13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 6,399 holding rows worth $235,094,301,000.
- Accession
- 0000895421-14-000231
- Filer
- CIK 895421
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,564 entries on the cover page, a total value of $235,094,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,094,301,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.
- included managerFundlogic Sas
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GASLOG LTD | G37585109 | SHS | 184,628 | $3,156,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 244,708 | $3,152,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 180,069 | $3,151,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 300,721 | $3,148,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 174,843 | $3,147,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 298,533 | $3,137,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 178,012 | $3,133,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 196,343 | $3,130,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 258,439 | $3,125,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 708,288 | $3,117,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 298,379 | $3,113,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 96,283 | $3,113,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 582,241 | $3,109,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 338,642 | $3,108,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 48,282 | $3,106,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 93,513 | $3,103,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 166,693 | $3,101,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 285,303 | $3,096,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 194,754 | $3,093,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 469,997 | $3,092,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 250,043 | $3,091,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 294,485 | $3,090,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 119,570 | $3,090,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 87,285 | $3,089,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 465,290 | $3,087,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 314,891 | $3,086,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 57,634 | $3,084,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 353,561 | $3,076,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 150,124 | $3,071,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 60,245 | $3,071,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 122,216 | $3,068,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 69,371 | $3,068,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 101,264 | $3,067,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 191,651 | $3,065,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 91,877 | $3,064,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 159,014 | $3,061,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 183,594 | $3,059,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 133,026 | $3,058,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 98,421 | $3,058,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 173,749 | $3,055,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 190,355 | $3,055,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 246,374 | $3,055,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 60,833 | $3,054,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 97,941 | $3,053,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 152,266 | $3,049,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 96,944 | $3,047,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 263,678 | $3,045,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 43,594 | $3,035,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 162,782 | $3,034,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 90,706 | $3,032,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 99,214 | $3,031,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 284,205 | $3,029,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 52,328 | $3,020,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 55,635 | $3,016,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 131,451 | $3,001,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 112,945 | $2,999,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 115,147 | $2,994,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 190,495 | $2,993,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 356,795 | $2,989,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 51,806 | $2,987,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 190,497 | $2,987,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 132,283 | $2,983,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 168,723 | $2,982,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 123,235 | $2,980,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 264,647 | $2,969,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 244,801 | $2,957,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 109,128 | $2,955,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 43,978 | $2,951,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 109,527 | $2,946,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 295,995 | $2,945,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 173,848 | $2,944,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 139,563 | $2,943,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 74,644 | $2,936,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 399,634 | $2,929,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 61,628 | $2,928,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 198,998 | $2,925,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 663,033 | $2,917,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 100,476 | $2,917,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 367,289 | $2,916,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 88,317 | $2,916,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 48,001 | $2,914,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 159,840 | $2,913,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 70,030 | $2,909,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 1,483,716 | $2,908,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,417,000 | $2,906,000 | thousands by filing date | principal |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 116,942 | $2,903,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 98,439 | $2,902,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 248,932 | $2,901,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 75,181 | $2,894,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 56,696 | $2,893,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 44,628 | $2,886,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 51,499 | $2,886,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 78,425 | $2,882,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 341,710 | $2,880,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 228,487 | $2,877,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 33,552 | $2,876,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 212,609 | $2,870,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 74,625 | $2,868,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 41,579 | $2,865,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 118,299 | $2,854,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 103,967 | $2,850,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 93,143 | $2,846,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 41,600 | $2,839,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 205,588 | $2,837,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 41,032 | $2,836,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 76,735 | $2,824,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 152,712 | $2,822,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 162,041 | $2,819,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 165,722 | $2,812,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 62,282 | $2,811,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 27,504 | $2,809,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 318,312 | $2,808,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 21,128 | $2,799,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 276,547 | $2,798,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 237,034 | $2,794,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 135,189 | $2,790,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 626,635 | $2,789,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 30,660 | $2,789,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 52,925 | $2,783,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 4,614 | $2,783,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 126,974 | $2,781,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 145,510 | $2,780,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 181,922 | $2,778,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 81,156 | $2,776,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 90,374 | $2,772,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 53,169 | $2,771,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 221,245 | $2,770,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 2,798,000 | $2,770,000 | thousands by filing date | principal |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 144,238 | $2,769,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 92,680 | $2,769,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 93,260 | $2,767,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 104,860 | $2,762,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 88,993 | $2,761,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 59,266 | $2,755,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 149,690 | $2,755,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 57,468 | $2,750,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 61,370 | $2,750,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 208,122 | $2,747,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 119,481 | $2,739,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 124,482 | $2,734,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 321,304 | $2,734,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 59,820 | $2,728,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 165,360 | $2,727,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 145,998 | $2,726,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 227,156 | $2,726,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 170,049 | $2,725,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 887,089 | $2,724,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 67,669 | $2,723,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 233,259 | $2,705,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 83,825 | $2,705,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 228,103 | $2,703,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 162,096 | $2,697,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 84,184 | $2,696,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 111,932 | $2,694,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 30,468 | $2,692,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 32,378 | $2,687,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 155,546 | $2,675,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 67,011 | $2,673,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 135,731 | $2,672,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 124,213 | $2,671,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 107,633 | $2,663,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 150,329 | $2,661,000 | thousands by filing date | |
| MAC-GRAY CORP | 554153106 | COMMON STOCK | 125,291 | $2,660,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 207,750 | $2,653,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 393,096 | $2,642,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 90,397 | $2,642,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 147,333 | $2,637,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 942 | $2,632,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 28,682 | $2,632,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 2,553,000 | $2,632,000 | thousands by filing date | principal |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 207,366 | $2,631,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 727,957 | $2,628,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 290,212 | $2,626,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 218,682 | $2,624,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 61,263 | $2,623,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 94,526 | $2,617,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 150,862 | $2,616,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 64,637 | $2,611,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 105,551 | $2,606,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 46,508 | $2,602,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 286,005 | $2,597,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 152,333 | $2,595,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 219,924 | $2,593,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 771,465 | $2,593,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 227,331 | $2,591,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 72,131 | $2,586,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 37,591 | $2,585,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 75,149 | $2,577,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 52,523 | $2,574,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 170,901 | $2,569,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 201,927 | $2,568,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 820,240 | $2,567,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 493,660 | $2,566,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 254,343 | $2,556,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 769,510 | $2,555,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 222,438 | $2,549,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 188,036 | $2,547,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 141,426 | $2,547,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 71,461 | $2,543,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 876,021 | $2,540,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 44,875 | $2,539,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 23,107 | $2,538,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 60,026 | $2,535,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 15,519 | $2,534,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 28,363 | $2,527,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 297,445 | $2,525,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 98,699 | $2,520,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 176,433 | $2,519,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 478,538 | $2,508,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 47,407 | $2,505,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 281,010 | $2,504,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 418,101 | $2,500,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 302,645 | $2,500,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 219,336 | $2,496,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 209,282 | $2,494,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 131,641 | $2,493,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 96,470 | $2,492,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 137,308 | $2,492,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 42,739 | $2,491,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 274,652 | $2,481,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 209,643 | $2,480,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 333,647 | $2,476,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 28,437 | $2,473,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 82,979 | $2,472,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 52,734 | $2,464,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 385,553 | $2,464,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 487,569 | $2,463,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 371,963 | $2,463,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 80,390 | $2,462,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 287,752 | $2,457,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 59,649 | $2,454,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 326,869 | $2,452,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 283,317 | $2,451,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 156,497 | $2,450,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 336,965 | $2,449,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 290,039 | $2,447,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 67,497 | $2,446,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 341,866 | $2,437,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 123,681 | $2,436,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 89,862 | $2,434,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 90,413 | $2,424,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 477,955 | $2,423,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 95,500 | $2,423,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 214,152 | $2,422,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 59,716 | $2,420,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 66,595 | $2,417,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 96,528 | $2,412,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 485,417 | $2,408,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 82,914 | $2,407,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 92,129 | $2,400,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 30,232 | $2,395,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 1,773,538 | $2,395,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 159,485 | $2,391,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 67,447 | $2,386,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 55,263 | $2,378,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 64,847 | $2,370,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 204,181 | $2,368,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 346,779 | $2,366,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 383,326 | $2,363,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 203,206 | $2,363,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 73,950 | $2,362,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 23,790 | $2,355,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 40,478 | $2,353,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 128,320 | $2,350,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 72,982 | $2,349,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 53,037 | $2,348,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 47,558 | $2,344,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 88,840 | $2,344,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 111,573 | $2,343,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 26,735 | $2,341,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 302,018 | $2,340,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 516,057 | $2,337,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 107,424 | $2,334,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 81,856 | $2,333,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 75,502 | $2,331,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 119,971 | $2,331,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 34,686 | $2,329,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 45,953 | $2,325,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 98,297 | $2,321,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 36,323 | $2,317,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 259,857 | $2,311,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 137,254 | $2,306,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 58,118 | $2,305,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 171,599 | $2,301,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 108,009 | $2,296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 45,813 | $2,295,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 96,345 | $2,294,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 127,292 | $2,292,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 71,874 | $2,285,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 156,981 | $2,274,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 190,011 | $2,272,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 168,872 | $2,269,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 172,780 | $2,269,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 47,181 | $2,266,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 170,710 | $2,264,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 186,604 | $2,261,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 186,879 | $2,260,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 75,288 | $2,252,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 102,704 | $2,249,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 169,793 | $2,248,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 64,449 | $2,240,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 109,660 | $2,238,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 51,911 | $2,235,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 47,163 | $2,231,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 59,144 | $2,231,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 55,833 | $2,227,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 73,342 | $2,220,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 341,769 | $2,211,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 104,345 | $2,206,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 67,387 | $2,203,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 168,021 | $2,197,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 33,054 | $2,197,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 272,379 | $2,196,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 2,174,000 | $2,191,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 313,622 | $2,190,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 33,532 | $2,189,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 67,267 | $2,188,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 94,642 | $2,188,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 265,195 | $2,185,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 176,071 | $2,185,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 96,691 | $2,181,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 111,298 | $2,170,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 148,829 | $2,165,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 74,517 | $2,160,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 174,500 | $2,158,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 48,135 | $2,157,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 149,680 | $2,157,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 112,100 | $2,151,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 163,992 | $2,151,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 63,738 | $2,145,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 285,747 | $2,143,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 90,967 | $2,140,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 76,792 | $2,139,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 34,011 | $2,138,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 26,054 | $2,137,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 57,500 | $2,137,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 44,625 | $2,129,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 112,894 | $2,128,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 70,302 | $2,117,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 217,181 | $2,115,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 108,187 | $2,115,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 118,482 | $2,110,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 133,408 | $2,104,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 18,790 | $2,103,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 621,734 | $2,102,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 31,098 | $2,095,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 147,227 | $2,092,000 | thousands by filing date | |
| PROSHARES TR | 74348A749 | USD COVERED BD | 20,941 | $2,089,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 34,388 | $2,088,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 198,444 | $2,087,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 85,110 | $2,084,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 44,159 | $2,083,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 126,148 | $2,082,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 148,575 | $2,076,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 45,366 | $2,075,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 45,298 | $2,071,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 182,408 | $2,069,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 36,883 | $2,068,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 169,668 | $2,060,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 109,973 | $2,055,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 55,898 | $2,054,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 113,528 | $2,054,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 218,845 | $2,050,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 204,048 | $2,038,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 41,698 | $2,034,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 20,563 | $2,034,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 31,424 | $2,034,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 435,242 | $2,033,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 78,737 | $2,027,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 2,027,000 | $2,027,000 | thousands by filing date | principal |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 57,451 | $2,016,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 299,274 | $2,014,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 35,574 | $2,014,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 19,546 | $2,007,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 67,420 | $1,999,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 115,282 | $1,998,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 108,272 | $1,996,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 20,000 | $1,994,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 62,345 | $1,991,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 127,901 | $1,990,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 25,629 | $1,989,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 245,434 | $1,987,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 55,285 | $1,986,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 156,478 | $1,974,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 116,213 | $1,973,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 208,958 | $1,971,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 74,641 | $1,970,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 222,433 | $1,969,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 174,418 | $1,962,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 167,764 | $1,957,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 30,945 | $1,955,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 2,102,000 | $1,955,000 | thousands by filing date | principal |
| FABRINET SHS | G3323L100 | Stock | 94,949 | $1,952,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 267,493 | $1,947,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 55,826 | $1,946,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 193,980 | $1,946,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 263,411 | $1,943,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 102,678 | $1,939,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 81,474 | $1,936,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 167,131 | $1,931,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 401,795 | $1,929,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 71,809 | $1,920,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 21,617 | $1,919,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 112,460 | $1,916,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 50,369 | $1,915,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 91,721 | $1,906,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 33,709 | $1,903,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 896,132 | $1,899,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 16,123 | $1,899,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 81,835 | $1,897,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 17,244 | $1,897,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 132,193 | $1,894,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 57,696 | $1,894,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 369,860 | $1,894,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 116,350 | $1,891,000 | thousands by filing date | |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 1,351,326 | $1,891,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 75,480 | $1,889,000 | thousands by filing date | |
| QUANTUM CORP | 747906AG0 | NOTE 3.500%11/1 | 2,005,000 | $1,889,000 | thousands by filing date | principal |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 24,845 | $1,886,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 118,768 | $1,886,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,361,000 | $1,886,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 117,872 | $1,884,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 106,105 | $1,883,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 39,946 | $1,883,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 71,922 | $1,880,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 40,392 | $1,876,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 23,821 | $1,875,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 111,933 | $1,874,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 29,840 | $1,870,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 96,743 | $1,868,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 70,308 | $1,866,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 73,071 | $1,862,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 53,043 | $1,855,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 91,947 | $1,855,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 87,044 | $1,855,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 69,176 | $1,854,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 90,062 | $1,853,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 144,719 | $1,841,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 71,119 | $1,838,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 252,873 | $1,834,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 99,919 | $1,834,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 504,751 | $1,832,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 49,486 | $1,830,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 131,375 | $1,830,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 73,626 | $1,829,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 142,215 | $1,829,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 111,414 | $1,829,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 109,213 | $1,828,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 148,156 | $1,828,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 36,127 | $1,826,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 54,379 | $1,826,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 72,191 | $1,826,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 2,214,000 | $1,818,000 | thousands by filing date | principal |
| AMERIS BANCORP | 03076K108 | COM | 86,007 | $1,815,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 72,206 | $1,815,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 66,082 | $1,814,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 519,634 | $1,809,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 182,200 | $1,807,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 187,291 | $1,805,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 102,087 | $1,802,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 184,325 | $1,799,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 145,466 | $1,799,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 123,799 | $1,795,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 37,056 | $1,789,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 130,312 | $1,789,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 73,887 | $1,787,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 26,655 | $1,785,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 39,221 | $1,785,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 64,934 | $1,781,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 72,928 | $1,781,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 249,698 | $1,780,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 21,439 | $1,780,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 54,546 | $1,778,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 146,824 | $1,776,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 110,092 | $1,767,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 227,062 | $1,764,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 62,435 | $1,759,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 61,302 | $1,754,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 63,212 | $1,751,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 110,994 | $1,749,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 518,801 | $1,748,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 191,818 | $1,747,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 30,669 | $1,743,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 54,869 | $1,738,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 234,833 | $1,735,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 35,061 | $1,727,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 69,117 | $1,724,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 262,496 | $1,722,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 86,875 | $1,719,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 178,452 | $1,718,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 40,676 | $1,717,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 132,329 | $1,714,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 177,978 | $1,714,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 60,341 | $1,712,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 82,984 | $1,711,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 67,246 | $1,709,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 363,138 | $1,707,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 54,851 | $1,707,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 105,196 | $1,703,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 121,310 | $1,703,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000231 | this filing | 2014-02-13 | acceptance time not in the bulk data set |