $1,914,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 84,342 | $1,913,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 71,259 | $1,913,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 562,878 | $1,909,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 38,980 | $1,907,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 17,921 | $1,907,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 979,049 | $1,899,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 17,336 | $1,898,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 56,702 | $1,897,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 110,425 | $1,896,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 43,253 | $1,894,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 40,341 | $1,890,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 145,265 | $1,888,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 60,108 | $1,888,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 76,679 | $1,887,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 270,284 | $1,887,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 96,407 | $1,885,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 64,633 | $1,883,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 49,417 | $1,881,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 11,144 | $1,880,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 70,559 | $1,878,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 86,311 | $1,876,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 73,467 | $1,870,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 69,152 | $1,867,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 121,831 | $1,867,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 23,982 | $1,866,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 20,452 | $1,860,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 77,914 | $1,859,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 223,515 | $1,857,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 1,784,000 | $1,852,000 | thousands by filing date | principal |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 124,958 | $1,850,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 86,304 | $1,850,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 63,754 | $1,849,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 42,782 | $1,848,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 193,852 | $1,842,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 85,941 | $1,838,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 109,465 | $1,838,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 160,725 | $1,833,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 301,515 | $1,833,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 98,022 | $1,830,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 207,141 | $1,829,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 183,848 | $1,825,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000729 | this filing | 2016-08-12 | acceptance time not in the bulk data set |