13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 7,535 holding rows worth $153,285,925,000.
- Accession
- 0000831001-20-000128
- Filer
- CIK 831001
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,799 entries on the cover page, a total value of $153,285,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,285,925,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 4,096 | $117,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,617 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 2,825 | $116,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 2,932 | $116,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 5,258 | $116,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 11,488 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 20,653 | $116,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 15,400 | $116,000 | thousands by filing date | call |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 8,509 | $115,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 9,245 | $115,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 6,800 | $115,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 5,800 | $115,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 72,800 | $115,000 | thousands by filing date | put |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 10,429 | $115,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,965 | $114,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 4,213 | $114,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 10,259 | $114,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 29,534 | $114,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 4,116 | $114,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 12,550 | $114,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,900 | $114,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 95,000 | $114,000 | thousands by filing date | principal |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 5,126 | $113,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 11,769 | $113,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 3,890 | $113,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 4,614 | $113,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 18,800 | $113,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,300 | $113,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 8,124 | $113,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 4,810 | $113,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 3,779 | $113,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 689 | $112,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,027 | $112,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 3,428 | $112,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 7,141 | $112,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 46,664 | $112,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 3,800 | $112,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 44,269 | $112,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 12,800 | $112,000 | thousands by filing date | put |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 5,540 | $112,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 5,100 | $111,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 4,705 | $111,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,943 | $111,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 89,600 | $111,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 10,434 | $111,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 900 | $110,000 | thousands by filing date | put |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 4,000 | $110,000 | thousands by filing date | put |
| KADANT INC | 48282T104 | COM | 1,005 | $110,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 4,994 | $110,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,000 | $109,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 17,200 | $109,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,900 | $109,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 700 | $108,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 7,364 | $108,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 4,704 | $108,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 9,007 | $108,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 7,273 | $108,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,873 | $108,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 8,428 | $108,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 10,100 | $107,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 4,282 | $107,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 3,168 | $107,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 13,650 | $107,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,000 | $106,000 | thousands by filing date | call |
| H2O AMERICA | 784305104 | COM | 1,745 | $106,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 9,500 | $106,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 39,677 | $106,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,314 | $106,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 7,517 | $106,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 800 | $105,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,400 | $105,000 | thousands by filing date | put |
| VERITEX HLDGS INC | 923451108 | COM | 6,168 | $105,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 11,709 | $105,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 7,600 | $104,000 | thousands by filing date | put |
| TREDEGAR CORP | 894650100 | COM | 6,959 | $104,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 11,600 | $104,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 7,288 | $104,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 7,745 | $104,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 5,700 | $104,000 | thousands by filing date | put |
| First Foundation Inc | 32026V104 | Common Stock | 7,934 | $104,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,586 | $104,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 7,723 | $103,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,800 | $103,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,200 | $103,000 | thousands by filing date | call |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,141 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,923 | $103,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,365 | $103,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,754 | $102,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,100 | $102,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 1,000 | $102,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 29,200 | $102,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 3,868 | $102,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 5,300 | $102,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,564 | $102,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,200 | $101,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 4,700 | $101,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 6,275 | $101,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 103,600 | $101,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,141 | $101,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 14,684 | $101,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 3,286 | $101,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 3,000 | $101,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,877 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,584 | $100,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 741 | $100,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,200 | $100,000 | thousands by filing date | call |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 1,200 | $100,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 4,615 | $100,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 9,501 | $100,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6,904 | $100,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,424 | $100,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XVD9 | MKTS HLDGS MTNF 7.000%12/2 | 100,000 | $100,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 5,100 | $99,000 | thousands by filing date | call |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,800 | $99,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,637 | $99,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 2,318 | $99,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 9,355 | $99,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,721 | $99,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,211 | $99,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,838 | $99,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 6,635 | $99,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XXD7 | MKTS HLDGS MTNF 8/2 | 100,000 | $99,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL | 17324XSZ4 | MKTS HLDGS MTNF 7.000%10/2 | 100,000 | $99,000 | thousands by filing date | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,604 | $98,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,528 | $98,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 6,344 | $98,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 7,267 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,000 | $98,000 | thousands by filing date | call |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,168 | $98,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,600 | $98,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 300 | $98,000 | thousands by filing date | call |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 2,599 | $98,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 5,350 | $98,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 3,104 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 2,612 | $98,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 39,244 | $98,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 99,000 | $98,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1,400 | $98,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,428 | $97,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,257 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,242 | $97,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,800 | $97,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 149,797 | $97,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 5,267 | $97,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,434 | $97,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 1,797 | $97,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 10,370 | $97,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,600 | $97,000 | thousands by filing date | put |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 9,956 | $96,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,000 | $96,000 | thousands by filing date | put |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,644 | $96,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 1,203 | $96,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 5,498 | $96,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 1,862 | $96,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,458 | $96,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 9,153 | $96,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 52,500 | $96,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,900 | $95,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 6,900 | $95,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,300 | $95,000 | thousands by filing date | put |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 2,846 | $95,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,937 | $95,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,813 | $95,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X129 | UNIT 09/15/2027 | 9,200 | $95,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,142 | $94,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 6,837 | $94,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,500 | $94,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 5,957 | $94,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 15,471 | $94,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1,500 | $93,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 6,600 | $93,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282E102 | COM | 11,941 | $93,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,451 | $93,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 13,967 | $93,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,154 | $93,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 20,856 | $93,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 8,100 | $92,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 300 | $92,000 | thousands by filing date | call |
| LINDSAY CORPORATION | 535555106 | COM | 951 | $92,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 14,010 | $92,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 5,675 | $92,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 12,275 | $92,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 7,100 | $92,000 | thousands by filing date | put |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 8,087 | $91,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 400 | $91,000 | thousands by filing date | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 4,074 | $91,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 854 | $91,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,100 | $91,000 | thousands by filing date | put |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $91,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 1,300 | $91,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 1,000 | $90,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,457 | $90,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 7,151 | $90,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 9,497 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,763 | $90,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 4,500 | $90,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 6,300 | $90,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 500 | $89,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 500 | $89,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,100 | $89,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,300 | $89,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,010 | $89,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,555 | $89,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 2,193 | $89,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,081 | $89,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 4,500 | $89,000 | thousands by filing date | put |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 18,514 | $89,000 | thousands by filing date | put |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,582 | $89,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 7,075 | $89,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 5,000 | $88,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,452 | $88,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 6,513 | $88,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 6,200 | $88,000 | thousands by filing date | put |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 54,557 | $88,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,550 | $88,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,800 | $88,000 | thousands by filing date | put |
| LUTHER BURBANK CORP | 550550107 | COM | 10,527 | $88,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,000 | $87,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 2,504 | $87,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 630 | $87,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,400 | $87,000 | thousands by filing date | call |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 732 | $87,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 27,100 | $87,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 3,231 | $87,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 19,100 | $87,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 69,800 | $87,000 | thousands by filing date | call |
| HAPPEN INC COM NEW | 52603A208 | Stock | 18,360 | $86,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 5,620 | $86,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 400 | $86,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,387 | $86,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,162 | $86,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 2,856 | $86,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 13,658 | $86,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 14,874 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $85,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 2,198 | $85,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 19,700 | $85,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,200 | $85,000 | thousands by filing date | put |
| RETROPHIN INC | 761299106 | COM | 4,600 | $85,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,700 | $85,000 | thousands by filing date | call |
| NATURA &CO HLDG S A | 63884N108 | ADR | 4,664 | $85,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 27,000 | $85,000 | thousands by filing date | principal |
| PARK NATL CORP COM | 700658107 | Stock | 1,022 | $84,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 1,753 | $84,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 2,900 | $84,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 2,035 | $84,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 4,868 | $84,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,458 | $84,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,450 | $84,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 2,785 | $84,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 5,901 | $84,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 95,000 | $84,000 | thousands by filing date | principal |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 6,667 | $83,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 9,110 | $83,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 3,281 | $83,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 6,029 | $83,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 1,410 | $83,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,200 | $83,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 5,216 | $83,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 7,800 | $83,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,900 | $82,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 400 | $82,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 5,819 | $82,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 9,700 | $82,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 9,945 | $82,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 9,578 | $82,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 72,000 | $82,000 | thousands by filing date | principal |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,667 | $81,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 6,984 | $81,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 7,051 | $81,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 6,246 | $80,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,205 | $80,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,820 | $80,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,504 | $80,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 2,400 | $80,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,500 | $79,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 2,700 | $79,000 | thousands by filing date | call |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,193 | $79,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,100 | $79,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,883 | $79,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,141 | $79,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,812 | $79,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 283,900 | $79,000 | thousands by filing date | call |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,311 | $78,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,200 | $78,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,700 | $78,000 | thousands by filing date | call |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 5,007 | $78,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 4,785 | $78,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,857 | $78,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 3,763 | $78,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 3,313 | $78,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 2,378 | $78,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 5,948 | $78,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 6,271 | $78,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 2,195 | $77,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,024 | $77,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,900 | $77,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 8,700 | $77,000 | thousands by filing date | put |
| MAGNITE INC COM | 55955D100 | Stock | 11,098 | $77,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 11,440 | $77,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 4,000 | $77,000 | thousands by filing date | put |
| ICF INTL INC | 44925C103 | COM | 1,247 | $77,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 6,685 | $77,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,600 | $77,000 | thousands by filing date | call |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 7,802 | $77,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 10,000 | $77,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,100 | $76,000 | thousands by filing date | call |
| PENNANT GROUP INC | 70805E109 | COM | 1,967 | $76,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 7,641 | $76,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 8,200 | $76,000 | thousands by filing date | call |
| ENCORE WIRE CORP | 292562105 | COM | 1,630 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 603 | $76,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 2,600 | $76,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 5,000 | $76,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,700 | $75,000 | thousands by filing date | put |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 1,732 | $75,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,565 | $75,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,050 | $75,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 27,607 | $75,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,600 | $75,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 4,500 | $75,000 | thousands by filing date | put |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,655 | $75,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,682 | $75,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 917 | $75,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,158 | $75,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,777 | $75,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,300 | $75,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 7,100 | $75,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 7,100 | $75,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,823 | $74,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 500 | $74,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 4,069 | $74,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 7,738 | $74,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 8,800 | $74,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,500 | $73,000 | thousands by filing date | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,035 | $73,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 12,525 | $73,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,183 | $73,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 1,999 | $73,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 5,179 | $73,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 50,000 | $73,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 23,958 | $73,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 2,769 | $73,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,188 | $72,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,695 | $72,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,781 | $72,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 3,845 | $72,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 850 | $71,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,200 | $71,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 25 | $71,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 3,300 | $71,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 5,800 | $71,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 8,800 | $71,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,046 | $71,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 5,400 | $71,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,500 | $71,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 12,950 | $71,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 41,289 | $71,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,675 | $70,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 6,363 | $70,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,100 | $70,000 | thousands by filing date | call |
| WARRIOR MET COAL INC | 93627C101 | COM | 4,100 | $70,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,655 | $70,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 8,598 | $70,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 4,300 | $70,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 4,122 | $70,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,704 | $70,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 17,766 | $70,000 | thousands by filing date | |
| ALTERYX INC | 02156BAB9 | CONV BD US | 27,000 | $70,000 | thousands by filing date | principal |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 700 | $69,000 | thousands by filing date | put |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 6,600 | $69,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,100 | $69,000 | thousands by filing date | call |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 2,752 | $69,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 12,700 | $69,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 5,927 | $69,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 6,041 | $69,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,196 | $69,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 3,439 | $69,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 5,083 | $69,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 4,242 | $69,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 6,100 | $68,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 8,000 | $68,000 | thousands by filing date | call |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 2,586 | $68,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,206 | $68,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 3,788 | $68,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 2,782 | $68,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 10,000 | $68,000 | thousands by filing date | |
| VROOM INC | 92918V109 | COM | 1,305 | $68,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,612 | $68,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 7,595 | $68,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 4,834 | $68,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,300 | $67,000 | thousands by filing date | put |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 5,514 | $67,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 5,469 | $67,000 | thousands by filing date | |
| STONEX GROUP INC | 861896108 | COM | 1,307 | $67,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 771 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,755 | $67,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 2,700 | $67,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 68,400 | $67,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 28,000 | $67,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 30,000 | $67,000 | thousands by filing date | principal |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 1,546 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 669 | $66,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,200 | $66,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 582 | $66,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,695 | $66,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 4,384 | $66,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 3,900 | $66,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 3,505 | $66,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 1,801 | $66,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 16,345 | $66,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 36,400 | $66,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 5,551 | $66,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 2,113 | $65,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,700 | $65,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 385 | $65,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 4,750 | $65,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,912 | $65,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,000 | $65,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,100 | $65,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,750 | $65,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 8,401 | $65,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,495 | $65,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,661 | $65,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 7,370 | $64,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,232 | $64,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 7,195 | $64,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,835 | $64,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 5,200 | $64,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 543 | $63,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,056 | $63,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 7,843 | $63,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,700 | $63,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 741 | $63,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,500 | $63,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 1,500 | $63,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 14,200 | $63,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,427 | $63,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 2,236 | $63,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 5,321 | $63,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 5,300 | $63,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,632 | $63,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,900 | $63,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,342 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1,900 | $63,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 665 | $63,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 2,300 | $62,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 461 | $62,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,286 | $62,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 7,753 | $62,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 62,149 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 803 | $62,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,788 | $62,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 8,447 | $62,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 50,000 | $62,000 | thousands by filing date | principal |
| ACUITY INC COM | 00508Y102 | Stock | 600 | $61,000 | thousands by filing date | put |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,500 | $61,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 3,636 | $61,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,367 | $61,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 9,833 | $61,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 1,435 | $61,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 22,000 | $61,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 3,100 | $60,000 | thousands by filing date | call |
| SAUL CTRS INC COM | 804395101 | REIT | 2,262 | $60,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 2,200 | $60,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 6,167 | $60,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 3,302 | $60,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 4,800 | $60,000 | thousands by filing date | put |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 3,410 | $60,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,800 | $60,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,131 | $60,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 3,500 | $60,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,903 | $60,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 16,000 | $60,000 | thousands by filing date | principal |
| YRC WORLDWIDE INC | 984249607 | COM | 15,200 | $60,000 | thousands by filing date | call |
| ECOVYST INC. | 73943T103 | Common Stock | 5,812 | $60,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 10,082 | $60,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 15,644 | $59,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 2,400 | $59,000 | thousands by filing date | put |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 450 | $59,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 1,499 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 3,503 | $59,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,000 | $59,000 | thousands by filing date | put |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,905 | $59,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 1,786 | $59,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $59,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 341 | $59,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,845 | $59,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 20,098 | $59,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 17,296 | $59,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XWP1 | MKTS HLDGS MTNF 2/0 | 87,000 | $59,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,939 | $58,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 382 | $58,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 1,508 | $58,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 2,548 | $58,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 16,547 | $58,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 9,900 | $58,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 4,536 | $58,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 59,600 | $58,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,888 | $58,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000128 | this filing | 2020-11-12 | acceptance time not in the bulk data set |