13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 6,399 holding rows worth $235,094,301,000.
- Accession
- 0000895421-14-000231
- Filer
- CIK 895421
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 24,564 entries on the cover page, a total value of $235,094,301,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,094,301,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK MORGAN STANLEY AG028-11352
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMorgan Stanley Equity Services INC028-12963
- included managerMorgan Stanley Hedging Co. Ltd028-11350
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMorgan Stanley Private Bank, National Association028-14586
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerMORGAN STANLEY PRIVATE WEALTH MANAGEMENT Ltd028-14364
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMSRESS III Manager, L.L.C.
- included managerFundlogic Sas
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 726,828 | $9,405,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 72,698 | $9,403,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 253,432 | $9,402,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 215,312 | $9,388,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 8,460,000 | $9,348,000 | thousands by filing date | principal |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 552,381 | $9,341,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 338,906 | $9,327,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 667,817 | $9,309,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 460,309 | $9,294,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 546,503 | $9,286,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 139,789 | $9,233,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 641,014 | $9,230,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 176,718 | $9,224,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 49,130 | $9,219,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 247,618 | $9,187,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 177,981 | $9,184,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 435,910 | $9,180,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 1,285,573 | $9,178,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 91,789 | $9,153,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 182,163 | $9,152,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 197,699 | $9,142,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 166,196 | $9,142,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 109,276 | $9,130,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 101,367 | $9,123,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 205,725 | $9,121,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,080,994 | $9,113,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 407,018 | $9,098,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 186,056 | $9,084,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 282,284 | $9,053,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 383,509 | $9,047,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 186,611 | $9,047,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 309,808 | $9,046,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 425,601 | $9,044,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 77,572 | $9,040,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 74,199 | $9,036,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 166,416 | $9,032,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 1,082,495 | $9,028,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 676,452 | $9,011,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 312,096 | $9,010,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 261,479 | $9,008,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 352,675 | $9,001,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 433,253 | $8,990,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 436,589 | $8,983,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 82,137 | $8,979,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 7,882,000 | $8,976,000 | thousands by filing date | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 745,122 | $8,972,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 76,301 | $8,964,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 179,659 | $8,930,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 338,802 | $8,911,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 141,701 | $8,904,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 262,346 | $8,897,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 132,903 | $8,896,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,112,458 | $8,894,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 186,264 | $8,801,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 182,442 | $8,797,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 531,263 | $8,787,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 278,000 | $8,785,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 261,348 | $8,778,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 176,399 | $8,770,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 289,492 | $8,757,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 151,653 | $8,753,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 636,904 | $8,744,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 107,382 | $8,737,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 71,516 | $8,732,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 768,648 | $8,724,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 452,811 | $8,703,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 399,131 | $8,685,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 634,942 | $8,680,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 164,061 | $8,676,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 116,449 | $8,652,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,110,291 | $8,650,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 697,042 | $8,636,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 7,837,000 | $8,600,000 | thousands by filing date | principal |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 328,563 | $8,562,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 193,722 | $8,559,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 372,650 | $8,552,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 351,970 | $8,546,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 158,171 | $8,534,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 473,000 | $8,504,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 284,630 | $8,500,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 251,898 | $8,497,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 428,023 | $8,487,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 8,196,000 | $8,483,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 569,631 | $8,476,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 143,001 | $8,476,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 146,202 | $8,472,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 324,676 | $8,442,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8,000 | $8,430,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 326,941 | $8,428,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 380,062 | $8,426,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 810,819 | $8,416,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 207,790 | $8,416,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 755,515 | $8,394,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 249,515 | $8,376,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 409,013 | $8,340,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 607,662 | $8,337,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 192,941 | $8,326,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 181,857 | $8,311,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 190,135 | $8,307,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 92,055 | $8,303,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 91,467 | $8,226,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 370,876 | $8,197,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 223,381 | $8,184,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 173,624 | $8,164,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 152,935 | $8,152,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 143,085 | $8,151,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 74,121 | $8,149,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 103,820 | $8,145,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 366,053 | $8,130,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 617,371 | $8,126,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 105,421 | $8,124,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 140,198 | $8,122,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 396,194 | $8,118,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 200,745 | $8,113,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 851,421 | $8,105,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 519,104 | $8,093,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 330,554 | $8,092,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 1,407,292 | $8,078,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 158,222 | $8,077,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 282,209 | $8,070,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 334,400 | $8,069,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 208,812 | $8,064,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 489,578 | $8,045,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 257,896 | $8,028,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 697,829 | $8,004,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 278,150 | $7,991,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 441,435 | $7,990,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 241,864 | $7,984,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 566,071 | $7,982,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 239,686 | $7,977,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 485,699 | $7,960,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 2,024,307 | $7,955,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 87,970 | $7,945,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 527,201 | $7,940,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 105,210 | $7,931,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 7,368,000 | $7,921,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 492,772 | $7,919,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 256,622 | $7,918,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 246,960 | $7,915,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 736,133 | $7,913,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,009,822 | $7,906,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 461,396 | $7,899,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 371,811 | $7,889,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 99,297 | $7,883,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 642,562 | $7,865,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 202,808 | $7,851,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 238,820 | $7,843,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 250,514 | $7,842,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 109,806 | $7,841,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 202,193 | $7,835,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 283,233 | $7,831,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 7,816,000 | $7,826,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 440,857 | $7,825,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 5,917,000 | $7,811,000 | thousands by filing date | principal |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 410,659 | $7,786,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 164,554 | $7,786,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 168,978 | $7,785,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 90,958 | $7,784,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 164,117 | $7,782,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 172,219 | $7,781,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 245,739 | $7,776,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 129,402 | $7,775,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 612,572 | $7,766,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 43,357 | $7,759,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 748,784 | $7,750,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 161,230 | $7,747,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 77,880 | $7,729,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 166,633 | $7,722,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 321,593 | $7,696,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 415,744 | $7,695,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 215,483 | $7,649,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 213,615 | $7,633,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 144,497 | $7,625,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 194,742 | $7,625,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 137,917 | $7,617,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 165,057 | $7,612,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 329,696 | $7,610,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 601,547 | $7,604,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 951,071 | $7,598,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 364,581 | $7,584,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 122,625 | $7,583,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 801,562 | $7,574,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 151,792 | $7,563,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 361,510 | $7,549,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 177,045 | $7,548,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 112,388 | $7,544,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 8,255,000 | $7,543,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 205,143 | $7,519,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 219,134 | $7,518,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 99,557 | $7,505,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 115,392 | $7,500,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 122,685 | $7,498,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 287,522 | $7,496,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 442,749 | $7,491,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 144,415 | $7,487,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 793,845 | $7,478,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 74,903 | $7,460,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 780,235 | $7,451,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 163,002 | $7,449,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 673,313 | $7,440,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 784,702 | $7,438,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 662,561 | $7,433,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 312,164 | $7,431,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 468,424 | $7,429,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 76,271 | $7,427,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 319,124 | $7,425,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 430,678 | $7,424,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 733,555 | $7,423,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 538,533 | $7,421,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 252,780 | $7,414,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 270,249 | $7,411,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 158,863 | $7,403,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 190,229 | $7,387,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 6,845,000 | $7,362,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 7,272,000 | $7,359,000 | thousands by filing date | principal |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 317,584 | $7,336,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 838,338 | $7,307,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 355,727 | $7,304,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 368,416 | $7,302,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 380,495 | $7,287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 239,647 | $7,271,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 441,508 | $7,267,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 137,950 | $7,260,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 647,291 | $7,257,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 356,545 | $7,248,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 12,480 | $7,244,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 169,224 | $7,237,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 267,573 | $7,236,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 277,434 | $7,215,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 78,274 | $7,199,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 510,701 | $7,180,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 149,555 | $7,180,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 298,043 | $7,174,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 415,363 | $7,169,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 174,002 | $7,159,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 4,798,000 | $7,158,000 | thousands by filing date | principal |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 226,815 | $7,149,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 366,787 | $7,135,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 311,001 | $7,104,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 582,206 | $7,091,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 395,217 | $7,088,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 85,564 | $7,081,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 103,906 | $7,077,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 354,959 | $7,077,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 448,474 | $7,073,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 135,192 | $7,056,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 41,479 | $7,051,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 262,269 | $7,034,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 204,429 | $7,033,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 219,322 | $7,030,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 220,699 | $7,027,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 798,435 | $7,027,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 349,973 | $7,020,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 87,398 | $7,017,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,081,497 | $7,008,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 139,416 | $7,001,000 | thousands by filing date | |
| MGC | 921910873 | COM | 110,622 | $6,986,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 34,904 | $6,982,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 409,995 | $6,978,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 121,584 | $6,973,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 327,205 | $6,973,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 131,705 | $6,959,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 250,087 | $6,938,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 405,983 | $6,930,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 752,801 | $6,925,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 1,718,189 | $6,924,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 177,766 | $6,922,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 724,369 | $6,917,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 139,059 | $6,908,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 176,423 | $6,908,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 368,401 | $6,908,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 719,586 | $6,907,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 140,814 | $6,905,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 7,149,000 | $6,899,000 | thousands by filing date | principal |
| MORGAN STANLEY | 61760E390 | S&P500 CRD OIL | 345,000 | $6,879,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 246,388 | $6,878,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 181,052 | $6,877,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 372,572 | $6,871,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 134,608 | $6,866,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 222,095 | $6,866,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 86,213 | $6,865,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 120,830 | $6,843,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 282,289 | $6,842,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 125,140 | $6,834,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 152,663 | $6,834,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 272,345 | $6,833,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 280,535 | $6,828,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 211,034 | $6,827,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 143,597 | $6,826,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 190,180 | $6,818,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,128,081 | $6,809,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 181,469 | $6,784,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 515,126 | $6,748,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 6,490,000 | $6,745,000 | thousands by filing date | principal |
| UNITED STATIONERS INC | 913004107 | COM | 146,732 | $6,734,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 405,583 | $6,729,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 6,223,000 | $6,725,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 154,580 | $6,719,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 170,598 | $6,689,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,078,696 | $6,687,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 189,040 | $6,685,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 150,000 | $6,681,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 200,008 | $6,680,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 166,665 | $6,677,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 369,172 | $6,672,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 83,176 | $6,658,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 506,712 | $6,648,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 73,283 | $6,642,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 162,985 | $6,640,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 268,976 | $6,638,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 305,112 | $6,637,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 465,875 | $6,621,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 193,480 | $6,616,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 64,306 | $6,616,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 171,428 | $6,600,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 446,517 | $6,600,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 92,852 | $6,594,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 142,257 | $6,575,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 146,348 | $6,573,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 188,095 | $6,567,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 898,131 | $6,565,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 115,443 | $6,563,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 104,349 | $6,561,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 441,745 | $6,552,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 314,807 | $6,541,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 896,357 | $6,534,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 352,496 | $6,531,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 439,110 | $6,530,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 6,247,000 | $6,517,000 | thousands by filing date | principal |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 499,197 | $6,499,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 110,820 | $6,498,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 155,237 | $6,480,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 154,126 | $6,471,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 105,016 | $6,458,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 122,614 | $6,456,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 119,119 | $6,441,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 134,211 | $6,440,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 391,511 | $6,436,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 6,104,000 | $6,417,000 | thousands by filing date | principal |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 167,231 | $6,412,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 101,131 | $6,410,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 140,117 | $6,410,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,022,000 | $6,406,000 | thousands by filing date | principal |
| CABELAS INC | 126804301 | COM | 95,997 | $6,398,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 323,546 | $6,397,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 199,837 | $6,395,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 147,185 | $6,393,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 86,538 | $6,391,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 347,961 | $6,374,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 344,992 | $6,369,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 709,441 | $6,364,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 327,626 | $6,360,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 629,500 | $6,344,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 268,154 | $6,342,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 333,588 | $6,341,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 6,355,000 | $6,341,000 | thousands by filing date | principal |
| MEDLEY CAP CORP | 58503F106 | COM | 457,392 | $6,335,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 357,454 | $6,331,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 468,029 | $6,331,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 490,866 | $6,323,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 526,551 | $6,319,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 122,092 | $6,314,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 179,219 | $6,306,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 596,760 | $6,278,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 947,730 | $6,273,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 221,140 | $6,272,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 144,235 | $6,270,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 473,072 | $6,263,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 267,838 | $6,259,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 275,239 | $6,255,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 195,508 | $6,255,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 133,409 | $6,253,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 613,729 | $6,248,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 354,629 | $6,246,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 6,139,000 | $6,246,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 150,671 | $6,243,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 156,981 | $6,232,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 219,342 | $6,223,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 186,921 | $6,205,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 437,155 | $6,198,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 142,652 | $6,193,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 418,887 | $6,170,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 78,997 | $6,168,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 465,107 | $6,165,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 129,708 | $6,153,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 97,922 | $6,150,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 451,795 | $6,149,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 91,158 | $6,147,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 266,243 | $6,142,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 251,769 | $6,128,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 115,262 | $6,123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 67,594 | $6,117,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 145,082 | $6,113,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,749,000 | $6,112,000 | thousands by filing date | principal |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 306,398 | $6,106,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 496,840 | $6,101,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 18,239 | $6,094,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 130,887 | $6,090,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 70,534 | $6,079,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,969,497 | $6,067,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 214,696 | $6,051,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 225,627 | $6,046,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 511,064 | $6,045,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 180,733 | $6,042,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 369,537 | $6,006,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 5,576,000 | $6,005,000 | thousands by filing date | principal |
| FEDERAL SIGNAL CORP | 313855108 | COM | 409,799 | $6,004,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 474,029 | $6,001,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 161,511 | $5,993,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 259,686 | $5,993,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 149,850 | $5,990,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 168,471 | $5,976,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 377,593 | $5,974,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 499,765 | $5,971,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 304,498 | $5,971,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 2,292,788 | $5,961,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 38,811 | $5,947,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 440,751 | $5,946,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 78,641 | $5,943,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 2,971,038 | $5,942,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 5,663,000 | $5,939,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 5,544,000 | $5,932,000 | thousands by filing date | principal |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 174,529 | $5,928,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 400,911 | $5,926,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 536,478 | $5,912,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 176,009 | $5,902,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 263,789 | $5,887,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 51,245 | $5,886,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 487,148 | $5,885,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 196,358 | $5,878,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 129,328 | $5,872,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 130,860 | $5,865,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 651,260 | $5,848,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 536,735 | $5,844,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 215,744 | $5,838,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 296,978 | $5,826,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 207,847 | $5,815,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 439,711 | $5,813,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 68,792 | $5,799,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 298,702 | $5,792,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 775,029 | $5,790,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 410,462 | $5,788,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 524,830 | $5,784,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,497,567 | $5,781,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 393,625 | $5,774,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 352,598 | $5,772,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 130,289 | $5,767,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 414,363 | $5,756,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 503,881 | $5,750,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 383,036 | $5,741,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 162,276 | $5,736,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 173,472 | $5,735,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 329,687 | $5,733,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 456,142 | $5,725,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 91,349 | $5,693,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 63,359 | $5,692,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 467,453 | $5,684,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,577,244 | $5,678,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 778,756 | $5,677,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 311,232 | $5,677,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 226,785 | $5,669,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 143,544 | $5,668,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 323,720 | $5,649,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 245,352 | $5,645,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 88,210 | $5,611,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 339,364 | $5,596,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 58,102 | $5,595,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 697,207 | $5,591,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 60,243 | $5,578,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 205,426 | $5,573,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 480,186 | $5,565,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 329,230 | $5,563,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 103,113 | $5,560,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 48,114 | $5,559,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 153,294 | $5,550,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 203,034 | $5,546,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 51,593 | $5,543,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 107,814 | $5,538,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 529,945 | $5,512,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 170,356 | $5,500,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 173,951 | $5,481,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 212,721 | $5,469,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 205,989 | $5,469,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 121,041 | $5,465,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 309,856 | $5,460,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,160,030 | $5,451,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 669,666 | $5,444,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 272,075 | $5,436,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 219,978 | $5,436,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 193,903 | $5,432,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 151,703 | $5,432,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 85,974 | $5,426,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 113,356 | $5,420,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 191,982 | $5,406,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 157,408 | $5,386,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 69,873 | $5,385,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 417,601 | $5,383,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 164,518 | $5,379,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 201,205 | $5,378,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 218,014 | $5,366,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-14-000231 | this filing | 2014-02-13 | acceptance time not in the bulk data set |