13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 7,672 holding rows worth $110,619,746,000.
- Accession
- 0000831001-20-000062
- Filer
- CIK 831001
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 16,077 entries on the cover page, a total value of $110,619,746,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,619,746,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 61 | $1,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 789 | $1,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 155 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 29 | $1,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 74 | $1,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 60 | $1,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 100 | $1,000 | thousands by filing date | call |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 267 | $1,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 50 | $1,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 926 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 56 | $1,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 74 | $1,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 300 | $1,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 300 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347G507 | RUSSELL US DIV | 20 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,300 | $1,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 33 | $1,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 368 | $1,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,115 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,720 | $1,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 127 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 572 | $1,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 228 | $1,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 100 | $1,000 | thousands by filing date | put |
| ROSETTA RES INC COM | 777385105 | Stock | 3,163 | $1,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,900 | $1,000 | thousands by filing date | put |
| STONEMOR INC | 86184W106 | COM | 500 | $1,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 25 | $1,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 100 | $1,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 766 | $1,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 400 | $1,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 177 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,700 | $1,000 | thousands by filing date | put |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 50 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 90 | $1,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,096 | $1,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 400 | $1,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 85 | $1,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 200 | $1,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 15 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 50 | $1,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 687 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 1,912 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 107 | $1,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 522 | $1,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 253 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $1,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 140 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,000 | $1,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAC6 | NOTE 5.000% 4/0 | 997 | $1,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 600 | $1,000 | thousands by filing date | put |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 24 | $1,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,400 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 700 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 665 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W689 | CMN | 25 | $1,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 65 | $1,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 508 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 1,000 | $1,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 79 | $1,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C110 | *W EXP 08/03/202 | 9,000 | $1,000 | thousands by filing date | call |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 100 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEANSPARK INC | 18452B209 | COM NEW | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXTREME NETWORKS INC | 30226D106 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEONEER INC | 92336X109 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUINOX GOLD CORP | 29446Y502 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 388 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460E711 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BATTALION OIL CORP | 07134L107 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Parcel Service, Inc | 917286106 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 1,815 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G109 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO INC | 817763105 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUOTIENT LTD | G73268107 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDOLOGIX INC | 29266S304 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 24 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 352 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 184 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 104 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 22,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000062 | this filing | 2020-05-12 | acceptance time not in the bulk data set |