13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 6,218 holding rows worth $166,162,118,000.
- Accession
- 0000831001-21-000146
- Filer
- CIK 831001
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 13,215 entries on the cover page, a total value of $166,162,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,162,118,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 12,403 | $105,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 614 | $105,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 3,209 | $105,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 6,603 | $104,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,419 | $104,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465203 | UNIT 99/99/9999 | 10,000 | $104,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 3,815 | $104,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,193 | $103,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 1,359 | $102,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G856 | CMN | 1,440 | $102,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 3,347 | $102,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 6,594 | $102,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 6,967 | $101,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 5,629 | $101,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 14,052 | $101,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 8,620 | $100,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,918 | $99,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 5,226 | $99,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 1,340 | $99,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 3,263 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,339 | $98,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 15,568 | $98,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,755 | $97,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,931 | $97,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 4,690 | $97,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 72,000 | $97,000 | thousands by filing date | principal |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 4,405 | $96,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 2,840 | $96,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 4,564 | $95,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 8,056 | $95,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 6,134 | $95,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 5,164 | $94,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 6,576 | $94,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 9,598 | $94,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 4,439 | $94,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 2,117 | $94,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,000 | $94,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 9,730 | $93,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 7,816 | $93,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 24,062 | $93,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 3,343 | $92,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 14,935 | $92,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 1,716 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 3,248 | $92,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 6,026 | $91,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,894 | $91,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 4,765 | $91,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 850 | $90,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 2,836 | $90,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,748 | $90,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 10,561 | $90,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 74,000 | $90,000 | thousands by filing date | principal |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 1,379 | $89,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 4,702 | $89,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,322 | $89,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $89,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,238 | $89,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 9,688 | $89,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 9,742 | $89,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 8,754 | $88,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 1,500 | $88,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 1,160 | $88,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 882 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,097 | $88,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,044 | $88,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 4,641 | $87,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 385 | $87,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 2,866 | $87,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 17,002 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 9,057 | $87,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 4,173 | $87,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 9,330 | $87,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 18,987 | $87,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,709 | $86,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 385 | $86,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 2,714 | $86,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 23,995 | $86,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 3,000 | $85,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 4,326 | $85,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 27,591 | $85,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 9,735 | $84,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 3,654 | $84,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 2,069 | $83,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 4,267 | $83,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 2,968 | $83,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 2,231 | $83,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,023 | $82,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 5,367 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 808 | $82,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 1,079 | $82,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 7,000 | $82,000 | thousands by filing date | principal |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $82,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L111 | UNIT 99/99/9999 | 8,000 | $82,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,100 | $81,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 3,037 | $81,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 860 | $81,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 4,995 | $81,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,185 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 892 | $81,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,387 | $81,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 30,208 | $80,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,409 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,025 | $80,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 6,625 | $80,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,557 | $80,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 5,510 | $80,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 6,012 | $79,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,500 | $79,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 2,000 | $79,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 7,492 | $79,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,419 | $79,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 26,228 | $79,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 85,000 | $79,000 | thousands by filing date | principal |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 4,361 | $79,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,575 | $78,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 3,484 | $78,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 3,975 | $78,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 13,911 | $78,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 30,928 | $78,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 680 | $77,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 2,439 | $77,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 2,154 | $77,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 2,718 | $76,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,341 | $76,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 2,000 | $76,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 1,437 | $76,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 747 | $76,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 100,000 | $76,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,706 | $74,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 3,506 | $74,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 3,440 | $74,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 847 | $74,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1,643 | $73,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 2,542 | $73,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 6,918 | $73,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 6,919 | $73,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $73,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,196 | $73,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 695 | $73,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 68,000 | $73,000 | thousands by filing date | principal |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,286 | $72,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,969 | $72,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 3,135 | $72,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,535 | $72,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,876 | $72,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,591 | $72,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,611 | $72,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 16,606 | $72,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 4,925 | $71,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 1,100 | $71,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 2,182 | $71,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,500 | $71,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,178 | $71,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 57,000 | $71,000 | thousands by filing date | principal |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 9,429 | $71,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,041 | $70,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 3,330 | $70,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 3,000 | $70,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,632 | $70,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 9,197 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 685 | $70,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 2,760 | $70,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 11,973 | $69,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 4,396 | $69,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 4,575 | $69,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 2,320 | $69,000 | thousands by filing date | |
| PULMONX CORP | 745848101 | COM | 1,575 | $69,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 5,700 | $69,000 | thousands by filing date | |
| DIVERSEY HLDGS LTD | G28923103 | COM | 3,844 | $69,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,729 | $68,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,247 | $68,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,807 | $68,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,830 | $68,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,785 | $68,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 1,498 | $67,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 20,253 | $67,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 4,696 | $66,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 1,757 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,000 | $66,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,501 | $66,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,933 | $66,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 7,815 | $66,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 1,904 | $66,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 13,098 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,184 | $66,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 426 | $65,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 1,357 | $65,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,200 | $65,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 1,210 | $65,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 22,000 | $65,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 750 | $64,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,525 | $64,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,346 | $64,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 8,086 | $64,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,284 | $64,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 17,096 | $64,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 3,097 | $64,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 12,000 | $64,000 | thousands by filing date | principal |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,056 | $63,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 7,111 | $63,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 3,273 | $63,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 2,714 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 336 | $63,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,907 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 972 | $63,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 487 | $63,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 362 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 518 | $63,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505715 | NORTH SHOR GBL | 1,000 | $63,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,859 | $62,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,671 | $62,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 6,154 | $62,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 1,043 | $62,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 6,791 | $62,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 4,346 | $62,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,670 | $61,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 333 | $61,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 1,553 | $61,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 8,241 | $61,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,437 | $61,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 2,381 | $61,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 2,146 | $61,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 5,312 | $61,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,545 | $61,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 3,889 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,950 | $61,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 25,136 | $61,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $61,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 1,412 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 467 | $60,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,317 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 355 | $60,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 996 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 860 | $60,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 5,161 | $60,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 3,887 | $59,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 6,070 | $59,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 2,348 | $59,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 95 | $59,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 5,367 | $59,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 11,000 | $59,000 | thousands by filing date | principal |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 5,937 | $59,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,187 | $59,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,263 | $59,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 4,066 | $58,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $58,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 1,500 | $58,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 59,000 | $58,000 | thousands by filing date | principal |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 48,700 | $58,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q233 | BETA DEVE EX ETF | 972 | $57,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,376 | $57,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 3,550 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 500 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,900 | $57,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,294 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 2,000 | $57,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,032 | $57,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 27,000 | $57,000 | thousands by filing date | principal |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 3,000 | $56,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,600 | $56,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 4,591 | $56,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 4,626 | $56,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 1,300 | $56,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 1,000 | $56,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 3,000 | $56,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L203 | UNIT 01/22/2026 | 5,324 | $56,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 8,724 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 658 | $55,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 5,016 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,737 | $55,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,524 | $55,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 2,515 | $55,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 3,056 | $55,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 7,385 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 3,450 | $55,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 2,745 | $55,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 3,161 | $55,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 5,656 | $55,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 27,000 | $55,000 | thousands by filing date | principal |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,790 | $54,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 4,542 | $54,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2,506 | $54,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,736 | $54,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 8,759 | $54,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,155 | $54,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $54,000 | thousands by filing date | principal |
| AKOUOS INC | 00973J101 | COM | 4,271 | $54,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 100 | $53,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 100 | $53,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 8,810 | $53,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 2,371 | $53,000 | thousands by filing date | |
| MEDIAALPHA INC | 58450V104 | CL A | 1,267 | $53,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 9,110 | $53,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 5,462 | $53,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,085 | $53,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 7,165 | $53,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,595 | $53,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 15,330 | $53,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 5,247 | $53,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 52,000 | $52,000 | thousands by filing date | principal |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 1,488 | $52,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 2,517 | $52,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 2,353 | $52,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,468 | $52,000 | thousands by filing date | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 2,455 | $52,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 1,100 | $52,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,492 | $52,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,104 | $52,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 4,809 | $52,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 3,567 | $52,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 7,281 | $52,000 | thousands by filing date | |
| KRONOS BIO INC | 50107A104 | COM | 2,156 | $52,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 40,001 | $52,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 646 | $51,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 2,813 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 764 | $51,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 3,431 | $51,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,319 | $51,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,109 | $51,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 496 | $51,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,361 | $51,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 5,119 | $51,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,287 | $50,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 342 | $50,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,000 | $50,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 2,737 | $50,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 1,995 | $50,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 11,915 | $50,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 4,310 | $50,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 1,238 | $50,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP | 661204206 | UNIT 09/16/2025 | 4,900 | $50,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,072 | $49,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 439 | $49,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 3,365 | $49,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,572 | $49,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 5,082 | $49,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,000 | $49,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 613 | $49,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 2,100 | $49,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 4,933 | $48,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 7,349 | $48,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,817 | $48,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 2,082 | $48,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 3,577 | $48,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 240 | $48,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 2,258 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 757 | $48,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,881 | $48,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $48,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 11,759 | $48,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 4,952 | $48,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 6,638 | $48,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,068 | $48,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 31,642 | $48,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,475 | $47,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,157 | $47,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,971 | $47,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 8,922 | $47,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,526 | $47,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 409 | $47,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,400 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1,000 | $46,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,736 | $46,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 3,000 | $46,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,131 | $46,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,136 | $46,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,000 | $46,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,000 | $46,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 3,920 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,000 | $46,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 1,006 | $46,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 14,589 | $46,000 | thousands by filing date | |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 813 | $45,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 2,355 | $45,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,449 | $45,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 3,778 | $45,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 1,000 | $45,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 456 | $45,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,371 | $45,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 475 | $45,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,700 | $45,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,610 | $45,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,840 | $44,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 2,500 | $44,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 3,353 | $44,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,100 | $44,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,472 | $44,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,235 | $44,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,100 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,733 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,200 | $44,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 885 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 826 | $43,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 2,860 | $43,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 356 | $43,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,523 | $43,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 2,300 | $43,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 839 | $43,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 5,386 | $43,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 3,101 | $43,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 2,085 | $43,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 446 | $42,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 1,450 | $42,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 7,001 | $42,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,374 | $42,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,136 | $42,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 400 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 215 | $42,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 969 | $41,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 8,501 | $41,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $41,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 6,986 | $41,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 949 | $41,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 752 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 930 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 721 | $41,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,856 | $41,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 573 | $41,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,135 | $41,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 1,503 | $41,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 1,186 | $41,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 1,878 | $40,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 1,227 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 371 | $40,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 2,683 | $40,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 3,446 | $40,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 12,000 | $40,000 | thousands by filing date | principal |
| COMSTOCK RES INC COM | 205768302 | Stock | 5,854 | $39,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 7,800 | $39,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,254 | $39,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 400 | $39,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 980 | $39,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 4,568 | $39,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 1,194 | $39,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 4,011 | $39,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 800 | $39,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,076 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 725 | $38,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 1,675 | $38,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 1,000 | $38,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 788 | $38,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,791 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,100 | $38,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 1,585 | $38,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 4,764 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 325 | $38,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 226 | $38,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,704 | $38,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 3,363 | $38,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,686 | $38,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 50,000 | $38,000 | thousands by filing date | call |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,435 | $37,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 15,451 | $37,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 1,567 | $37,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 1,006 | $37,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,000 | $37,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 725 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,218 | $37,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,449 | $37,000 | thousands by filing date | |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 13,000 | $37,000 | thousands by filing date | principal |
| DURECT CORP | 266605104 | COM | 22,474 | $37,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 2,280 | $37,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 734 | $36,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,171 | $36,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,338 | $36,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1,224 | $36,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 335 | $36,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 835 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 302 | $36,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 1,155 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 443 | $36,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 4,151 | $36,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 2,108 | $36,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 7,686 | $36,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 935 | $36,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 4,405 | $35,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 240 | $35,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 959 | $35,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,000 | $35,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 3,152 | $35,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 2,500 | $35,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1,165 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 1,650 | $35,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 2,234 | $35,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,152 | $35,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 1,058 | $35,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 2,305 | $35,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 898 | $35,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 2,016 | $35,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 4,180 | $35,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,043 | $35,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 4,127 | $35,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 4,983 | $35,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 2,385 | $35,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,253 | $35,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,065 | $35,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 32,000 | $35,000 | thousands by filing date | principal |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 6,489 | $35,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000146 | this filing | 2021-08-10 | acceptance time not in the bulk data set |