13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 6,399 holding rows worth $235,094,301,000.
- Accession
- 0000895421-14-000231
- Filer
- CIK 895421
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,564 entries on the cover page, a total value of $235,094,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,094,301,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.
- included managerFundlogic Sas
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| United Bancshares | 909458101 | COM | 816 | $12,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 893 | $12,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,500 | $12,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 8,000 | $12,000 | thousands by filing date | principal |
| Brigus Gold Corp | 109490102 | COM | 16,000 | $12,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 8,634 | $12,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 11,000 | $12,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 7,000 | $12,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 11,000 | $12,000 | thousands by filing date | principal |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 3,062 | $12,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 8,251 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 400 | $12,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 1,479 | $12,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 800 | $12,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 2,000 | $12,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289586 | CMN | 185 | $12,000 | thousands by filing date | |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 13,000 | $12,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740P874 | EMRG MK 3X LNG | 235 | $12,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 853 | $11,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 1,819 | $11,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 325 | $11,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 900 | $11,000 | thousands by filing date | |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 1,143 | $11,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 9,133 | $11,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 15,214 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 335 | $11,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 3,782 | $11,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 955 | $11,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 8,486 | $11,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 8,000 | $11,000 | thousands by filing date | principal |
| AMERICAN DG ENERGY INC | 025398108 | COM | 6,084 | $11,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 950 | $11,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 1,109 | $11,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 4,000 | $11,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 320 | $11,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 334 | $11,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 700 | $11,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 4,496 | $11,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,000 | $11,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 874 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 7,700 | $10,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,000 | $10,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 475 | $10,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 1,534 | $10,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 16,000 | $10,000 | thousands by filing date | principal |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 6,292 | $10,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 2,671 | $10,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,070 | $10,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 740 | $10,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 1,038,020 | $10,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 365 | $10,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 602 | $10,000 | thousands by filing date | |
| HUNTINGTON US EQUITY ROTATIO | 446698102 | CMN | 300 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 487 | $10,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 2,283 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 686 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 363 | $10,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 3,000 | $9,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 156 | $9,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 397 | $9,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 6,473 | $9,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 828 | $9,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 6,250 | $9,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 430 | $9,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 500 | $9,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 2,936 | $9,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 8,000 | $9,000 | thousands by filing date | principal |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 422 | $9,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 10,000 | $9,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 9,000 | $9,000 | thousands by filing date | principal |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 9,000 | $9,000 | thousands by filing date | principal |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 488 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 572 | $9,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 4,000 | $9,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,050 | $8,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 593 | $8,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 205 | $8,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 1,105 | $8,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 998 | $8,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 500 | $8,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,175 | $8,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 157 | $8,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 4,001 | $8,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 5,000 | $8,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 913 | $8,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 2,088 | $8,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 2,328 | $8,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,470 | $8,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 1,248 | $8,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 70 | $8,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 528 | $8,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 4,450 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 165 | $8,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 1,323 | $8,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 6,530 | $8,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 1,550 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 249 | $8,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 461 | $8,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 1,600 | $7,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 561 | $7,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,520 | $7,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 486 | $7,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 764 | $7,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 349 | $7,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 500 | $7,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 500 | $7,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 350 | $7,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 5,000 | $7,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 992 | $7,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 3,000 | $7,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 6,000 | $7,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 3,918 | $7,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 2,864 | $7,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 2,000 | $7,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 1,737 | $7,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 7,000 | $7,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,639 | $6,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 950 | $6,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 15,750 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 291 | $6,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 422 | $6,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 2,297 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 196 | $6,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 8,588 | $6,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 1,491 | $6,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,000 | $6,000 | thousands by filing date | principal |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 2,334 | $6,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 3,000 | $6,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 11,700 | $6,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 2,500 | $6,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 113 | $6,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 291 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 129 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 110 | $6,000 | thousands by filing date | |
| TUFCO TECHNOLOGIES INC | 899040109 | COM | 1,000 | $6,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 539 | $6,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 2,909 | $6,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 1,500 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289701 | S&P TARGET 35 | 135 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289800 | S&P TARGET 40 | 135 | $6,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 2,067 | $6,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 332 | $6,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 500 | $6,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 2,142 | $6,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 642 | $5,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 3,962 | $5,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 370 | $5,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,249 | $5,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 120 | $5,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 2,000 | $5,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,151 | $5,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 3,159 | $5,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 200 | $5,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 791 | $5,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,893 | $5,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 7,500 | $5,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 5,500 | $5,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,000 | $5,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| THERMOGENESIS CORP | 883623308 | COM | 4,637 | $5,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 1,684 | $5,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 1,125 | $5,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 1,000 | $5,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 5,000 | $5,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 1,350 | $5,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 700 | $5,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 98 | $5,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 242 | $5,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 250 | $5,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 2,000 | $5,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 1,000 | $5,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 153 | $5,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 936 | $5,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,300 | $5,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 565 | $5,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 200 | $5,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 2,000 | $5,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 1,841 | $5,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 456 | $4,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 800 | $4,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 900 | $4,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 3,000 | $4,000 | thousands by filing date | principal |
| AIR INDS GROUP COM | 00912N205 | Stock | 400 | $4,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 750 | $4,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 4,000 | $4,000 | thousands by filing date | principal |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 941 | $4,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 1,300 | $4,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 3,000 | $4,000 | thousands by filing date | principal |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 285 | $4,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 2,000 | $4,000 | thousands by filing date | principal |
| Delcath Systems Inc | 24661p104 | COM | 14,180 | $4,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 1,180 | $4,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 2,100 | $4,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 296 | $4,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 900 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 12,000 | $4,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 4,085 | $4,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 1,035 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 196 | $4,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 1,500 | $4,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 937 | $4,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 199 | $4,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 1,000 | $4,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 1,808 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P205 | RUSS1000 3X LG | 30 | $4,000 | thousands by filing date | |
| VILLAGE BK & TR FINANCIAL CO | 92705T101 | COM | 3,000 | $4,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 600 | $4,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 500 | $3,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 572 | $3,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 80 | $3,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 300 | $3,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 1,800 | $3,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 200 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 45 | $3,000 | thousands by filing date | |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 900 | $3,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 140 | $3,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 3,000 | $3,000 | thousands by filing date | principal |
| JTH HLDG INC | 46637N103 | CL A | 127 | $3,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 1,000 | $3,000 | thousands by filing date | principal |
| CARDICA INC | 14141R101 | COM | 2,664 | $3,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 3,719 | $3,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 5,000 | $3,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 107 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,650 | $3,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 600 | $3,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 207 | $3,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 1,076 | $3,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 2,574 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,362 | $3,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 9,514 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 40 | $3,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 100 | $3,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 1,000 | $3,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 488 | $3,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 673 | $3,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 2,000 | $3,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 100 | $3,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 3,300 | $3,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605108 | ORD SHS | 2,600 | $3,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 147 | $3,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 1,666 | $3,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 31 | $2,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 1,000 | $2,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 500 | $2,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 100 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 100 | $2,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 529 | $2,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 200 | $2,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 191 | $2,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 187 | $2,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 449 | $2,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 46,521 | $2,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 2,020 | $2,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 3,004 | $2,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 1,010 | $2,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 1,000 | $2,000 | thousands by filing date | principal |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 21,000 | $2,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 934 | $2,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 907 | $2,000 | thousands by filing date | |
| HALLWOOD GROUP INC | 406364406 | COMMON | 200 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 1,400 | $2,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 375 | $2,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 700 | $2,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 758 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 24 | $2,000 | thousands by filing date | |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 700 | $2,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 750 | $2,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 732 | $2,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 500 | $2,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 248 | $2,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 200 | $2,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 2,000 | $2,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 1,500 | $2,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 2,234 | $2,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 91 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 180 | $2,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,000 | $2,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 1,000 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 50 | $2,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 1,000 | $2,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 1,787 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 116 | $1,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 100 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,099 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 240 | $1,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 170 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 150 | $1,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 300 | $1,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 500 | $1,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 400 | $1,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 100 | $1,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 100 | $1,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 157 | $1,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 36,454 | $1,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 1,200 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 68 | $1,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 100 | $1,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P203 | COM NEW | 500 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 100 | $1,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 2,000 | $1,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M449 | GUGG BULL 2013 | 50 | $1,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 2,468 | $1,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 100 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 2,000 | $1,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 500 | $1,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 34 | $1,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 947 | $1,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 70 | $1,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 3,000 | $1,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 16 | $1,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 435 | $1,000 | thousands by filing date | |
| Exceed Company Ltd Shs ISIN | G32335104 | COM | 450 | $1,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 3,000 | $1,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 125 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 26 | $1,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 1,380 | $1,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 295 | $1,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 205 | $1,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 300 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 460 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 700 | $1,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 100 | $1,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 800 | $1,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 1,700 | $1,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 500 | $1,000 | thousands by filing date | |
| MEDIABISTRO INC | 58448U101 | COM | 498 | $1,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 700 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 104 | $1,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 318 | $1,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 99 | $1,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A113 | WTS | 35 | $1,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 295 | $1,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 666 | $1,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 130 | $1,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 318 | $1,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 130 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 200 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 1,981 | $1,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 126 | $1,000 | thousands by filing date | |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 9,050 | $1,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 300 | $1,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUBURN NATL BANCORP | 050473107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEDICINOVA INC | 58468P206 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 294 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINKTONE LTD | 535925101 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPHASE CORP | 460593106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LRAD CORP | 50213V109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOOKS-A-MILLION INC | 098570104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLABRX INC | 19422J108 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POKERTEK INC | 730864204 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645105 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 1,356 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUATERRA RES INC | 747952109 | COM | 4,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATARAM CORP | 238108302 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSTROCK ENERGY CORP | 737525105 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAS MED SYS INC | 124769209 | COM | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIK INC | 87959M208 | COM NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y123 | SHS | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| B COMMUNICATIONS LTD | M15629104 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETPAY CORP | 477177109 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLEAD HOLDINGS LTD | G64626149 | SHS PAR $0.01 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000231 | this filing | 2014-02-13 | acceptance time not in the bulk data set |