13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,611 holding rows worth $276,854,796,000.
- Accession
- 0000895421-16-000729
- Filer
- CIK 895421
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 24,731 entries on the cover page, a total value of $276,854,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,854,796,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 94,366 | $444,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 14,251 | $443,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 27,469 | $443,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 14,148 | $441,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 15,638 | $441,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 208,814 | $441,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 16,890 | $440,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 37,830 | $439,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 66,279 | $439,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 39,632 | $438,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 69,850 | $437,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 28,427 | $436,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 36,946 | $435,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 228,800 | $434,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 47,159 | $434,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 22,678 | $433,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 309,688 | $433,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 14,477 | $431,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 91,236 | $429,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 43,391 | $426,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 21,106 | $423,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 52,383 | $423,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 149,510 | $421,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 5,273 | $420,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 29,054 | $420,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,584 | $419,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 76,731 | $419,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 37,808 | $419,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 30,003 | $419,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 35,257 | $419,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 4,267 | $417,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 218,269 | $417,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 20,095 | $417,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 16,761 | $416,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 23,254 | $415,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 33,282 | $414,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 26,587 | $414,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 39,123 | $414,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 8,766 | $413,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 10,436 | $413,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 9,386 | $412,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 22,804 | $411,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 4,969 | $411,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 24,681 | $411,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 37,107 | $411,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 9,942 | $411,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 52,027 | $410,000 | thousands by filing date | |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 29,882 | $410,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 8,084 | $409,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 23,786 | $409,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 29,800 | $408,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 30,957 | $406,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 16,075 | $406,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 31,091 | $404,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 47,197 | $404,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 15,232 | $403,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 46,501 | $403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 16,605 | $403,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 6,320 | $401,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 52,203 | $401,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 8,811 | $401,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 29,400 | $401,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 6,221 | $400,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 975 | $399,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 8,376 | $398,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 52,527 | $398,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 32,956 | $398,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,817 | $397,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 8,411 | $394,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 25,725 | $393,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 57,465 | $393,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 22,721 | $393,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 48,023 | $393,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 15,647 | $392,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 12,017 | $389,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 193,599 | $389,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 32,896 | $388,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 25,957 | $388,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 484,222 | $387,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 20,546 | $386,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 27,009 | $386,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 318,913 | $386,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,603 | $385,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 31,656 | $385,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 80,788 | $383,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 223,619 | $382,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 70,484 | $382,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 59,149 | $380,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 299,131 | $380,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 27,089 | $379,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 40,599 | $376,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 290,200 | $375,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 32,688 | $375,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 17,950 | $373,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 3,761 | $372,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 382,000 | $371,000 | thousands by filing date | principal |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 35,815 | $370,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 70,076 | $369,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 48,730 | $367,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 18,794 | $367,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 7,055 | $365,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 12,900 | $365,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 21,842 | $364,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 48,489 | $363,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 17,708 | $363,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 112,160 | $363,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 70,134 | $362,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 39,260 | $361,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 11,712 | $361,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 25,950 | $360,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 214,643 | $360,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 175,400 | $360,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,462 | $359,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 246,700 | $358,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 24,430 | $357,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 945,000 | $357,000 | thousands by filing date | principal |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 25,020 | $355,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 30,423 | $355,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 11,039 | $354,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 18,566 | $351,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 65,751 | $350,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 188,313 | $350,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 41,218 | $350,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 25,025 | $350,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 9,560 | $349,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 10,325 | $348,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 8,169 | $348,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 99,853 | $347,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 94,649 | $347,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 21,040 | $347,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 55,197 | $347,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 12,393 | $346,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 8,986 | $346,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 31,957 | $346,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 31,329 | $346,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,851 | $345,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 20,305 | $345,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 150,764 | $345,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 26,814 | $345,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 269,275 | $345,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 21,911 | $345,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,767 | $344,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 17,679 | $344,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 11,532 | $343,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 27,536 | $342,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 92,882 | $342,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 16,185 | $341,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 38,612 | $341,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 10,503 | $339,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 23,433 | $338,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 293,976 | $338,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 16,036 | $336,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 13,254 | $336,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 7,406 | $335,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 24,457 | $335,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 17,823 | $334,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 35,537 | $334,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 95,299 | $333,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 18,203 | $333,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 30,962 | $333,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 26,458 | $333,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 353,000 | $333,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 10,146 | $332,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 75,605 | $332,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 314,000 | $332,000 | thousands by filing date | principal |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 19,045 | $331,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 27,733 | $331,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 23,418 | $330,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 43,511 | $329,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 25,395 | $329,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 15,056 | $328,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 22,876 | $328,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 18,292 | $328,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 10,049 | $328,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 17,698 | $327,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 33,614 | $327,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 23,363 | $326,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 32,384 | $325,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 30,617 | $325,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 24,000 | $325,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 19,624 | $325,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 22,041 | $324,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 11,266 | $324,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 45,878 | $323,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 4,791 | $322,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 40,925 | $322,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 16,808 | $322,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,464 | $322,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 54,138 | $322,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 38,492 | $321,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 13,402 | $321,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 20,540 | $321,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 14,003 | $320,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 63,678 | $318,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 7,355 | $318,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 58,148 | $317,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 63,270 | $317,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 11,159 | $316,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 30,917 | $316,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 194,805 | $316,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 163,221 | $316,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 31,445 | $316,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,927 | $315,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 21,958 | $315,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 18,529 | $313,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 6,251 | $313,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 10,624 | $312,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 17,068 | $312,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 24,222 | $312,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 25,214 | $311,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 15,658 | $310,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 9,465 | $310,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 11,498 | $310,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 50,882 | $309,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 71,634 | $309,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 79,973 | $308,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 8,051 | $307,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 29,483 | $305,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 13,889 | $304,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 34,357 | $303,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 20,984 | $303,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 18,410 | $302,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 8,284 | $302,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 44,904 | $302,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 23,180 | $302,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 12,636 | $301,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 11,486 | $301,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 58,427 | $300,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 123,258 | $300,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 25,102 | $299,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,432 | $299,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 13,732 | $299,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 50,272 | $298,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 138,248 | $298,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 22,482 | $298,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 40,852 | $298,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 15,473 | $297,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 100,036 | $297,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 7,536 | $297,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 101,000 | $296,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 17,940 | $296,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 227,674 | $295,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 311,000 | $295,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 15,949 | $294,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 50,291 | $294,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 27,825 | $292,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 5,060 | $291,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 17,884 | $291,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 29,590 | $289,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 3,139 | $288,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 25,643 | $288,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 15,014 | $288,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 203 | $288,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 17,682 | $287,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 10,498 | $286,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 15,406 | $286,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 119,545 | $286,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 109,209 | $286,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 19,149 | $285,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 11,081 | $285,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 51,505 | $285,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 8,206 | $285,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 28,144 | $284,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 19,471 | $284,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 35,339 | $284,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 87,084 | $284,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 25,064 | $283,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 18,046 | $281,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 99,525 | $281,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 19,466 | $281,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 32,500 | $281,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 11,053 | $279,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 6,248 | $276,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 22,276 | $275,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 14,300 | $275,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 10,077 | $275,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 12,028 | $275,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R762 | PFD CL A 6.875 | 10,145 | $275,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 10,907 | $274,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 260,158 | $274,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 18,178 | $274,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 18,226 | $273,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 13,180 | $272,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 13,710 | $271,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 24,936 | $271,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 45,951 | $271,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 62,100 | $270,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 10,819 | $270,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 10,923 | $270,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 14,862 | $268,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 46,342 | $268,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 19,200 | $268,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 157,500 | $268,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5,683 | $266,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 49,001 | $265,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 18,507 | $264,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 17,691 | $264,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 89,751 | $263,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 18,667 | $263,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 10,795 | $262,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 6,281 | $261,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 11,856 | $261,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 30,766 | $259,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,027 | $259,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 32,027 | $259,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 114,465 | $258,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 16,200 | $258,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 69,301 | $257,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 6,384 | $257,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,439 | $256,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 9,486 | $256,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 3,528 | $256,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,089 | $255,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 10,665 | $254,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 7,425 | $253,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 47,252 | $253,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 38,778 | $253,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 11,683 | $253,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 15,285 | $253,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 8,150 | $251,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 29,823 | $251,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 17,503 | $250,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 31,685 | $250,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 13,620 | $250,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 3,891 | $250,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 14,703 | $250,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 17,139 | $249,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 24,388 | $249,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 15,869 | $249,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 60,322 | $249,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 239,450 | $249,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 101,690 | $248,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 55,184 | $248,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 39,222 | $248,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,320 | $247,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 30,258 | $246,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 101,859 | $245,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 18,606 | $244,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 75,887 | $244,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 27,300 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 13,286 | $243,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 6,663 | $243,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 8,740 | $242,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 9,891 | $241,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 24,772 | $241,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 16,166 | $241,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 75,204 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 9,103 | $239,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 21,149 | $239,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 13,967 | $239,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 44,600 | $238,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 12,615 | $238,000 | thousands by filing date | |
| WESTMORELAND RESOURCE PARTNE COM UNIT RP LP | 96108P103 | Stock | 46,452 | $238,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 18,201 | $237,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 52,853 | $237,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 23,821 | $237,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 250,000 | $237,000 | thousands by filing date | principal |
| FERROGLOBE PLC | G33856108 | SHS | 27,400 | $236,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 23,377 | $236,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 20,994 | $235,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 54,177 | $235,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 17,624 | $233,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 17,273 | $232,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 4,750 | $232,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 10,689 | $231,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 15,243 | $231,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 9,603 | $230,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 15,345 | $230,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 33,248 | $230,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 17,105 | $229,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 14,163 | $226,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 14,508 | $226,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 38,745 | $225,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,031 | $224,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 9,696 | $224,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 13,027 | $224,000 | thousands by filing date | |
| AVENUE FINL HLDGS INC | 05358K102 | COM | 11,364 | $224,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 9,832 | $223,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,504 | $223,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 13,190 | $223,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 22,983 | $222,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,817 | $221,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 25,051 | $221,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 12,603 | $221,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 16,933 | $221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 13,347 | $220,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,182 | $219,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 20,302 | $219,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 92,892 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 8,651 | $218,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 23,110 | $218,000 | thousands by filing date | |
| VANECK VECTORS SOLAR ENERGY ETF | 92189F874 | ETF | 5,038 | $218,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 14,624 | $217,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 6,929 | $217,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,540 | $217,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 26,526 | $217,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 11,987 | $216,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 23,828 | $216,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 7,865 | $215,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 8,506 | $215,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,712 | $215,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 20,654 | $215,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,025 | $214,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,665 | $214,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 7,968 | $213,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,725 | $213,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 7,107 | $213,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 23,074 | $213,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 34,769 | $212,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 6,943 | $212,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 21,238 | $212,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 220,000 | $211,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 22,312 | $211,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 196,000 | $209,000 | thousands by filing date | principal |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 13,063 | $209,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,341 | $209,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 20,316 | $208,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 20,529 | $208,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 167,275 | $207,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 12,663 | $206,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 10,938 | $206,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 27,745 | $206,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 29,191 | $206,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 42,717 | $206,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 14,333 | $206,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 72,337 | $205,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 16,393 | $205,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,402 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 5,534 | $205,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 12,606 | $203,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 6,447 | $202,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 5,572 | $202,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 71,994 | $201,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 4,122 | $201,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,465 | $200,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 8,494 | $200,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 16,402 | $200,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 31,078 | $200,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 118,704 | $199,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 77,572 | $199,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 21,350 | $199,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 127,255 | $198,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 37,684 | $198,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 22,049 | $198,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 31,793 | $197,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 109,702 | $197,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 8,926 | $196,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,264 | $196,000 | thousands by filing date | |
| SOUFUN HLDGS LTD | 836034AB4 | NOTE 2.000%12/1 | 200,000 | $196,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 1,683 | $196,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 12,912 | $195,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 10,246 | $194,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 16,211 | $193,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,330 | $193,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 17,928 | $193,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,849 | $193,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 20,891 | $193,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 15,320 | $192,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 5,877 | $192,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 14,857 | $192,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 8,740 | $191,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 233,208 | $191,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 24,835 | $191,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 5,580 | $190,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 800 | $189,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 21,449 | $189,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 35,871 | $189,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 20,168 | $189,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 506,000 | $189,000 | thousands by filing date | principal |
| Wilshire US REIT ETF | 18383M472 | ETF | 3,797 | $189,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 6,128 | $188,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 24,205 | $187,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 18,179 | $187,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 6,337 | $187,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 23,389 | $187,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17322H149 | HOW STRAT DIV | 7,534 | $186,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 7,336 | $185,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 17,494 | $185,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 2,649 | $185,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 6,440 | $185,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 13,411 | $185,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 225,875 | $185,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 48,782 | $184,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,269 | $183,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,969 | $183,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 13,435 | $183,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 265,300 | $183,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,300 | $182,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 35,636 | $182,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,385 | $181,000 | thousands by filing date | |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 5,590 | $181,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 41,333 | $180,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,694 | $180,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 85,591 | $180,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 27,237 | $180,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 10,545 | $179,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 33,795 | $179,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 14,391 | $179,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 36,487 | $179,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 11,889 | $179,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000729 | this filing | 2016-08-12 | acceptance time not in the bulk data set |