13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 6,218 holding rows worth $166,162,118,000.
- Accession
- 0000831001-21-000146
- Filer
- CIK 831001
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 13,215 entries on the cover page, a total value of $166,162,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,162,118,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab US REIT ETF | 808524847 | SHS | 745 | $34,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 1,094 | $34,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 333 | $34,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 1,470 | $34,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 510 | $34,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,997 | $34,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 500 | $34,000 | thousands by filing date | call |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,828 | $34,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4,528 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 688 | $34,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 1,705 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 360 | $34,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,615 | $34,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 7,799 | $34,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 1,609 | $34,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 3,300 | $34,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 12,000 | $34,000 | thousands by filing date | call |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 33,000 | $34,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 700 | $33,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,019 | $33,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 4,773 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1,604 | $33,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABULDRS JAPAN | 46641Q217 | BETABULDRS JAPAN | 580 | $33,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 434 | $33,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 3,205 | $33,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 1,179 | $33,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 3,338 | $33,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,663 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 661 | $33,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,150 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,628 | $33,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 2,124 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,500 | $33,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,974 | $33,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 1,403 | $33,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 665 | $33,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 5,806 | $33,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 7,216 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 707 | $32,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 543 | $32,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,260 | $32,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,806 | $32,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 1,950 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,100 | $32,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 2,230 | $32,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 6,749 | $32,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,045 | $32,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 4,705 | $32,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 1,066 | $32,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 435 | $32,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 4,200 | $32,000 | thousands by filing date | |
| ISHARES TR | 46435G441 | ESG ADVNCD HY BD | 600 | $32,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,005 | $32,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 4,673 | $32,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 5,071 | $32,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 34,000 | $32,000 | thousands by filing date | principal |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 847 | $31,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $31,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 680 | $31,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 989 | $31,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 684 | $31,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 3,200 | $31,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 447 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 450 | $31,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,000 | $31,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,539 | $31,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,467 | $31,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,047 | $31,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 600 | $31,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,105 | $31,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 4,549 | $31,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,030 | $31,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,512 | $31,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 3,000 | $31,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 296 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 1,035 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 411 | $30,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 592 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 560 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 500 | $30,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 3,461 | $30,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 204 | $30,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 348 | $30,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,398 | $30,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 645 | $30,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 880 | $30,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,884 | $30,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 2,923 | $30,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 1,205 | $30,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 6,007 | $30,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 1,688 | $30,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 385 | $30,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,710 | $30,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 7,334 | $30,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 2,910 | $30,000 | thousands by filing date | |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 3,752 | $30,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 9,562 | $29,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,147 | $29,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 340 | $29,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,561 | $29,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 1,459 | $29,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,220 | $29,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,633 | $29,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 922 | $29,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 1,371 | $29,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 793 | $29,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,000 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 333 | $29,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,481 | $29,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 22,000 | $29,000 | thousands by filing date | principal |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 9,106 | $29,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 2,232 | $29,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,000 | $29,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 5,227 | $29,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 3,137 | $29,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 2,183 | $29,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 1,656 | $28,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 1,196 | $28,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 423 | $28,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,431 | $28,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,121 | $28,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 699 | $28,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 832 | $28,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 4,120 | $28,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 373 | $28,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 884 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $28,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 15,435 | $28,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 8,309 | $28,000 | thousands by filing date | |
| CONNECT BIOPHARMA HLDGS LTD | 207523101 | SHS | 1,413 | $28,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 7,000 | $28,000 | thousands by filing date | principal |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 2,600 | $28,000 | thousands by filing date | |
| 10X CAPITAL VENTURE ACQU COR | 88025V206 | UNIT 10/21/2025 | 2,600 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 1,400 | $27,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,363 | $27,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,150 | $27,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 1,729 | $27,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 3,436 | $27,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 510 | $27,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 563 | $27,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 660 | $27,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,500 | $27,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,050 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $27,000 | thousands by filing date | call |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 3,273 | $27,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 8,040 | $27,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 2,921 | $27,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 324 | $27,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 2,749 | $27,000 | thousands by filing date | |
| SOC TELEMED | 78472F101 | COM | 4,792 | $27,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 600 | $26,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 349 | $26,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 2,000 | $26,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,400 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,166 | $26,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 1,588 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 90 | $26,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 300 | $26,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,636 | $26,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 398 | $26,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 3,883 | $26,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 830 | $26,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 23,000 | $26,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 3,573 | $26,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 3,561 | $26,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 13,956 | $26,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 1,433 | $26,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 2,000 | $26,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 7,678 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 318 | $25,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,300 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 500 | $25,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,500 | $25,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 5,841 | $25,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 4,831 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 540 | $25,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,110 | $25,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 1,792 | $25,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 480 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,500 | $25,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 1,815 | $25,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 4,665 | $25,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 34,430 | $25,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 2,056 | $25,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 16,000 | $25,000 | thousands by filing date | principal |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 1,461 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 1,329 | $25,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y862 | mc | 1,387 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 388 | $24,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 852 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 360 | $24,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,055 | $24,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,252 | $24,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 4,000 | $24,000 | thousands by filing date | |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 850 | $24,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,192 | $24,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 438 | $24,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 897 | $24,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 1,770 | $24,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 720 | $24,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 1,091 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $24,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,934 | $24,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 3,541 | $24,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 1,366 | $24,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 15,400 | $24,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 6,538 | $24,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 24,000 | $24,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 1,718 | $24,000 | thousands by filing date | |
| AES CORP | 00130H204 | CONV | 226 | $24,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 3,525 | $24,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 20,000 | $24,000 | thousands by filing date | principal |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 936 | $24,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 1,933 | $23,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 862 | $23,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 1,836 | $23,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,714 | $23,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,320 | $23,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 125 | $23,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,678 | $23,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 413 | $23,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 537 | $23,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 409 | $23,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 4,345 | $23,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 381 | $23,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,001 | $23,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 451 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 440 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 390 | $23,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 9,000 | $23,000 | thousands by filing date | principal |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 2,007 | $23,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 547 | $23,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 3,589 | $23,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 2,766 | $23,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 9,353 | $23,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 2,033 | $23,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 801 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 225 | $22,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 867 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 969 | $22,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 457 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 310 | $22,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 1,152 | $22,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 3,000 | $22,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,049 | $22,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 400 | $22,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 420 | $22,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 449 | $22,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 803 | $22,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 1,468 | $22,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 3,271 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,804 | $22,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 300 | $22,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 2,983 | $22,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,670 | $22,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 2,733 | $22,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,881 | $22,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 1,619 | $22,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $21,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,642 | $21,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 2,500 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 390 | $21,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 363 | $21,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 717 | $21,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,038 | $21,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 598 | $21,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 9,587 | $21,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 605 | $21,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 1,626 | $21,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,899 | $21,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,155 | $21,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,023 | $21,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 923 | $21,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 400 | $21,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,290 | $21,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 830 | $21,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 4,579 | $21,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 1,007 | $21,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 636 | $21,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,373 | $21,000 | thousands by filing date | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 961 | $21,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 19,000 | $21,000 | thousands by filing date | principal |
| QUANTUM CORP | 747906501 | COM | 3,035 | $21,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 2,003 | $21,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 209 | $21,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 2,574 | $21,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,600 | $21,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 634 | $21,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 22,000 | $21,000 | thousands by filing date | principal |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 2,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 779 | $21,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,784 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 495 | $20,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 59 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 303 | $20,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 144 | $20,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 69 | $20,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 280 | $20,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 722 | $20,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 469 | $20,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 608 | $20,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,248 | $20,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 642 | $20,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 506 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 730 | $20,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,775 | $20,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,443 | $20,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 5,012 | $20,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 21,000 | $20,000 | thousands by filing date | principal |
| EVELO BIOSCIENCES INC | 299734103 | COM | 1,444 | $20,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 974 | $20,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 11,000 | $20,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 600 | $20,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 725 | $20,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 350 | $19,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 416 | $19,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 919 | $19,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 1,714 | $19,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 872 | $19,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 337 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 367 | $19,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,538 | $19,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 1,180 | $19,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,300 | $19,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,391 | $19,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 1,605 | $19,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 264 | $19,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 411 | $19,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,789 | $19,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,281 | $19,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 909 | $19,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 3,642 | $19,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 558 | $19,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $19,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 3,419 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 300 | $19,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 5,000 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 200 | $19,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,825 | $19,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 2,484 | $19,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 1,518 | $19,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 1,502 | $19,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 5,404 | $19,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,829 | $19,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 2,378 | $19,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 4,856 | $19,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,838 | $19,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 13,129 | $19,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 5,131 | $19,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 2,649 | $19,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 2,000 | $19,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 99 | $18,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 470 | $18,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,667 | $18,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 700 | $18,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 852 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 490 | $18,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 367 | $18,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 807 | $18,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 742 | $18,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 739 | $18,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,505 | $18,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 391 | $18,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 327 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 796 | $18,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 1,793 | $18,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 625 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 639 | $18,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 763 | $18,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 3,323 | $18,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 2,665 | $18,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,798 | $18,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 10,000 | $18,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 18,000 | $18,000 | thousands by filing date | principal |
| TRICIDA INC | 89610F101 | COM | 4,264 | $18,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 4,230 | $18,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,000 | $18,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 2,976 | $18,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,543 | $18,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 577 | $18,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 200 | $17,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 1,360 | $17,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 8,000 | $17,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 895 | $17,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 694 | $17,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 367 | $17,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 1,363 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 116 | $17,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,296 | $17,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 800 | $17,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 983 | $17,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 250 | $17,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 399 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 300 | $17,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,078 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 262 | $17,000 | thousands by filing date | |
| APRIA INC | 03836A101 | COMMON STOCK | 618 | $17,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,002 | $17,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 800 | $17,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 15,409 | $17,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,200 | $17,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 15,548 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 800 | $17,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,974 | $17,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 2,355 | $17,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 833 | $17,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 3,178 | $17,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 3,689 | $17,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 1,700 | $17,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 600 | $16,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 330 | $16,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,274 | $16,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,298 | $16,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 882 | $16,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 698 | $16,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 200 | $16,000 | thousands by filing date | put |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 1,556 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 190 | $16,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,374 | $16,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 902 | $16,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 4,111 | $16,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 910 | $16,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 740 | $16,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,545 | $16,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 615 | $16,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 2,712 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 176 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 300 | $16,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 418 | $16,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 500 | $16,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,210 | $16,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 344 | $16,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,131 | $16,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 1,135 | $16,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 2,396 | $16,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 3,272 | $16,000 | thousands by filing date | |
| Instil Bio, Inc. | 45783C101 | Common Stock | 828 | $16,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 26,400 | $16,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 8,000 | $16,000 | thousands by filing date | principal |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 1,277 | $16,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 10,000 | $16,000 | thousands by filing date | principal |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 900 | $16,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 13,000 | $16,000 | thousands by filing date | principal |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 1,083 | $16,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 892 | $16,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 1,896 | $16,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 527 | $16,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 954 | $16,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 740 | $16,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 9,553 | $16,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 1,738 | $16,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 696 | $16,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 16,000 | $16,000 | thousands by filing date | principal |
| AURORA MOBILE LTD | 051857100 | ADS | 4,785 | $16,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 474 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 271 | $15,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 721 | $15,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 279 | $15,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 511 | $15,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 172 | $15,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,247 | $15,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 870 | $15,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,876 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 779 | $15,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,123 | $15,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,130 | $15,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,694 | $15,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,556 | $15,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,962 | $15,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 666 | $15,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 400 | $15,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,832 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 300 | $15,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 814 | $15,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,632 | $15,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 980 | $15,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 3,004 | $15,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 5,000 | $15,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 500 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y854 | FUND | 625 | $15,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 5,133 | $15,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 5,161 | $15,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 8,200 | $15,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 6,562 | $15,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 5,684 | $15,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 497 | $15,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 308 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 124 | $14,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 478 | $14,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,696 | $14,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,445 | $14,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 9,841 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 158 | $14,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 481 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 106 | $14,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 443 | $14,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,000 | $14,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 400 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000146 | this filing | 2021-08-10 | acceptance time not in the bulk data set |