13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,611 holding rows worth $276,854,796,000.
- Accession
- 0000895421-16-000729
- Filer
- CIK 895421
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 24,731 entries on the cover page, a total value of $276,854,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,854,796,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,906,857 | $5,663,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 394,263 | $5,662,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,675,000 | $5,661,000 | thousands by filing date | principal |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 97,094 | $5,646,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 220,882 | $5,644,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 150,544 | $5,636,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 430,149 | $5,618,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 79,963 | $5,598,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 99,504 | $5,597,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 515,472 | $5,593,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 226,918 | $5,590,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,066,671 | $5,590,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 152,435 | $5,585,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 99,567 | $5,577,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 292,413 | $5,571,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 199,223 | $5,556,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,196,545 | $5,552,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 120,584 | $5,547,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 370,463 | $5,546,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 356,967 | $5,540,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 533,573 | $5,538,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 480,395 | $5,525,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 198,411 | $5,521,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 172,772 | $5,518,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 79,328 | $5,510,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 606,615 | $5,490,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 172,588 | $5,484,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 133,766 | $5,483,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 288,772 | $5,480,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,456,000 | $5,469,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 252,895 | $5,465,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 32,777 | $5,463,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 156,352 | $5,462,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 30,602 | $5,459,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 427,280 | $5,456,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 166,565 | $5,454,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 310,739 | $5,451,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 213,376 | $5,447,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 482,440 | $5,443,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 103,807 | $5,441,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 366,551 | $5,428,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 455,017 | $5,419,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 211,601 | $5,410,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 354,694 | $5,395,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 345,322 | $5,384,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 165,740 | $5,381,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 531,131 | $5,369,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 449,916 | $5,367,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 244,036 | $5,364,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 557,207 | $5,361,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,165,336 | $5,361,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,149,522 | $5,357,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 135,808 | $5,356,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 205,097 | $5,348,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 412,340 | $5,344,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 355,527 | $5,326,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 142,425 | $5,324,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 364,724 | $5,318,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 209,370 | $5,310,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 240,926 | $5,309,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 152,120 | $5,307,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 373,712 | $5,303,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 171,005 | $5,296,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 342,221 | $5,295,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 57,582 | $5,288,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 104,576 | $5,280,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 661,162 | $5,276,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 380,408 | $5,257,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 320,876 | $5,256,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 240,695 | $5,250,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 103,701 | $5,250,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 265,115 | $5,246,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 125,291 | $5,243,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 790,677 | $5,242,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 42,699 | $5,241,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 56,472 | $5,234,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 765,412 | $5,228,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 354,946 | $5,217,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 37,520 | $5,214,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 108,759 | $5,209,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 562,101 | $5,205,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 359,948 | $5,200,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 560,656 | $5,196,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 102,941 | $5,193,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 65,601 | $5,191,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 576,604 | $5,183,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 560,812 | $5,182,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 40,959 | $5,176,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 421,582 | $5,164,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 256,196 | $5,152,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 114,866 | $5,146,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 263,583 | $5,142,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 191,475 | $5,139,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 137,053 | $5,135,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 341,630 | $5,121,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 83,642 | $5,088,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 310,968 | $5,078,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 182,084 | $5,071,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 5,905,000 | $5,063,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 53,533 | $5,060,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 456,102 | $5,058,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 477,638 | $5,054,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 49,124 | $5,042,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 795,029 | $5,040,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 343,763 | $5,039,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 355,593 | $5,038,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 82,038 | $5,035,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 201,215 | $5,026,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 227,453 | $5,025,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 125,679 | $5,016,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 272,605 | $5,016,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 216,956 | $5,012,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 28,976 | $5,000,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 190,366 | $4,953,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 251,840 | $4,951,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 58,969 | $4,948,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 305,909 | $4,940,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 148,435 | $4,939,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 332,392 | $4,939,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 655,409 | $4,935,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 58,470 | $4,933,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 134,949 | $4,916,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 487,146 | $4,906,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 367,073 | $4,901,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 73,916 | $4,900,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 154,929 | $4,898,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 129,166 | $4,896,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 13,049 | $4,887,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 324,050 | $4,887,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 288,345 | $4,872,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 358,202 | $4,867,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 357,013 | $4,863,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 389,104 | $4,859,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 377,615 | $4,848,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 747,523 | $4,844,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 255,566 | $4,843,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 263,743 | $4,837,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 278,073 | $4,819,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 148,400 | $4,815,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 223,589 | $4,814,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 143,330 | $4,813,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 352,842 | $4,810,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 381,951 | $4,805,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 667,345 | $4,798,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 513,523 | $4,797,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 255,429 | $4,793,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 232,724 | $4,781,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 86,368 | $4,781,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 321,046 | $4,780,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 205,069 | $4,775,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 381,042 | $4,774,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 38,263 | $4,770,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 627,167 | $4,766,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 89,604 | $4,764,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 883,573 | $4,763,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 176,837 | $4,761,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 108,584 | $4,761,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 4,441,000 | $4,757,000 | thousands by filing date | principal |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 85,541 | $4,752,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 465,489 | $4,752,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 379,392 | $4,751,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 310,260 | $4,741,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 122,769 | $4,739,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 334,266 | $4,737,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 132,076 | $4,734,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 312,544 | $4,726,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 87,984 | $4,720,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 127,018 | $4,719,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 394,678 | $4,719,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 433,992 | $4,717,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 184,105 | $4,717,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 6,060,000 | $4,717,000 | thousands by filing date | principal |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 38,654 | $4,709,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 192,353 | $4,707,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 33,452 | $4,706,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 132,704 | $4,703,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 240,003 | $4,694,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 35,939 | $4,678,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 272,840 | $4,674,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 689,971 | $4,671,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 44,722 | $4,652,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 27,111 | $4,636,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 180,756 | $4,636,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 906,406 | $4,622,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 52,011 | $4,614,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 689,415 | $4,612,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 270,461 | $4,609,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 67,423 | $4,606,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 354,285 | $4,602,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 261,422 | $4,596,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 100,630 | $4,589,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 70,197 | $4,589,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 719,314 | $4,582,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 179,145 | $4,582,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 171,078 | $4,570,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 87,952 | $4,566,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 307,358 | $4,565,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 76,312 | $4,557,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75,915 | $4,555,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 137,450 | $4,553,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 117,038 | $4,547,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 90,001 | $4,544,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 133,613 | $4,542,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 118,807 | $4,540,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 683,721 | $4,540,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 832,604 | $4,538,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 700,080 | $4,536,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 338,556 | $4,532,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 88,024 | $4,530,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 178,468 | $4,527,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 186,138 | $4,515,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 236,768 | $4,513,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 141,218 | $4,511,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 590,385 | $4,510,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 359,472 | $4,508,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 277,330 | $4,507,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 204,853 | $4,505,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 794,569 | $4,505,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 104,411 | $4,498,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 316,437 | $4,496,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 365,501 | $4,485,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 106,904 | $4,479,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 87,449 | $4,479,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 526,193 | $4,472,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 266,070 | $4,471,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 432,474 | $4,468,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 216,950 | $4,467,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 547,462 | $4,456,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 136,799 | $4,454,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 168,944 | $4,451,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 239,031 | $4,444,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 82,237 | $4,434,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 277,151 | $4,432,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 66,114 | $4,429,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 118,612 | $4,424,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 135,377 | $4,423,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 90,739 | $4,422,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 87,353 | $4,414,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 119,072 | $4,404,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 232,909 | $4,400,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 253,766 | $4,370,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 52,845 | $4,338,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 376,899 | $4,335,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 186,681 | $4,331,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 89,890 | $4,324,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 156,514 | $4,321,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 90,224 | $4,313,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 68,376 | $4,312,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 239,838 | $4,312,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 340,582 | $4,308,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 801,353 | $4,303,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 588,653 | $4,303,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 99,588 | $4,302,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 180,938 | $4,300,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 386,296 | $4,300,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 70,056 | $4,290,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 33,618 | $4,289,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 73,494 | $4,288,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 313,948 | $4,285,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 150,404 | $4,282,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 366,657 | $4,278,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 175,212 | $4,276,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 147,989 | $4,234,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 332,879 | $4,234,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 290,285 | $4,233,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 183,811 | $4,229,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 211,514 | $4,228,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 591,078 | $4,227,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 74,783 | $4,227,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 353,672 | $4,226,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 183,614 | $4,221,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 227,272 | $4,218,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 239,633 | $4,217,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 533,344 | $4,213,000 | thousands by filing date | |
| INCONTACT INC | 45336EAB5 | Bond | 3,509,000 | $4,199,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 212,820 | $4,196,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 249,442 | $4,194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 79,978 | $4,192,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 87,980 | $4,189,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 308,933 | $4,189,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 306,340 | $4,188,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 132,754 | $4,175,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 188,461 | $4,175,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 251,653 | $4,174,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 70,792 | $4,174,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 120,115 | $4,163,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 111,326 | $4,162,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,756,000 | $4,156,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 261,125 | $4,155,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 171,474 | $4,154,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 353,818 | $4,154,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 4,485,000 | $4,154,000 | thousands by filing date | principal |
| BRINKER INTL INC COM | 109641100 | Stock | 91,142 | $4,150,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 64,491 | $4,148,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 5,839,000 | $4,145,000 | thousands by filing date | principal |
| CALGON CARBON CORP | 129603106 | COM | 315,129 | $4,144,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 126,191 | $4,141,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 206,415 | $4,112,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 1,398,815 | $4,112,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 170,349 | $4,111,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 194,459 | $4,103,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 61,780 | $4,100,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 132,089 | $4,080,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 262,689 | $4,080,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 114,061 | $4,063,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 684,875 | $4,061,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 234,039 | $4,060,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 109,385 | $4,059,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 100,284 | $4,056,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 249,343 | $4,052,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 171,937 | $4,052,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 503,022 | $4,045,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 82,399 | $4,042,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 117,849 | $4,038,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 76,746 | $4,032,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 408,781 | $4,031,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 163,829 | $4,022,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 256,455 | $4,011,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 83,730 | $4,011,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 152,701 | $4,008,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 118,210 | $4,006,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 347,287 | $4,004,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 300,808 | $4,001,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 949,873 | $3,989,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 670,370 | $3,989,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 175,818 | $3,986,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 66,880 | $3,978,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 460,379 | $3,978,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 517,375 | $3,968,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 104,390 | $3,962,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 55,000 | $3,960,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 369,041 | $3,952,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 171,060 | $3,941,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 47,615 | $3,940,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 3,988,000 | $3,939,000 | thousands by filing date | principal |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 76,363 | $3,912,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 364,636 | $3,902,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 103,191 | $3,902,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 147,068 | $3,894,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 78,894 | $3,893,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 142,898 | $3,876,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 118,665 | $3,871,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 344,323 | $3,863,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 197,413 | $3,862,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 471,531 | $3,853,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 68,449 | $3,847,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 227,611 | $3,845,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 620,596 | $3,834,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 152,966 | $3,832,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 141,145 | $3,827,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 24,666 | $3,825,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 152,460 | $3,810,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 466,314 | $3,805,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 191,026 | $3,804,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 151,854 | $3,803,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 167,884 | $3,802,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 290,176 | $3,801,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 148,077 | $3,801,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 96,226 | $3,798,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 117,396 | $3,796,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 495,012 | $3,796,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 147,945 | $3,792,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 177,265 | $3,792,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 79,230 | $3,791,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 213,353 | $3,788,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 331,129 | $3,788,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 395,843 | $3,784,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 65,731 | $3,784,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 600,814 | $3,779,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 396,297 | $3,773,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 225,411 | $3,772,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 128,671 | $3,771,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 59,723 | $3,767,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 137,821 | $3,767,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 97,449 | $3,758,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 94,377 | $3,757,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 684,780 | $3,753,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 99,724 | $3,748,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 161,156 | $3,748,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 436,141 | $3,742,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 255,206 | $3,741,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 111,053 | $3,740,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 31,795 | $3,735,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 440,154 | $3,724,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 115,627 | $3,721,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 124,830 | $3,703,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 160,147 | $3,703,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 165,837 | $3,703,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 37,429 | $3,701,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 86,684 | $3,696,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 148,712 | $3,696,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 108,523 | $3,690,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 369,421 | $3,690,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 241,269 | $3,680,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 200,905 | $3,674,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 236,623 | $3,670,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 162,172 | $3,668,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 142,302 | $3,661,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 186,421 | $3,659,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 140,640 | $3,656,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 114,284 | $3,643,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 192,072 | $3,643,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 102,570 | $3,641,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 624,057 | $3,639,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 108,643 | $3,638,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 53,463 | $3,631,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 3,637,000 | $3,628,000 | thousands by filing date | principal |
| CYS INVTS INC | 12673A108 | COM | 432,816 | $3,623,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 629,354 | $3,618,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 322,926 | $3,614,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 137,215 | $3,602,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 447,963 | $3,601,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 115,753 | $3,589,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 40,969 | $3,588,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 282,356 | $3,575,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 222,168 | $3,570,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 208,453 | $3,566,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 465,355 | $3,564,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 92,249 | $3,560,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 129,383 | $3,559,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 42,844 | $3,555,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 85,975 | $3,553,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 127,425 | $3,547,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 85,585 | $3,536,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 56,091 | $3,534,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 217,229 | $3,525,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 226,580 | $3,512,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 75,405 | $3,506,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 228,159 | $3,500,000 | thousands by filing date | |
| NORTEL NETWORKS CORP | 656568AE2 | CONV BND | 4,000,000 | $3,488,000 | thousands by filing date | principal |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 49,079 | $3,486,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 181,774 | $3,485,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 142,237 | $3,484,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 579,579 | $3,483,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 259,752 | $3,475,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 55,618 | $3,471,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 316,199 | $3,468,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 138,888 | $3,462,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 133,141 | $3,456,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 126,988 | $3,447,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 288,998 | $3,442,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 549,876 | $3,436,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 501,308 | $3,434,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 221,070 | $3,431,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 503,650 | $3,430,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 125,352 | $3,429,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 220,924 | $3,427,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 123,940 | $3,424,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 81,125 | $3,424,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 126,962 | $3,424,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 61,726 | $3,423,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 261,755 | $3,423,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 66,002 | $3,415,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 161,498 | $3,411,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 153,989 | $3,410,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 41,503 | $3,404,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 78,982 | $3,401,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 59,003 | $3,401,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 90,654 | $3,400,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 101,750 | $3,395,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 323,709 | $3,392,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 143,064 | $3,392,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 408,992 | $3,391,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 92,391 | $3,391,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 163,196 | $3,388,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 81,197 | $3,387,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 79,680 | $3,381,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 22,289 | $3,376,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 427,797 | $3,371,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 399,360 | $3,370,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 129,199 | $3,354,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 27,252 | $3,353,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 546,872 | $3,352,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 229,012 | $3,348,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 217,571 | $3,346,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 130,083 | $3,344,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 372,902 | $3,342,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 326,491 | $3,335,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 38,804 | $3,333,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 276,577 | $3,333,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 65,323 | $3,330,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 31,305 | $3,327,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 59,975 | $3,327,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 21,290 | $3,321,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 411,265 | $3,306,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 298,345 | $3,297,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 494,916 | $3,295,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 213,457 | $3,289,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 596,096 | $3,284,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 17,246 | $3,280,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 87,413 | $3,278,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,446,672 | $3,277,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 242,377 | $3,276,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 212,533 | $3,273,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 51,161 | $3,266,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 200,809 | $3,261,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 299,510 | $3,259,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 174,176 | $3,250,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 68,868 | $3,248,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 131,408 | $3,248,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000729 | this filing | 2016-08-12 | acceptance time not in the bulk data set |