13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 6,218 holding rows worth $166,162,118,000.
- Accession
- 0000831001-21-000146
- Filer
- CIK 831001
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 13,215 entries on the cover page, a total value of $166,162,118,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $166,162,118,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,050 | $14,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,000 | $14,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,078 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $14,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 907 | $14,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 364 | $14,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 825 | $14,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,215 | $14,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,314 | $14,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,523 | $14,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 335 | $14,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 550 | $14,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 6,338 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 2,000 | $14,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,100 | $14,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 440 | $14,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 1,792 | $14,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 206 | $14,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,140 | $14,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,632 | $14,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 747 | $14,000 | thousands by filing date | |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 5,348 | $14,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 1,200 | $14,000 | thousands by filing date | |
| LISTED FD TR | 53656F441 | mc | 1,100 | $14,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 652 | $13,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,452 | $13,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,776 | $13,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 450 | $13,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 587 | $13,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,000 | $13,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 184 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $13,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 467 | $13,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 404 | $13,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 547 | $13,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,511 | $13,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 3,513 | $13,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,115 | $13,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 255 | $13,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 1,000 | $13,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 418 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347G887 | ULSH 20YRTRE NEW | 350 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 200 | $13,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 380 | $13,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 225 | $13,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,139 | $13,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,307 | $13,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 537 | $13,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 868 | $13,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 3,932 | $13,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 839 | $13,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 972 | $13,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 593 | $13,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 6,462 | $13,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 580 | $13,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,000 | $13,000 | thousands by filing date | |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 5,535 | $13,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 994 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 100 | $12,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 1,104 | $12,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 200 | $12,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,802 | $12,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 901 | $12,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $12,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 400 | $12,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 1,185 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 239 | $12,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 505 | $12,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 585 | $12,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 1,684 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 842 | $12,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,223 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 495 | $12,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 500 | $12,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 811 | $12,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 3,493 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 736 | $12,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 710 | $12,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 518 | $12,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 388 | $12,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 860 | $12,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 310 | $12,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 401 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 500 | $12,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 846 | $12,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 750 | $12,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 646 | $12,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 513 | $12,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 904 | $12,000 | thousands by filing date | |
| OPTHEA LTD | 68386J208 | SPONSORED ADS | 1,500 | $12,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 9,000 | $12,000 | thousands by filing date | principal |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 785 | $12,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 1,089 | $12,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 4,167 | $12,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 3,409 | $12,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 1,075 | $12,000 | thousands by filing date | |
| CLOOPEN GROUP HOLDING LIMITE | 18900M104 | ADS | 1,450 | $12,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 400 | $12,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 424 | $12,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 4,100 | $12,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 5,843 | $12,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 289 | $12,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 2,701 | $12,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 2,611 | $12,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 771 | $11,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 2,700 | $11,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,793 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 106 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 179 | $11,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 600 | $11,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 504 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 103 | $11,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 308 | $11,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 480 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 790 | $11,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,594 | $11,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,135 | $11,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,100 | $11,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 450 | $11,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 703 | $11,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 215 | $11,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 486 | $11,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 1,521 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 270 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 675 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 65 | $11,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 442 | $11,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 500 | $11,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 363 | $11,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 400 | $11,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 1,066 | $11,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,000 | $11,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 812 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 260 | $11,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 3,115 | $11,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 2,685 | $11,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 863 | $11,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 732 | $11,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 836 | $11,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 2,116 | $11,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 9,000 | $11,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 10,000 | $11,000 | thousands by filing date | principal |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 900 | $10,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 280 | $10,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,000 | $10,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 1,079 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 200 | $10,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 1,377 | $10,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 380 | $10,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 770 | $10,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 135 | $10,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 141 | $10,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 191 | $10,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 565 | $10,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 253 | $10,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,227 | $10,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,611 | $10,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 930 | $10,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 400 | $10,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 930 | $10,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,702 | $10,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 150 | $10,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 200 | $10,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 1,852 | $10,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 2,700 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 360 | $10,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 210 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 200 | $10,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 844 | $10,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 825 | $10,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 3,597 | $10,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 542 | $10,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 4,169 | $10,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 660 | $10,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,750 | $10,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 7,179 | $10,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 629 | $10,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 602 | $10,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 3,609 | $10,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 2,106 | $10,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 10,000 | $10,000 | thousands by filing date | principal |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 2,616 | $10,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 7,432 | $10,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C100 | CL A COM | 680 | $10,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 1,224 | $10,000 | thousands by filing date | |
| FANGDD NETWORK GROUP LTD | 30712L109 | SPONSORED ADS | 3,175 | $10,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 10,151 | $10,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 270 | $9,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 1,006 | $9,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 5,327 | $9,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 379 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 135 | $9,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 1,405 | $9,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 400 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 655 | $9,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 668 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 322 | $9,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 1,062 | $9,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 425 | $9,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 951 | $9,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 2,287 | $9,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 3,700 | $9,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 321 | $9,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 757 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 500 | $9,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 603 | $9,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,079 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 100 | $9,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 315 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 151 | $9,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,024 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,300 | $9,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 530 | $9,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 464 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,000 | $9,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y847 | FUND | 375 | $9,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 552 | $9,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 599 | $9,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 837 | $9,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 913 | $9,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 6,000 | $9,000 | thousands by filing date | principal |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 5,335 | $9,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 9,000 | $9,000 | thousands by filing date | principal |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 440 | $9,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 9,346 | $9,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,000 | $9,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 6,600 | $9,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2,255 | $9,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,799 | $8,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 271 | $8,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 515 | $8,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 651 | $8,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 700 | $8,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN IN | 76665T102 | COM | 278 | $8,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 455 | $8,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 408 | $8,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 364 | $8,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 369 | $8,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 331 | $8,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 247 | $8,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 760 | $8,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 584 | $8,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 8,000 | $8,000 | thousands by filing date | principal |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 1,923 | $8,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,692 | $8,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 812 | $8,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 4,000 | $8,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,950 | $8,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 7,000 | $8,000 | thousands by filing date | principal |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 350 | $8,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 314 | $8,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 1,765 | $8,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 2,334 | $8,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 685 | $8,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 2,519 | $8,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 10,000 | $8,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 2,000 | $8,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 125 | $7,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 991 | $7,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 300 | $7,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 555 | $7,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 395 | $7,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,894 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 529 | $7,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q108 | SHS | 450 | $7,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 621 | $7,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 500 | $7,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 578 | $7,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 105 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 200 | $7,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 668 | $7,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 2,305 | $7,000 | thousands by filing date | call |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 344 | $7,000 | thousands by filing date | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 1,600 | $7,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 771 | $7,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 363 | $7,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 623 | $7,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 627 | $7,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 510 | $7,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,000 | $7,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 678 | $7,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 750 | $7,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C301 | FUTURE TECH ETF | 200 | $7,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 2,356 | $7,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 15,390 | $7,000 | thousands by filing date | call |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 1,041 | $7,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 558 | $7,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 619 | $6,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 414 | $6,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 500 | $6,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,445 | $6,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,276 | $6,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 231 | $6,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 180 | $6,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 405 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 108 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 200 | $6,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 164 | $6,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 300 | $6,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 400 | $6,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 381 | $6,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 618 | $6,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 38 | $6,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 383 | $6,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 131 | $6,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 252 | $6,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 336 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 275 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 52 | $6,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 100 | $6,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 544 | $6,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 200 | $6,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 261 | $6,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 886 | $6,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 700 | $6,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,153 | $6,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 750 | $6,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 250 | $6,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 2,652 | $6,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 1,065 | $6,000 | thousands by filing date | call |
| IKENA ONCOLOGY INC | 45175G108 | COM | 430 | $6,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 802 | $6,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 641 | $6,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 436 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 223 | $6,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 508 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 436 | $6,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 1,284 | $6,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 1,000 | $6,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $6,000 | thousands by filing date | principal |
| PDL CMNTY BANCORP | 69290X101 | COM | 472 | $6,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 2,720 | $6,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 448 | $6,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 165 | $5,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 415 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 140 | $5,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 116 | $5,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 263 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 50 | $5,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 100 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 339 | $5,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 772 | $5,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 430 | $5,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 164 | $5,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 272 | $5,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 450 | $5,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 285 | $5,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 597 | $5,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 810 | $5,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 408 | $5,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 86 | $5,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 270 | $5,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 189 | $5,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 30 | $5,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 80 | $5,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,500 | $5,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 633 | $5,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 567 | $5,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 552 | $5,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 3,000 | $5,000 | thousands by filing date | principal |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 414 | $5,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 439 | $5,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 1,487 | $5,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 450 | $5,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,000 | $5,000 | thousands by filing date | principal |
| NEXIMMUNE INC | 65344D109 | COM | 322 | $5,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,186 | $4,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 100 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 120 | $4,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 217 | $4,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,011 | $4,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 284 | $4,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 678 | $4,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 519 | $4,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 864 | $4,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 453 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 103 | $4,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 580 | $4,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 400 | $4,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 259 | $4,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 500 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,162 | $4,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1,319 | $4,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 357 | $4,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 4,000 | $4,000 | thousands by filing date | principal |
| PORTAGE BIOTECH INC | G7185A128 | COM | 178 | $4,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 351 | $4,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 797 | $4,000 | thousands by filing date | |
| ANGION BIOMEDICA CORP | 03476J107 | COM | 276 | $4,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 362 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 235 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,309 | $4,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 400 | $4,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,000 | $4,000 | thousands by filing date | principal |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 4,000 | $4,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 120 | $4,000 | thousands by filing date | |
| MOSYS INC | 619718307 | COM | 600 | $4,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 200 | $4,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 363 | $4,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 307 | $4,000 | thousands by filing date | |
| CONVEY HEALTH SOLUTIONS HLDG | 21258C108 | CMN | 385 | $4,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 287 | $4,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 362 | $4,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 50 | $3,000 | thousands by filing date | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 370 | $3,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 100 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,800 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 331 | $3,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 200 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 78 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 190 | $3,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 171 | $3,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 168 | $3,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 200 | $3,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 250 | $3,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 384 | $3,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 122 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 397 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 2,500 | $3,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 1,400 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 60 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 100 | $3,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 600 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 157 | $3,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 4 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 200 | $3,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 1,004 | $3,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 280 | $3,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,100 | $3,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 261 | $3,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 27,180 | $3,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 112 | $3,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 224 | $3,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 82 | $3,000 | thousands by filing date | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 300 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E240 | FUND | 125 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $3,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 906 | $3,000 | thousands by filing date | call |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 140 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 100 | $3,000 | thousands by filing date | |
| OPTIBASE LTD | M7524R116 | SHS NEW NIS0.13 | 294 | $3,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,912 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 103 | $3,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 370 | $3,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 750 | $3,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 2,000 | $3,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 61 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 93 | $3,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,000 | $3,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 3,000 | $3,000 | thousands by filing date | principal |
| GREENLANE HLDGS INC | 395330103 | CL A | 775 | $3,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 1,000 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,260 | $3,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 500 | $3,000 | thousands by filing date | call |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 1,200 | $3,000 | thousands by filing date | call |
| PROSHARES TR | 74347G713 | ULTSHT FINLS NEW | 325 | $3,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 3,000 | $3,000 | thousands by filing date | principal |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 228 | $3,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 225 | $3,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 224 | $3,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 75 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 50 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 115 | $2,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 115 | $2,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 242 | $2,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 614 | $2,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 200 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 68 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 51 | $2,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 136 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 131 | $2,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 102 | $2,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 95 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 557 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 76 | $2,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 237 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 524 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 843 | $2,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 200 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25 | $2,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 2,200 | $2,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 103 | $2,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 200 | $2,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 340 | $2,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 301 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 34 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 50 | $2,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 102 | $2,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 300 | $2,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 78 | $2,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 74 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 85 | $2,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 179 | $2,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 999 | $2,000 | thousands by filing date | call |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 347 | $2,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,096 | $2,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,500 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-21-000146 | this filing | 2021-08-10 | acceptance time not in the bulk data set |