13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 7,535 holding rows worth $153,285,925,000.
- Accession
- 0000831001-20-000128
- Filer
- CIK 831001
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,799 entries on the cover page, a total value of $153,285,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,285,925,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,000 | $12,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,000 | $12,000 | thousands by filing date | call |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,599 | $12,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,000 | $12,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 760 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 500 | $12,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,000 | $12,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 915 | $12,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 872 | $12,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 770 | $12,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 517 | $12,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 3,268 | $12,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,121 | $12,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 336 | $12,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 300 | $12,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 71,600 | $12,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 1,852 | $12,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,130 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 176 | $12,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 2,000 | $12,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,226 | $12,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 755 | $12,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,938 | $12,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 918 | $12,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,000 | $12,000 | thousands by filing date | call |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 5,813 | $12,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 919 | $12,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 1,273 | $12,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 3,807 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 13,000 | $12,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 11,000 | $12,000 | thousands by filing date | principal |
| RESONANT INC | 76118L102 | COM | 4,905 | $12,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 6,976 | $12,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 1,268 | $12,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 100 | $11,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 227 | $11,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 330 | $11,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,521 | $11,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 500 | $11,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 200 | $11,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 100 | $11,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,124 | $11,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 100 | $11,000 | thousands by filing date | call |
| FS KKR CAP CORP | 302635206 | COM | 685 | $11,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 576 | $11,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 8,673 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 100 | $11,000 | thousands by filing date | |
| BRISTOW GROUP INC | 11040G103 | COM | 500 | $11,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 721 | $11,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,773 | $11,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,000 | $11,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,050 | $11,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 1,228 | $11,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 2,234 | $11,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 100 | $11,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 500 | $11,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 638 | $11,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 222 | $11,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 100 | $11,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $11,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,876 | $11,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,109 | $11,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,109 | $11,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 537 | $11,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 983 | $11,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 525 | $11,000 | thousands by filing date | put |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,564 | $11,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 1,039 | $11,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,663 | $11,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 88 | $11,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 866 | $11,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,539 | $11,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 1,589 | $11,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 1,708 | $11,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 953 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 300 | $11,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 752 | $11,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 1,014 | $11,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,167 | $11,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 341 | $11,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 5,200 | $11,000 | thousands by filing date | put |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 11,000 | $11,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 10,000 | $11,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 9,385 | $11,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 1,198 | $11,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 534 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 11,500 | $11,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,229 | $11,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 5,400 | $11,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 20,000 | $11,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 4,583 | $11,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 5,665 | $11,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 1,598 | $11,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 813 | $11,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XRK8 | MKTS HLDGS MTNF 3/0 | 10,000 | $11,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 250 | $10,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 200 | $10,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 3,465 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,556 | $10,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 100 | $10,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 277 | $10,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 765 | $10,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,228 | $10,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,000 | $10,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,111 | $10,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 728 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 482 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 200 | $10,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 334 | $10,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 500 | $10,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 308 | $10,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 6,014 | $10,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 560 | $10,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 1,725 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 500 | $10,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,665 | $10,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 372 | $10,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 2,335 | $10,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 500 | $10,000 | thousands by filing date | put |
| MERCER INTL INC | 588056101 | COM | 1,544 | $10,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,930 | $10,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 510 | $10,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 318 | $10,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 1,588 | $10,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 487 | $10,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 238 | $10,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 720 | $10,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 353 | $10,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 455 | $10,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 1,320 | $10,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 782 | $10,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,059 | $10,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 642 | $10,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 759 | $10,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 200 | $10,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 1,802 | $10,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 4,024 | $10,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 1,005 | $10,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 550 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 13,000 | $10,000 | thousands by filing date | principal |
| VERITONE INC | 92347M100 | COM | 1,124 | $10,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,017 | $10,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 1,598 | $10,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,446 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 325 | $10,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,501 | $10,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 19,279 | $10,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 2,429 | $10,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 834 | $10,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 390 | $10,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 700 | $10,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,633 | $10,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 2,112 | $10,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 5,053 | $10,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 4,058 | $10,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,079 | $10,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,902 | $10,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 9,400 | $10,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 5,852 | $10,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,300 | $10,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 550 | $10,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,000 | $10,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 5,571 | $10,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 855 | $10,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 225 | $10,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 10,000 | $10,000 | thousands by filing date | principal |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 139 | $9,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 200 | $9,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 8,713 | $9,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,955 | $9,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,480 | $9,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 652 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 543 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 163 | $9,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 2,338 | $9,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,200 | $9,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 262 | $9,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,751 | $9,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 400 | $9,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,000 | $9,000 | thousands by filing date | put |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 400 | $9,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,100 | $9,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 14,300 | $9,000 | thousands by filing date | call |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 700 | $9,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 1,470 | $9,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,200 | $9,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 1,855 | $9,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,231 | $9,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 700 | $9,000 | thousands by filing date | call |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 213 | $9,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 4,368 | $9,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 190 | $9,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 368 | $9,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,700 | $9,000 | thousands by filing date | put |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 945 | $9,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 798 | $9,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 537 | $9,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 351 | $9,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 386 | $9,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 370 | $9,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 157 | $9,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 496 | $9,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 367 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 270 | $9,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,227 | $9,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 316 | $9,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 588 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 135 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 216 | $9,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 1,694 | $9,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 358 | $9,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 6,126 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 250 | $9,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 704 | $9,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,127 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,091 | $9,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 812 | $9,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 30,200 | $9,000 | thousands by filing date | call |
| PCSB FINL CORP COM | 69324R104 | Stock | 712 | $9,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 761 | $9,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 827 | $9,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,743 | $9,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,020 | $9,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 432 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 800 | $9,000 | thousands by filing date | put |
| TREAN INS GROUP INC | 89457R101 | COM | 578 | $9,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,065 | $9,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 4,337 | $9,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,318 | $9,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,500 | $9,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 1,013 | $9,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 4,300 | $9,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,856 | $9,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 10,000 | $9,000 | thousands by filing date | principal |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 650 | $9,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 118 | $8,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 800 | $8,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 300 | $8,000 | thousands by filing date | call |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 236 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 175 | $8,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 2,086 | $8,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 1,958 | $8,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 300 | $8,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 2,000 | $8,000 | thousands by filing date | put |
| VIAVI SOLUTIONS INC | 925550105 | COM | 700 | $8,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 614 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 645 | $8,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 734 | $8,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 1,043 | $8,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,705 | $8,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 567 | $8,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 322 | $8,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 195 | $8,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 200 | $8,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 585 | $8,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 407 | $8,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 308 | $8,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 679 | $8,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 408 | $8,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 474 | $8,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 718 | $8,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 770 | $8,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,367 | $8,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 2,124 | $8,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 369 | $8,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,314 | $8,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,370 | $8,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 330 | $8,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 299 | $8,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 842 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 310 | $8,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,668 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 200 | $8,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 303 | $8,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 659 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 360 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 200 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 253 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 250 | $8,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 377 | $8,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 8,000 | $8,000 | thousands by filing date | principal |
| NEWAGE INC | 650194103 | COMMON STOCK | 4,549 | $8,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 799 | $8,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 336 | $8,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 3,300 | $8,000 | thousands by filing date | put |
| 89BIO INC | 282559103 | COM | 312 | $8,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,444 | $8,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,980 | $8,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,692 | $8,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,062 | $8,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 8,000 | $8,000 | thousands by filing date | principal |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 749 | $8,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,820 | $8,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 800 | $8,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 768 | $8,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 543 | $8,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 5,270 | $8,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 500 | $8,000 | thousands by filing date | put |
| Pimco Income Oppty Fund | 72202B100 | COM | 325 | $8,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 3,189 | $8,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 5,000 | $8,000 | thousands by filing date | principal |
| BBX CAP CORP NEW | 05491N302 | CL A | 600 | $8,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 885 | $8,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 4,988 | $8,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,909 | $8,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,260 | $8,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 606 | $8,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 2,100 | $7,000 | thousands by filing date | call |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 218 | $7,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 178 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 500 | $7,000 | thousands by filing date | put |
| AXOSFINLINC | 05465C100 | STOK | 300 | $7,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,891 | $7,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,900 | $7,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 1,334 | $7,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 600 | $7,000 | thousands by filing date | put |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 369 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 200 | $7,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 678 | $7,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 454 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 247 | $7,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 600 | $7,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,600 | $7,000 | thousands by filing date | call |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 122 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 528 | $7,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 800 | $7,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 600 | $7,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 251 | $7,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 2,000 | $7,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 863 | $7,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 1,000 | $7,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 145 | $7,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,326 | $7,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 435 | $7,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 280 | $7,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 523 | $7,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 419 | $7,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 486 | $7,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 422 | $7,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 410 | $7,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 630 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 76 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 176 | $7,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 300 | $7,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 368 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 65 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 115 | $7,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 580 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 200 | $7,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,091 | $7,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 2,552 | $7,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,207 | $7,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 14,200 | $7,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 829 | $7,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 619 | $7,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 7,600 | $7,000 | thousands by filing date | call |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 7,000 | $7,000 | thousands by filing date | principal |
| PENNS WOODS BANCORP INC | 708430103 | COM | 329 | $7,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 548 | $7,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,200 | $7,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 571 | $7,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 126 | $7,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 578 | $7,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 627 | $7,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,089 | $7,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 2,922 | $7,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 1,800 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 650 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 8,000 | $7,000 | thousands by filing date | principal |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 2,861 | $7,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 651 | $7,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 704 | $7,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 832 | $7,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 498 | $7,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 346 | $6,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,301 | $6,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 819 | $6,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,612 | $6,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 509 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 231 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 90 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 164 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 200 | $6,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 200 | $6,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 200 | $6,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 100 | $6,000 | thousands by filing date | call |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,566 | $6,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 750 | $6,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 700 | $6,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,826 | $6,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,117 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 100 | $6,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,500 | $6,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 993 | $6,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 670 | $6,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 547 | $6,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 742 | $6,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,500 | $6,000 | thousands by filing date | call |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 334 | $6,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 508 | $6,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 1,097 | $6,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,028 | $6,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 325 | $6,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 358 | $6,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,100 | $6,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 392 | $6,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 568 | $6,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 5,586 | $6,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 505 | $6,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 489 | $6,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 282 | $6,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 632 | $6,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5,891 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 275 | $6,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 542 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 125 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 200 | $6,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 581 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 111 | $6,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 219 | $6,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 283 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 100 | $6,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 863 | $6,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,839 | $6,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 5,883 | $6,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 4,100 | $6,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,966 | $6,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,590 | $6,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 23,530 | $6,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 125 | $6,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 5,000 | $6,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,875 | $6,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,847 | $6,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 879 | $6,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 304 | $6,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 4,397 | $6,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 815 | $6,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 288 | $6,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 354 | $6,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 267 | $6,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 356 | $6,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 645 | $6,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,112 | $6,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,068 | $6,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 453 | $6,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,100 | $6,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,200 | $6,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 5,244 | $6,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 633 | $6,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,786 | $6,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 350 | $6,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 627 | $6,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 5,393 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 5,000 | $6,000 | thousands by filing date | principal |
| CONTRAFECT CORP | 212326300 | COM | 1,174 | $6,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 600 | $6,000 | thousands by filing date | put |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 123 | $6,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 1,645 | $6,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 807 | $6,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 1,355 | $6,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,169 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 200 | $6,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 2,771 | $6,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 2,230 | $6,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 2,166 | $6,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,064 | $6,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 924 | $6,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 430 | $6,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 113 | $6,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 186 | $6,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 2,210 | $6,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 100 | $5,000 | thousands by filing date | put |
| MAGNA INTL INC COM | 559222401 | Stock | 100 | $5,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 1,173 | $5,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,793 | $5,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 414 | $5,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,445 | $5,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,276 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 81 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 100 | $5,000 | thousands by filing date | put |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 437 | $5,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 633 | $5,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 1,592 | $5,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 100 | $5,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 324 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 200 | $5,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 250 | $5,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 200 | $5,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,000 | $5,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 300 | $5,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 389 | $5,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 100 | $5,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 173 | $5,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 504 | $5,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 303 | $5,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 7,800 | $5,000 | thousands by filing date | put |
| MARINEMAX INC | 567908108 | COM | 200 | $5,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 800 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000128 | this filing | 2020-11-12 | acceptance time not in the bulk data set |