13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,611 holding rows worth $276,854,796,000.
- Accession
- 0000895421-16-000729
- Filer
- CIK 895421
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 24,731 entries on the cover page, a total value of $276,854,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,854,796,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIEBOLD NXDF INC | 253651103 | COM | 73,318 | $1,821,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 131,865 | $1,820,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 141,449 | $1,818,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 58,089 | $1,816,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 83,504 | $1,812,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 312,911 | $1,812,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 131,704 | $1,812,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 79,919 | $1,809,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 40,081 | $1,808,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 57,409 | $1,805,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 131,919 | $1,796,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 114,534 | $1,795,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 42,817 | $1,793,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 279,389 | $1,792,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 107,996 | $1,788,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 62,591 | $1,778,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 50,663 | $1,773,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 47,952 | $1,772,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 581,079 | $1,772,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 53,870 | $1,770,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 124,855 | $1,770,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 71,146 | $1,770,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 324,787 | $1,767,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 61,112 | $1,765,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 156,758 | $1,763,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 40,729 | $1,763,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 160,841 | $1,761,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 398,892 | $1,760,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,980,000 | $1,757,000 | thousands by filing date | principal |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 377,393 | $1,755,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 62,785 | $1,754,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,775,000 | $1,753,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 52,099 | $1,741,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 85,599 | $1,740,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 199,156 | $1,740,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 52,961 | $1,738,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 127,501 | $1,731,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 116,274 | $1,729,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 153,839 | $1,728,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 102,331 | $1,725,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 101,927 | $1,725,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 67,896 | $1,725,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 18,629 | $1,722,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 84,405 | $1,720,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 144,433 | $1,719,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 52,962 | $1,715,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100,958 | $1,713,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 240,935 | $1,713,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 95,057 | $1,712,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 506,554 | $1,712,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 104,500 | $1,711,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 101,732 | $1,706,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 363,899 | $1,706,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 207,828 | $1,702,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 138,961 | $1,702,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 362,088 | $1,701,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 21,819 | $1,700,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 158,008 | $1,695,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 123,406 | $1,691,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 22,626 | $1,689,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 39,677 | $1,688,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 68,981 | $1,684,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 64,079 | $1,683,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 49,487 | $1,682,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 35,938 | $1,681,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 185,534 | $1,677,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 317,719 | $1,674,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 57,793 | $1,670,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 10,466 | $1,670,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,498,000 | $1,670,000 | thousands by filing date | principal |
| CERUS CORP | 157085101 | COM | 267,316 | $1,667,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 75,569 | $1,666,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 76,135 | $1,665,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 83,908 | $1,662,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 63,909 | $1,662,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 71,379 | $1,660,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 352,028 | $1,658,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 91,002 | $1,657,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 556,344 | $1,657,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 221,505 | $1,656,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 260,917 | $1,651,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 59,984 | $1,647,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 46,828 | $1,647,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 40,041 | $1,643,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 48,107 | $1,641,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 60,076 | $1,636,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 333,973 | $1,636,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 172,052 | $1,635,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 72,380 | $1,632,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 26,908 | $1,632,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 40,831 | $1,631,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 69,299 | $1,627,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 55,266 | $1,626,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 125,066 | $1,626,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 132,147 | $1,625,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 96,074 | $1,623,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 50,715 | $1,621,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 125,170 | $1,612,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 40,950 | $1,612,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 222,099 | $1,608,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 51,633 | $1,608,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 101,108 | $1,606,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 175,036 | $1,605,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 56,374 | $1,603,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 32,661 | $1,598,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 181,852 | $1,596,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 42,816 | $1,596,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 84,730 | $1,595,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 171,090 | $1,591,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 153,460 | $1,591,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 55,101 | $1,589,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 221,761 | $1,588,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 18,981 | $1,587,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 114,672 | $1,583,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 120,634 | $1,580,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 63,252 | $1,579,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 42,824 | $1,576,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 69,527 | $1,576,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 237,930 | $1,575,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 48,891 | $1,573,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 69,222 | $1,571,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 28,319 | $1,569,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 208,984 | $1,568,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 100,167 | $1,565,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 428,323 | $1,564,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 127,991 | $1,563,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 111,683 | $1,563,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 120,736 | $1,562,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 74,278 | $1,561,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 32,851 | $1,558,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 44,689 | $1,557,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 34,657 | $1,556,000 | thousands by filing date | |
| SPDR INDEX SHS FDS SOLACTIVE JAPAN | 78463X368 | CEF | 24,477 | $1,556,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 42,881 | $1,552,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 168,279 | $1,550,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 51,565 | $1,549,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 19,965 | $1,545,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 416,246 | $1,541,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 20,358 | $1,539,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 59,653 | $1,538,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 37,381 | $1,536,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 71,307 | $1,532,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 103,585 | $1,532,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 41,242 | $1,529,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 72,948 | $1,529,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 92,983 | $1,526,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 85,505 | $1,523,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 102,486 | $1,521,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 613,263 | $1,520,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 41,368 | $1,520,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 125,755 | $1,519,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 323,251 | $1,519,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 49,876 | $1,518,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 129,610 | $1,513,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 58,154 | $1,511,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 120,709 | $1,510,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 71,215 | $1,508,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 49,626 | $1,507,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 172,743 | $1,507,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 163,673 | $1,506,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 99,434 | $1,506,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 54,009 | $1,504,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 432,831 | $1,502,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 74,599 | $1,501,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 18,784 | $1,497,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 28,281 | $1,493,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 82,260 | $1,492,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 95,018 | $1,491,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,073,378 | $1,491,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 20,778 | $1,489,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 61,365 | $1,488,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 14,416 | $1,484,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 161,092 | $1,482,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 21,331 | $1,479,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 50,189 | $1,478,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 61,174 | $1,477,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 34,857 | $1,477,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 110,481 | $1,475,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 82,329 | $1,472,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 203,554 | $1,472,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 803,717 | $1,471,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 47,445 | $1,468,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 135,590 | $1,467,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 466,521 | $1,461,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 56,806 | $1,460,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 35,031 | $1,460,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 3,363,185 | $1,446,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 139,613 | $1,442,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 31,038 | $1,441,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 59,797 | $1,439,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 175,805 | $1,435,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,842 | $1,432,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 84,626 | $1,429,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 45,969 | $1,425,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 111,232 | $1,425,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 29,150 | $1,423,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 378,683 | $1,420,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 46,137 | $1,420,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 58,118 | $1,419,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 280,234 | $1,418,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 273,660 | $1,418,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 156,330 | $1,417,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 115,103 | $1,415,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 118,065 | $1,413,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 29,785 | $1,412,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 143,853 | $1,412,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 22,591 | $1,411,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 141,650 | $1,409,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 38,119 | $1,409,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 50,281 | $1,408,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 112,801 | $1,406,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 103,389 | $1,403,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 189,931 | $1,399,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 94,918 | $1,397,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 53,478 | $1,396,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 193,662 | $1,396,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 101,255 | $1,394,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 200,586 | $1,392,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 28,827 | $1,390,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 64,184 | $1,384,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 129,389 | $1,383,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 36,865 | $1,375,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 30,634 | $1,373,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 26,589 | $1,369,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 34,236 | $1,367,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 35,596 | $1,361,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 84,299 | $1,358,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 40,122 | $1,358,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 154,347 | $1,357,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 26,515 | $1,356,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 166,904 | $1,356,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 55,628 | $1,354,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 70,641 | $1,352,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 91,678 | $1,350,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 124,628 | $1,348,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 38,550 | $1,347,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 9,418 | $1,343,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 81,021 | $1,343,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 29,347 | $1,341,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 31,358 | $1,341,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 25,059 | $1,340,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 174,474 | $1,338,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 66,434 | $1,336,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 31,676 | $1,333,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 23,293 | $1,332,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 45,289 | $1,332,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 158,771 | $1,332,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 78,294 | $1,331,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 53,500 | $1,330,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 183,430 | $1,330,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 83,353 | $1,327,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 251,971 | $1,323,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 339,608 | $1,321,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 240,144 | $1,321,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 66,859 | $1,319,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 50,686 | $1,317,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 194,574 | $1,316,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 91,011 | $1,315,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 83,911 | $1,312,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 100,755 | $1,310,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 82,861 | $1,309,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 19,601 | $1,305,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 90,014 | $1,303,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 75,932 | $1,302,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 64,780 | $1,302,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 71,470 | $1,301,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 52,517 | $1,301,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 37,308 | $1,298,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 451 | $1,295,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 21,953 | $1,295,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 45,081 | $1,291,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 25,051 | $1,290,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 16,829 | $1,290,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 19,415 | $1,287,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 47,327 | $1,286,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 67,619 | $1,283,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 34,910 | $1,283,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 121,844 | $1,283,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 47,565 | $1,280,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 223,982 | $1,277,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 37,654 | $1,274,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 106,313 | $1,274,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 35,050 | $1,272,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 87,579 | $1,271,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 26,772 | $1,271,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 34,121 | $1,271,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 113,063 | $1,266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 37,614 | $1,264,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 40,764 | $1,263,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 199,921 | $1,263,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 122,867 | $1,262,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 229,072 | $1,260,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 493,774 | $1,260,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 46,730 | $1,259,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 137,314 | $1,259,000 | thousands by filing date | |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 507,749 | $1,259,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 36,446 | $1,258,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 12,041 | $1,258,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 86,854 | $1,258,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 70,929 | $1,258,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 85,561 | $1,256,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 28,925 | $1,255,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 120,550 | $1,255,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 102,463 | $1,254,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 50,633 | $1,253,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 18,275 | $1,252,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 315,218 | $1,251,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 126,530 | $1,250,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 29,277 | $1,249,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 78,139 | $1,249,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 176,817 | $1,246,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 119,393 | $1,244,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 234,956 | $1,243,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 51,064 | $1,242,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 412,859 | $1,238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 74,826 | $1,236,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 64,933 | $1,231,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 105,276 | $1,231,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 52,254 | $1,230,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 102,249 | $1,230,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 150,930 | $1,230,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 34,068 | $1,227,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 90,037 | $1,225,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 100,721 | $1,224,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 137,393 | $1,221,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 28,177 | $1,221,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 28,667 | $1,220,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 46,798 | $1,217,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 51,121 | $1,214,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 48,307 | $1,213,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 72,872 | $1,209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 44,557 | $1,208,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 51,097 | $1,208,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 55,038 | $1,207,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 280,612 | $1,207,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 18,548 | $1,205,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 192,567 | $1,205,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 19,872 | $1,204,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 17,715 | $1,202,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 105,603 | $1,202,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 178,006 | $1,201,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 13,668 | $1,201,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 30,554 | $1,199,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 64,208 | $1,199,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 260,113 | $1,194,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 60,256 | $1,190,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 71,123 | $1,187,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 150,943 | $1,185,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 84,882 | $1,185,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 71,352 | $1,182,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 18,060 | $1,182,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 62,993 | $1,178,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 80,254 | $1,177,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 86,425 | $1,175,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 113,341 | $1,173,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 35,389 | $1,173,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 20,892 | $1,170,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 48,043 | $1,162,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 29,108 | $1,162,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 70,935 | $1,162,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 25,412 | $1,161,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 28,097 | $1,159,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 120,268 | $1,159,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 73,812 | $1,157,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 214,662 | $1,153,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 17,242 | $1,152,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 44,379 | $1,152,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 30,626 | $1,151,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 302,107 | $1,151,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 32,248 | $1,151,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 119,628 | $1,150,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 45,146 | $1,150,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 25,191 | $1,149,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 94,900 | $1,146,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,984,000 | $1,146,000 | thousands by filing date | principal |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 246,178 | $1,144,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 14,711 | $1,143,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 22,498 | $1,140,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 68,208 | $1,137,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 30,170 | $1,137,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 22,101 | $1,137,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 90,912 | $1,135,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 81,168 | $1,132,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 27,189 | $1,131,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 20,566 | $1,125,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 83,803 | $1,124,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 74,158 | $1,121,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 23,587 | $1,120,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 249,809 | $1,119,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 79,062 | $1,118,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 1,188,000 | $1,114,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 78,267 | $1,113,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 157,805 | $1,112,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 44,118 | $1,110,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 56,593 | $1,109,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 44,932 | $1,108,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 80,555 | $1,107,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 29,161 | $1,106,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 44,307 | $1,105,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 69,751 | $1,103,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 296,099 | $1,101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 54,041 | $1,100,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 42,897 | $1,100,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 100,710 | $1,097,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 205,738 | $1,096,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 100,752 | $1,094,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 23,108 | $1,093,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 95,599 | $1,092,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 78,864 | $1,088,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 43,557 | $1,086,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 70,523 | $1,086,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 40,310 | $1,085,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 21,944 | $1,084,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 32,972 | $1,083,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 79,559 | $1,082,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,832 | $1,080,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 148,425 | $1,079,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 166,683 | $1,078,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 78,784 | $1,077,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 76,635 | $1,077,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 91,410 | $1,074,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 72,673 | $1,072,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 296,173 | $1,069,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 76,088 | $1,069,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 679,998 | $1,068,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,646 | $1,067,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 119,246 | $1,063,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 90,722 | $1,061,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 26,978 | $1,057,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 16,944 | $1,057,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 31,438 | $1,056,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 61,179 | $1,055,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 125,459 | $1,052,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 17,005 | $1,050,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 54,730 | $1,050,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 31,498 | $1,049,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 65,082 | $1,049,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,047,000 | thousands by filing date | principal |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 49,618 | $1,046,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 103,951 | $1,046,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 291,271 | $1,045,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 63,638 | $1,043,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 63,520 | $1,042,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 55,818 | $1,040,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 91,985 | $1,038,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 18,007 | $1,036,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 134,227 | $1,031,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 31,256 | $1,031,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 39,506 | $1,027,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 206,250 | $1,025,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 42,998 | $1,023,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 63,911 | $1,023,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 35,215 | $1,023,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 1,032,524 | $1,021,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 54,010 | $1,020,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 57,224 | $1,017,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 285,629 | $1,014,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 99,048 | $1,014,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 63,855 | $1,013,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 50,666 | $1,012,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 69,696 | $1,012,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 63,025 | $1,010,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 8,500 | $1,005,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 124,756 | $1,004,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 296,089 | $1,004,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 45,644 | $1,002,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 47,624 | $1,000,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 74,083 | $1,000,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 48,303 | $1,000,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 44,613 | $999,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 52,609 | $997,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 179,919 | $994,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 797,000 | $992,000 | thousands by filing date | principal |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 35,991 | $989,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 24,509 | $986,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 184,503 | $985,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 19,312 | $985,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 66,248 | $983,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 901,000 | $983,000 | thousands by filing date | principal |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 49,114 | $982,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 34,457 | $981,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 65,967 | $980,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 256,546 | $980,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 75,519 | $979,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 23,816 | $979,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 19,583 | $979,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 66,877 | $976,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 41,411 | $973,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 100,811 | $972,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 24,372 | $970,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 14,441 | $970,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 538,261 | $969,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 59,458 | $967,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 40,607 | $966,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 19,493 | $966,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 37,508 | $966,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 38,830 | $965,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 99,190 | $965,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 35,137 | $965,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 75,080 | $964,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000729 | this filing | 2016-08-12 | acceptance time not in the bulk data set |