13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 6,399 holding rows worth $235,094,301,000.
- Accession
- 0000895421-14-000231
- Filer
- CIK 895421
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,564 entries on the cover page, a total value of $235,094,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,094,301,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.
- included managerFundlogic Sas
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CTS CORP | 126501105 | COM | 23,396 | $466,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 9,659 | $465,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 89,370 | $464,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 90,680 | $463,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 21,234 | $462,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 999,981 | $462,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 13,782 | $462,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 121,354 | $460,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 9,613 | $459,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 35,312 | $459,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 34,828 | $459,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 38,108 | $459,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 16,652 | $458,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 4,582 | $457,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 49,092 | $457,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 83,163 | $457,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 5,728 | $457,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 9,842 | $456,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 30,277 | $455,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 34,363 | $454,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 27,386 | $454,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 6,623 | $452,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 55,976 | $452,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 50,954 | $452,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 26,464 | $451,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 174,200 | $451,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 30,705 | $449,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 49,449 | $449,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 84,039 | $449,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 28,795 | $448,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,123 | $447,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 33,665 | $444,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 29,700 | $444,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 11,909 | $443,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 24,421 | $443,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 13,318 | $443,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 6,599 | $442,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 22,673 | $441,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 31,960 | $441,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 34,055 | $440,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 27,555 | $438,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 46,836 | $438,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 18,855 | $436,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 517,848 | $435,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 31,506 | $434,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 36,949 | $434,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,311 | $433,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 29,821 | $433,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 66,661 | $433,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 10,143 | $433,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5,047 | $433,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 26,816 | $432,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 63,474 | $431,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 36,664 | $431,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 10,117 | $431,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 11,886 | $430,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 35,475 | $430,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 332,637 | $429,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 155,440 | $428,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 260,805 | $428,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 50,262 | $427,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 166,891 | $427,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 112,590 | $426,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 21,287 | $426,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 43,278 | $425,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 16,023 | $425,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 16,707 | $425,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 17,890 | $425,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 32,581 | $425,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 18,948 | $425,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 24,291 | $424,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 16,144 | $423,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 56,842 | $423,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 53,509 | $422,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 9,887 | $421,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 136,970 | $421,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 10,577 | $420,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 4,286 | $420,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 17,840 | $419,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 30,226 | $419,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 20,023 | $418,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 24,584 | $417,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 694,916 | $417,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 59,194 | $415,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 89,320 | $414,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 229,899 | $414,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 27,281 | $414,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 17,662 | $414,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 30,900 | $413,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 19,500 | $413,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 69,326 | $412,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 40,000 | $412,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 54,365 | $411,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 9,486 | $411,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 36,845 | $409,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,272 | $408,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 17,197 | $407,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 29,880 | $406,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 26,374 | $406,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 54,261 | $406,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 337,283 | $405,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 10,788 | $404,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 7,666 | $404,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 69,764 | $404,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 10,414 | $403,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 157,708 | $401,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 22,338 | $400,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 155,537 | $400,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 11,049 | $399,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 54,031 | $399,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 22,274 | $398,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 8,514 | $398,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 9,357 | $398,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 5,976 | $397,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 173,458 | $397,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 12,446 | $396,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 64,607 | $396,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 42,877 | $396,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 191,015 | $396,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 62,946 | $394,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 15,135 | $394,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 339,305 | $394,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 25,616 | $394,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 32,450 | $393,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 52,448 | $393,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 16,909 | $391,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 10,535 | $391,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 22,760 | $390,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 13,904 | $390,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 5,343 | $389,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 13,595 | $388,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 25,631 | $388,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 13,191 | $387,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 23,087 | $387,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 78,935 | $387,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 5,490 | $386,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 88,895 | $386,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 28,925 | $386,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 27,475 | $384,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 23,152 | $384,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 28,622 | $384,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 6,630 | $382,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 26,267 | $382,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 24,497 | $382,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 6,152 | $381,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 87,653 | $381,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 65,528 | $380,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 37,881 | $380,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 380,000 | $380,000 | thousands by filing date | principal |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 37,139 | $379,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 24,198 | $379,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 29,409 | $379,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 22,746 | $379,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 23,868 | $378,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 187,014 | $378,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 29,193 | $378,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 95,291 | $378,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 37,883 | $377,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 14,039 | $375,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 48,014 | $375,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 20,150 | $375,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 15,113 | $375,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 181,549 | $375,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 5,516 | $375,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 32,705 | $374,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 16,439 | $373,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 54,135 | $372,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 12,323 | $372,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 31,981 | $372,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 4,865 | $372,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 11,088 | $371,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 17,227 | $370,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 30,542 | $370,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 46,052 | $368,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 20,772 | $368,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 10,090 | $367,000 | thousands by filing date | |
| ISHARES TR | 464289164 | MSCI ACWI EX | 14,072 | $366,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 30,497 | $365,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 31,066 | $365,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 39,471 | $365,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,977 | $364,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 45,308 | $364,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 12,417 | $364,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 19,644 | $364,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 11,779 | $363,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 21,986 | $363,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 11,344 | $362,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 27,136 | $362,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 28,440 | $361,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 19,495 | $361,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 11,174 | $361,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 139,041 | $360,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 68,590 | $360,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 15,731 | $360,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 10,903 | $360,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 3,255 | $358,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 16,400 | $358,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,513 | $357,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 4,978 | $357,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 17,182 | $357,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 119,273 | $356,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 12,703 | $356,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 17,213 | $355,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 35,031 | $355,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 98,639 | $355,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 7,155 | $354,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 219,000 | $354,000 | thousands by filing date | principal |
| OIL DRI CORP AMER COM | 677864100 | Stock | 9,308 | $353,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 11,214 | $353,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 16,455 | $353,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 7,794 | $352,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 17,771 | $352,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,346 | $351,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 28,254 | $351,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 26,411 | $351,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 30,608 | $349,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 16,802 | $349,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 5,650 | $348,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 19,844 | $348,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 153,179 | $347,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 25,992 | $347,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 11,744 | $347,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 29,583 | $345,000 | thousands by filing date | |
| UNITED FINANCIAL BANCORP INC | 91030T109 | COM | 18,249 | $345,000 | thousands by filing date | |
| ZIPREALTY INC | 98974V107 | COM | 61,739 | $345,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 4,975 | $342,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 30,279 | $342,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 11,480 | $342,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 35,786 | $342,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 95,991 | $342,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,139 | $341,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 25,520 | $341,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 20,579 | $341,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 6,482 | $340,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 24,382 | $339,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 23,362 | $339,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 9,433 | $339,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 46,979 | $339,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 10,954 | $338,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 14,469 | $338,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 18,806 | $337,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 27,455 | $337,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 64,286 | $337,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 15,761 | $337,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 19,040 | $336,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 90,020 | $335,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 12,463 | $334,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 51,987 | $334,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 49,283 | $333,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 47,116 | $333,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,886 | $333,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 19,769 | $333,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 6,625 | $333,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 39,248 | $332,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 26,344 | $332,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 6,087 | $332,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 17,527 | $332,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 25,429 | $332,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 109,981 | $332,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 21,971 | $332,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 5,099 | $331,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 20,349 | $331,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 19,209 | $329,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 17,665 | $329,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,356 | $328,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 69,172 | $328,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 18,169 | $326,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 22,254 | $326,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 6,459 | $325,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 49,421 | $325,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 31,978 | $325,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 11,555 | $324,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 29,477 | $324,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 20,770 | $323,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 14,853 | $323,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 11,952 | $323,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 16,194 | $322,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 68,003 | $322,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 20,818 | $322,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 7,732 | $321,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 8,996 | $321,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 112,786 | $319,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 25,439 | $319,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 23,877 | $317,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 3,045 | $316,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 5,187 | $315,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 4,595 | $315,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 10,134 | $314,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 27,403 | $314,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,800 | $314,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 22,047 | $313,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 106,871 | $313,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 24,343 | $313,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 30,615 | $310,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 4,971 | $310,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 20,997 | $310,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 12,169 | $309,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 25,682 | $309,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,597 | $309,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 30,313 | $307,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 88,383 | $307,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 4,072 | $306,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 97,047 | $306,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 9,938 | $306,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 20,782 | $306,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 25,164 | $305,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 24,290 | $305,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 121,550 | $305,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 33,781 | $305,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,277 | $303,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 3,352 | $302,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 22,991 | $302,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 18,448 | $301,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 18,741 | $299,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 24,151 | $299,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 24,252 | $299,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 23,643 | $298,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 19,810 | $294,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 35,324 | $294,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 346,000 | $294,000 | thousands by filing date | principal |
| EXAR CORP | 300645108 | COMMON STOCK | 24,854 | $293,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 11,237 | $293,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 70,472 | $293,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 49,099 | $293,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 3,215 | $292,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 20,191 | $292,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 14,694 | $291,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,867 | $291,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 25,169 | $291,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 21,900 | $290,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 100,000 | $290,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 11,694 | $290,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 31,594 | $289,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 22,854 | $289,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 23,116 | $288,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 41,516 | $288,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 31,601 | $288,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 14,484 | $288,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 17,068 | $288,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 18,210 | $287,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 8,009 | $285,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 6,030 | $285,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 23,616 | $285,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 7,052 | $284,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 129,457 | $284,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,868 | $283,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 14,413 | $282,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 11,210 | $281,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 20,764 | $281,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 46,347 | $280,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 9,547 | $279,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 64,623 | $279,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 32,826 | $279,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 22,842 | $279,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 4,855 | $277,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,026 | $276,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 35,547 | $276,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 9,510 | $276,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 52,213 | $276,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,539 | $275,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 26,896 | $275,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 10,638 | $275,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 7,231 | $274,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 7,326 | $274,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 29,630 | $274,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 10,698 | $274,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 6,617 | $273,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,510 | $273,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 8,334 | $272,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 59,189 | $272,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,175 | $271,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 10,339 | $271,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 59,547 | $271,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 4,452 | $271,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 25,927 | $270,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 22,729 | $270,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 34,902 | $269,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 14,717 | $269,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 268,000 | $269,000 | thousands by filing date | principal |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 5,474 | $269,000 | thousands by filing date | |
| Saexploration Holdings Inc. | 78636X105 | COM | 30,130 | $269,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 6,909 | $268,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,403 | $267,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 145,573 | $267,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,952 | $266,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 9,777 | $265,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 15,317 | $265,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 4,263 | $265,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 17,526 | $264,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 9,619 | $264,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 13,293 | $260,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 44,757 | $259,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 99,143 | $259,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 118,211 | $259,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 28,611 | $258,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 20,543 | $258,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 140,040 | $258,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 11,000 | $257,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 10,137 | $255,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 13,668 | $255,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 13,045 | $255,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 16,416 | $255,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 38,592 | $255,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 3,123 | $255,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 12,641 | $254,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 14,889 | $254,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 19,862 | $253,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 37,814 | $253,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 40,260 | $252,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 29,314 | $251,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 14,723 | $251,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 16,848 | $251,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 5,245 | $251,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 25,818 | $251,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 17,665 | $250,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,200 | $250,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 33,468 | $250,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 102,591 | $250,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,836 | $250,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 148,000 | $250,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 117,461 | $249,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 16,911 | $249,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 94,167 | $248,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 75,192 | $248,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 8,016 | $247,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 9,505 | $247,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 16,554 | $247,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 10,529 | $245,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 114,405 | $245,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 37,400 | $244,000 | thousands by filing date | |
| G WILLI FOOD INTL LTD | M52523103 | ORD | 29,650 | $243,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 36,860 | $242,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 13,166 | $241,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,510 | $240,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,723 | $240,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 203,346 | $240,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 17,669 | $240,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 87,442 | $239,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 49,583 | $239,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 4,805 | $239,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 18,533 | $237,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 32,940 | $236,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 33,730 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 6,486 | $235,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 23,463 | $234,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 30,022 | $234,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,833 | $233,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 16,711 | $232,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 15,357 | $232,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 65,815 | $232,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 3,872 | $232,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 20,600 | $232,000 | thousands by filing date | |
| GLOBAL TELECOM & TECHNOLOGY IN | 378979108 | COM | 31,838 | $232,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 7,924 | $232,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 27,078 | $231,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 12,802 | $231,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 22,000 | $230,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,393 | $228,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 54,065 | $228,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,598 | $228,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 63,902 | $228,000 | thousands by filing date | |
| MATERIAL SCIENCES CORP | 576674105 | COM | 19,271 | $228,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 24,840 | $227,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 12,062 | $227,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 124,435 | $227,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 19,646 | $227,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,541 | $226,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 9,784 | $226,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 20,363 | $226,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 7,500 | $223,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 19,722 | $223,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 51,263 | $223,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 31,185 | $223,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 7,720 | $222,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 228,000 | $222,000 | thousands by filing date | principal |
| QLT INC | 746927102 | COMMON STOCK | 39,811 | $221,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 20,277 | $221,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 13,929 | $220,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 123,873 | $220,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 57,324 | $220,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 17,905 | $220,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 14,602 | $220,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 12,898 | $219,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 2,533 | $219,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 58,888 | $219,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 12,453 | $218,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 122,668 | $218,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 24,248 | $218,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 11,001 | $218,000 | thousands by filing date | |
| MINNESOTA MUNI INCOME PT | 604062109 | CMN | 14,729 | $218,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 29,447 | $214,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 5,349 | $214,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,336 | $213,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 15,130 | $213,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 28,467 | $213,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 41,988 | $212,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 7,217 | $212,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 25,630 | $211,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 4,981 | $211,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 3,565 | $211,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000231 | this filing | 2014-02-13 | acceptance time not in the bulk data set |