13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 7,672 holding rows worth $110,619,746,000.
- Accession
- 0000831001-20-000062
- Filer
- CIK 831001
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 16,077 entries on the cover page, a total value of $110,619,746,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,619,746,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 5,224 | $48,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 4,626 | $48,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,343 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 2,865 | $48,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 127,491 | $48,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,568 | $48,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 3,855 | $48,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 23,823 | $48,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,250 | $47,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,752 | $47,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 2,600 | $47,000 | thousands by filing date | put |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 38,795 | $47,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 3,217 | $47,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 4,838 | $47,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 24,476 | $47,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 7,587 | $47,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 11,100 | $47,000 | thousands by filing date | call |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 13,005 | $47,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,527 | $47,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 17,672 | $47,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,061 | $47,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 3,501 | $47,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 3,692 | $47,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 6,060 | $47,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 6,832 | $47,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 801 | $47,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 3,900 | $47,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 9,890 | $47,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 33,900 | $47,000 | thousands by filing date | call |
| ALTERYX INC | 02156BAB9 | CONV BD US | 21,000 | $47,000 | thousands by filing date | principal |
| SPDW | 78463X889 | COM | 1,901 | $46,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 2,941 | $46,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 4,300 | $46,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 9,900 | $46,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 28,646 | $46,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,334 | $46,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 15,181 | $46,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 7,300 | $46,000 | thousands by filing date | put |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 3,425 | $46,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,521 | $46,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,788 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 2,339 | $46,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 20,146 | $46,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 2,378 | $46,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 2,074 | $46,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 28,750 | $46,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 12,636 | $46,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 1,509 | $46,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 2,803 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 441 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 3,636 | $45,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 3,855 | $45,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 4,200 | $45,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,325 | $45,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,400 | $45,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,500 | $45,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,498 | $45,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,451 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 576 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 1,900 | $45,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 10,308 | $45,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,700 | $45,000 | thousands by filing date | call |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 3,553 | $45,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 3,082 | $45,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,621 | $45,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,326 | $45,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,815 | $45,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 4,577 | $45,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,592 | $45,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,800 | $45,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 14,227 | $45,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 11,282 | $45,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 3,067 | $45,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 12,325 | $45,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,894 | $44,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,500 | $44,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 3,747 | $44,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 5,975 | $44,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 21,836 | $44,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 16,452 | $44,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 594 | $44,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 7,800 | $44,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 8,300 | $44,000 | thousands by filing date | put |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 3,883 | $44,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 11,465 | $44,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 3,530 | $44,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 879 | $44,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2,168 | $44,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 3,679 | $44,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 3,300 | $44,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 114,800 | $44,000 | thousands by filing date | put |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,753 | $44,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 4,370 | $44,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 45,246 | $44,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,218 | $44,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 14,000 | $44,000 | thousands by filing date | principal |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 9,355 | $44,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 3,833 | $44,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 22,661 | $44,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,911 | $44,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 537 | $43,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,700 | $43,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 2,627 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 385 | $43,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,449 | $43,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,630 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 3,567 | $43,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 6,715 | $43,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,188 | $43,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,100 | $43,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 13,333 | $43,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 13,000 | $43,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 13,100 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $43,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 3,354 | $43,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 20,000 | $43,000 | thousands by filing date | principal |
| OPTINOSE INC | 68404V100 | COM | 9,683 | $43,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 12,918 | $43,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 13,900 | $43,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,600 | $43,000 | thousands by filing date | put |
| SOLARWINDS CORP | 83417Q105 | COM | 2,749 | $43,000 | thousands by filing date | |
| ARTARA THERAPEUTICS INC | 04300J107 | COM | 1,813 | $43,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2,898 | $43,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 15 | $42,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,100 | $42,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 7,785 | $42,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 825 | $42,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 3,643 | $42,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 5,758 | $42,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,740 | $42,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 65,935 | $42,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 27,536 | $42,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 52,000 | $42,000 | thousands by filing date | principal |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 10,065 | $42,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 16,537 | $42,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 10,877 | $42,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,483 | $41,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 2,600 | $41,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 400 | $41,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 8,271 | $41,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,000 | $41,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 6,118 | $41,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 87,535 | $41,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,800 | $41,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,000 | $41,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 3,738 | $41,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 5,073 | $41,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 91,225 | $41,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,900 | $41,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,482 | $41,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 117,296 | $41,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 18,908 | $41,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 3,584 | $41,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 27,000 | $41,000 | thousands by filing date | principal |
| AFFIMED N V | N01045108 | COM | 25,917 | $41,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 3,155 | $41,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 13,197 | $41,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 5,185 | $41,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 19,800 | $41,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 1,760 | $41,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 17,648 | $41,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 9,083 | $41,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 3,966 | $41,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 5,110 | $41,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L206 | SPONSRED ADS NEW | 2,210 | $41,000 | thousands by filing date | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,851 | $40,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 21,100 | $40,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 917 | $40,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,256 | $40,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,355 | $40,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 554 | $40,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,704 | $40,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,982 | $40,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 2,941 | $40,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,254 | $40,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 3,879 | $40,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 2,074 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,447 | $40,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,728 | $40,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 800 | $40,000 | thousands by filing date | call |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 3,656 | $40,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 72,000 | $40,000 | thousands by filing date | principal |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,610 | $40,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,564 | $40,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 26,977 | $40,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 14,971 | $40,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 41,000 | $40,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F437 | COM | 1,533 | $39,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 633 | $39,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 76,700 | $39,000 | thousands by filing date | put |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,390 | $39,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,450 | $39,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 12,012 | $39,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 28,800 | $39,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 31 | $39,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,969 | $39,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 10,542 | $39,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,800 | $39,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 22,000 | $39,000 | thousands by filing date | put |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 2,126 | $39,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,795 | $39,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,831 | $39,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 19,116 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 772 | $39,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 7,124 | $39,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,545 | $39,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 9,062 | $39,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 29,313 | $39,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 7,200 | $39,000 | thousands by filing date | call |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,613 | $39,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 18,500 | $39,000 | thousands by filing date | put |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 7,431 | $39,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 18,814 | $39,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 1,995 | $38,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 400 | $38,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 1,000 | $38,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,845 | $38,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 9,054 | $38,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,288 | $38,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 4,980 | $38,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 14,605 | $38,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,423 | $38,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 3,124 | $38,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 5,197 | $38,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 1,042 | $38,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 8,125 | $38,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,000 | $38,000 | thousands by filing date | call |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 21,328 | $38,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 89,895 | $38,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 3,460 | $38,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 18,485 | $38,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,614 | $38,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 145,689 | $38,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 6,320 | $38,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 6,367 | $38,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 2,761 | $38,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 977 | $37,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6,900 | $37,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,102 | $37,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,600 | $37,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 2,700 | $37,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 19,597 | $37,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 14,718 | $37,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 4,400 | $37,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 2,407 | $37,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 8,191 | $37,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,707 | $37,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 2,770 | $37,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 1,121 | $37,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 450 | $37,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 11,609 | $37,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,232 | $37,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,365 | $37,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,400 | $37,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 21,000 | $37,000 | thousands by filing date | principal |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 892 | $36,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 376 | $36,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,600 | $36,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 987 | $36,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 5,099 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 858 | $36,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 4,122 | $36,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 17,000 | $36,000 | thousands by filing date | call |
| GROWGENERATION CORP | 39986L109 | COM | 9,424 | $36,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $36,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 2,143 | $36,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 9,380 | $36,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,771 | $36,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 18,603 | $36,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 4,859 | $36,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,885 | $36,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,421 | $36,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 103,000 | $36,000 | thousands by filing date | put |
| Akoustis Technologies Inc | 00973N102 | COM | 6,723 | $36,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 4,752 | $36,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 5,684 | $36,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 4,044 | $36,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 4,360 | $36,000 | thousands by filing date | |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 14,000 | $36,000 | thousands by filing date | principal |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 36,151 | $36,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 42,914 | $36,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 25,745 | $36,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,219 | $35,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 4,060 | $35,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 900 | $35,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 1,000 | $35,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 5,000 | $35,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,300 | $35,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,752 | $35,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,187 | $35,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 2,500 | $35,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,943 | $35,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 4,992 | $35,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 3,531 | $35,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 3,344 | $35,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 3,100 | $35,000 | thousands by filing date | call |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $35,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 19,288 | $35,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,422 | $35,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 31,065 | $35,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 1,187 | $35,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,200 | $34,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 47,400 | $34,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,679 | $34,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 450 | $34,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 2,137 | $34,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 3,354 | $34,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,800 | $34,000 | thousands by filing date | call |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 777 | $34,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 8,851 | $34,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 6,750 | $34,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,603 | $34,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 662 | $34,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,701 | $34,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,627 | $34,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 10,300 | $34,000 | thousands by filing date | put |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 853 | $34,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,646 | $34,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,787 | $34,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 2,510 | $34,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 2,058 | $34,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 700 | $34,000 | thousands by filing date | put |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 9,434 | $34,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 975 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 620 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 251 | $34,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 6,956 | $34,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 8,149 | $34,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,556 | $34,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 6,171 | $34,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,885 | $34,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 7,045 | $34,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 183,678 | $34,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 500 | $34,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 74,089 | $34,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 6,330 | $34,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 2,575 | $34,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,700 | $33,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 1,400 | $33,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 4,600 | $33,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 1,134 | $33,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,337 | $33,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 5,980 | $33,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 7,200 | $33,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,697 | $33,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 356 | $33,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 1,050 | $33,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,500 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 367 | $33,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,043 | $33,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 4,042 | $33,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,044 | $33,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 8,874 | $33,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,900 | $33,000 | thousands by filing date | call |
| AT HOME GROUP INC | 04650Y100 | COM | 16,589 | $33,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 23,590 | $33,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 500 | $32,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,500 | $32,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,000 | $32,000 | thousands by filing date | put |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 6,438 | $32,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,334 | $32,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 8,884 | $32,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $32,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 10,000 | $32,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 14,665 | $32,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 893 | $32,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,987 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 3,976 | $32,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,309 | $32,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 11,637 | $32,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 19,300 | $32,000 | thousands by filing date | put |
| NUVEEN GA DIVID | 67072B107 | COM | 2,725 | $32,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 6,511 | $32,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 732 | $31,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 3,292 | $31,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 2,641 | $31,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,756 | $31,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,274 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 2,478 | $31,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 34,898 | $31,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 18,900 | $31,000 | thousands by filing date | put |
| PROOFPOINT INC | 743424103 | COM | 300 | $31,000 | thousands by filing date | put |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 1,125 | $31,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 37,110 | $31,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 79,900 | $31,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,400 | $31,000 | thousands by filing date | put |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 3,144 | $31,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,317 | $31,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 7,300 | $31,000 | thousands by filing date | call |
| SUTRO BIOPHARMA INC | 869367102 | COM | 3,069 | $31,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 24,000 | $31,000 | thousands by filing date | principal |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,725 | $31,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 7,743 | $31,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 5,586 | $31,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,291 | $31,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 7,377 | $31,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 19,965 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 526 | $30,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 1,390 | $30,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,000 | $30,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 3,785 | $30,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,826 | $30,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,096 | $30,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,700 | $30,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 427 | $30,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 4,118 | $30,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 5,672 | $30,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,400 | $30,000 | thousands by filing date | call |
| IDT CORP | 448947507 | CL B NEW | 5,556 | $30,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,611 | $30,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 4,085 | $30,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 4,240 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 600 | $30,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,892 | $30,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,080 | $30,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,687 | $30,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,601 | $30,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1,700 | $30,000 | thousands by filing date | call |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 3,887 | $30,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 989 | $30,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 33,000 | $30,000 | thousands by filing date | principal |
| MACKINAC FINL CORP | 554571109 | COM | 2,882 | $30,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 4,156 | $29,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 51,500 | $29,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 15,400 | $29,000 | thousands by filing date | put |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 655 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 742 | $29,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 700 | $29,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 62,200 | $29,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 7,107 | $29,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 6,975 | $29,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,785 | $29,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,258 | $29,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,700 | $29,000 | thousands by filing date | call |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 4,909 | $29,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,105 | $29,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 3,909 | $29,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 85,631 | $29,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 15,276 | $29,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 1,538 | $29,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 69,720 | $29,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 315 | $28,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 8,200 | $28,000 | thousands by filing date | call |
| FRANCHISE GROUP INC | 35180X105 | COM | 3,239 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,245 | $28,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 4,050 | $28,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 240 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 221 | $28,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 2,650 | $28,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,791 | $28,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 2,372 | $28,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 2,261 | $28,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,714 | $28,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 1,179 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 464 | $28,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 3,837 | $28,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,399 | $28,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,353 | $28,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,102 | $28,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,441 | $28,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 5,847 | $28,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 12,378 | $28,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 7,206 | $28,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 15,200 | $28,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,373 | $28,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,344 | $28,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 3,500 | $28,000 | thousands by filing date | put |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,674 | $28,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,200 | $27,000 | thousands by filing date | put |
| CORMEDIX INC COM | 21900C308 | Stock | 7,538 | $27,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 1,300 | $27,000 | thousands by filing date | call |
| ISHARES TR | 464287812 | US CONSM STAPLES | 248 | $27,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 1,084 | $27,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,500 | $27,000 | thousands by filing date | call |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 2,000 | $27,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,500 | $27,000 | thousands by filing date | put |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,200 | $27,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,825 | $27,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 1,047 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,091 | $27,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 3,200 | $27,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 2,125 | $27,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,689 | $27,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 30,368 | $27,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 999 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 710 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,200 | $27,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,200 | $27,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 4,335 | $27,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 47,500 | $27,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 28,876 | $27,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,824 | $27,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,404 | $27,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 21,000 | $27,000 | thousands by filing date | principal |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 1,258 | $27,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 15,991 | $27,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 22,749 | $27,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 2,724 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000062 | this filing | 2020-05-12 | acceptance time not in the bulk data set |