13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 6,399 holding rows worth $235,094,301,000.
- Accession
- 0000895421-14-000231
- Filer
- CIK 895421
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,564 entries on the cover page, a total value of $235,094,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,094,301,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.
- included managerFundlogic Sas
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289172 | MSCI EM MK FNL | 8,610 | $211,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 16,092 | $211,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 13,079 | $210,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 7,896 | $210,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 7,686 | $210,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 27,588 | $210,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 19,124 | $209,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 110,000 | $209,000 | thousands by filing date | principal |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,211 | $208,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 57,861 | $208,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 220,000 | $208,000 | thousands by filing date | principal |
| Gevo Inc | 374396109 | COMMON | 143,554 | $206,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 11,679 | $206,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 17,458 | $205,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,900 | $204,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 73,176 | $204,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 203,150 | $203,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 4,560 | $203,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,183 | $203,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 6,019 | $203,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,924 | $202,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,595 | $202,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 8,670 | $202,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 69,674 | $202,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 8,408 | $201,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 49,752 | $201,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 6,081 | $200,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 16,338 | $200,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 27,050 | $199,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7,415 | $197,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 7,762 | $197,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 29,946 | $197,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 48,176 | $197,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 7,034 | $197,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 10,290 | $196,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 27,194 | $196,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 97,548 | $195,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 5,713 | $195,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 14,999 | $195,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 55,679 | $195,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 24,113 | $194,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 12,616 | $194,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 42,467 | $194,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 16,070 | $194,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 10,676 | $194,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 11,072 | $193,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,228 | $193,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 43,590 | $193,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 65,214 | $193,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 3,922 | $191,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 12,106 | $190,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 115,400 | $190,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 103,407 | $190,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 6,017 | $190,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,249 | $190,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 23,693 | $189,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 13,208 | $189,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 39,497 | $189,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 9,100 | $188,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 57,033 | $187,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,088 | $186,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 3,252 | $186,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 16,014 | $186,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 46,433 | $186,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 53,887 | $185,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 11,941 | $184,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,631 | $184,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,245 | $184,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 1,811 | $184,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 16,099 | $184,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 8,797 | $183,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 19,086 | $182,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 13,759 | $182,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 29,671 | $182,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 27,104 | $181,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,382 | $180,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,062 | $179,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 6,496 | $179,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 11,055 | $179,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 5,011 | $178,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 8,119 | $178,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 8,870 | $178,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 22,169 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 3,439 | $177,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 14,401 | $176,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 89,066 | $176,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 9,012 | $176,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 9,908 | $176,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 4,168 | $176,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 5,410 | $174,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 34,534 | $174,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,103 | $173,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 15,877 | $173,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 44,479 | $173,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 2,902 | $172,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 9,340 | $172,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 98,113 | $172,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 80,011 | $172,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 6,225 | $170,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 48,082 | $170,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 5,931 | $170,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 17,737 | $170,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 44,036 | $170,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 190,000 | $170,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 14,311 | $169,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 33,261 | $169,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 3,500 | $169,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 6,100 | $168,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 9,264 | $168,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 35,033 | $168,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 16,806 | $168,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 24,040 | $168,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 9,389 | $167,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,114 | $167,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 19,075 | $167,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 5,270 | $167,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 122,000 | $167,000 | thousands by filing date | principal |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 22,678 | $166,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 11,390 | $166,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 8,799 | $166,000 | thousands by filing date | |
| POWERSHARES DYN MAGNIQUANT | 73935X468 | COM | 4,356 | $165,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,429 | $164,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 21,607 | $164,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 6,060 | $163,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 3,000 | $163,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 9,744 | $163,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 20,481 | $163,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 3,870 | $162,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 23,188 | $162,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 13,215 | $161,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4,631 | $160,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 15,307 | $160,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 11,561 | $160,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 17,176 | $160,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 167,000 | $160,000 | thousands by filing date | principal |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 5,465 | $160,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 19,550 | $159,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 20,625 | $159,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 9,502 | $158,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 37,296 | $158,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,381 | $157,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 25,138 | $157,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 8,127 | $157,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 8,644 | $157,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 79,692 | $156,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 44,296 | $156,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 15,231 | $155,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 12,663 | $155,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 4,072 | $155,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 19,900 | $154,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 122,000 | $154,000 | thousands by filing date | principal |
| DEX MEDIA INC | 25213A107 | COM | 22,776 | $154,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 11,886 | $154,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 30,850 | $153,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 12,650 | $153,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 7,316 | $153,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 10,032 | $153,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 131,628 | $153,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 61,084 | $153,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 6,161 | $153,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 32,020 | $153,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 3,906 | $152,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 6,444 | $151,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 7,733 | $151,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 8,878 | $151,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 50,501 | $150,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 119,000 | $150,000 | thousands by filing date | principal |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 4,806 | $149,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 10,698 | $149,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 68,924 | $149,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 12,758 | $148,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 11,087 | $148,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 85,747 | $148,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 133,000 | $148,000 | thousands by filing date | principal |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 5,444 | $147,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 15,100 | $147,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 16,506 | $147,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 11,481 | $147,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 45,000 | $147,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 12,741 | $146,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 6,171 | $146,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 7,109 | $146,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,501 | $145,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,329 | $145,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 62,721 | $145,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 43,572 | $145,000 | thousands by filing date | |
| TERADYNE INC | 880770AE2 | NOTE | 45,000 | $145,000 | thousands by filing date | principal |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 12,630 | $145,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 4,865 | $144,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 3,137 | $144,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 36,870 | $144,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 4,505 | $144,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,618 | $143,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,680 | $143,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 2,600 | $143,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 39,314 | $143,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 85,301 | $143,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 743 | $142,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 8,308 | $142,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 7,704 | $142,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 9,271 | $141,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 6,500 | $141,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 5,122 | $140,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 7,487 | $140,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 15,543 | $140,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 8,896 | $140,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 203,573 | $140,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,399 | $139,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 5,488 | $139,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 11,786 | $138,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 6,746 | $138,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 12,453 | $138,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 220,600 | $138,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 3,626 | $138,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 9,182 | $138,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 10,168 | $137,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 5,599 | $137,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 18,379 | $137,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 30,618 | $136,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 112,948 | $136,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 11,566 | $136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 2,207 | $135,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 6,834 | $135,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 14,351 | $135,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 7,503 | $135,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 85,055 | $135,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 73,359 | $135,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 19,018 | $135,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 6,746 | $134,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 3,767 | $134,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 10,567 | $134,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,967 | $133,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 9,916 | $133,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 17,898 | $133,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 2,619 | $132,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 12,042 | $132,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 13,611 | $132,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 6,595 | $132,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 37,108 | $131,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,821 | $131,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 12,518 | $131,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,174 | $131,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 13,893 | $131,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 23,587 | $131,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,922 | $130,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 12,663 | $129,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 9,979 | $128,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 55,664 | $128,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 7,214 | $128,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 19,200 | $127,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 22,434 | $127,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 9,169 | $127,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 4,248 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,154 | $126,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 9,652 | $126,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 5,928 | $126,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 4,807 | $126,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 11,414 | $126,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 1,300 | $125,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 6,514 | $125,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 6,257 | $125,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 40,861 | $125,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 32,949 | $124,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,254 | $124,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 4,900 | $123,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 7,092 | $123,000 | thousands by filing date | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 10,174 | $123,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 92,300 | $122,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 7,192 | $122,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,127 | $122,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 102,000 | $121,000 | thousands by filing date | principal |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 45,250 | $121,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 31,609 | $121,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 11,431 | $121,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,376 | $120,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 9,781 | $120,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 5,306 | $119,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 19,152 | $119,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 12,059 | $119,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 29,681 | $119,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 7,429 | $119,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 8,112 | $119,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,335 | $118,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 8,688 | $118,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 9,393 | $117,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 5,678 | $117,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 108,000 | $117,000 | thousands by filing date | principal |
| IMATION CORP | 45245A107 | COM | 24,933 | $117,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,443 | $117,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 8,115 | $117,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,196 | $116,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,838 | $116,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 90,386 | $116,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,421 | $116,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 5,172 | $116,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 9,969 | $116,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 66,000 | $116,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 96,155 | $115,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 8,203 | $115,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 54,794 | $115,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 14,957 | $115,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 24,918 | $115,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 8,210 | $115,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 115,000 | $115,000 | thousands by filing date | principal |
| SCHOLASTIC CORP COM | 807066105 | Stock | 3,369 | $114,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 6,694 | $114,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 26,834 | $114,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 21,974 | $114,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 5,900 | $114,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,417 | $113,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 32,801 | $112,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 47,637 | $111,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 19,460 | $111,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 15,083 | $111,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 80,000 | $111,000 | thousands by filing date | principal |
| WHITING USA TRUST I | 966389108 | TR U | 21,020 | $110,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 49,000 | $110,000 | thousands by filing date | principal |
| NOVACOPPER INC | 66988K102 | COM | 72,349 | $109,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 8,667 | $109,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 15,432 | $109,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 1,101 | $109,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 13,501 | $108,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,280 | $107,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 101,000 | $107,000 | thousands by filing date | principal |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 27,886 | $107,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 12,955 | $107,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 2,694 | $107,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 120,000 | $107,000 | thousands by filing date | principal |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 7,259 | $107,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 6,802 | $106,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,311 | $106,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 2,050 | $106,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 3,470 | $105,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 74,707 | $105,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 12,812 | $105,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 17,333 | $104,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 8,016 | $103,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 5,008 | $103,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG | 03938LAK0 | NOTE 5.000% 5/1 | 102,000 | $103,000 | thousands by filing date | principal |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 6,211 | $103,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 14,650 | $102,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 24,447 | $102,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,373 | $101,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,669 | $100,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 42,320 | $100,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 5,500 | $100,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,412 | $99,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 12,024 | $99,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 12,198 | $98,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 6,039 | $98,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 29,240 | $98,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 5,600 | $98,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 8,015 | $97,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 7,988 | $97,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 12,600 | $97,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 6,035 | $97,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 19,918 | $97,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 5,791 | $97,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 46,951 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 4,844 | $97,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 25,925 | $96,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 3,415 | $96,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 5,185 | $96,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 2,520 | $96,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 2,017 | $96,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 5,358 | $95,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 10,449 | $95,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 56,434 | $95,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 7,784 | $94,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 49,639 | $94,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 28,819 | $94,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 4,685 | $93,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 58,000 | $93,000 | thousands by filing date | principal |
| ACNB CORP | 000868109 | COMMON STOCK | 5,099 | $92,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 43,063 | $92,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 23,568 | $92,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 5,133 | $92,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 4,976 | $92,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 145,000 | $91,000 | thousands by filing date | principal |
| Peregrine Semiconductor | 71366R703 | COM | 12,239 | $91,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 9,066 | $91,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 39,390 | $91,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 21,751 | $90,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1,130 | $90,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 15,747 | $90,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 2,970 | $90,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 21,034 | $90,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 4,566 | $90,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,088 | $89,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 8,753 | $88,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,344 | $88,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 4,171 | $88,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 6,381 | $88,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 4,213 | $87,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 18,455 | $87,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 6,197 | $87,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 4,250 | $87,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 6,412 | $87,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,678 | $85,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 9,526 | $85,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,909 | $85,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 10,877 | $85,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 9,207 | $85,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 5,650 | $84,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 3,718 | $84,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 10,474 | $83,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 3,733 | $83,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 17,900 | $83,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 6,903 | $83,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 33,313 | $83,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 1,726 | $83,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 7,968 | $83,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,548 | $82,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,932 | $82,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 14,119 | $82,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 6,407 | $82,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 3,151 | $82,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 16,883 | $81,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 13,282 | $81,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 11,611 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 5,306 | $81,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 5,147 | $81,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 7,000 | $81,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 8,244 | $80,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 4,171 | $80,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 74,000 | $80,000 | thousands by filing date | principal |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 16,082 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 2,283 | $80,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 5,571 | $80,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 45,411 | $80,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 49,000 | $80,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,780 | $79,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,111 | $79,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 3,200 | $79,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 15,595 | $79,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 8,749 | $79,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 6,083 | $79,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 8,737 | $78,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 8,559 | $78,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 3,412 | $78,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 5,395 | $78,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 4,787 | $78,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 10,488 | $78,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 4,500 | $77,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,690 | $77,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,420 | $77,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 6,299 | $77,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 13,605 | $77,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 22,405 | $77,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 62,000 | $77,000 | thousands by filing date | principal |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,155 | $76,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 20,272 | $76,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 9,310 | $76,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 2,408 | $76,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,098 | $75,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 20,818 | $75,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 13,300 | $75,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 8,239 | $75,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 8,024 | $74,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,544 | $74,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 11,263 | $74,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 3,487 | $74,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 12,952 | $74,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 10,691 | $74,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 10,240 | $74,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 23,995 | $73,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 71,000 | $73,000 | thousands by filing date | principal |
| CU BANCORP | 126534106 | COM | 4,194 | $73,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 5,173 | $73,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 4,829 | $72,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 14,138 | $72,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 11,314 | $72,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 2,720 | $72,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 6,800 | $71,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,097 | $71,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 6,963 | $71,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 13,102 | $71,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 5,540 | $71,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 5,300 | $71,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 8,400 | $70,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 49,681 | $70,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,900 | $70,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 7,440 | $70,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 21,000 | $70,000 | thousands by filing date | principal |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 4,000 | $70,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 2,347 | $70,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 2,361 | $69,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 28,094 | $69,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 55,000 | $69,000 | thousands by filing date | principal |
| BOWL AMER INC BWL | 102565108 | COMMON | 4,792 | $69,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,850 | $68,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,558 | $68,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 3,085 | $68,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 55,153 | $68,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 145,800 | $67,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 24,814 | $67,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 6,910 | $66,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 12,846 | $66,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,636 | $66,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 50,000 | $66,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000231 | this filing | 2014-02-13 | acceptance time not in the bulk data set |