13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 6,218 holding rows worth $166,162,118,000.
- Accession
- 0000831001-21-000146
- Filer
- CIK 831001
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 13,215 entries on the cover page, a total value of $166,162,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,162,118,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Akoustis Technologies Inc | 00973N102 | COM | 28,974 | $310,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC COM CL A | 09581B103 | Stock | 24,000 | $309,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 8,538 | $309,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,838 | $309,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 20,609 | $309,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 8,325 | $308,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 6,774 | $308,000 | thousands by filing date | |
| PDD HOLDINGS INC | 722304AC6 | NOTE 12/0 | 300,000 | $308,000 | thousands by filing date | principal |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 9,667 | $308,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 9,566 | $307,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,859 | $306,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 286,000 | $305,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 29,628 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,903 | $303,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X208 | UNIT 99/99/9999 | 30,000 | $302,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 26,278 | $301,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 21,306 | $301,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 69,820 | $301,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 6,398 | $300,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 13,805 | $300,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 9,542 | $300,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,267 | $299,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,500 | $299,000 | thousands by filing date | call |
| NIU TECHNOLOGIES | 65481N100 | CMN | 9,170 | $299,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,461 | $298,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,044 | $298,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 34,520 | $297,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 15,723 | $297,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 11,552 | $296,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 13,537 | $296,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 16,864 | $295,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 76,740 | $295,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 37,593 | $295,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 6,363 | $294,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 11,873 | $294,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 10,900 | $294,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 19,941 | $292,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 18,251 | $292,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,850 | $291,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,104 | $290,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 21,974 | $290,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,203 | $289,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 6,150 | $289,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 5,599 | $289,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 101,386 | $288,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,630 | $287,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,032 | $286,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 2,254 | $286,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 96,073 | $286,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 95,000 | $286,000 | thousands by filing date | principal |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5,379 | $285,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 26,951 | $285,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,510 | $284,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 10,850 | $283,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,479 | $283,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 8,542 | $283,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 5,857 | $283,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 14,929 | $283,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 9,118 | $283,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 13,292 | $282,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 24,257 | $282,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 11,081 | $281,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,154 | $280,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 265,000 | $280,000 | thousands by filing date | principal |
| VELODYNE LIDAR INC | 92259F101 | COM | 26,291 | $280,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 20,657 | $279,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,806 | $277,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 19,959 | $276,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 35,117 | $276,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 24,240 | $276,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 42,032 | $275,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 18,226 | $275,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 28,455 | $274,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,730 | $274,000 | thousands by filing date | |
| AGILON HEALTH INC | 00857U107 | COM | 6,723 | $273,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 21,959 | $272,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 21,714 | $272,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 14,110 | $272,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 29,641 | $272,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 8,966 | $272,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,450 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,793 | $271,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 21,581 | $271,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 9,345 | $271,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 5,333 | $270,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 11,215 | $270,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,214 | $269,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 26,841 | $269,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,629 | $268,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,268 | $268,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 47,735 | $268,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 18,084 | $268,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 8,163 | $267,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 18,298 | $267,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 7,408 | $266,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 6,265 | $266,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085114 | *W EXP 08/03/202 | 80,000 | $266,000 | thousands by filing date | call |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,145 | $265,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 9,549 | $264,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 27,401 | $261,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 15,931 | $259,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 5,430 | $259,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 6,162 | $259,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,117 | $258,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 14,714 | $258,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 20,238 | $258,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,330 | $258,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6,662 | $257,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 24,450 | $256,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 56,580 | $256,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 25,000 | $256,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,695 | $255,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 61,925 | $255,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 877,894 | $255,000 | thousands by filing date | call |
| CASA SYS INC | 14713L102 | COM | 28,662 | $254,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865203 | UNIT 01/14/2026 | 25,000 | $254,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 25,000 | $254,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 3,741 | $253,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 6,749 | $253,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607116 | UNIT 10/31/2027 | 25,000 | $253,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 25,000 | $253,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 8,525 | $252,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 10,104 | $251,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 9,735 | $251,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,802 | $251,000 | thousands by filing date | |
| SILVER CREST ACQUISITION CORP | G81355110 | COM | 25,000 | $251,000 | thousands by filing date | |
| SENDAS DISTRIBUIDORA S A | 81689T104 | SPON ADS | 14,619 | $250,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,504 | $250,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A121 | UNIT 01/01/2030 | 25,000 | $250,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 25,000 | $250,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 11,335 | $249,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 25,000 | $249,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 76,745 | $249,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L113 | UNIT 03/25/2028 | 25,000 | $249,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 25,000 | $249,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228c200 | COM | 25,000 | $249,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 6,662 | $248,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 77,252 | $248,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 4,512 | $247,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 5,129 | $247,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 121,000 | $247,000 | thousands by filing date | principal |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 24,800 | $247,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,401 | $246,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 16,150 | $245,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,451 | $244,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 199,877 | $244,000 | thousands by filing date | |
| ENETI INC | Y2294C107 | COM | 13,095 | $244,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 17,631 | $243,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,348 | $243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,000 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 4,400 | $243,000 | thousands by filing date | |
| SSR Mining Inc | 784730AB9 | Convertible bond | 200,000 | $242,000 | thousands by filing date | principal |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,351 | $240,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 29,455 | $240,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 4,625 | $239,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 14,720 | $239,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 24,842 | $238,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 39,742 | $237,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 2,898 | $237,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 6,686 | $237,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,231 | $236,000 | thousands by filing date | |
| ORTHO CLINICAL DIAGNOSTICS H | G6829J107 | ORD SHS | 11,036 | $236,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,000 | $234,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 36,663 | $233,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,183 | $233,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,264 | $233,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 28,237 | $233,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 13,651 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 5,500 | $232,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,583 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 865 | $231,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N121 | UNIT 01/01/2027 | 22,900 | $231,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 34,175 | $230,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,010 | $229,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 1,812 | $229,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 34,174 | $229,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 241,823 | $229,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,775 | $228,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 26,889 | $228,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,457 | $227,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 23,042 | $227,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 29,176 | $227,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 11,765 | $225,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 10,030 | $225,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 6,214 | $224,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,010 | $224,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,200 | $223,000 | thousands by filing date | put |
| DOXIMITY INC CL A | 26622P107 | Stock | 3,833 | $223,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 39,992 | $223,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 7,816 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,318 | $221,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 12,811 | $221,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 15,602 | $220,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 4,544 | $220,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 15,819 | $220,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 19,569 | $219,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 11,100 | $218,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 6,142 | $217,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 16,965 | $217,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 14,524 | $216,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 200,000 | $216,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,000 | $215,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 25,034 | $215,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 56,956 | $215,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 13,938 | $214,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 3,613 | $214,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 16,783 | $214,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 3,440 | $213,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,025 | $213,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 49,923 | $213,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,067 | $211,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,978 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 2,796 | $211,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,365 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 3,135 | $210,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 20,981 | $209,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 2,557 | $209,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 14,550 | $209,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 16,973 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 14,700 | $208,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 34,207 | $206,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 8,705 | $206,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 2,164 | $206,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,188 | $204,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 13,422 | $204,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 5,730 | $203,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,351 | $203,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 4,550 | $203,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 24,700 | $203,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,160 | $202,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 10,096 | $202,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 12,343 | $202,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 12,739 | $201,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 45,886 | $201,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 100,000 | $200,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,000 | $199,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 17,464 | $199,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,371 | $199,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 20,000 | $199,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 3,380 | $198,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,575 | $197,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,800 | $197,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,918 | $196,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 7,369 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,048 | $195,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,837 | $194,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 3,700 | $194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,183 | $194,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,321 | $193,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,567 | $193,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,955 | $192,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 6,211 | $192,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 29,087 | $192,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,000 | $191,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,819 | $191,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 7,858 | $191,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 845 | $191,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 2,529 | $191,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 2,378 | $190,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 7,571 | $190,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 11,255 | $189,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 16,839 | $189,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 22,172 | $188,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 23,481 | $188,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 79,000 | $188,000 | thousands by filing date | principal |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,411 | $187,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 8,058 | $187,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 14,370 | $186,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,824 | $186,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,955 | $186,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 10,765 | $185,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 3,801 | $184,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 4,000 | $184,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,561 | $184,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 9,017 | $184,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 32,429 | $183,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,827 | $183,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 3,770 | $183,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 8,294 | $183,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,678 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,720 | $182,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,000 | $181,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 171,000 | $181,000 | thousands by filing date | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,000 | $180,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 6,061 | $180,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,969 | $180,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 2,820 | $178,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,480 | $178,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,200 | $178,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 174,000 | $178,000 | thousands by filing date | principal |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,624 | $177,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,116 | $176,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 11,338 | $176,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 7,601 | $175,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 134,000 | $175,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 10,196 | $174,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 908 | $174,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,650 | $173,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 5,862 | $173,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,626 | $172,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,806 | $172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 6,100 | $171,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 2,697 | $171,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 15,884 | $170,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 2,843 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 7,147 | $169,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,810 | $169,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 21,967 | $168,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 7,647 | $168,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 75,000 | $167,000 | thousands by filing date | principal |
| ISHARES TR | 46434V886 | CMN | 4,268 | $166,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,550 | $165,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,188 | $165,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 10,255 | $165,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 30,848 | $165,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 2,099 | $164,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 33,150 | $164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 2,399 | $164,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 7,779 | $164,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,640 | $163,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,069 | $163,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,308 | $163,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 12,000 | $163,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 164,000 | $163,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,662 | $162,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,011 | $162,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 21,411 | $162,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 164,000 | $162,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 158,000 | $161,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 144,000 | $160,000 | thousands by filing date | principal |
| NEWMARK GROUP INC | 65158N102 | CL A | 13,238 | $159,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 9,513 | $159,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,589 | $159,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 9,013 | $158,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 3,626 | $158,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 52,334 | $158,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 16,282 | $157,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 155,000 | $157,000 | thousands by filing date | principal |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 17,028 | $156,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,235 | $156,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,740 | $156,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 18,374 | $155,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 15,315 | $154,000 | thousands by filing date | |
| DRAGONEER GROWTH OPPORTUN CO | G28302126 | UNIT 08/18/2027 | 14,800 | $154,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 315,944 | $153,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,887 | $153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 6,259 | $153,000 | thousands by filing date | |
| DRIVEN BRANDS HLDGS INC | 26210V102 | COM | 4,956 | $153,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 7,054 | $153,000 | thousands by filing date | |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 153,000 | $153,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 156,000 | $152,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 151,000 | $152,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 22,338 | $151,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 7,327 | $151,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,750 | $151,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,343 | $151,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 18,682 | $151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,567 | $150,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 33,832 | $150,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 8,285 | $150,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 3,294 | $150,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 2,675 | $150,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,894 | $150,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 12,893 | $149,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 4,419 | $148,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 2,742 | $148,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,849 | $147,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,737 | $147,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 2,753 | $147,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 13,983 | $147,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 2,934 | $147,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 16,047 | $147,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 7,888 | $146,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,693 | $146,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 4,846 | $146,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 11,816 | $146,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 26,227 | $146,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,513 | $145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,273 | $145,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,542 | $145,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 9,905 | $144,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 37 | $143,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 8,900 | $143,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 4,068 | $143,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,656 | $142,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 15,674 | $142,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,828 | $142,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 3,798 | $141,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 800 | $141,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 6,849 | $141,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 980 | $140,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,602 | $140,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,856 | $140,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 2,300 | $140,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 5,583 | $139,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 605 | $138,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,417 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,878 | $138,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 6,903 | $137,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 51,769 | $137,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 29,607 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,828 | $136,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 674 | $136,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 20,651 | $136,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 8,300 | $136,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 14,450 | $135,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 1,771 | $135,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 13,718 | $135,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 2,085 | $134,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 7,888 | $134,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,773 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 4,400 | $134,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,294 | $133,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 111,993 | $133,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 4,812 | $132,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 8,016 | $132,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 3,012 | $130,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 4,825 | $130,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,958 | $130,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 12,972 | $130,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,244 | $129,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,040 | $129,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 2,688 | $129,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5,021 | $128,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 72,044 | $128,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 11,767 | $127,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,500 | $126,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 3,075 | $126,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 6,568 | $126,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,605 | $126,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 7,513 | $126,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 9,391 | $126,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,221 | $125,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,389 | $124,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 17,168 | $124,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 4,219 | $123,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 1,591 | $123,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 2,156 | $123,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 4,431 | $123,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 2,086 | $122,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,550 | $122,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 3,059 | $122,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,557 | $121,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,018 | $121,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,935 | $121,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 33,037 | $121,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 4,421 | $120,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 8,284 | $120,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 3,735 | $120,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 731 | $120,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 7,700 | $120,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 79,000 | $120,000 | thousands by filing date | principal |
| ISHARES TR | 46432F834 | COM | 1,629 | $119,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 40,396 | $119,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 12,691 | $119,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 14,813 | $118,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 8,207 | $118,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 73,000 | $118,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 5,149 | $117,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 4,003 | $117,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 5,565 | $117,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,943 | $116,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1,108 | $115,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,920 | $115,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 1,150 | $115,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 1,356 | $114,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 3,772 | $114,000 | thousands by filing date | |
| HAYWARD HLDGS INC | 421298100 | COM | 4,345 | $113,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 4,590 | $113,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 91,000 | $113,000 | thousands by filing date | principal |
| ICF INTL INC | 44925C103 | COM | 1,279 | $112,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 4,577 | $112,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 5,842 | $111,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 3,153 | $111,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,277 | $111,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 6,428 | $111,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 2,737 | $111,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 4,185 | $111,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 87,000 | $111,000 | thousands by filing date | principal |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 4,385 | $111,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 10,000 | $110,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 8,655 | $110,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 42,031 | $110,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 16,381 | $110,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 108,333 | $110,000 | thousands by filing date | call |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 10,921 | $110,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 10,750 | $109,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 11,098 | $109,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,964 | $108,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 6,912 | $108,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 12,737 | $108,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 7,267 | $107,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 4,164 | $107,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,500 | $107,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 110,000 | $107,000 | thousands by filing date | principal |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 6,000 | $106,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,451 | $106,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,798 | $106,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 3,817 | $106,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 9,008 | $106,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000146 | this filing | 2021-08-10 | acceptance time not in the bulk data set |