13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 6,218 holding rows worth $166,162,118,000.
- Accession
- 0000831001-21-000146
- Filer
- CIK 831001
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 13,215 entries on the cover page, a total value of $166,162,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,162,118,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST BUSEY CORP | 319383204 | COM NEW | 27,221 | $671,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,000 | $669,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 15,449 | $668,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 7,401 | $668,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 23,633 | $665,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 32,607 | $665,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 13,196 | $664,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 17,539 | $664,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 23,379 | $664,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 40,425 | $663,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 25,823 | $663,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 190,000 | $661,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 42,122 | $659,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 53,796 | $659,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 15,760 | $658,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 35,798 | $657,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 33,859 | $654,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 13,246 | $654,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 12,449 | $652,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 38,068 | $652,000 | thousands by filing date | |
| Shopify Inc | 82509LAA5 | Convertible bond | 500,000 | $652,000 | thousands by filing date | principal |
| ORCHID IS CAP INC | 68571X103 | COM | 125,472 | $651,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T206 | UNIT 01/15/2025 | 60,628 | $650,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 12,796 | $649,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 75,000 | $649,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 7,477 | $648,000 | thousands by filing date | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 19,268 | $648,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 18,987 | $648,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 33,924 | $646,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 25,181 | $645,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 21,763 | $643,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 7,099 | $641,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 27,431 | $641,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 16,632 | $639,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 26,199 | $638,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 17,832 | $636,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 40,753 | $636,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,554 | $636,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 19,827 | $634,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 12,864 | $633,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 29,206 | $628,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 29,617 | $628,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 10,323 | $627,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 4,259 | $626,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 9,093 | $626,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 5,840 | $625,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 10,594 | $625,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 9,223 | $625,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 24,120 | $624,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 501,000 | $624,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 43,027 | $622,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 1,990 | $621,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 5,000 | $620,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 7,558 | $620,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 26,111 | $620,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 7,392 | $620,000 | thousands by filing date | |
| AVIENT CORPORATION | 05368V106 | COM | 12,591 | $619,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 18,577 | $616,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 20,230 | $616,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 10,414 | $611,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 31,632 | $610,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 7,800 | $608,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 20,000 | $606,000 | thousands by filing date | put |
| MCGRATH RENTCORP | 580589109 | COM | 7,428 | $606,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 15,524 | $603,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 30,169 | $603,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070124 | UNIT 99/99/9999 | 59,964 | $603,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,600 | $602,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 23,625 | $602,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 35,793 | $601,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 54,612 | $601,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 42,532 | $601,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 19,646 | $600,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 31,139 | $600,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 36,076 | $599,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 13,175 | $599,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 8,587 | $598,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 32,189 | $598,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 140,553 | $597,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 25,147 | $594,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 11,588 | $594,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 11,743 | $593,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 22,539 | $592,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 35,872 | $592,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 14,368 | $590,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 43,853 | $589,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 10,473 | $589,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 5,428 | $588,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 13,810 | $588,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 20,334 | $587,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,915 | $587,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 12,321 | $587,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 69,233 | $585,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 36,300 | $585,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 21,513 | $584,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 47,690 | $584,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 38,667 | $584,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 500,000 | $584,000 | thousands by filing date | principal |
| BRP INC COM SUN VTG | 05577W200 | Stock | 7,443 | $583,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 8,963 | $583,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,515 | $581,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 41,331 | $577,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 11,545 | $577,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 57,661 | $577,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 9,171 | $576,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 500,000 | $576,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 17,262 | $575,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 14,054 | $575,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 11,918 | $574,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 30,400 | $573,000 | thousands by filing date | call |
| CACTUS INC | 127203107 | CL A | 15,588 | $572,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 62,734 | $571,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,000 | $569,000 | thousands by filing date | put |
| STONEX GROUP INC | 861896108 | COM | 9,358 | $568,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 25,122 | $568,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 22,575 | $567,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,421 | $567,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,000 | $566,000 | thousands by filing date | call |
| TRIP COM GROUP LTD | G9066FAA9 | DEBT 1.500% 7/0 | 400,000 | $566,000 | thousands by filing date | principal |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 120,290 | $565,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 17,041 | $565,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 39,200 | $565,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 237,101 | $564,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 12,709 | $563,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 14,208 | $562,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 8,734 | $561,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,759 | $559,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 6,650 | $559,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 7,676 | $559,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 13,245 | $559,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 15,482 | $558,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 5,032 | $558,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 44,350 | $557,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 6,624 | $556,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 55,144 | $556,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 41,820 | $555,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 18,461 | $552,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 88,866 | $551,000 | thousands by filing date | |
| SIMILARWEB LTD | M84137104 | SHS | 27,919 | $550,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 12,897 | $549,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 18,310 | $549,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 31,897 | $549,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 62,615 | $549,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 39,330 | $549,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 6,115 | $548,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,048 | $548,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 10,500 | $548,000 | thousands by filing date | call |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 400,000 | $548,000 | thousands by filing date | principal |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,065 | $547,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 59,211 | $547,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 16,525 | $545,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 8,204 | $543,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L118 | UNIT 99/99/9999 | 54,342 | $543,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 18,411 | $542,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 90,485 | $541,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP UNIT | 92259E203 | Stock | 54,358 | $541,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 15,131 | $539,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y202 | UNIT 02/17/2026 | 53,832 | $538,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 24,203 | $537,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 48,524 | $536,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 9,149 | $535,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 21,108 | $534,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 9,702 | $533,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 56,738 | $533,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 7,374 | $533,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 40,329 | $533,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 20,026 | $532,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 400,000 | $532,000 | thousands by filing date | principal |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 33,688 | $529,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 493,000 | $529,000 | thousands by filing date | principal |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 123,672 | $528,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7,383 | $527,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 7,794 | $527,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 8,337 | $525,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 18,431 | $521,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 17,393 | $521,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 118,483 | $520,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 35,000 | $519,000 | thousands by filing date | call |
| YEXT INC | 98585N106 | COM | 36,294 | $519,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 77,408 | $518,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 12,356 | $518,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P206 | COM | 50,000 | $518,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 101,447 | $516,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 18,841 | $516,000 | thousands by filing date | |
| SPRINKLR INC | 85208T107 | CL A | 25,000 | $515,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 10,844 | $515,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 50,000 | $515,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 26,512 | $514,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 19,073 | $513,000 | thousands by filing date | call |
| Greenpower Motor Co | 39540E302 | COM | 26,003 | $513,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 7,582 | $512,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 500,000 | $512,000 | thousands by filing date | principal |
| HYSTER-YALE INC | 449172105 | CL A | 6,997 | $511,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 11,977 | $510,000 | thousands by filing date | |
| LOCUST WALK ACQUISITION CORP | 54015L301 | UNIT 12/31 | 50,000 | $510,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 22,893 | $508,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 25,202 | $508,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 25,000 | $508,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP UNIT EX 010124 | G3934J114 | Stock | 50,000 | $508,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,337 | $507,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 25,000 | $507,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 5,261 | $506,000 | thousands by filing date | |
| AMERICAN NATIONAL GROUP INC | 02772A109 | COM NEW | 3,404 | $505,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 21,192 | $505,000 | thousands by filing date | call |
| PRIVETERRA ACQUISITION CORP | 876545203 | UNIT 12/31/2025 | 50,000 | $505,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 46,651 | $503,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 11,801 | $503,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 6,189 | $502,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 17,973 | $501,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792205 | UNIT 99/99/9999 | 50,000 | $501,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690116 | UNIT 99/99/9999 | 50,000 | $501,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q206 | UNIT 03/25/2028 | 50,000 | $501,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,300 | $500,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 49,523 | $500,000 | thousands by filing date | |
| CORAZON CAPITAL V838 MONOCER | G24237110 | UNIT 03/24/2026 | 50,000 | $500,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636207 | UNIT 12/10/2025 | 50,000 | $500,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C208 | UNIT 99/99/9999 | 50,000 | $500,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 32,640 | $499,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 3,923 | $499,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 3,196 | $498,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 292,000 | $498,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 30,000 | $498,000 | thousands by filing date | call |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 50,000 | $498,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 50,000 | $498,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 22,074 | $497,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 12,054 | $496,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 11,424 | $495,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 50,000 | $495,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 25,000 | $494,000 | thousands by filing date | call |
| PUXIN LTD | 74704P108 | ADS | 276,019 | $494,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 4,921 | $493,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,748 | $493,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 23,491 | $491,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 474,000 | $491,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 12,663 | $490,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 18,621 | $487,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 22,674 | $486,000 | thousands by filing date | |
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 48,300 | $486,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 332,000 | $484,000 | thousands by filing date | principal |
| LAKELAND BANCORP INC | 511637100 | COM | 27,604 | $483,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,601 | $482,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 36,867 | $479,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 17,472 | $478,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R209 | UNIT 99/99/9999 | 47,008 | $478,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 55,928 | $477,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 44,358 | $477,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 7,242 | $476,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 47,658 | $476,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 23,354 | $474,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 33,173 | $473,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 13,760 | $472,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 23,690 | $471,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 15,790 | $471,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 14,543 | $470,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,596 | $469,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 27,070 | $469,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,406 | $467,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 9,517 | $467,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 34,286 | $464,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 7,541 | $464,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 40,464 | $463,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 9,237 | $463,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 8,066 | $462,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 19,115 | $462,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,799 | $461,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 8,708 | $461,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 6,081 | $460,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 11,931 | $460,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 52,172 | $459,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 45,983 | $459,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 12,255 | $457,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 63,104 | $455,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 9,077 | $454,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 11,285 | $452,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 76,182 | $451,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 359,000 | $450,000 | thousands by filing date | principal |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 28,067 | $448,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 9,618 | $447,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 78,259 | $447,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,084 | $446,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 12,647 | $446,000 | thousands by filing date | |
| PETCO HEALTH AND WELLNESS CO | 71601V105 | COM | 19,900 | $446,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,525 | $444,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 30,922 | $443,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 11,056 | $443,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 7,211 | $443,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,706 | $441,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 23,522 | $441,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 5,855 | $440,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 29,557 | $439,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 77,940 | $439,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 18,558 | $439,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 341,000 | $437,000 | thousands by filing date | principal |
| NATURA &CO HLDG S A | 63884N108 | ADR | 19,210 | $436,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 10,400 | $433,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 29,772 | $432,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 325,000 | $432,000 | thousands by filing date | principal |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 23,836 | $431,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 42,691 | $430,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 78,508 | $429,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 11,208 | $429,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 22,494 | $425,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 309,000 | $425,000 | thousands by filing date | principal |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,069 | $424,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,100 | $424,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 20,203 | $424,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 19,823 | $424,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 13,066 | $423,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 18,343 | $423,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,199 | $423,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 8,950 | $423,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 71,635 | $422,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 6,486 | $421,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 33,982 | $421,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 12,082 | $421,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 43,874 | $420,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 20,142 | $420,000 | thousands by filing date | call |
| ISHARES TR | 46435G516 | COM | 5,296 | $419,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 3,140 | $419,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 29,236 | $419,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 418,000 | $419,000 | thousands by filing date | principal |
| BRINKS CO | 109696104 | COM | 5,440 | $418,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 13,360 | $418,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 85,753 | $418,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 41,140 | $417,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 4,575 | $416,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 7,658 | $416,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 7,883 | $416,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 447,000 | $416,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 16,121 | $415,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 10,100 | $414,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 7,726 | $413,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 75,178 | $413,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 8,989 | $412,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,310 | $412,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 15,639 | $412,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,997 | $411,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 11,949 | $411,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 15,629 | $411,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 87,150 | $410,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 9,957 | $409,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 5,060 | $405,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 39,752 | $403,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 479,000 | $403,000 | thousands by filing date | principal |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 27,873 | $402,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 12,084 | $402,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,296 | $402,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 47,543 | $400,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 14,312 | $400,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 92,469 | $399,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,111 | $397,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 27,547 | $396,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 42,437 | $395,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 1,465 | $393,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 11,787 | $393,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 9,529 | $393,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,034 | $393,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 37,500 | $393,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 8,820 | $392,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 13,218 | $392,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,949 | $391,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 8,865 | $391,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 4,028 | $390,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 5,011 | $388,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 6,333 | $387,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 3,211 | $387,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 27,115 | $387,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 44,634 | $385,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 50,729 | $385,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,935 | $384,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 11,155 | $384,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J207 | UNIT 99/99/9999 | 37,395 | $384,000 | thousands by filing date | |
| MISTER CAR WASH INC | 60646V105 | COM | 17,791 | $383,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 38,162 | $381,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 13,424 | $381,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 324,000 | $381,000 | thousands by filing date | principal |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 3,799 | $380,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773123 | UNIT 02/03/2026 | 38,000 | $380,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 24,689 | $378,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 15,536 | $377,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 3,787 | $377,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 7,679 | $377,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 33,891 | $377,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II UNIT EX | 743497208 | Stock | 37,500 | $377,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 54,729 | $376,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 50,000 | $375,000 | thousands by filing date | call |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 315,000 | $375,000 | thousands by filing date | principal |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,306 | $373,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 15,985 | $372,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 119,000 | $372,000 | thousands by filing date | principal |
| AVANGRID INC | 05351W103 | COM | 7,224 | $371,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 16,852 | $370,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 18,146 | $370,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 19,969 | $368,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 37,800 | $367,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 37,800 | $367,000 | thousands by filing date | call |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 12,130 | $366,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,893 | $366,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,024 | $366,000 | thousands by filing date | |
| DANAOS CORPORATION SHS | Y1968P121 | Stock | 4,750 | $365,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,481 | $364,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 152,000 | $364,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 17,100 | $363,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,468 | $362,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 30,304 | $362,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 11,090 | $362,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,724 | $361,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 258,000 | $361,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 12,516 | $361,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 40,842 | $359,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 28,229 | $359,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 6,610 | $359,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 157,000 | $359,000 | thousands by filing date | principal |
| MANITOWOC CO INC | 563571405 | COM NEW | 14,566 | $357,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 6,256 | $357,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,135 | $356,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 15,965 | $355,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,950 | $354,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,568 | $353,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 24,837 | $352,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 23,433 | $351,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 47,112 | $351,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 10,677 | $350,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,500 | $350,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 14,133 | $349,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 14,194 | $349,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,892 | $347,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,092 | $347,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 326,000 | $346,000 | thousands by filing date | principal |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,739 | $345,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 7,800 | $345,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 7,579 | $345,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 24,542 | $344,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,800 | $344,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 4,875 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,632 | $343,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,482 | $342,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 10,633 | $342,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 12,037 | $341,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 22,349 | $340,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 12,275 | $340,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 406,598 | $339,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 20,700 | $338,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,814 | $338,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 1,746 | $338,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION COM | 165167735 | Stock | 6,487 | $337,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 63,369 | $337,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,590 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 6,176 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,802 | $334,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 22,600 | $333,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 200,000 | $333,000 | thousands by filing date | principal |
| ASENSUS SURGICAL INC | 04367G103 | COM | 105,046 | $333,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 13,544 | $332,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 18,817 | $331,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 46,374 | $331,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 330,000 | $331,000 | thousands by filing date | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 217,000 | $330,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 8,038 | $329,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,053 | $328,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,777 | $326,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 48,098 | $326,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 4,576 | $326,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 4,580 | $325,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 23,945 | $324,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 19,317 | $323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 6,226 | $322,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 286,000 | $322,000 | thousands by filing date | principal |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,199 | $321,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,918 | $320,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 9,943 | $320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 5,965 | $320,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 5,072 | $319,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 27,382 | $319,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 42,834 | $319,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 11,854 | $319,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,503 | $319,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 9,659 | $319,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 7,743 | $318,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,400 | $317,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 7,055 | $317,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 3,464 | $317,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,000 | $316,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 17,061 | $315,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 8,022 | $315,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,332 | $315,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 10,885 | $314,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,532 | $313,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 30,677 | $313,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,877 | $311,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 13,500 | $311,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 13,500 | $311,000 | thousands by filing date | call |
| SPROTT INC | 852066208 | COM NEW | 7,898 | $311,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 17,841 | $311,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 9,709 | $311,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 8,471 | $311,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 20,673 | $311,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 18,400 | $311,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 18,758 | $310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,881 | $310,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000146 | this filing | 2021-08-10 | acceptance time not in the bulk data set |