13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 6,399 holding rows worth $235,094,301,000.
- Accession
- 0000895421-14-000231
- Filer
- CIK 895421
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,564 entries on the cover page, a total value of $235,094,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,094,301,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.
- included managerFundlogic Sas
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WSFS FINL CORP | 929328102 | COM | 69,171 | $5,362,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 210,884 | $5,360,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 624,388 | $5,351,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 112,148 | $5,347,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 431,660 | $5,330,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 120,285 | $5,326,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 800,845 | $5,318,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 84,285 | $5,310,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 468,343 | $5,306,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 509,098 | $5,295,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 231,920 | $5,289,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 93,415 | $5,285,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 990,249 | $5,279,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 96,865 | $5,271,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 124,535 | $5,244,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 193,193 | $5,240,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 48,534 | $5,234,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 81,064 | $5,228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 186,142 | $5,225,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 685,764 | $5,225,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 115,499 | $5,224,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 59,299 | $5,222,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 232,546 | $5,221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 132,714 | $5,219,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,284,259 | $5,214,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 227,175 | $5,214,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 430,084 | $5,213,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 108,533 | $5,212,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 130,468 | $5,205,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 148,033 | $5,192,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 259,748 | $5,189,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 461,674 | $5,189,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 148,731 | $5,182,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 180,416 | $5,178,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 230,826 | $5,170,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 105,157 | $5,163,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 946,744 | $5,150,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 250,619 | $5,147,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 261,420 | $5,129,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 129,250 | $5,128,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 315,612 | $5,123,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 173,104 | $5,103,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 346,627 | $5,101,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 100,511 | $5,101,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 296,188 | $5,089,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 168,409 | $5,086,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 132,666 | $5,081,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 46,763 | $5,078,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 402,007 | $5,074,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 181,400 | $5,074,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 514,437 | $5,073,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 95,413 | $5,067,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 54,593 | $5,063,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 41,862 | $5,062,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 178,067 | $5,052,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 117,772 | $5,050,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 359,111 | $5,046,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 316,059 | $5,045,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 194,821 | $5,022,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 411,806 | $5,016,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 4,978,000 | $5,015,000 | thousands by filing date | principal |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 56,576 | $5,009,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 188,752 | $5,008,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 93,674 | $5,003,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 150,697 | $4,997,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 72,693 | $4,990,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 156,068 | $4,987,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 190,830 | $4,984,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 170,944 | $4,983,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 415,486 | $4,982,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 194,884 | $4,972,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 139,640 | $4,957,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 248,327 | $4,951,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 106,351 | $4,929,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 151,299 | $4,929,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 713,926 | $4,920,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 252,894 | $4,913,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 98,605 | $4,903,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 199,059 | $4,899,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 389,468 | $4,888,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 46,376 | $4,888,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 76,544 | $4,885,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 93,447 | $4,865,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 1,594,136 | $4,862,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 107,044 | $4,860,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 114,040 | $4,859,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 669,116 | $4,851,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 469,032 | $4,851,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 3,578,000 | $4,844,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 178,164 | $4,842,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 174,593 | $4,826,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 390,630 | $4,824,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 172,939 | $4,819,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 230,819 | $4,818,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 524,808 | $4,813,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 286,937 | $4,806,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 157,639 | $4,805,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 237,124 | $4,802,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 536,215 | $4,799,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 311,739 | $4,795,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 400,644 | $4,792,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 186,922 | $4,782,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 371,085 | $4,779,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 521,680 | $4,778,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 76,884 | $4,776,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 601,094 | $4,772,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 269,697 | $4,771,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 90,680 | $4,766,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 110,869 | $4,763,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 75,996 | $4,761,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 91,426 | $4,758,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 630,430 | $4,750,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 2,712,658 | $4,748,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 88,513 | $4,744,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 233,775 | $4,741,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 38,630 | $4,736,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 120,025 | $4,731,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 166,769 | $4,719,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 4,435,000 | $4,715,000 | thousands by filing date | principal |
| ONEMAIN HOLDINGS | 85172J101 | COM | 186,386 | $4,712,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 161,116 | $4,711,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 133,455 | $4,705,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 98,689 | $4,704,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 36,169 | $4,702,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 4,672,000 | $4,701,000 | thousands by filing date | principal |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 196,199 | $4,699,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 145,261 | $4,696,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 525,922 | $4,696,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 67,619 | $4,693,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 828,641 | $4,691,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 247,368 | $4,682,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 112,824 | $4,660,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 88,387 | $4,655,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 75,080 | $4,646,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 577,471 | $4,643,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 70,667 | $4,637,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 170,174 | $4,637,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 170,165 | $4,636,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 62,786 | $4,618,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 157,679 | $4,616,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 77,390 | $4,608,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 93,617 | $4,605,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 191,722 | $4,603,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 143,856 | $4,603,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 4,921 | $4,577,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 68,808 | $4,573,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 256,860 | $4,572,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 411,034 | $4,570,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 292,180 | $4,569,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 90,952 | $4,563,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 148,781 | $4,563,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 377,434 | $4,559,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 131,953 | $4,554,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 168,924 | $4,554,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 241,990 | $4,548,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 98,923 | $4,542,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 70,639 | $4,540,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 879,668 | $4,539,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 50,603 | $4,533,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 127,826 | $4,530,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 60,859 | $4,529,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 51,107 | $4,527,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 186,283 | $4,523,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 123,930 | $4,522,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 747,351 | $4,521,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 450,986 | $4,520,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,584,124 | $4,514,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,038,934 | $4,509,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 163,425 | $4,503,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 117,170 | $4,496,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 561,406 | $4,492,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 352,482 | $4,490,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 100,823 | $4,489,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 219,726 | $4,486,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 283,852 | $4,485,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 4,487,000 | $4,470,000 | thousands by filing date | principal |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 53,087 | $4,463,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,204,990 | $4,454,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 282,697 | $4,453,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 140,774 | $4,448,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 114,221 | $4,444,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 108,687 | $4,443,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 206,652 | $4,437,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 692,783 | $4,427,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 344,861 | $4,424,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 83,027 | $4,419,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 65,527 | $4,417,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 80,319 | $4,414,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 147,366 | $4,410,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 133,057 | $4,408,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 158,595 | $4,405,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 142,653 | $4,402,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 70,653 | $4,402,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 127,083 | $4,396,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 271,395 | $4,391,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 305,088 | $4,378,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 282,291 | $4,376,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 503,763 | $4,373,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 701,900 | $4,351,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 165,751 | $4,346,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 77,145 | $4,344,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 97,165 | $4,341,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 84,778 | $4,340,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 47,644 | $4,339,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 480,177 | $4,331,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 185,317 | $4,329,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 433,938 | $4,326,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 75,382 | $4,325,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 80,278 | $4,321,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 465,493 | $4,311,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 237,945 | $4,304,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 832,901 | $4,298,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 3,581,000 | $4,297,000 | thousands by filing date | principal |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 198,119 | $4,296,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 296,658 | $4,295,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,298,157 | $4,283,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 701,326 | $4,279,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 263,106 | $4,276,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 179,974 | $4,269,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 758,303 | $4,269,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 175,220 | $4,261,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 170,743 | $4,257,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 48,025 | $4,255,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 556,259 | $4,240,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 18,974 | $4,225,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 145,141 | $4,224,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 80,880 | $4,219,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 416,477 | $4,219,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 93,425 | $4,214,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 116,681 | $4,214,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 31,147 | $4,203,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 182,901 | $4,201,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 219,321 | $4,197,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 315,210 | $4,195,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 61,588 | $4,184,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 61,507 | $4,170,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 185,359 | $4,170,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 99,847 | $4,167,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 135,021 | $4,166,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 100,820 | $4,154,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 203,317 | $4,153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 140,120 | $4,153,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 179,494 | $4,152,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 174,239 | $4,151,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 205,485 | $4,149,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 3,878,000 | $4,145,000 | thousands by filing date | principal |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 262,258 | $4,143,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,327,813 | $4,143,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 353,539 | $4,140,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 159,284 | $4,140,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 191,252 | $4,137,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 321,393 | $4,120,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 172,189 | $4,119,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 276,088 | $4,106,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 71,093 | $4,099,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 75,551 | $4,097,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 89,925 | $4,095,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 2,340,452 | $4,095,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 38,423 | $4,090,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 3,633,000 | $4,078,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 56,359 | $4,077,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 669,233 | $4,075,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 159,548 | $4,070,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 101,930 | $4,060,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 106,219 | $4,053,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 103,412 | $4,053,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 601,998 | $4,052,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 533,012 | $4,051,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 178,640 | $4,049,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 101,905 | $4,046,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 618,934 | $4,036,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 151,455 | $4,025,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 686,688 | $4,017,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 224,773 | $4,016,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 107,196 | $4,014,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 323,408 | $4,013,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 330,713 | $4,011,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 171,181 | $4,010,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 38,159 | $4,001,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 141,841 | $3,999,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 53,382 | $3,987,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 64,006 | $3,982,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 130,709 | $3,981,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 83,162 | $3,979,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 66,240 | $3,969,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,083,655 | $3,967,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 204,707 | $3,965,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 346,352 | $3,955,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 146,565 | $3,950,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 353,505 | $3,949,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 146,733 | $3,938,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 3,566,000 | $3,936,000 | thousands by filing date | principal |
| BALCHEM CORP | 057665200 | COM | 66,988 | $3,932,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 106,708 | $3,923,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 43,458 | $3,916,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 84,021 | $3,906,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 50,803 | $3,898,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 163,859 | $3,898,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 90,742 | $3,894,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 121,345 | $3,892,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 343,590 | $3,883,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 64,440 | $3,881,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 109,369 | $3,873,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 192,884 | $3,873,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 70,093 | $3,869,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 48,605 | $3,867,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 62,896 | $3,867,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 496,937 | $3,861,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 137,334 | $3,860,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 132,737 | $3,855,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 722,245 | $3,850,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 75,134 | $3,848,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 221,385 | $3,841,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 266,310 | $3,836,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 178,960 | $3,830,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 77,415 | $3,827,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 65,254 | $3,825,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 40,865 | $3,825,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 134,539 | $3,824,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 252,242 | $3,821,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 169,024 | $3,820,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 2,608,000 | $3,817,000 | thousands by filing date | principal |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 43,446 | $3,815,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 678,550 | $3,813,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 74,068 | $3,807,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 98,359 | $3,793,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 238,701 | $3,789,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 32,890 | $3,789,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 30,484 | $3,783,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 133,899 | $3,782,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 133,802 | $3,781,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 71,971 | $3,779,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 148,158 | $3,775,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 108,102 | $3,772,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 141,984 | $3,770,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 88,019 | $3,767,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 157,462 | $3,765,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 387,424 | $3,757,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 99,740 | $3,755,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 132,873 | $3,754,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 42,577 | $3,753,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 76,299 | $3,750,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 119,521 | $3,748,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 192,822 | $3,748,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 190,925 | $3,747,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 142,760 | $3,746,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 307,157 | $3,741,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 188,689 | $3,738,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 178,494 | $3,737,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 257,639 | $3,736,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 299,700 | $3,735,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 267,471 | $3,734,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 150,858 | $3,734,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 244,385 | $3,732,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 168,810 | $3,725,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 3,784,000 | $3,723,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 73,133 | $3,720,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 41,480 | $3,718,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 133,781 | $3,717,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 125,152 | $3,715,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 268,653 | $3,696,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 151,769 | $3,695,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 2,457,000 | $3,695,000 | thousands by filing date | principal |
| STANDARD PAC CORP NEW | 85375C101 | COM | 407,823 | $3,691,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 185,093 | $3,688,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 70,376 | $3,687,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 253,076 | $3,687,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 32,229 | $3,685,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 287,382 | $3,684,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 48,033 | $3,680,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 105,205 | $3,677,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 124,439 | $3,672,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 130,987 | $3,671,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 138,928 | $3,663,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 183,633 | $3,656,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 116,153 | $3,653,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 164,515 | $3,651,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 436,613 | $3,650,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 102,636 | $3,633,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 204,942 | $3,629,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 115,793 | $3,624,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 190,667 | $3,620,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 50,946 | $3,612,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 147,221 | $3,607,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 213,549 | $3,601,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 268,361 | $3,596,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 287,940 | $3,596,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 86,189 | $3,595,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 146,661 | $3,595,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 108,439 | $3,590,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 153,994 | $3,586,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 57,580 | $3,582,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 674,082 | $3,579,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 153,439 | $3,576,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 199,716 | $3,569,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 295,238 | $3,563,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 89,827 | $3,562,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 68,899 | $3,557,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 141,126 | $3,554,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 91,799 | $3,554,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 165,850 | $3,548,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 198,953 | $3,548,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 140,299 | $3,545,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 304,290 | $3,544,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 63,322 | $3,540,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 494,387 | $3,540,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 111,216 | $3,536,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 97,099 | $3,535,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 42,205 | $3,530,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 328,568 | $3,529,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 109,382 | $3,526,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 120,028 | $3,517,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 233,237 | $3,513,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 492,520 | $3,512,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 83,968 | $3,510,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 395,215 | $3,498,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 252,230 | $3,487,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 145,480 | $3,483,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 35,313 | $3,475,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 789,417 | $3,474,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 24,329 | $3,470,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 175,225 | $3,463,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 3,321,000 | $3,462,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 24,738 | $3,448,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 170,652 | $3,445,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 244,533 | $3,444,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 181,944 | $3,440,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 44,487 | $3,437,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 110,515 | $3,436,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 197,656 | $3,433,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 95,770 | $3,429,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 33,625 | $3,428,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 114,709 | $3,427,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 287,259 | $3,422,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 138,072 | $3,421,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 42,743 | $3,412,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 443,243 | $3,409,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 92,504 | $3,405,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 608,035 | $3,405,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 95,354 | $3,387,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 136,851 | $3,385,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 715,400 | $3,384,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 67,817 | $3,380,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 489,051 | $3,379,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 156,487 | $3,379,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 229,614 | $3,377,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 412,458 | $3,370,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 168,573 | $3,365,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 120,775 | $3,357,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 54,167 | $3,347,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 63,925 | $3,325,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 242,822 | $3,324,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 143,622 | $3,323,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 32,205 | $3,322,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 33,523 | $3,320,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 235,640 | $3,320,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 99,802 | $3,301,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 131,690 | $3,293,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 627,075 | $3,292,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 45,889 | $3,291,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,103,000 | $3,287,000 | thousands by filing date | principal |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 338,460 | $3,286,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 334,626 | $3,283,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 100,476 | $3,280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 55,468 | $3,279,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 844,669 | $3,279,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 92,442 | $3,278,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 69,728 | $3,278,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 245,093 | $3,272,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 399,167 | $3,269,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 234,456 | $3,266,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 38,367 | $3,265,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 42,738 | $3,265,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 118,768 | $3,261,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 91,695 | $3,254,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 256,176 | $3,253,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 330,300 | $3,250,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 72,059 | $3,243,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 129,674 | $3,232,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 69,688 | $3,230,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 70,609 | $3,228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 50,021 | $3,225,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 115,234 | $3,225,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 183,699 | $3,220,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 123,155 | $3,218,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 264,500 | $3,206,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 131,251 | $3,206,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 210,925 | $3,206,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 374,916 | $3,202,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 109,303 | $3,200,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 53,311 | $3,197,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 92,096 | $3,192,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 64,558 | $3,188,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 85,830 | $3,188,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 134,689 | $3,173,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100,410 | $3,168,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 158,228 | $3,165,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 269,017 | $3,164,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 129,753 | $3,158,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 52,603 | $3,157,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000231 | this filing | 2014-02-13 | acceptance time not in the bulk data set |