13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 7,535 holding rows worth $153,285,925,000.
- Accession
- 0000831001-20-000128
- Filer
- CIK 831001
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,799 entries on the cover page, a total value of $153,285,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,285,925,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSMED INC COM PAR $.01 | 457669307 | Stock | 800 | $26,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,000 | $26,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 7,549 | $26,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,000 | $26,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 1,200 | $26,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 109 | $26,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 4,300 | $26,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 590 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,508 | $26,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $26,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 207 | $26,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,000 | $26,000 | thousands by filing date | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 1,217 | $26,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 965 | $26,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 561 | $26,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 9,539 | $26,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 775 | $25,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 199 | $25,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,800 | $25,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 1,181 | $25,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 863 | $25,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 2,123 | $25,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,776 | $25,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,391 | $25,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 617 | $25,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 3,030 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 300 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 916 | $25,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,843 | $25,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,000 | $25,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 4,242 | $25,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 500 | $25,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 900 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 681 | $25,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 25,700 | $25,000 | thousands by filing date | put |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,545 | $25,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 1,445 | $25,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,500 | $25,000 | thousands by filing date | call |
| Akoustis Technologies Inc | 00973N102 | COM | 3,111 | $25,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 973 | $25,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,000 | $25,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 16,371 | $25,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 24,000 | $25,000 | thousands by filing date | principal |
| CHIASMA INC | 16706W102 | COM | 5,806 | $25,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 3,109 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 388 | $24,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 100 | $24,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 528 | $24,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 3,876 | $24,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,207 | $24,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,000 | $24,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,808 | $24,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 400 | $24,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,218 | $24,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,625 | $24,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,803 | $24,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,600 | $24,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 661 | $24,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 475 | $24,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 4,200 | $24,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 930 | $24,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,291 | $24,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,224 | $24,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 30,600 | $24,000 | thousands by filing date | put |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 2,794 | $24,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,561 | $24,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,334 | $24,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 5,825 | $24,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 4,372 | $24,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 861 | $24,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 36,900 | $24,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,000 | $24,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,092 | $24,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 3,783 | $24,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,516 | $24,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 4,125 | $24,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 1,051 | $24,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 288 | $23,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,621 | $23,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $23,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 200 | $23,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 12,200 | $23,000 | thousands by filing date | put |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 803 | $23,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 921 | $23,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 1,256 | $23,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 683 | $23,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 6,600 | $23,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 7,710 | $23,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 700 | $23,000 | thousands by filing date | call |
| CUTERA INC | 232109108 | COM | 1,202 | $23,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 940 | $23,000 | thousands by filing date | call |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 1,585 | $23,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,303 | $23,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 6,647 | $23,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 904 | $23,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,189 | $23,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 780 | $23,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 10,195 | $23,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 673 | $23,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 8,700 | $23,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,032 | $23,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 884 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $23,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 38,208 | $23,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 3,043 | $23,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 4,062 | $23,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 1,335 | $23,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 1,316 | $23,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 4,263 | $23,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,207 | $23,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,316 | $23,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,606 | $23,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 439 | $23,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 1,603 | $23,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 1,147 | $23,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 7,000 | $22,000 | thousands by filing date | put |
| MKS INC. COM | 55306N104 | Stock | 200 | $22,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 3,750 | $22,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 200 | $22,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 300 | $22,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 3,463 | $22,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 3,000 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 315 | $22,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 374 | $22,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 881 | $22,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 2,200 | $22,000 | thousands by filing date | call |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,983 | $22,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 413 | $22,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,508 | $22,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 8,892 | $22,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,228 | $22,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 848 | $22,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 705 | $22,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 1,036 | $22,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 1,757 | $22,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,916 | $22,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 645 | $22,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 12,108 | $22,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 6,388 | $22,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 559 | $22,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,162 | $22,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 2,115 | $22,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,828 | $22,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 200 | $22,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,976 | $22,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 3,212 | $22,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 19,000 | $22,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 5,516 | $22,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 438 | $22,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 4,082 | $22,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,471 | $22,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 14,000 | $22,000 | thousands by filing date | principal |
| NANTKWEST INC | 63016Q102 | COM | 3,178 | $22,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 8,000 | $22,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL | 17324XVW7 | MKTS HLDGS MTNF 12/2 | 50,000 | $22,000 | thousands by filing date | principal |
| AC IMMUNE SA | H00263105 | SHS | 4,227 | $21,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 240 | $21,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 200 | $21,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 500 | $21,000 | thousands by filing date | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,150 | $21,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,525 | $21,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,441 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 977 | $21,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 708 | $21,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,100 | $21,000 | thousands by filing date | put |
| WATERSTONE FINL INC MD | 94188P101 | COM | 1,328 | $21,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 3,348 | $21,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 802 | $21,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 1,881 | $21,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,885 | $21,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,642 | $21,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 561 | $21,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 4,205 | $21,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,085 | $21,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,201 | $21,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,852 | $21,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 3,408 | $21,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 559 | $21,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 2,155 | $21,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 500 | $21,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 1,268 | $21,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 4,148 | $21,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 23,000 | $21,000 | thousands by filing date | principal |
| DSP GROUP INC | 23332B106 | COM | 1,620 | $21,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 1,657 | $21,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 1,848 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 1,500 | $21,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 300 | $20,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 2,527 | $20,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 656 | $20,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 720 | $20,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 12,090 | $20,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,837 | $20,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 400 | $20,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 11,474 | $20,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 684 | $20,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 3,120 | $20,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 974 | $20,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,232 | $20,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 777 | $20,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,000 | $20,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,470 | $20,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1,397 | $20,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 2,500 | $20,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | call |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 720 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 440 | $20,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 5,900 | $20,000 | thousands by filing date | call |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,775 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,804 | $20,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 910 | $20,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 3,405 | $20,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 8,000 | $20,000 | thousands by filing date | principal |
| BENEFITFOCUS INC | 08180D106 | COM | 1,746 | $20,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 5,025 | $20,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,087 | $20,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,000 | $20,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 20,000 | $20,000 | thousands by filing date | principal |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 991 | $20,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,980 | $19,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 500 | $19,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 200 | $19,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 2,005 | $19,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 7,971 | $19,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 4,200 | $19,000 | thousands by filing date | put |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 2,219 | $19,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 360 | $19,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 465 | $19,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 2,342 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 560 | $19,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 2,360 | $19,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,720 | $19,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 900 | $19,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 200 | $19,000 | thousands by filing date | put |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 257 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 310 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,350 | $19,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,724 | $19,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 2,299 | $19,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,200 | $19,000 | thousands by filing date | call |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 533 | $19,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 8,700 | $19,000 | thousands by filing date | call |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 3,964 | $19,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,000 | $19,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,710 | $19,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,649 | $19,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 8,789 | $19,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 12,449 | $19,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 6,007 | $19,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 596 | $19,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,157 | $19,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 750 | $19,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 779 | $19,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 19,000 | $19,000 | thousands by filing date | principal |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 3,032 | $19,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 21,000 | $19,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 10,200 | $18,000 | thousands by filing date | put |
| ARCOSA INC COM | 039653100 | Stock | 400 | $18,000 | thousands by filing date | call |
| GENTEX CORP COM | 371901109 | Stock | 700 | $18,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 200 | $18,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 4,500 | $18,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 300 | $18,000 | thousands by filing date | call |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 711 | $18,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 717 | $18,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,400 | $18,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 830 | $18,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,699 | $18,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 1,200 | $18,000 | thousands by filing date | call |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,149 | $18,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,014 | $18,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,547 | $18,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,361 | $18,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 565 | $18,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,620 | $18,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,048 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 576 | $18,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 589 | $18,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 500 | $18,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 2,423 | $18,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 659 | $18,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 1,271 | $18,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 4,736 | $18,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,400 | $18,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 4,279 | $18,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 733 | $18,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 976 | $18,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 632 | $17,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 300 | $17,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 225 | $17,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 1,207 | $17,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 600 | $17,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 6,277 | $17,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 1,021 | $17,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 510 | $17,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,507 | $17,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,723 | $17,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 408 | $17,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 7,124 | $17,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 2,267 | $17,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,250 | $17,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 921 | $17,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 977 | $17,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,346 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 200 | $17,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,216 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 485 | $17,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 800 | $17,000 | thousands by filing date | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 3,546 | $17,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 527 | $17,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,300 | $17,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 22,000 | $17,000 | thousands by filing date | principal |
| PG&E CORP | 69331C140 | CONV | 177 | $17,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 1,401 | $17,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 2,112 | $17,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 14,000 | $17,000 | thousands by filing date | principal |
| LIQTECH INTL INC | 53632A201 | COM | 2,000 | $17,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 448 | $16,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,300 | $16,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 685 | $16,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 645 | $16,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,100 | $16,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 231 | $16,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 600 | $16,000 | thousands by filing date | call |
| IES HOLDINGS INC | 44951W106 | COM | 489 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 359 | $16,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 1,122 | $16,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 1,426 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 300 | $16,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 1,116 | $16,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,111 | $16,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 5,516 | $16,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 611 | $16,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,873 | $16,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 1,027 | $16,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 5,890 | $16,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 891 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 300 | $16,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 1,973 | $16,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 390 | $16,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 1,428 | $16,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 58,700 | $16,000 | thousands by filing date | put |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 436 | $16,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,587 | $16,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 7,261 | $16,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,200 | $16,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 5,692 | $16,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 18,000 | $16,000 | thousands by filing date | principal |
| GLYCOMIMETICS INC | 38000Q102 | COM | 5,163 | $16,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 307 | $16,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 570 | $16,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 801 | $16,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 300 | $16,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 16,000 | $16,000 | thousands by filing date | principal |
| AKOUOS INC | 00973J101 | COM | 697 | $16,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 22,000 | $16,000 | thousands by filing date | principal |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 577 | $16,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 349 | $15,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 2,570 | $15,000 | thousands by filing date | call |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 691 | $15,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 700 | $15,000 | thousands by filing date | call |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 891 | $15,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 100 | $15,000 | thousands by filing date | call |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,234 | $15,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,375 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 910 | $15,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,773 | $15,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 624 | $15,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 6,648 | $15,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 699 | $15,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 871 | $15,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 400 | $15,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1,487 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,736 | $15,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 500 | $15,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 6,300 | $15,000 | thousands by filing date | call |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 871 | $15,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 366 | $15,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,148 | $15,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 993 | $15,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 812 | $15,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,593 | $15,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 470 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,001 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $15,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,035 | $15,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,145 | $15,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 1,737 | $15,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 1,201 | $15,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 1,050 | $15,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 10,300 | $15,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 4,300 | $15,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 4,964 | $15,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,361 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 122 | $14,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 290 | $14,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,300 | $14,000 | thousands by filing date | put |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $14,000 | thousands by filing date | put |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,000 | $14,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,476 | $14,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,500 | $14,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 500 | $14,000 | thousands by filing date | put |
| ALERUS FINL CORP | 01446U103 | COM | 711 | $14,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 1,435 | $14,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 2,400 | $14,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,500 | $14,000 | thousands by filing date | call |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 379 | $14,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 2,300 | $14,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 362 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 200 | $14,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 4,319 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,096 | $14,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 3,626 | $14,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 300 | $14,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 2,140 | $14,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,122 | $14,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,001 | $14,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,275 | $14,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,319 | $14,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 1,306 | $14,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 174 | $14,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 550 | $14,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 926 | $14,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 320 | $14,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 561 | $14,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,861 | $14,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 399 | $14,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 359 | $14,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 650 | $14,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 4,424 | $14,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,635 | $14,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,347 | $14,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 472 | $14,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,000 | $14,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 12,000 | $14,000 | thousands by filing date | principal |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 1,100 | $14,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 3,868 | $14,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 1,218 | $14,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,500 | $14,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 17,000 | $14,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 300 | $13,000 | thousands by filing date | call |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 335 | $13,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 300 | $13,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 228 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 307 | $13,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 54 | $13,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,300 | $13,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 482 | $13,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 350 | $13,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 5,432 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 300 | $13,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,300 | $13,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 742 | $13,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 200 | $13,000 | thousands by filing date | put |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 1,310 | $13,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 784 | $13,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 911 | $13,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 998 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $13,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 527 | $13,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 922 | $13,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | put |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 1,134 | $13,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,300 | $13,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 501 | $13,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 476 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 800 | $13,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 255 | $13,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 817 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 100 | $13,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P206 | COM NEW | 2,418 | $13,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 1,114 | $13,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 200 | $13,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 1,617 | $13,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,578 | $13,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,025 | $13,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 600 | $13,000 | thousands by filing date | call |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 513 | $13,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,393 | $13,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,245 | $13,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 566 | $13,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 826 | $13,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 14,400 | $13,000 | thousands by filing date | put |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,100 | $13,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 3,995 | $13,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 200 | $13,000 | thousands by filing date | put |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,413 | $13,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,374 | $13,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,054 | $13,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 3,400 | $13,000 | thousands by filing date | put |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,154 | $13,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 4,179 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 468 | $12,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,700 | $12,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 1,100 | $12,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 300 | $12,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,445 | $12,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 12,800 | $12,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 100 | $12,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 68 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 916 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000128 | this filing | 2020-11-12 | acceptance time not in the bulk data set |