13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 7,535 holding rows worth $153,285,925,000.
- Accession
- 0000831001-20-000128
- Filer
- CIK 831001
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,799 entries on the cover page, a total value of $153,285,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,285,925,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUREVAC N V | N2451R105 | COM | 100 | $5,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 600 | $5,000 | thousands by filing date | put |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 281 | $5,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 470 | $5,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 426 | $5,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 481 | $5,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 646 | $5,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 238 | $5,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 344 | $5,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 985 | $5,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 770 | $5,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 687 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,787 | $5,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 167 | $5,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 173 | $5,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 450 | $5,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 1,287 | $5,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 3,466 | $5,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 559 | $5,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 254 | $5,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 322 | $5,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 190 | $5,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 930 | $5,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 2,335 | $5,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 329 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 222 | $5,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 580 | $5,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 259 | $5,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 341 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 205 | $5,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 329 | $5,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 773 | $5,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 1,000 | $5,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 200 | $5,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,134 | $5,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,125 | $5,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 269 | $5,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,009 | $5,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,279 | $5,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 2,609 | $5,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 578 | $5,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 754 | $5,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 292 | $5,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,008 | $5,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 300 | $5,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $5,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 500 | $5,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 90 | $5,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 207 | $5,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 437 | $5,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 225 | $5,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 150 | $5,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 229 | $5,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 598 | $5,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 540 | $5,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 1,059 | $5,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 251 | $5,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 961 | $5,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 764 | $5,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 397 | $5,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,845 | $5,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 1,943 | $5,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 847 | $5,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 906 | $5,000 | thousands by filing date | call |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 849 | $5,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 949 | $5,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 765 | $5,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 273 | $5,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,046 | $5,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 435 | $5,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 406 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 436 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,912 | $5,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,371 | $5,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 1,437 | $5,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| IMARA INC | 45249V107 | COM | 238 | $5,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 500 | $5,000 | thousands by filing date | call |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 690 | $5,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 6,000 | $5,000 | thousands by filing date | principal |
| EXICURE INC | 30205M101 | COM | 2,849 | $5,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,175 | $5,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 2,807 | $5,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,141 | $5,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 500 | $5,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17324XYC8 | MTNF 10.150% 2/1 | 8,000 | $5,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 400 | $4,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 478 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 64 | $4,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 300 | $4,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 200 | $4,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 462 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 300 | $4,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 271 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 83 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 202 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 140 | $4,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 1,727 | $4,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 200 | $4,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 100 | $4,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 183 | $4,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 206 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 200 | $4,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 670 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 50 | $4,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 1,303 | $4,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 3,163 | $4,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 500 | $4,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 691 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 955 | $4,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 400 | $4,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 135 | $4,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 44 | $4,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 371 | $4,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 330 | $4,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 384 | $4,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 972 | $4,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 323 | $4,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 301 | $4,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 185 | $4,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 258 | $4,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 224 | $4,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 373 | $4,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 444 | $4,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 168 | $4,000 | thousands by filing date | call |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 199 | $4,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 382 | $4,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 794 | $4,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 341 | $4,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 103 | $4,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 714 | $4,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 449 | $4,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 229 | $4,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 188 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 183 | $4,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 418 | $4,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 113 | $4,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 9 | $4,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 936 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 68 | $4,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 653 | $4,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $4,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 966 | $4,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 912 | $4,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 8,400 | $4,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 1,416 | $4,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 305 | $4,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 100 | $4,000 | thousands by filing date | call |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 615 | $4,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 647 | $4,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 528 | $4,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,313 | $4,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 431 | $4,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 123 | $4,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 408 | $4,000 | thousands by filing date | |
| LYRA THERAPEUTICS INC | 55234L105 | COM | 393 | $4,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 838 | $4,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 869 | $4,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 122 | $4,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 1,475 | $4,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 364 | $4,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $4,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 822 | $4,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 3,347 | $4,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 508 | $4,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 430 | $4,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 711 | $4,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 2,000 | $4,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 306 | $4,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 3,021 | $4,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 443 | $4,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 3,234 | $4,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 1,216 | $4,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 15,390 | $4,000 | thousands by filing date | call |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 246 | $4,000 | thousands by filing date | |
| PANDION THERAPEUTICS INC | 698340106 | COM | 359 | $4,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 1,741 | $4,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 1,821 | $4,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 7,366 | $4,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 383 | $4,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,707 | $4,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 236 | $4,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 912 | $4,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 485 | $4,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 292 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 98 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 97 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 84 | $3,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 30 | $3,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 290 | $3,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 100 | $3,000 | thousands by filing date | call |
| EXAGEN INC | 30068X103 | COM | 230 | $3,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 700 | $3,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 328 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 52 | $3,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 223 | $3,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 250 | $3,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 300 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 60 | $3,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 402 | $3,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 260 | $3,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 384 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 71 | $3,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 100 | $3,000 | thousands by filing date | put |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 353 | $3,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 872 | $3,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 587 | $3,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 141 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 243 | $3,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 335 | $3,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 459 | $3,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,133 | $3,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 88 | $3,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 147 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 215 | $3,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,493 | $3,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 360 | $3,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 347 | $3,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 1,275 | $3,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 180 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 205 | $3,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 21,000 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 56 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,908 | $3,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 160 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 288 | $3,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 133 | $3,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 5,000 | $3,000 | thousands by filing date | call |
| ULTRALIFE CORP | 903899102 | COM | 437 | $3,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 2,030 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 336 | $3,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 194 | $3,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 100 | $3,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,400 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,118 | $3,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,180 | $3,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 416 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 444 | $3,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 261 | $3,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 3,253 | $3,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 772 | $3,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 585 | $3,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 334 | $3,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 236 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 85 | $3,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,000 | $3,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 423 | $3,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 733 | $3,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 375 | $3,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 1,754 | $3,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,062 | $3,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 670 | $3,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 450 | $3,000 | thousands by filing date | call |
| PARTNERS BANCORP | 70213Q108 | COM | 475 | $3,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,000 | $3,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 5,800 | $3,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 506 | $3,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 722 | $3,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 61 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301AE6 | NOTE 2.375% 5/0 | 4,000 | $3,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 93 | $3,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 300 | $3,000 | thousands by filing date | call |
| ALTAIR ENGR INC | 021369AA1 | BOND | 3,000 | $3,000 | thousands by filing date | principal |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 1,399 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 1,296 | $3,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 251 | $3,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 320 | $3,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 242 | $3,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 400 | $3,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,424 | $2,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 305 | $2,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 100 | $2,000 | thousands by filing date | put |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 467 | $2,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 24 | $2,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 100 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,245 | $2,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 162 | $2,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 97 | $2,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 200 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 100 | $2,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 100 | $2,000 | thousands by filing date | put |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 200 | $2,000 | thousands by filing date | call |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 162 | $2,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 168 | $2,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 864 | $2,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 151 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 100 | $2,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 146 | $2,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 355 | $2,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 65 | $2,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 102 | $2,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 92 | $2,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 27 | $2,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 372 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 403 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 151 | $2,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 546 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 29 | $2,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 200 | $2,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 166 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25 | $2,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 400 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 340 | $2,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 267 | $2,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 500 | $2,000 | thousands by filing date | put |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 541 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 56 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 176 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 30 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 84 | $2,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,500 | $2,000 | thousands by filing date | put |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,800 | $2,000 | thousands by filing date | call |
| BOGOTA FINL CORP | 097235105 | COM | 278 | $2,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 138 | $2,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 200 | $2,000 | thousands by filing date | put |
| Renovaro Inc | 29350E104 | Common Stock | 699 | $2,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,100 | $2,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 103 | $2,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 500 | $2,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,720 | $2,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 171 | $2,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 787 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 6,978 | $2,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 36 | $2,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 100 | $2,000 | thousands by filing date | call |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 442 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 300 | $2,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 390 | $2,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 780 | $2,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 2,900 | $2,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 3,500 | $2,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 124 | $2,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 104 | $2,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 1,416 | $2,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 1,000 | $2,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 60 | $2,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 215 | $2,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $2,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 231 | $2,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 431 | $2,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 22 | $1,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 400 | $1,000 | thousands by filing date | call |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 59 | $1,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 39 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 27 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 35 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 303 | $1,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 300 | $1,000 | thousands by filing date | call |
| LANTHEUS HLDGS INC | 516544103 | COM | 62 | $1,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 19 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 27 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 18 | $1,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 50 | $1,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 100 | $1,000 | thousands by filing date | call |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,000 | $1,000 | thousands by filing date | put |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 200 | $1,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 500 | $1,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 2,000 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 90 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 367 | $1,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 100 | $1,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 18 | $1,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 367 | $1,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 508 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 164 | $1,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 29 | $1,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,378 | $1,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 200 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 50 | $1,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 200 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 300 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 400 | $1,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 127 | $1,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,604 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 572 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 100 | $1,000 | thousands by filing date | call |
| World Gold TR | 98149E204 | SPRD GLD Minis | 28 | $1,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 1,319 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,408 | $1,000 | thousands by filing date | call |
| HEXO CORP | 428304109 | COM | 1,174 | $1,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 15 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| VOXELJET AG | 92912L206 | ADS | 80 | $1,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 166 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 500 | $1,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 90 | $1,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 1,448 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 300 | $1,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,304 | $1,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 50 | $1,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 1,600 | $1,000 | thousands by filing date | call |
| NULL | 68620A203 | NULL | 100 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 500 | $1,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAC6 | NOTE 5.000% 4/0 | 1,012 | $1,000 | thousands by filing date | principal |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 949 | $1,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 90 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 400 | $1,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 355 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 66 | $1,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,000 | $1,000 | thousands by filing date | principal |
| GREENLANE HLDGS INC | 395330103 | CL A | 494 | $1,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1,102 | $1,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,244 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 512 | $1,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 287 | $1,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 2,000 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 25 | $1,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 154 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 228 | $1,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 206 | $1,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 249 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,000 | $1,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E159 | VELCTYSHS USDGBP | 81 | $1,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICANRLTYINVSINC | 029174109 | STOK | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METHANEX CORP COM | 59151K108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 421 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEANSPARK INC | 18452B209 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSMOS ENERGY LTD | 500688106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSB INDS INC | 502160104 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BGC PARTNERS INC | 05541T101 | CL A | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALHI INC | 918905209 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURONETICS INC | 64131A105 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Amplify Energy Corp | 03212B103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vital Energy Inc | 516806205 | Common Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOW RES INC | 82836G102 | COM | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONEMOR INC | 86184W106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGHPOINT RES CORP | 43114K108 | COM | 238 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTBELLY CORP | 73754Y100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zagg, Inc. | 98884U108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zagg, Inc. | 98884U108 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART POWERR CORP | 168913309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000128 | this filing | 2020-11-12 | acceptance time not in the bulk data set |