13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 6,399 holding rows worth $235,094,301,000.
- Accession
- 0000895421-14-000231
- Filer
- CIK 895421
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,564 entries on the cover page, a total value of $235,094,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,094,301,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.
- included managerFundlogic Sas
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 50,781 | $913,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 66,205 | $911,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 46,141 | $910,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 24,474 | $909,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 22,685 | $908,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 159,390 | $908,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 26,320 | $907,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 63,514 | $904,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 15,041 | $900,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 40,849 | $899,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 41,509 | $893,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 27,771 | $892,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 30,933 | $892,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 140,820 | $891,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 43,285 | $891,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 133,298 | $890,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 845,000 | $889,000 | thousands by filing date | principal |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 64,492 | $888,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 23,853 | $887,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 108,907 | $887,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 78,401 | $887,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 36,286 | $886,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 76,337 | $886,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 232,000 | $886,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 23,012 | $882,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 27,531 | $882,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 19,331 | $882,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 22,449 | $880,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 10,858 | $879,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 88,865 | $877,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 47,319 | $877,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 15,032 | $875,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 181,776 | $874,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 69,668 | $872,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 25,200 | $872,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 125,775 | $870,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 91,090 | $869,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 58,044 | $868,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 119,461 | $868,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 84,523 | $866,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 24,539 | $865,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 21,700 | $864,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 6,820 | $863,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 23,436 | $862,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 92,403 | $861,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 106,169 | $861,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 66,777 | $861,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 18,160 | $859,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 111,072 | $857,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 32,945 | $854,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 63,836 | $854,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 159,736 | $854,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 44,193 | $853,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 13,880 | $853,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 25,688 | $853,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 60,769 | $852,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 27,584 | $849,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 8,983 | $849,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 63,992 | $845,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 42,795 | $844,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 68,982 | $843,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 15,009 | $843,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 163,121 | $842,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 20,914 | $841,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 64,789 | $841,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 57,975 | $840,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 19,867 | $840,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 120,569 | $840,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 78,574 | $840,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 33,671 | $838,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 7,583 | $838,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 71,478 | $834,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 59,918 | $834,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,271 | $833,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 719,000 | $832,000 | thousands by filing date | principal |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 17,155 | $831,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 67,649 | $828,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 25,914 | $827,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 37,104 | $826,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 38,073 | $825,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 10,516 | $824,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 28,747 | $823,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 30,785 | $822,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 14,086 | $820,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 132,579 | $820,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 31,183 | $819,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 15,459 | $818,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 782,000 | $817,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 89,430 | $816,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 29,257 | $814,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 14,395 | $813,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 46,887 | $812,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 17,443 | $810,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 54,786 | $810,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 32,793 | $809,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 93,914 | $809,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 71,388 | $809,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 409,633 | $807,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 27,122 | $806,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 79,724 | $804,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 34,772 | $803,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 13,059 | $799,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 137,731 | $799,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 79,218 | $798,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 43,107 | $796,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 38,171 | $796,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 82,341 | $794,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 36,932 | $792,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 46,653 | $790,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 897,649 | $789,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 34,191 | $788,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 70,387 | $787,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 30,638 | $786,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 51,032 | $785,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 112,281 | $785,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 156,894 | $785,000 | thousands by filing date | |
| MASTEC INC SR UNS CONV 4% | 576323AG4 | CORP CV | 376,000 | $782,000 | thousands by filing date | principal |
| COLUMBIA BKG SYS INC | 197236102 | COM | 28,388 | $781,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 23,630 | $778,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 14,801 | $777,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 123,394 | $777,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 25,448 | $776,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 62,294 | $774,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 18,329 | $773,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 9,780 | $769,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 4,677 | $767,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 13,606 | $766,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 59,354 | $766,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,454 | $765,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 44,309 | $763,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 237,041 | $760,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 7,687 | $760,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 27,741 | $760,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 43,394 | $760,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 64,180 | $759,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 21,819 | $758,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 22,139 | $758,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 44,282 | $758,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 53,654 | $758,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 58,534 | $757,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 27,121 | $757,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 65,734 | $756,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 213,053 | $756,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 23,570 | $756,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 38,282 | $756,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 53,214 | $756,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 11,124 | $755,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 22,005 | $753,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 96,669 | $753,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 61,752 | $752,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 34,820 | $752,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R809 | 15YR US TRS FD | 7,690 | $752,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 71,921 | $751,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 34,491 | $750,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 65,667 | $750,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 44,089 | $749,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 14,783 | $747,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 60,552 | $747,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 35,594 | $747,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 49,094 | $747,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 38,291 | $746,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 26,128 | $745,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 10,164 | $744,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 48,780 | $744,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 55,989 | $744,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 28,340 | $743,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 82,579 | $743,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 35,495 | $743,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 59,462 | $742,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 18,008 | $742,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 46,599 | $742,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 61,575 | $742,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 73,791 | $741,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 669 | $737,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 128,562 | $736,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 36,555 | $736,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 48,644 | $736,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 33,942 | $735,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 23,983 | $733,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 931,000 | $733,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 10,390 | $730,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 120,912 | $727,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 309,122 | $726,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 129,233 | $726,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 33,789 | $726,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 90,092 | $726,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 48,157 | $724,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 68,835 | $724,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 17,979 | $724,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 133,772 | $723,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 42,133 | $723,000 | thousands by filing date | |
| RF MICRO DEVICES INC | 749941AJ9 | NOTE | 725,000 | $722,000 | thousands by filing date | principal |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 18,449 | $721,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 39,906 | $720,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 34,526 | $719,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 12,416 | $719,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 32,012 | $718,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 28,577 | $718,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 46,098 | $718,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 49,865 | $716,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 10,269 | $715,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 51,354 | $715,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 14,612 | $714,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 38,901 | $714,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 108,369 | $714,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 123,588 | $713,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 160,683 | $713,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 7,725 | $712,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 15,082 | $712,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 20,138 | $711,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 48,804 | $711,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 309,878 | $709,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 30,612 | $709,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 25,240 | $709,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 41,544 | $706,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 55,373 | $706,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 18,394 | $703,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 100,289 | $701,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 27,620 | $700,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 91,105 | $698,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 81,760 | $698,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 54,618 | $697,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 16,592 | $697,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 117,029 | $695,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 28,541 | $693,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 39,865 | $692,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 63,888 | $692,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 9,942 | $689,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 10,492 | $688,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 8,517 | $688,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 38,845 | $687,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 54,099 | $686,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 28,703 | $685,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 19,015 | $682,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 29,561 | $682,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 6,578 | $681,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 60,645 | $681,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 28,911 | $680,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 53,102 | $678,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 30,476 | $678,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 187,126 | $677,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 78,119 | $677,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 36,363 | $676,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 10,757 | $674,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 132,424 | $674,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 27,103 | $670,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 54,312 | $669,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 103,521 | $667,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 16,530 | $666,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 28,667 | $665,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 26,395 | $665,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 46,589 | $664,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 54,584 | $662,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 656,000 | $660,000 | thousands by filing date | principal |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 34,006 | $659,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 49,505 | $658,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 25,370 | $656,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 80,000 | $654,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 70,892 | $652,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 35,149 | $651,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 43,665 | $650,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 14,506 | $649,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 53,486 | $647,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 20,323 | $646,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 27,840 | $646,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 58,600 | $645,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 11,676 | $644,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 72,209 | $644,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 6,848 | $644,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 71,145 | $644,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 90,173 | $644,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 48,119 | $644,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 55,450 | $642,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 12,055 | $642,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 40,574 | $641,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 32,152 | $640,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 19,936 | $639,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 24,002 | $638,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 138,981 | $637,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 25,469 | $636,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 24,086 | $635,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 35,804 | $634,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 207,602 | $633,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 32,781 | $631,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 90,698 | $630,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 114,398 | $628,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 145,308 | $628,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 23,845 | $627,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 45,624 | $626,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 13,204 | $623,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 48,019 | $622,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 21,209 | $621,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 38,978 | $616,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 5,181 | $614,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 25,984 | $613,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 43,958 | $613,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 178,195 | $613,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 369,160 | $613,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 13,933 | $612,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 32,855 | $611,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 46,244 | $611,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 28,574 | $609,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 162,715 | $609,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 39,735 | $607,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 33,113 | $607,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 56,580 | $604,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 37,298 | $603,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 59,157 | $603,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 8,782 | $602,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 45,691 | $602,000 | thousands by filing date | |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 653,100 | $602,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 83,536 | $600,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 64,684 | $599,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 36,906 | $598,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 112,318 | $598,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 29,221 | $597,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 99,094 | $596,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 76,386 | $595,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 89,835 | $594,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 43,133 | $593,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 56,785 | $592,000 | thousands by filing date | |
| ARVINMERITOR INC 4.625 | 043353AF8 | NOTE | 578,000 | $591,000 | thousands by filing date | principal |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 35,120 | $590,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 33,583 | $589,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 36,917 | $588,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 9,671 | $587,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 86,167 | $587,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 30,322 | $586,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 40,209 | $585,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 19,243 | $584,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 11,113 | $583,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 116,117 | $582,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 76,612 | $582,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 9,802 | $580,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 36,190 | $579,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 25,234 | $578,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 29,972 | $578,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 12,915 | $577,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 85,703 | $576,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 41,429 | $576,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 17,529 | $575,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 138,947 | $575,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 20,165 | $575,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 24,175 | $575,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 16,220 | $575,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 90,662 | $574,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 28,375 | $573,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 21,199 | $572,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 46,802 | $572,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 43,903 | $571,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 46,155 | $571,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 38,801 | $571,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 8,573 | $571,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 56,054 | $570,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 20,779 | $570,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 18,604 | $570,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 61,831 | $569,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 30,829 | $569,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 75,376 | $567,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 8,676 | $567,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 6,654 | $566,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 43,975 | $566,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 14,288 | $566,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 27,524 | $565,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 14,049 | $565,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 13,258 | $562,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 42,388 | $562,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 55,479 | $561,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 8,162 | $561,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 64,478 | $561,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 42,017 | $558,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 38,559 | $558,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 11,183 | $557,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 57,761 | $557,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 14,172 | $557,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 49,893 | $556,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 38,098 | $556,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 237,483 | $555,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 39,753 | $554,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 13,750 | $554,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 16,371 | $554,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 11,267 | $554,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 22,093 | $553,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 28,243 | $553,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 9,406 | $552,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 42,999 | $552,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 39,206 | $550,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,917 | $550,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 53,023 | $550,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 25,542 | $550,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,652 | $549,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 165,379 | $545,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 31,202 | $544,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 49,885 | $544,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 14,967 | $544,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 29,251 | $543,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 15,017 | $540,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 37,761 | $540,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,137 | $539,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 23,297 | $539,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 57,652 | $539,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 26,613 | $537,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 14,009 | $537,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 31,946 | $537,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 163,948 | $536,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 83,110 | $536,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 15,800 | $536,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 600,000 | $536,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 9,042 | $534,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 29,132 | $534,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 64,868 | $532,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 31,546 | $530,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 13,374 | $529,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 11,364 | $527,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 40,979 | $527,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 51,588 | $525,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 22,079 | $524,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 19,315 | $523,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 28,562 | $522,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 20,044 | $521,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 17,114 | $520,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 42,486 | $520,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 11,843 | $520,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 53,492 | $519,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 64,027 | $518,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 146,597 | $517,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 67,568 | $517,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 45,214 | $516,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 13,964 | $515,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 13,408 | $513,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 34,332 | $513,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 22,905 | $511,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 68,030 | $511,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 33,227 | $511,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 25,320 | $509,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 18,216 | $509,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 113,399 | $507,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 10,302 | $506,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 107,297 | $506,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 53,782 | $505,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 115,389 | $504,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 16,289 | $504,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 27,350 | $502,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 160,542 | $502,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 42,933 | $501,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 57,095 | $497,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 54,963 | $497,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 27,163 | $497,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 29,668 | $496,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,357 | $494,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 59,345 | $494,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 104,128 | $494,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 38,413 | $493,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 8,672 | $493,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 13,891 | $493,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 39,991 | $491,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 41,273 | $491,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 21,795 | $490,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 315,773 | $490,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 192,597 | $488,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 105,925 | $488,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 39,832 | $488,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 77,977 | $488,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 42,918 | $488,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 28,871 | $488,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 58,545 | $487,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 13,813 | $487,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 30,812 | $487,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 26,925 | $486,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 37,831 | $485,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 10,162 | $484,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 22,535 | $484,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 105,685 | $483,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 5,201 | $482,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 58,417 | $482,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 13,159 | $481,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 20,727 | $481,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 12,616 | $480,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 145,954 | $480,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,773 | $478,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 26,584 | $477,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 57,624 | $477,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 59,018 | $475,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 167,553 | $473,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 4,998 | $473,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 36,434 | $472,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 62,790 | $472,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 58,416 | $471,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 26,664 | $471,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 7,047 | $471,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 6,030 | $470,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 21,433 | $469,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 69,809 | $469,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 27,931 | $468,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 49,998 | $467,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 17,306 | $467,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 13,671 | $467,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 41,229 | $467,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 15,447 | $467,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 19,510 | $467,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000231 | this filing | 2014-02-13 | acceptance time not in the bulk data set |