13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 7,535 holding rows worth $153,285,925,000.
- Accession
- 0000831001-20-000128
- Filer
- CIK 831001
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,799 entries on the cover page, a total value of $153,285,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,285,925,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY ALUM CO | 156431108 | COM | 8,110 | $58,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,802 | $58,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 5,541 | $58,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,396 | $58,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,000 | $58,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 19,800 | $58,000 | thousands by filing date | call |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 6,500 | $58,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 7,000 | $58,000 | thousands by filing date | principal |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,700 | $58,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 3,871 | $58,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 6,537 | $58,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,000 | $57,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,482 | $57,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 956 | $57,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 9,300 | $57,000 | thousands by filing date | put |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,437 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 3,758 | $56,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 13,377 | $56,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,120 | $56,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 400 | $56,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,224 | $56,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 2,850 | $56,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 600 | $55,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,000 | $55,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,500 | $55,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 1,300 | $55,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 500 | $55,000 | thousands by filing date | call |
| JAMF HLDG CORP COM | 47074L105 | Stock | 1,469 | $55,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,329 | $55,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 904 | $55,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 2,645 | $55,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 3,882 | $55,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,535 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 894 | $55,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,502 | $55,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 48,000 | $55,000 | thousands by filing date | principal |
| MATADOR RES CO COM | 576485205 | Stock | 6,500 | $54,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 500 | $54,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 500 | $54,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 6,100 | $54,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 7,911 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 442 | $54,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 12,353 | $54,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 6,796 | $54,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 3,067 | $54,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 2,847 | $54,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 1,337 | $54,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 3,370 | $54,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,425 | $54,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 1,725 | $54,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,523 | $54,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 8,409 | $54,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $54,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,250 | $53,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 931 | $53,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 500 | $53,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 3,147 | $53,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,800 | $53,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 4,262 | $53,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 1,300 | $53,000 | thousands by filing date | call |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 590 | $53,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 2,130 | $53,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,500 | $53,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $53,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 772 | $53,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 84 | $53,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 996 | $53,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 6,611 | $53,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 3,999 | $53,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 1,781 | $52,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 3,898 | $52,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 53,300 | $52,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,800 | $52,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 1,800 | $52,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 2,785 | $52,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,689 | $52,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 400 | $52,000 | thousands by filing date | put |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 935 | $52,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,591 | $52,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 5,508 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,801 | $52,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 2,106 | $52,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 4,900 | $52,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 3,300 | $52,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 4,555 | $52,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 3,750 | $52,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 2,221 | $52,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $52,000 | thousands by filing date | principal |
| SITIME CORP COM | 82982T106 | Stock | 601 | $51,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,816 | $51,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 4,167 | $51,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 1,589 | $51,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 300 | $51,000 | thousands by filing date | put |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 9,752 | $51,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,000 | $51,000 | thousands by filing date | call |
| HESKA CORP | 42805E306 | COM | 521 | $51,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,263 | $51,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,345 | $50,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 2,634 | $50,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 4,100 | $50,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,000 | $50,000 | thousands by filing date | call |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 10,206 | $50,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,723 | $50,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 3,100 | $50,000 | thousands by filing date | call |
| BELLRING BRANDS INC | 079823100 | COMMON STOCK | 2,388 | $50,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E704 | MKT HLDGS I VELCTYSHS CHFUSD | 2,300 | $50,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,668 | $49,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,665 | $49,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 4,889 | $49,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,541 | $49,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $49,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 22,000 | $49,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 9,538 | $49,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $48,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 355 | $48,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 2,036 | $48,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,767 | $48,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 3,136 | $48,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $48,000 | thousands by filing date | call |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 3,683 | $48,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,498 | $48,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,100 | $48,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,522 | $48,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $48,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 5,808 | $48,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 5,128 | $48,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,669 | $48,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 11,536 | $48,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 3,699 | $48,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 28,000 | $48,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 4,671 | $48,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 4,616 | $48,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,840 | $48,000 | thousands by filing date | put |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,752 | $47,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 2,567 | $47,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 2,411 | $47,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 2,500 | $47,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 25,263 | $47,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 5,063 | $47,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 4,010 | $47,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 35 | $47,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 7,800 | $47,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 3,205 | $47,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 850 | $47,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,414 | $47,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 931 | $47,000 | thousands by filing date | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 1,606 | $47,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,446 | $47,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 3,800 | $47,000 | thousands by filing date | put |
| VBI VACCINES INC | 91822J103 | COM NEW | 16,488 | $47,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 14,000 | $47,000 | thousands by filing date | principal |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 2,874 | $47,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 85,000 | $47,000 | thousands by filing date | principal |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,187 | $47,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 32 | $47,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 100 | $46,000 | thousands by filing date | put |
| ADVANSIX INC | 00773T101 | COM | 3,577 | $46,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 825 | $46,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 5,574 | $46,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 487 | $46,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,300 | $46,000 | thousands by filing date | call |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 600 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,885 | $46,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 19,264 | $46,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 2,927 | $46,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 49,000 | $46,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 3,905 | $45,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 900 | $45,000 | thousands by filing date | call |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 2,000 | $45,000 | thousands by filing date | put |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 2,000 | $45,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 7,454 | $45,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,800 | $45,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 4,762 | $45,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 909 | $45,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 1,976 | $45,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 11,000 | $45,000 | thousands by filing date | principal |
| SIENTRA INC | 82621J105 | COM | 13,166 | $45,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 9,000 | $45,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 45,000 | $45,000 | thousands by filing date | principal |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 537 | $44,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 985 | $44,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 2,680 | $44,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,900 | $44,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 977 | $44,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 3,341 | $44,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,400 | $44,000 | thousands by filing date | call |
| ICAD INC | 44934S206 | COM NEW | 4,966 | $44,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 1,760 | $44,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 3,738 | $44,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 1,460 | $43,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 874 | $43,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1,000 | $43,000 | thousands by filing date | call |
| SI BONE INC | 825704109 | COM | 1,794 | $43,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,769 | $43,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 9,349 | $43,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,746 | $43,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 4,004 | $43,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,000 | $43,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 3,273 | $43,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 2,253 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 386 | $43,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,537 | $43,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,900 | $43,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 4,793 | $43,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 26,300 | $42,000 | thousands by filing date | put |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 5,935 | $42,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,000 | $42,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,493 | $42,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 1,099 | $42,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,300 | $42,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,600 | $42,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,224 | $42,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 1,264 | $42,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,032 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 3,900 | $42,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 3,270 | $42,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 5,000 | $42,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,832 | $42,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,610 | $42,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 8,116 | $42,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 500 | $41,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1,192 | $41,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 3,357 | $41,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 11,600 | $41,000 | thousands by filing date | put |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 785 | $41,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 1,118 | $41,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,000 | $41,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 30,000 | $41,000 | thousands by filing date | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 15,444 | $41,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,762 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 344 | $40,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 4,000 | $40,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 7,140 | $40,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 1,461 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 464 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 907 | $40,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 538 | $40,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,400 | $40,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 4,512 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 300 | $39,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 925 | $39,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,611 | $39,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 4,816 | $39,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,500 | $39,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 3,500 | $39,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,530 | $39,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,521 | $39,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,003 | $39,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,100 | $39,000 | thousands by filing date | put |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 5,819 | $39,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 15,492 | $39,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 2,239 | $39,000 | thousands by filing date | put |
| NEWAGE INC | 650194103 | COMMON STOCK | 22,300 | $39,000 | thousands by filing date | call |
| HANGER INC | 41043F208 | COMMON STOCK | 2,461 | $39,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 3,616 | $39,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,400 | $39,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 3,500 | $39,000 | thousands by filing date | call |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 15,587 | $39,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 774 | $39,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 5,609 | $39,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 1,551 | $38,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,700 | $38,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $38,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,299 | $38,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 8,669 | $38,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 3,372 | $38,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 983 | $38,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 10,142 | $38,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 7,675 | $38,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 24,918 | $38,000 | thousands by filing date | call |
| NASDAQ INC COM | 631103108 | Stock | 300 | $37,000 | thousands by filing date | call |
| PARK AEROSPACE CORP | 70014A104 | COM | 3,349 | $37,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,274 | $37,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,100 | $37,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 200 | $37,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,888 | $37,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 3,169 | $37,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,200 | $37,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 240 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 222 | $37,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 544 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 710 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 280 | $37,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 1,789 | $37,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 1,986 | $37,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 3,243 | $37,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 993 | $37,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 1,808 | $37,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,552 | $37,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 20,287 | $37,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 18,000 | $37,000 | thousands by filing date | call |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 3,488 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 2,802 | $36,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 656 | $36,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,000 | $36,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 1,300 | $36,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 8,068 | $36,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 15,150 | $36,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 4,301 | $36,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,200 | $36,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 6,312 | $36,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 2,314 | $36,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 2,421 | $36,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 3,149 | $36,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 33,000 | $36,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 18,487 | $36,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 1,565 | $36,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 4,770 | $36,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 1,312 | $36,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 14,887 | $36,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E464 | VELCTYSHS GBPUSD | 1,400 | $36,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,200 | $35,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,600 | $35,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 1,450 | $35,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 800 | $35,000 | thousands by filing date | put |
| HAWKINS INC | 420261109 | COM | 768 | $35,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 9,601 | $35,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $35,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,700 | $35,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 4,177 | $35,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 11,500 | $35,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 2,901 | $35,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,000 | $35,000 | thousands by filing date | put |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,743 | $35,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 300 | $35,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 1,345 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,000 | $35,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 500 | $35,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 5,161 | $35,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 2,104 | $35,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 2,482 | $35,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 2,360 | $35,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 33,000 | $35,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 27,000 | $35,000 | thousands by filing date | principal |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 5,691 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,373 | $35,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 1,900 | $35,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,933 | $34,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 21,614 | $34,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,300 | $34,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 800 | $34,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,697 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 640 | $34,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 2,779 | $34,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,337 | $34,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,700 | $34,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 4,200 | $34,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 300 | $34,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 2,477 | $34,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 751 | $34,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 650 | $34,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,246 | $34,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 3,380 | $34,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 9,765 | $34,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 965 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 570 | $34,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 5,072 | $34,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 500 | $34,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 4,849 | $34,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 713 | $34,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,318 | $34,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 33,000 | $34,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,200 | $33,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,900 | $33,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 400 | $33,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,800 | $33,000 | thousands by filing date | put |
| AECOM COM | 00766T100 | Stock | 800 | $33,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,702 | $33,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,894 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 728 | $33,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,300 | $33,000 | thousands by filing date | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 684 | $33,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 500 | $33,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 3,738 | $33,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 100 | $33,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 9,855 | $33,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,100 | $33,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,801 | $33,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 3,041 | $33,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 33,000 | $33,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 5,735 | $33,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 600 | $32,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 300 | $32,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,019 | $32,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 3,490 | $32,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,893 | $32,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 1,166 | $32,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,449 | $32,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 965 | $32,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 4,780 | $32,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 3,000 | $32,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,153 | $32,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1,081 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,600 | $32,000 | thousands by filing date | put |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 3,192 | $31,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 4,846 | $31,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 600 | $31,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 7,944 | $31,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 1,529 | $31,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,100 | $31,000 | thousands by filing date | call |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 788 | $31,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 4,606 | $31,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,000 | $31,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 600 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,838 | $31,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 5,362 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,200 | $31,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 2,213 | $31,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,365 | $31,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,273 | $31,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,800 | $31,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 473 | $31,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 7,000 | $31,000 | thousands by filing date | principal |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 14,700 | $31,000 | thousands by filing date | call |
| TERADYNE INC | 880770AG7 | NOTE | 12,000 | $31,000 | thousands by filing date | principal |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 18,750 | $31,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 2,311 | $30,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 620 | $30,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,800 | $30,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 3,198 | $30,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 2,591 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 1,750 | $30,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,200 | $30,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 2,500 | $30,000 | thousands by filing date | call |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,105 | $30,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,099 | $30,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 8,876 | $30,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 9,100 | $30,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,700 | $30,000 | thousands by filing date | call |
| CITIGROUP GLOBAL | 17326E605 | MKT HLDGS I VELCTYSHS AUDUSD | 1,200 | $30,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 439 | $29,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2,907 | $29,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 400 | $29,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,200 | $29,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 304 | $29,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,561 | $29,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 750 | $29,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,014 | $29,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,186 | $29,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 1,564 | $29,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,031 | $29,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,457 | $29,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,461 | $29,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 1,165 | $29,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,942 | $29,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 36,800 | $29,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 11,300 | $29,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 300 | $28,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 1,000 | $28,000 | thousands by filing date | call |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1,500 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,353 | $28,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,954 | $28,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 240 | $28,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 6,400 | $28,000 | thousands by filing date | put |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 400 | $28,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 8,747 | $28,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 2,079 | $28,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 1,152 | $28,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 768 | $28,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 1,215 | $28,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 2,584 | $28,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 2,393 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,503 | $28,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,200 | $28,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 5,533 | $28,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 3,100 | $28,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,100 | $28,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 2,742 | $28,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 8,546 | $27,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 1,061 | $27,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,000 | $27,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,000 | $27,000 | thousands by filing date | put |
| IMPINJ INC | 453204109 | COM | 1,012 | $27,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 1,088 | $27,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 1,701 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,027 | $27,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,724 | $27,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 1,048 | $27,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,816 | $27,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 171 | $27,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 1,277 | $27,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 7,900 | $27,000 | thousands by filing date | put |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 435 | $27,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 29,000 | $27,000 | thousands by filing date | principal |
| Aussie $ ETF | 46090N103 | ETF | 373 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,000 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 350 | $27,000 | thousands by filing date | |
| Agora Inc-Adr | 00851L103 | COM | 652 | $27,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 10,000 | $27,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 149 | $27,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 30,450 | $27,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,497 | $27,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,511 | $27,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 2,699 | $27,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 3,136 | $27,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 10,000 | $27,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XRA0 | MKTS HLDGS MTNF 8/3 | 23,000 | $27,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 200 | $26,000 | thousands by filing date | put |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 600 | $26,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000128 | this filing | 2020-11-12 | acceptance time not in the bulk data set |