13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 7,535 holding rows worth $153,285,925,000.
- Accession
- 0000831001-20-000128
- Filer
- CIK 831001
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 15,799 entries on the cover page, a total value of $153,285,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $153,285,925,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIPER | 92763M105 | COMMON STOCK | 31,500 | $237,000 | thousands by filing date | put |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 250,000 | $237,000 | thousands by filing date | principal |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,735 | $236,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 71,712 | $235,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,247 | $235,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,374 | $235,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,600 | $234,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 9,252 | $233,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 22,100 | $232,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,600 | $232,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 18,900 | $232,000 | thousands by filing date | put |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 17,170 | $231,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 69,000 | $231,000 | thousands by filing date | principal |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 8,438 | $230,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 12,487 | $230,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,917 | $230,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 11,443 | $230,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,600 | $230,000 | thousands by filing date | call |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,000 | $229,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 22,808 | $229,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 4,512 | $229,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 5,300 | $228,000 | thousands by filing date | call |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 4,393 | $228,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 6,090 | $227,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 43,071 | $227,000 | thousands by filing date | |
| FLEX LNG LTD | G35947202 | SHS | 40,000 | $226,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 6,271 | $226,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,967 | $225,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 10,447 | $225,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,500 | $224,000 | thousands by filing date | call |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 9,100 | $224,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 48,740 | $224,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 12,300 | $224,000 | thousands by filing date | call |
| UPWORK INC | 91688F104 | COM | 12,800 | $223,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 16,465 | $223,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 23,600 | $223,000 | thousands by filing date | call |
| AXOSFINLINC | 05465C100 | STOK | 9,518 | $222,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 10,600 | $222,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 57,200 | $222,000 | thousands by filing date | call |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 11,600 | $221,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 93,940 | $221,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,780 | $220,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 4,912 | $220,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,516 | $219,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 6,363 | $219,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 12,591 | $219,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 17,017 | $219,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,876 | $218,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 125,800 | $218,000 | thousands by filing date | put |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 10,016 | $218,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 205,500 | $218,000 | thousands by filing date | call |
| SPDW | 78463X889 | COM | 7,429 | $217,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 42,595 | $217,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 2,663 | $217,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 4,658 | $217,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,082 | $216,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 3,800 | $216,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,578 | $216,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 9,066 | $216,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 1,732 | $216,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 270,826 | $216,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,400 | $215,000 | thousands by filing date | call |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 7,500 | $215,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,256 | $215,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 4,600 | $215,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,841 | $214,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 18,300 | $214,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50,600 | $214,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 14,190 | $213,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 77,900 | $213,000 | thousands by filing date | put |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 7,854 | $213,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 4,918 | $212,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 5,222 | $212,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 16,251 | $212,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 4,166 | $212,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 18,900 | $211,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 8,161 | $211,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 33,731 | $211,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 146,000 | $211,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 21,307 | $210,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 25,800 | $209,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,298 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,245 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 4,273 | $209,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 6,107 | $209,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 9,600 | $209,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,045 | $209,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 88,800 | $209,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 210,000 | $209,000 | thousands by filing date | principal |
| KEARNY FINL CORP MD | 48716P108 | COM | 28,788 | $208,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,800 | $208,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 131,414 | $208,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,700 | $207,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 1,600 | $207,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 1,400 | $206,000 | thousands by filing date | call |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,850 | $206,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 4,600 | $206,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 14,665 | $206,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 4,100 | $205,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,300 | $205,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 27,274 | $205,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $205,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,100 | $205,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 4,792 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,835 | $204,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 55,266 | $204,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,400 | $204,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,688 | $204,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 5,730 | $203,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 4,600 | $203,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 12,800 | $203,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 21,640 | $203,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 5,314 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,839 | $202,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 9,394 | $201,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 16,102 | $200,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 14,270 | $200,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,645 | $199,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,600 | $198,000 | thousands by filing date | call |
| AVIENT CORPORATION | 05368V106 | COM | 7,476 | $198,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 50,900 | $198,000 | thousands by filing date | put |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 9,475 | $198,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 1,603 | $198,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 7,300 | $198,000 | thousands by filing date | |
| AMPLITUDE HEALTHCARE ACQUISITI | 03212a105 | COM | 20,000 | $198,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,140 | $197,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,000 | $196,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 971 | $196,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 4,300 | $196,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 3,303 | $196,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 1,160 | $196,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 1,509 | $195,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,085 | $195,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,800 | $195,000 | thousands by filing date | put |
| LEMONADEINC | 52567D107 | STOK | 3,895 | $194,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,200 | $194,000 | thousands by filing date | call |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,000 | $194,000 | thousands by filing date | call |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 11,673 | $194,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 1,902 | $194,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 21,865 | $193,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,541 | $192,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2,994 | $192,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 4,682 | $192,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,972 | $192,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,625 | $192,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 15,892 | $192,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 8,829 | $191,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,300 | $191,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $191,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 8,400 | $191,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 6,400 | $191,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 31,932 | $191,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 12,239 | $191,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 2,805 | $191,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 35,937 | $190,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 40,220 | $189,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 3,736 | $189,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 21,100 | $189,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,000 | $188,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 9,015 | $188,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 7,300 | $188,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 18,930 | $187,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,857 | $187,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 2,447 | $186,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 32,399 | $185,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 26,966 | $185,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,700 | $185,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,584 | $185,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 52,492 | $184,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 78,300 | $184,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 33,520 | $183,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,100 | $183,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,519 | $182,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,164 | $182,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,945 | $182,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 67,763 | $182,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 25,000 | $181,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,900 | $181,000 | thousands by filing date | put |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,820 | $181,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 67,000 | $181,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 17,000 | $181,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 41,090 | $181,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 15,050 | $181,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 2,555 | $180,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,300 | $180,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,975 | $180,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 6,383 | $180,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 6,700 | $180,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,300 | $179,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,228 | $179,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 14,903 | $179,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 14,464 | $179,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 4,600 | $179,000 | thousands by filing date | call |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 37,109 | $179,000 | thousands by filing date | call |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,800 | $178,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 3,406 | $178,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 14,426 | $178,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 6,338 | $178,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 5,484 | $177,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 63,975 | $177,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 4,201 | $177,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 49,300 | $176,000 | thousands by filing date | put |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,962 | $176,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 10,636 | $176,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 13,500 | $176,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 900 | $175,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,000 | $175,000 | thousands by filing date | put |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 4,350 | $175,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6,363 | $175,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,979 | $175,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 22,100 | $174,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 9,600 | $174,000 | thousands by filing date | put |
| STRATEGIC ED INC COM | 86272C103 | Stock | 1,908 | $174,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 2,778 | $174,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,645 | $174,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,200 | $174,000 | thousands by filing date | call |
| CORE LABORATORIES N V | N22717107 | COM | 11,429 | $174,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 16,746 | $173,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 49,281 | $173,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,308 | $173,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,357 | $173,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 10,200 | $172,000 | thousands by filing date | put |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,030 | $172,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,173 | $172,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 4,550 | $172,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 10,140 | $172,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 21,500 | $171,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,700 | $171,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 16,900 | $171,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,221 | $171,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 14,551 | $171,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 6,518 | $170,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 28,345 | $170,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 22,186 | $169,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 14,750 | $169,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 17,444 | $169,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,600 | $169,000 | thousands by filing date | put |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 18,497 | $169,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 17,632 | $169,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,600 | $168,000 | thousands by filing date | put |
| AGNT INC | 30212W100 | COM | 4,182 | $168,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 7,605 | $168,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,198 | $168,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,658 | $168,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 69,337 | $167,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,550 | $167,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 13,500 | $167,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 65,600 | $167,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 10,024 | $167,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 171,529 | $167,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,515 | $167,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,100 | $167,000 | thousands by filing date | call |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 9,928 | $166,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,000 | $165,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 55,100 | $165,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 5,500 | $164,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,750 | $164,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 19,290 | $163,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 25,000 | $163,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 21,681 | $163,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,166 | $163,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 8,439 | $163,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 12,800 | $163,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 5,600 | $162,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,750 | $162,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,700 | $162,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 11,807 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 4,167 | $162,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 27,746 | $162,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 11,883 | $162,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 6,937 | $161,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 8,488 | $161,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,098 | $160,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 7,396 | $160,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 37,900 | $160,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 6,966 | $159,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,442 | $159,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,876 | $159,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 4,431 | $158,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 13,049 | $158,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 34,124 | $158,000 | thousands by filing date | put |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 158,000 | $158,000 | thousands by filing date | principal |
| CERUS CORP | 157085101 | COM | 25,000 | $157,000 | thousands by filing date | put |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,187 | $157,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 50,000 | $157,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 21,932 | $156,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 14,731 | $156,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 7,632 | $156,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 8,694 | $156,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 9,807 | $156,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 27,589 | $156,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 15,000 | $156,000 | thousands by filing date | principal |
| BORGWARNER INC COM | 099724106 | Stock | 4,000 | $155,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 18,560 | $155,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 950 | $155,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 3,493 | $155,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 3,994 | $155,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 9,108 | $155,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,492 | $154,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 7,200 | $154,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 47,913 | $154,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,455 | $154,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 6,455 | $154,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 8,430 | $154,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 26,700 | $154,000 | thousands by filing date | put |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 29,700 | $153,000 | thousands by filing date | call |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 9,255 | $153,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 11,009 | $153,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,773 | $153,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 154,000 | $153,000 | thousands by filing date | principal |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 2,270 | $153,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XWR7 | MKTS HLDGS MTNF 2/2 | 200,000 | $153,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 21,500 | $152,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 6,300 | $152,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 46,100 | $152,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 2,600 | $151,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 5,632 | $151,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3,800 | $151,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,021 | $151,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,000 | $150,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,853 | $150,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 18,208 | $150,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,885 | $150,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 104,183 | $150,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 26,100 | $150,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XUE8 | MKTS HLDGS MTNF 7.500%11/2 | 150,000 | $150,000 | thousands by filing date | principal |
| ATI INC COM | 01741R102 | Stock | 17,100 | $149,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 58,200 | $149,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,800 | $148,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 41,400 | $148,000 | thousands by filing date | call |
| XPERI HLDG CORP | 98390M103 | COM | 12,918 | $148,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 19,779 | $148,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 106,000 | $148,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,900 | $148,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 12,098 | $147,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 5,470 | $147,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 124,881 | $147,000 | thousands by filing date | call |
| INARI MED INC | 45332Y109 | COM | 2,116 | $146,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 11,185 | $146,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 2,897 | $146,000 | thousands by filing date | |
| Global X Cannabis ETF | 37954Y426 | EX TRD EQ FD | 20,000 | $146,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,653 | $145,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 3,784 | $145,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 36,246 | $145,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,650 | $144,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 2,772 | $144,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 39,100 | $144,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 5,749 | $144,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 300 | $143,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 9,673 | $143,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 8,000 | $143,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 2,765 | $142,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 17,600 | $142,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 4,689 | $142,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,720 | $142,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,359 | $142,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 4,692 | $142,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,194 | $142,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 4,587 | $141,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 6,204 | $141,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,761 | $141,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 120,000 | $141,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,300 | $140,000 | thousands by filing date | call |
| KORN FERRY COM NEW | 500643200 | Stock | 4,821 | $140,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 40,824 | $140,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 13,082 | $140,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,847 | $140,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 2,439 | $140,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,900 | $139,000 | thousands by filing date | put |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 17,700 | $139,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 12,684 | $139,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 5,137 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 932 | $139,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 2,149 | $139,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,511 | $139,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 2,521 | $139,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,000 | $138,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,320 | $138,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 7,329 | $138,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 3,654 | $138,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 7,449 | $138,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 6,805 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 10,255 | $138,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 124,247 | $138,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,683 | $137,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 9,219 | $137,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,800 | $136,000 | thousands by filing date | call |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 7,522 | $136,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,729 | $136,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,440 | $136,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 53,495 | $136,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,121 | $135,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,188 | $135,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 14,075 | $134,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 34,518 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 12,426 | $134,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 35,900 | $133,000 | thousands by filing date | call |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 15,454 | $133,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 16,269 | $133,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 20,239 | $133,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,142 | $132,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 7,471 | $132,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,698 | $132,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 4,116 | $132,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,247 | $132,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 26,393 | $132,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,836 | $132,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 3,429 | $132,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 2,761 | $131,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 13,078 | $131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,219 | $131,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 9,240 | $131,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 3,400 | $130,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 6,900 | $130,000 | thousands by filing date | put |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 37,977 | $130,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 16,764 | $130,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,400 | $130,000 | thousands by filing date | call |
| AVANOS MED INC | 05350V106 | COM | 3,929 | $130,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 25,800 | $129,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,200 | $129,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 75,800 | $129,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 12,837 | $129,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 7,546 | $129,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,500 | $129,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 25,600 | $129,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 4,183 | $129,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 3,430 | $129,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 5,027 | $129,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,126 | $129,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,600 | $129,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,100 | $128,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 1,300 | $127,000 | thousands by filing date | call |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,400 | $126,000 | thousands by filing date | put |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,300 | $126,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 10,894 | $126,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,284 | $126,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,000 | $126,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,243 | $126,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,036 | $125,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 5,945 | $125,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,239 | $125,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,364 | $125,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 1,154 | $125,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 29,271 | $125,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 7,746 | $125,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 7,648 | $125,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 8,865 | $125,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 3,234 | $125,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,929 | $125,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 63,700 | $125,000 | thousands by filing date | call |
| AON PLC SHS CL A | G0403H108 | Stock | 600 | $124,000 | thousands by filing date | call |
| NEWMARK GROUP INC | 65158N102 | CL A | 28,829 | $124,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,175 | $124,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 49,200 | $124,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 3,975 | $123,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 800 | $123,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 4,600 | $123,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 23,907 | $123,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 129,000 | $123,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,217 | $122,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 7,502 | $122,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,273 | $122,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,800 | $122,000 | thousands by filing date | call |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 1,100 | $122,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,121 | $121,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 2,664 | $121,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 6,526 | $121,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 9,455 | $121,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 800 | $120,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 9,433 | $120,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,800 | $120,000 | thousands by filing date | put |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,260 | $120,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 11,821 | $120,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,017 | $119,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 6,800 | $119,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,000 | $119,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 3,908 | $119,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,260 | $119,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 800 | $119,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 16,324 | $119,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 9,200 | $119,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 7,300 | $119,000 | thousands by filing date | call |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 79,462 | $119,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 4,731 | $118,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,200 | $118,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 33,800 | $118,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 7,517 | $118,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 11,546 | $118,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 7,765 | $118,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 2,478 | $118,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,569 | $118,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 65,557 | $118,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XST8 | MKTS HLDGS MTNF 11/1 | 100,000 | $118,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 1,800 | $117,000 | thousands by filing date | put |
| CARGURUS INC COM CL A | 141788109 | Stock | 5,402 | $117,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 7,661 | $117,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,800 | $117,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 29,382 | $117,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,599 | $117,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,632 | $117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000128 | this filing | 2020-11-12 | acceptance time not in the bulk data set |