13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,611 holding rows worth $276,854,796,000.
- Accession
- 0000895421-16-000729
- Filer
- CIK 895421
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 24,731 entries on the cover page, a total value of $276,854,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,854,796,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 637,477 | $9,778,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 164,236 | $9,757,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 197,013 | $9,748,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 316,203 | $9,745,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,995,469 | $9,706,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 400,265 | $9,702,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 320,757 | $9,687,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 516,437 | $9,683,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 748,085 | $9,650,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 93,792 | $9,647,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,479,443 | $9,631,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 559,985 | $9,626,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 493,481 | $9,623,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 249,529 | $9,619,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 372,455 | $9,610,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 461,578 | $9,587,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 732,778 | $9,585,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 932,229 | $9,564,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,635,013 | $9,515,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 67,561 | $9,505,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 347,380 | $9,497,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 109,253 | $9,473,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 444,281 | $9,472,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 218,159 | $9,460,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 88,485 | $9,421,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 9,502,000 | $9,419,000 | thousands by filing date | principal |
| TRIMBLE INC COM | 896239100 | Stock | 386,370 | $9,413,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 54,770 | $9,397,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 384,405 | $9,392,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 287,498 | $9,364,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 189,478 | $9,362,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 585,778 | $9,344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 743,249 | $9,343,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 469,901 | $9,342,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 388,765 | $9,331,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 120,487 | $9,319,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 219,498 | $9,312,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 212,419 | $9,310,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 302,838 | $9,306,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 103,980 | $9,303,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 179,769 | $9,300,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 332,449 | $9,286,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 747,216 | $9,281,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 124,771 | $9,253,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 145,174 | $9,252,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 390,562 | $9,218,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 730,800 | $9,215,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 343,174 | $9,190,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 208,139 | $9,183,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 230,788 | $9,180,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 309,462 | $9,176,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 557,342 | $9,173,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 225,370 | $9,168,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 68,265 | $9,166,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 388,439 | $9,166,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 331,753 | $9,165,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 91,397 | $9,154,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 503,932 | $9,122,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 807,634 | $9,117,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 852,068 | $9,099,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 173,062 | $9,080,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 188,546 | $9,077,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 713,822 | $9,072,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 66,887 | $9,063,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 297,638 | $9,051,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 157,024 | $8,994,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 422,672 | $8,974,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 9,206,000 | $8,964,000 | thousands by filing date | principal |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,781,288 | $8,961,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 308,608 | $8,955,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 317,653 | $8,936,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 550,379 | $8,933,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 298,285 | $8,925,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 421,262 | $8,922,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 576,000 | $8,922,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 407,599 | $8,921,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 160,171 | $8,918,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,131,719 | $8,916,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 662,292 | $8,908,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 558,432 | $8,895,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 262,372 | $8,876,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 271,806 | $8,875,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 675,152 | $8,865,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 409,233 | $8,864,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 164,645 | $8,859,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 300,269 | $8,851,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 327,193 | $8,847,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 375,806 | $8,842,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 893,078 | $8,842,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 384,263 | $8,838,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 1,715,256 | $8,833,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 292,780 | $8,818,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 625,372 | $8,811,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 759,382 | $8,801,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 108,124 | $8,795,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 289,517 | $8,784,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 119,082 | $8,784,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 302,528 | $8,779,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 346,659 | $8,777,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 265,635 | $8,776,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 846,245 | $8,776,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 718,205 | $8,770,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 242,230 | $8,768,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 1,831,689 | $8,755,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 807,485 | $8,729,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,847,510 | $8,720,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 372,511 | $8,717,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 276,788 | $8,708,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 80,859 | $8,704,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 197,653 | $8,698,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 680,237 | $8,672,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 282,785 | $8,670,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 274,575 | $8,660,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 451,730 | $8,660,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 109,449 | $8,645,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 795,048 | $8,642,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 295,903 | $8,628,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 273,477 | $8,628,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 660,589 | $8,627,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 226,254 | $8,627,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 183,484 | $8,619,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 94,912 | $8,613,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 375,990 | $8,606,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 75,638 | $8,605,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 157,678 | $8,582,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 214,153 | $8,573,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 378,989 | $8,526,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 178,369 | $8,525,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 331,169 | $8,524,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 261,262 | $8,517,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 388,584 | $8,491,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 827,077 | $8,485,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 243,369 | $8,482,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 8,529,000 | $8,470,000 | thousands by filing date | principal |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,799,914 | $8,443,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 266,086 | $8,436,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 291,840 | $8,434,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 575,411 | $8,406,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 263,649 | $8,401,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 168,252 | $8,396,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 405,586 | $8,388,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 330,417 | $8,380,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 166,477 | $8,374,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 283,138 | $8,357,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 166,290 | $8,352,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 293,051 | $8,349,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 359,252 | $8,324,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 162,416 | $8,313,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 90,778 | $8,313,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 102,877 | $8,300,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 113,483 | $8,288,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,370,103 | $8,275,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 888,953 | $8,267,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 137,931 | $8,265,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 210,777 | $8,256,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 133,509 | $8,254,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 167,448 | $8,249,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 121,687 | $8,172,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 680,615 | $8,167,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 585,263 | $8,141,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 722,181 | $8,139,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 351,770 | $8,126,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 398,763 | $8,122,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 871,928 | $8,117,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 168,150 | $8,106,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 773,925 | $8,104,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 808,659 | $8,103,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 157,548 | $8,071,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 155,522 | $8,071,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 911,295 | $8,066,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 243,883 | $8,061,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 344,520 | $8,041,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 276,052 | $8,022,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 143,656 | $8,020,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 555,767 | $7,998,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 309,000 | $7,985,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 221,680 | $7,968,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 92,109 | $7,964,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,541,945 | $7,926,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 230,620 | $7,923,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,133,482 | $7,922,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 264,776 | $7,914,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 125,189 | $7,891,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,175,947 | $7,891,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,566,554 | $7,882,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 759,857 | $7,857,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 477,145 | $7,849,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 729,344 | $7,848,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 831,943 | $7,845,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 7,981,000 | $7,832,000 | thousands by filing date | principal |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 314,631 | $7,812,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,200,786 | $7,806,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 448,012 | $7,805,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 198,160 | $7,800,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 7,033,000 | $7,799,000 | thousands by filing date | principal |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,099,191 | $7,778,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 274,882 | $7,778,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 417,112 | $7,763,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 112,814 | $7,761,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 284,324 | $7,728,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 695,035 | $7,722,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 322,930 | $7,721,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 154,078 | $7,713,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 260,898 | $7,702,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,402,974 | $7,702,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 270,868 | $7,701,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 151,825 | $7,699,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 128,107 | $7,685,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 232,234 | $7,676,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 341,463 | $7,668,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,486,662 | $7,659,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 278,504 | $7,658,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 172,339 | $7,651,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 279,585 | $7,635,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 370,949 | $7,633,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 144,663 | $7,615,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 107,167 | $7,581,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 548,346 | $7,573,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 418,435 | $7,571,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,767,347 | $7,564,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 167,421 | $7,557,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 175,233 | $7,552,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 355,043 | $7,551,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,185,999 | $7,543,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 346,665 | $7,530,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 830,004 | $7,512,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 99,929 | $7,504,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 152,845 | $7,493,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 193,363 | $7,491,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 91,513 | $7,484,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 238,948 | $7,479,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 359,197 | $7,475,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 362,066 | $7,471,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 190,239 | $7,431,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 225,555 | $7,427,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 366,579 | $7,417,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 270,627 | $7,416,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 746,767 | $7,416,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 236,460 | $7,403,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 88,425 | $7,394,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 246,171 | $7,390,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 417,882 | $7,380,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 607,416 | $7,350,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 404,187 | $7,332,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 153,696 | $7,307,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,010,002 | $7,299,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 126,393 | $7,297,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 388,877 | $7,296,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 207,256 | $7,287,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 298,460 | $7,282,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 64,972 | $7,279,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 50,032 | $7,276,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 217,400 | $7,273,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 402,266 | $7,269,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 587,698 | $7,264,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 186,913 | $7,261,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 339,120 | $7,260,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 110,498 | $7,223,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 137,400 | $7,221,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 339,529 | $7,205,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 127,156 | $7,200,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 210,674 | $7,192,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 93,907 | $7,188,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 851,281 | $7,177,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 624,562 | $7,170,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 384,709 | $7,148,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 69,807 | $7,144,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 450,942 | $7,125,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 115,727 | $7,112,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 514,581 | $7,101,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 171,520 | $7,097,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 730,402 | $7,091,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 246,046 | $7,081,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 581,836 | $7,080,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 575,492 | $7,073,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 122,029 | $7,072,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 162,974 | $7,060,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 150,835 | $7,057,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 126,452 | $7,039,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 121,662 | $7,029,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,155,910 | $7,028,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,762,698 | $7,018,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 281,459 | $7,000,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 139,873 | $6,992,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 360,443 | $6,984,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 436,658 | $6,977,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 6,947,000 | $6,977,000 | thousands by filing date | principal |
| BulletShares 2025 Corporate | 18383M191 | COM | 328,957 | $6,970,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 6,927,000 | $6,968,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 499,206 | $6,964,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 557,714 | $6,960,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 207,661 | $6,955,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 324,866 | $6,953,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 489,263 | $6,953,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 61,326 | $6,951,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 525,227 | $6,939,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 142,620 | $6,938,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 174,771 | $6,930,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 7,565,000 | $6,929,000 | thousands by filing date | principal |
| SEMTECH CORP COM | 816850101 | Stock | 290,190 | $6,924,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 328,677 | $6,915,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 233,623 | $6,911,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,127,918 | $6,902,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 132,257 | $6,901,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 129,385 | $6,893,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 726,623 | $6,889,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 755,023 | $6,886,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 54,568 | $6,883,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 103,272 | $6,880,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 158,571 | $6,879,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 159,737 | $6,873,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 185,976 | $6,866,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 148,640 | $6,866,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 223,117 | $6,859,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 7,649,000 | $6,858,000 | thousands by filing date | principal |
| HACKETT GROUP INC | 404609109 | COM | 493,802 | $6,849,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 525,909 | $6,842,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 288,675 | $6,841,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 608,935 | $6,839,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 479,963 | $6,829,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 145,916 | $6,828,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 5,647,000 | $6,825,000 | thousands by filing date | principal |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 252,581 | $6,822,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 9,018,000 | $6,811,000 | thousands by filing date | principal |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,240,000 | $6,797,000 | thousands by filing date | principal |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,123,164 | $6,795,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 365,474 | $6,791,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 114,058 | $6,790,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 583,776 | $6,790,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 398,044 | $6,783,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 726,770 | $6,781,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 622,224 | $6,776,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 116,502 | $6,772,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 167,408 | $6,765,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 537,159 | $6,759,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 233,854 | $6,754,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 270,509 | $6,741,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 193,559 | $6,739,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 402,152 | $6,724,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 239,027 | $6,700,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 152,810 | $6,697,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 213,423 | $6,693,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 326,384 | $6,679,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 59,053 | $6,674,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 148,320 | $6,663,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 188,759 | $6,663,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 6,593,000 | $6,644,000 | thousands by filing date | principal |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 62,962 | $6,625,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 108,327 | $6,618,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 213,527 | $6,609,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 122,378 | $6,609,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 145,055 | $6,602,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 455,509 | $6,596,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 459,056 | $6,592,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 215,000 | $6,575,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 91,876 | $6,559,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 8,103,000 | $6,554,000 | thousands by filing date | principal |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 432,075 | $6,550,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 458,604 | $6,545,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 176,283 | $6,543,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 385,861 | $6,541,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 145,493 | $6,528,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 321,399 | $6,525,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 838,517 | $6,524,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 113,244 | $6,516,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 153,057 | $6,490,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 856,093 | $6,490,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 340,621 | $6,482,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 211,717 | $6,474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 228,034 | $6,458,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 32,367 | $6,444,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 301,358 | $6,434,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 238,205 | $6,431,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 131,507 | $6,426,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 145,882 | $6,417,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 217,584 | $6,417,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 220,249 | $6,416,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 6,253,000 | $6,416,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 9,014,000 | $6,403,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 5,759,000 | $6,400,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 268,402 | $6,396,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 196,709 | $6,396,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 456,277 | $6,383,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 378,564 | $6,379,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 267,825 | $6,372,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 403,783 | $6,347,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 6,313,000 | $6,337,000 | thousands by filing date | principal |
| ETFS Gold Trust | 26922Y105 | ETF | 49,038 | $6,323,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 80,241 | $6,316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 167,012 | $6,316,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 180,349 | $6,316,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 709,609 | $6,302,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 228,921 | $6,300,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 939,144 | $6,292,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 995,494 | $6,291,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 811,534 | $6,290,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 443,443 | $6,288,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 215,893 | $6,275,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 483,572 | $6,271,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 77,801 | $6,247,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 240,704 | $6,244,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,177,536 | $6,241,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 482,579 | $6,240,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 453,886 | $6,237,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 353,588 | $6,226,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 571,005 | $6,224,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 226,922 | $6,213,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 173,060 | $6,201,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 87,531 | $6,200,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 153,651 | $6,193,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 90,821 | $6,167,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 596,757 | $6,165,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 139,864 | $6,150,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 229,126 | $6,136,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 94,844 | $6,130,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 390,443 | $6,126,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 957,170 | $6,126,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 211,321 | $6,119,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 466,598 | $6,112,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 48,464 | $6,112,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 101,258 | $6,105,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 121,773 | $6,101,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 160,649 | $6,098,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 339,800 | $6,096,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 805,844 | $6,092,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 813,727 | $6,087,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 172,276 | $6,078,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 66,204 | $6,076,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 761,355 | $6,075,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 67,435 | $6,053,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 53,620 | $6,047,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 512,743 | $6,009,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 56,638 | $6,008,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 840,973 | $6,005,000 | thousands by filing date | |
| TIVO INC | 888706AF5 | NOTE 2.000%10/0 | 6,150,000 | $6,004,000 | thousands by filing date | principal |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 812,116 | $6,002,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 562,848 | $6,000,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 251,032 | $5,995,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 345,830 | $5,993,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 455,213 | $5,991,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 325,463 | $5,988,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 402,432 | $5,980,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 433,967 | $5,967,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 174,585 | $5,966,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 564,863 | $5,965,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 239,650 | $5,963,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 170,759 | $5,958,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 195,330 | $5,950,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 249,505 | $5,940,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,301,210 | $5,936,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 162,767 | $5,929,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 81,699 | $5,913,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 6,166,000 | $5,911,000 | thousands by filing date | principal |
| HUB GROUP INC | 443320106 | CL A | 153,889 | $5,905,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 804,366 | $5,904,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 207,068 | $5,893,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 88,851 | $5,892,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 426,405 | $5,888,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 90,715 | $5,880,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 149,351 | $5,875,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 169,801 | $5,873,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 234,596 | $5,860,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 86,044 | $5,855,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 101,762 | $5,853,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 106,395 | $5,852,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 410,464 | $5,850,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 69,534 | $5,844,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 167,054 | $5,840,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 453,426 | $5,840,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 307,356 | $5,837,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,203,122 | $5,835,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 212,749 | $5,821,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 350,443 | $5,820,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 416,421 | $5,813,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 491,259 | $5,812,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 49,311 | $5,808,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 86,911 | $5,806,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 543,220 | $5,796,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 699,101 | $5,788,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 154,277 | $5,788,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 213,520 | $5,760,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 311,478 | $5,756,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 180,803 | $5,753,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 420,572 | $5,753,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 208,370 | $5,751,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 283,622 | $5,743,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 101,039 | $5,739,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 303,160 | $5,735,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 250,748 | $5,722,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 129,487 | $5,716,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 82,848 | $5,711,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 231,127 | $5,700,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 204,107 | $5,696,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 60,692 | $5,694,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 335,242 | $5,686,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 222,829 | $5,678,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 109,997 | $5,675,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,640,000 | $5,675,000 | thousands by filing date | principal |
| AVON PRODS INC | 054303102 | COM | 1,501,178 | $5,675,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,015,991 | $5,670,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000729 | this filing | 2016-08-12 | acceptance time not in the bulk data set |