13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 6,611 holding rows worth $276,854,796,000.
- Accession
- 0000895421-16-000729
- Filer
- CIK 895421
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 24,731 entries on the cover page, a total value of $276,854,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $276,854,796,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley (Switzerland ) AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerFundlogic Sas028-15873
- included managerSTRATEGIC INVESTMENTS I, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 2,008 | $55,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 6,230 | $55,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 108,850 | $54,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 2,146 | $54,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 8,730 | $54,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 10,349 | $54,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 16,807 | $54,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 190,325 | $54,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 28,818 | $54,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 8,680 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 3,414 | $53,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 8,671 | $53,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 201,350 | $53,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 2,329 | $53,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 41,000 | $53,000 | thousands by filing date | principal |
| COVISINT CORP | 22357R103 | COM | 24,350 | $53,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 5,341 | $53,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 4,000 | $52,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 2,325 | $52,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 607 | $52,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,172 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 2,079 | $51,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,400 | $51,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 25,336 | $51,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 25,153 | $51,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 6,113 | $51,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 39,923 | $51,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 4,575 | $51,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 14,189 | $51,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,720 | $50,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 11,400 | $50,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 45,748 | $50,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 2,909 | $50,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,638 | $50,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 24,971 | $50,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 15,906 | $50,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 5,918 | $50,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 90,551 | $50,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 39,357 | $49,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,646 | $49,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 43,152 | $49,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 41,701 | $49,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 31,917 | $49,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 12,600 | $49,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 45,000 | $49,000 | thousands by filing date | principal |
| NOVA LTD COM | M7516K103 | Stock | 4,412 | $48,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,794 | $48,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 10,891 | $48,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 8,191 | $48,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 29,524 | $48,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 8,723 | $48,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 44,000 | $48,000 | thousands by filing date | principal |
| C1 FINL INC | 12591N109 | COM | 2,065 | $48,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 2,555 | $47,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. (IL) | 46924R106 | Common Stock | 1,752 | $47,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 42,448 | $47,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 52,000 | $47,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 41,000 | $47,000 | thousands by filing date | principal |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 2,678 | $47,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,652 | $46,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 11,261 | $46,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,158 | $45,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 7,101 | $45,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,580 | $45,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 1,533 | $45,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 1,817 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 432 | $45,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 6,345 | $44,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 38,808 | $44,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 1,914 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 582 | $43,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 2,817 | $43,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 4,100 | $43,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 7,548 | $43,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,816 | $43,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 6,843 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 2,195 | $42,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 2,203 | $42,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 3,750 | $42,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 99,810 | $42,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 2,416 | $42,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 4,500 | $42,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 905 | $42,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 44,645 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 507 | $41,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 12,486 | $41,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 4,073 | $41,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 6,164 | $41,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 8,059 | $41,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 8,014 | $41,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 4,510 | $41,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 4,820 | $41,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 10,600 | $41,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 42,000 | $41,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 325 | $41,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 8,732 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,640 | $40,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 7,107 | $40,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,779 | $40,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,385 | $40,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 31,081 | $40,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,070 | $40,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 78,838 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74348A673 | ULT MSCIBZL CAPP | 1,506 | $40,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 36,900 | $40,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 20,542 | $40,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 4,828 | $40,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 2,781 | $40,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 25,618 | $40,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 7,400 | $40,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,834 | $39,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 1,539 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 872 | $39,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 2,785 | $39,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 58,901 | $39,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 43,000 | $39,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,401 | $39,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,658 | $39,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 1,100 | $39,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 2,192 | $39,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 6,626 | $39,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 4,401 | $38,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 3,049 | $38,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 34,000 | $38,000 | thousands by filing date | principal |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 17,384 | $38,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 774 | $38,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 29,046 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 877 | $38,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,121 | $37,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 1,450 | $37,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 5,800 | $37,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,924 | $37,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 11,316 | $37,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,129 | $37,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 1,565 | $37,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 3,902 | $37,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F783 | POLAND ETF | 2,895 | $37,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 6,163 | $37,000 | thousands by filing date | |
| OMNICARE INC | 681904AR9 | DBCV 3.250%12/1 | 52,000 | $37,000 | thousands by filing date | principal |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 5,825 | $36,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 21,235 | $36,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 89,078 | $36,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 12,252 | $36,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 2,153 | $36,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,885 | $36,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,993 | $36,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 36,000 | $36,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 35,000 | $36,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 28,500 | $36,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 31,000 | $36,000 | thousands by filing date | principal |
| INVITAE CORP | 46185L103 | COM | 4,797 | $35,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 25,023 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 694 | $35,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 2,143 | $35,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 5,166 | $35,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 15,000 | $35,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 9,320 | $35,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 63,639 | $35,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 2,200 | $35,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,201 | $35,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 2,000 | $35,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 4,409 | $35,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 6,477 | $35,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 6,785 | $34,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,617 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,692 | $34,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 10,358 | $34,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 12,000 | $34,000 | thousands by filing date | principal |
| Medgenics Inc New | 58436Q203 | COM NEW | 6,108 | $34,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 1,250 | $34,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 6,127 | $34,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 36,895 | $34,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 10,000 | $34,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,175 | $33,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,932 | $33,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 5,601 | $33,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 4,039 | $33,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,050 | $33,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 3,300 | $33,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,000 | $33,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 2,425 | $33,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 9,667 | $33,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 36,000 | $33,000 | thousands by filing date | principal |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 1,821 | $33,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,096 | $32,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,542 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 1,450 | $32,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,178 | $32,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 4,904 | $32,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 4,237 | $32,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 26,600 | $32,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 6,739 | $32,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 28,341 | $32,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,463 | $31,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 19,669 | $31,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 8,440 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 700 | $31,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 27,000 | $31,000 | thousands by filing date | principal |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 5,755 | $31,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 24,403 | $31,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 4,636 | $31,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 10,000 | $31,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 1,700 | $30,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 1,316 | $30,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 20,608 | $30,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 330 | $30,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 3,529 | $30,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 1,678 | $30,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 35,750 | $30,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 3,300 | $30,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 80,232 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 2,663 | $30,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 9,756 | $30,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 1,406 | $30,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 27,000 | $30,000 | thousands by filing date | principal |
| CARTESIAN INC | 146534102 | COM ADDED | 30,109 | $30,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 14,211 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 594 | $29,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,411 | $29,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,093 | $29,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,236 | $29,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 30,000 | $29,000 | thousands by filing date | principal |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 19,288 | $29,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 19,000 | $29,000 | thousands by filing date | principal |
| UNI-PIXEL INC | 904572203 | COM | 19,572 | $29,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 3,632 | $29,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 18,890 | $29,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 660 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,036 | $29,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 8,540 | $29,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 30,000 | $29,000 | thousands by filing date | principal |
| PERSHING GOLD CORP | 715302204 | COM NEW | 6,761 | $29,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,102 | $28,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,600 | $28,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 10,538 | $28,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 17,760 | $28,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 17,262 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 1,034 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 2,391 | $28,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 425 | $28,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 1,700 | $28,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,705 | $27,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 1,002 | $27,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,644 | $27,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 6,000 | $27,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 1,549 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 425 | $27,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 16,799 | $27,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 11,374 | $27,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 9,495 | $27,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 3,492 | $27,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 75,826 | $27,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 1,080 | $27,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 1,367 | $27,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 1,942 | $27,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 29,054 | $27,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 16,520 | $27,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 6,782 | $27,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,900 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 950 | $26,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,741 | $26,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 4,641 | $26,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 21,078 | $26,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 4,305 | $26,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,948 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 656 | $26,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,540 | $26,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 5,417 | $26,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 8,159 | $26,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 4,255 | $26,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 28,000 | $26,000 | thousands by filing date | principal |
| TIPTREE INC | 88822Q103 | COM | 4,743 | $25,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 5,859 | $25,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,042 | $25,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 717 | $25,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 11,364 | $25,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 1,370 | $25,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 2,500 | $25,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 15,205 | $25,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 5,000 | $25,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,557 | $25,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 36,571 | $25,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 3,191 | $25,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 14,000 | $25,000 | thousands by filing date | principal |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 3,124 | $25,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 1,601 | $25,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1,034 | $24,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 2,707 | $24,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,000 | $24,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 2,081 | $24,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 43,608 | $24,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,515 | $24,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 6,411 | $24,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 21,000 | $24,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 20,000 | $24,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 3,092 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 5,435 | $24,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 1,031 | $23,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 678 | $23,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 3,045 | $23,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 9,000 | $23,000 | thousands by filing date | principal |
| AVID TECHNOLOGY INC | 05367P100 | COM | 3,881 | $23,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 10,600 | $23,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 25,000 | $23,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 1,540 | $23,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 19,156 | $23,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 1,627 | $23,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 2,034 | $23,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 1,082 | $23,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 1,464 | $23,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 21,000 | $23,000 | thousands by filing date | principal |
| MIMECAST LIMITED | G14838109 | ORD SHS | 2,184 | $22,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,050 | $22,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 3,887 | $22,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 3,063 | $22,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,941 | $22,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 3,293 | $22,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,125 | $22,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 6,514 | $22,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 2,000 | $22,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 22,000 | $22,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 17,383 | $22,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,598 | $22,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 22,000 | $22,000 | thousands by filing date | principal |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 16,994 | $22,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 490 | $22,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 37,000 | $22,000 | thousands by filing date | principal |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 4,851 | $22,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 23,000 | $22,000 | thousands by filing date | principal |
| STONEGATE MTG CORP | 86181Q300 | COM | 6,693 | $22,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 4,416 | $21,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,300 | $21,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 4,100 | $21,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 500 | $21,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 45,756 | $21,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 13,000 | $21,000 | thousands by filing date | principal |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 30,000 | $21,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 3,966 | $21,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 125 | $21,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 24,400 | $21,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 5,621 | $21,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 15,665 | $21,000 | thousands by filing date | |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 5,275 | $21,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 13,626 | $21,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D100 | ETN STOXX EUR 50 | 235 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 1,536 | $21,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 4,324 | $21,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,118 | $20,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 2,227 | $20,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,200 | $20,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 2,346 | $20,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 1,907 | $20,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 2,000 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 200 | $20,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 200 | $20,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 1,949 | $20,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 9,320 | $20,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 2,099 | $20,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,481 | $20,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 3,931 | $20,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 175 | $20,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 10,200 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 900 | $20,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 3,251 | $20,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,315 | $20,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 4,580 | $19,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,006 | $19,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 600 | $19,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 15,650 | $19,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 10,000 | $19,000 | thousands by filing date | principal |
| PROFIRE ENERGY INC | 74316X101 | COM | 16,986 | $19,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 1,449 | $19,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 7,002 | $19,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 2,600 | $19,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 9,036 | $19,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 6,526 | $19,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 770 | $19,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142100 | COM | 12,546 | $19,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 352 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 753 | $18,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 4,520 | $18,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 17,209 | $18,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,020 | $18,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 1,797 | $18,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,753 | $18,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 1,585 | $18,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 14,000 | $18,000 | thousands by filing date | principal |
| GAZIT GLOBE LTD | M4793C102 | SHS | 2,000 | $18,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 21,900 | $18,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 2,583 | $18,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 7,300 | $18,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 159 | $18,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 14,672 | $18,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,500 | $18,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 1,310 | $18,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 8,918 | $18,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 3,938 | $18,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 956 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 645 | $17,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,375 | $17,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 8,337 | $17,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 7,025 | $17,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 6,786 | $17,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 57,155 | $17,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 8,700 | $17,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,376 | $17,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,500 | $17,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 396 | $17,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 21,000 | $17,000 | thousands by filing date | principal |
| BARCLAYS BANK | 06739H412 | CARRY ETN 38 | 416 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 950 | $17,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 750 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 500 | $17,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 300 | $17,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 1,801 | $17,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 2,728 | $17,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 7,284 | $17,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 796 | $17,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 7,204 | $17,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 17,351 | $17,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 50,574 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 321 | $16,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 472 | $16,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,055 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 261 | $16,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 791 | $16,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 798 | $16,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 977 | $16,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 707 | $16,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 3,100 | $16,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 3,940 | $16,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 1,139 | $16,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 8,750 | $16,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 13,000 | $16,000 | thousands by filing date | principal |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,000 | $15,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 490 | $15,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 377 | $15,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 1,555 | $15,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 837 | $15,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 700 | $15,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 6,337 | $15,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 3,150 | $15,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 10,808 | $15,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 47,252 | $15,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 2,160 | $15,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 833 | $15,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 583 | $15,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,022 | $15,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 2,370 | $15,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 400 | $15,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 7,399 | $15,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 1,306 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H164 | ETN GLB CARB38 | 3,062 | $15,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 370 | $15,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,611 | $14,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 5,715 | $14,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 4,832 | $14,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 669 | $14,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 4,000 | $14,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 6,300 | $14,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 5,200 | $14,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 11,000 | $14,000 | thousands by filing date | principal |
| HARVEST CAP CR CORP | 41753F109 | COM | 1,108 | $14,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 7,650 | $14,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 12,000 | $14,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,985 | $14,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 137 | $14,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,000 | $14,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 13,389 | $14,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10,052 | $14,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 5,570 | $14,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 4,842 | $14,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 700 | $14,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 7,000 | $14,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 12,000 | $14,000 | thousands by filing date | principal |
| FENIX PTS INC | 31446L100 | COM | 3,500 | $14,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 113 | $14,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 2,254 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 702 | $13,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 4,303 | $13,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 21,860 | $13,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 666 | $13,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,200 | $13,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 7,000 | $13,000 | thousands by filing date | principal |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 8,395 | $13,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 805,062 | $13,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 21,869 | $13,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 613 | $13,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 11,305 | $13,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,492 | $13,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 38,000 | $13,000 | thousands by filing date | principal |
| SONIC FDRY INC | 83545R207 | COM NEW | 2,090 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 675 | $13,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 3,311 | $13,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 7,060 | $13,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 3,000 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 300 | $13,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,889 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-16-000729 | this filing | 2016-08-12 | acceptance time not in the bulk data set |