13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,611 holding rows worth $276,854,796,000.
- Accession
- 0000895421-16-000729
- Filer
- CIK 895421
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 24,731 entries on the cover page, a total value of $276,854,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,854,796,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 12,397 | $179,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 7,266 | $179,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 17,361 | $178,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,139 | $176,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 59,573 | $175,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 165,000 | $175,000 | thousands by filing date | principal |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 18,317 | $174,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 25,055 | $173,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,591 | $173,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 10,804 | $173,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,870 | $172,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 2,089 | $172,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 7,791 | $171,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 11,580 | $171,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 12,464 | $170,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 13,304 | $170,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 37,513 | $169,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 82,123 | $169,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 4,338 | $169,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 30,784 | $169,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 13,165 | $169,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 13,796 | $168,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 10,848 | $166,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,682 | $166,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 154,000 | $166,000 | thousands by filing date | principal |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 41,708 | $165,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 9,108 | $164,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 14,822 | $164,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 23,150 | $164,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,748 | $163,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 21,087 | $163,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 4,159 | $163,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 51,900 | $163,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 26,167 | $163,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 6,607 | $162,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 8,808 | $162,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 11,251 | $162,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,026 | $162,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 158,000 | $160,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 9,170 | $159,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 12,015 | $159,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 12,967 | $158,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 5,508 | $157,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,124 | $157,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 97,378 | $157,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 42,134 | $156,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 190,691 | $155,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 24,536 | $155,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 57,654 | $154,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 9,255 | $154,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 5,223 | $154,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 14,118 | $154,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 31,500 | $154,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 7,923 | $154,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 256,127 | $154,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 33,321 | $154,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 3,294 | $153,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 45,772 | $153,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 6,875 | $152,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 5,713 | $152,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 24,384 | $152,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 2,559 | $152,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 21,508 | $151,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,194 | $151,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 5,576 | $150,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 10,252 | $149,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 17,985 | $149,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,485 | $149,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 6,301 | $149,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 3,965 | $149,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 20,712 | $148,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,590 | $147,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 30,300 | $147,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 2,626 | $147,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 8,163 | $146,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,561 | $146,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 4,634 | $146,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 8,619 | $145,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 1,441 | $145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 4,289 | $144,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 175,000 | $144,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 26,499 | $143,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 9,428 | $143,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,757 | $143,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 6,745 | $143,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 3,867 | $142,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 39,252 | $142,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 7,862 | $142,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 36,200 | $142,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 37,324 | $142,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,064 | $141,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,227 | $141,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 13,938 | $141,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,053 | $141,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 8,707 | $140,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,649 | $140,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 2,336 | $140,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 43,519 | $139,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 7,043 | $139,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 3,921 | $139,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 26,500 | $138,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 135,000 | $138,000 | thousands by filing date | principal |
| ALCENTRA CAP CORP | 01374T102 | COM | 11,283 | $137,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 27,671 | $136,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 76,904 | $136,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $135,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 34,847 | $134,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 8,428 | $134,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 10,526 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 12,456 | $134,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 230,178 | $134,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 32,296 | $134,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,842 | $133,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 24,447 | $133,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 5,747 | $133,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 23,226 | $132,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 9,012 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 3,750 | $131,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 34,813 | $131,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 4,475 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,102 | $130,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 8,704 | $130,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 26,400 | $130,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 5,568 | $130,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 7,060 | $130,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 59,825 | $130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 6,413 | $130,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,730 | $129,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 25,255 | $129,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 10,334 | $129,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 4,544 | $128,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 7,765 | $128,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 5,555 | $128,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 8,254 | $127,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 23,224 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1,902 | $126,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,113 | $126,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 7,469 | $126,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 54,712 | $126,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 27,209 | $126,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 10,130 | $126,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 23,925 | $126,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 123,900 | $126,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 102,927 | $126,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 4,192 | $125,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 31,041 | $125,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 3,217 | $125,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 62,409 | $125,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 7,302 | $124,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 8,912 | $124,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 11,091 | $124,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 4,910 | $124,000 | thousands by filing date | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 5,156 | $123,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 5,085 | $123,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 40,957 | $123,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,144 | $123,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,817 | $123,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 109,862 | $123,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,089 | $123,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 139,028 | $122,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 5,445 | $122,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 54,778 | $122,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 3,901 | $122,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 73,371 | $122,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 29,471 | $121,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 5,042 | $121,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 21,072 | $121,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 20,461 | $120,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 113,182 | $120,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 10,288 | $120,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 53,116 | $120,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 10,528 | $119,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 12,540 | $119,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 256,297 | $119,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 14,453 | $119,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 49,607 | $119,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 455 | $118,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 17,358 | $118,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 3,158 | $118,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 57,166 | $118,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 19,120 | $118,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 53,136 | $117,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 8,095 | $117,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 10,930 | $117,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 69,179 | $116,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 2,724 | $116,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 15,289 | $115,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 250,379 | $115,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 13,976 | $114,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,206 | $114,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,420 | $114,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,378 | $111,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 4,286 | $111,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,052 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 4,185 | $111,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 70,300 | $111,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 45,200 | $111,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 25,221 | $111,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 122,293 | $111,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 2,990 | $110,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 6,650 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 6,171 | $110,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 5,468 | $110,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 5,781 | $110,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 14,078 | $109,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 4,249 | $109,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 4,530 | $109,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,636 | $108,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 92,440 | $108,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 6,923 | $108,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 4,511 | $108,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 6,785 | $108,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 4,500 | $107,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 8,363 | $107,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 30,745 | $107,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 32,520 | $107,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 10,492 | $107,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 15,228 | $106,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 7,098 | $105,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,012 | $105,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,621 | $105,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 1,575 | $105,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 8,515 | $104,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 24,279 | $104,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 25,254 | $104,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 47,670 | $104,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 6,366 | $103,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 9,155 | $103,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,470 | $102,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 9,620 | $102,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 4,700 | $102,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 12,208 | $102,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 3,121 | $101,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 4,956 | $101,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 66,231 | $101,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 982 | $101,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 4,895 | $101,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 3,163 | $100,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,764 | $100,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,800 | $100,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 4,679 | $100,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 23,652 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 8,086 | $100,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 6,807 | $100,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 28,119 | $100,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 30,970 | $99,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,265 | $98,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 984 | $98,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 5,530 | $98,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 5,398 | $98,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 9,000 | $98,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 8,958 | $98,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 15,397 | $98,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,200 | $97,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 43,659 | $97,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 6,129 | $97,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 8,600 | $97,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 177,858 | $96,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 14,559 | $96,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 21,295 | $96,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 11,295 | $95,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 97,000 | $95,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 1,512 | $95,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 7,756 | $94,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 24,781 | $94,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 7,048 | $94,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 22,872 | $94,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,802 | $93,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 2,770 | $93,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 56,000 | $93,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 4,257 | $93,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 5,762 | $93,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 5,142 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 716 | $92,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 28,741 | $92,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 61,620 | $92,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 14,339 | $92,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 173,551 | $92,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 59,400 | $92,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 20,390 | $92,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 34,448 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 9,978 | $91,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 21,330 | $90,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 31,276 | $90,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 4,341 | $90,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 85,764 | $90,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 4,723 | $90,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 32,111 | $90,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 4,958 | $90,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 89,000 | $89,000 | thousands by filing date | principal |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 19,412 | $89,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,698 | $88,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,713 | $88,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 4,200 | $88,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,751 | $88,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 11,178 | $88,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 12,202 | $88,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 8,182 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,858 | $87,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,318 | $87,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 12,638 | $87,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 41,053 | $87,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 5,504 | $87,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,865 | $87,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 43,150 | $86,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 6,193 | $86,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 8,000 | $86,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6,047 | $86,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 7,612 | $86,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 452 | $85,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 7,055 | $85,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,781 | $85,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 3,269 | $85,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 11,664 | $85,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 30,297 | $85,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 13,971 | $85,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 10,910 | $84,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 5,177 | $84,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 6,080 | $84,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,511 | $84,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 7,459 | $83,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 4,029 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 2,367 | $83,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 63,988 | $83,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 37,400 | $83,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,157 | $82,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 3,056 | $82,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 1,623 | $82,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 1,653 | $82,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 12,615 | $82,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 4,052 | $82,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 12,883 | $82,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 3,251 | $82,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 27,767 | $82,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 32,897 | $81,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 141,000 | $81,000 | thousands by filing date | principal |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 70,762 | $81,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 28,009 | $81,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 82,000 | $81,000 | thousands by filing date | principal |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 3,592 | $81,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 10,877 | $81,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 6,000 | $80,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 4,974 | $80,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 1,824 | $80,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 26,609 | $80,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 77,000 | $80,000 | thousands by filing date | principal |
| BAY BANCORP INC | 07203T106 | COM | 15,797 | $80,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 2,143 | $80,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,522 | $79,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 9,129 | $79,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 49,000 | $79,000 | thousands by filing date | principal |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 17,291 | $79,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,787 | $78,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 2,822 | $78,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 4,400 | $78,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 1,099 | $78,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 13,750 | $78,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 1,721 | $78,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 8,631 | $78,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 175,592 | $78,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 7,750 | $77,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 9,123 | $77,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 4,200 | $77,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 45,493 | $77,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 51,501 | $77,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 12,910 | $77,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 5,799 | $77,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 7,060 | $76,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 47,334 | $76,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,323 | $76,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 5,454 | $76,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 4,391 | $76,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 50,000 | $76,000 | thousands by filing date | principal |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,518 | $75,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 9,233 | $75,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 11,553 | $75,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 16,014 | $75,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 6,432 | $75,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 920 | $75,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 2,000 | $75,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 2,261 | $74,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 561 | $74,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 14,744 | $74,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 7,643 | $73,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,131 | $73,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,891 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 2,455 | $73,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 3,557 | $73,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 8,987 | $73,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 79,000 | $73,000 | thousands by filing date | principal |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,640 | $72,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 9,704 | $72,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,400 | $72,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 9,286 | $72,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 14,112 | $71,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 25,493 | $71,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 11,958 | $71,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 5,124 | $71,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 549333300 | Stock | 18,781 | $71,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,906 | $70,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,139 | $70,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,799 | $70,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 64,000 | $70,000 | thousands by filing date | principal |
| ROPER INDUSTRIES INC | 776696AA4 | CNV | 32,000 | $70,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 681 | $70,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 46,075 | $69,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,360 | $69,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 4,472 | $69,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 8,965 | $69,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 9,303 | $69,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 6,409 | $69,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 4,764 | $69,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 1,981 | $69,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,800 | $68,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 4,395 | $68,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 6,846 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 3,671 | $68,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 4,197 | $67,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 3,752 | $67,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 8,194 | $67,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 24,596 | $67,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 6,850 | $67,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 10,921 | $67,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 4,626 | $67,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 4,683 | $66,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 31,976 | $66,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 10,625 | $66,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 2,900 | $66,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 9,947 | $66,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 5,089 | $66,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 8,018 | $65,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 6,342 | $65,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 13,690 | $65,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 4,823 | $65,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 3,180 | $65,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 10,200 | $65,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 5,934 | $65,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 2,000 | $64,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 11,480 | $64,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 5,153 | $64,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 10,522 | $63,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 3,477 | $63,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,392 | $63,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 2,303 | $63,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 950 | $63,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 1,300 | $63,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 113,466 | $62,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,340 | $62,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 7,700 | $62,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 6,860 | $62,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 33,269 | $62,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 4,775 | $62,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 27,011 | $62,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 30,967 | $62,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 25,090 | $61,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 37,031 | $61,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 7,724 | $61,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 3,500 | $61,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 63,000 | $61,000 | thousands by filing date | principal |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,691 | $60,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,795 | $60,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,211 | $60,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 2,425 | $60,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 50,707 | $60,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 956 | $60,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 20,000 | $60,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 8,983 | $60,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 5,500 | $60,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 14,797 | $60,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 7,407 | $59,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 9,206 | $59,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 32,000 | $59,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 44,173 | $59,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 93,587 | $59,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 501 | $58,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 11,358 | $58,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 24,680 | $58,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 191,090 | $58,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 26,215 | $58,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 17,352 | $58,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,050 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 880 | $57,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,446 | $57,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 10,699 | $57,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,337 | $57,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 50,000 | $57,000 | thousands by filing date | principal |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 5,830 | $57,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 2,500 | $57,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 28,485 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 2,795 | $56,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 7,183 | $56,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 11,246 | $56,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 4,058 | $56,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 8,976 | $56,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 18,424 | $56,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 9,000 | $55,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,674 | $55,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 9,152 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 738 | $55,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 923 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000729 | this filing | 2016-08-12 | acceptance time not in the bulk data set |