13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 7,672 holding rows worth $110,619,746,000.
- Accession
- 0000831001-20-000062
- Filer
- CIK 831001
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 16,077 entries on the cover page, a total value of $110,619,746,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,619,746,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,200 | $26,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,700 | $26,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 500 | $26,000 | thousands by filing date | call |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 5,935 | $26,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,100 | $26,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,800 | $26,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,274 | $26,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,000 | $26,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 17,090 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 787 | $26,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 8,700 | $26,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 57,150 | $26,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,688 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,000 | $26,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,892 | $26,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,112 | $26,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 58,407 | $26,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 28,400 | $26,000 | thousands by filing date | call |
| SILVERCREST METALS INC | 828363101 | COM | 5,000 | $26,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 14,240 | $26,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,423 | $26,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,169 | $26,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 27,205 | $26,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 4,305 | $26,000 | thousands by filing date | |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 14,932 | $26,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 25,000 | $26,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 400 | $25,000 | thousands by filing date | call |
| IMMUNOVANT INC | 45258J102 | COM | 1,628 | $25,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 800 | $25,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 209 | $25,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 500 | $25,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,964 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,353 | $25,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 11,472 | $25,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 400 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 353 | $25,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,100 | $25,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 2,630 | $25,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,595 | $25,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 2,994 | $25,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,514 | $25,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 6,324 | $25,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 3,292 | $25,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 7,900 | $25,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 5,888 | $25,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,094 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 280 | $25,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,542 | $25,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,845 | $25,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,579 | $25,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 5,543 | $25,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,018 | $25,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 579 | $25,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 26,000 | $25,000 | thousands by filing date | principal |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 1,367 | $25,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,429 | $25,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 24,101 | $25,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 476 | $24,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 580 | $24,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,000 | $24,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 1,500 | $24,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 3,544 | $24,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 800 | $24,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 915 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 684 | $24,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 1,800 | $24,000 | thousands by filing date | put |
| ONESPAN INC | 68287N100 | COM | 1,300 | $24,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 904 | $24,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 5,860 | $24,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 4,200 | $24,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 5,600 | $24,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 300 | $24,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 36,200 | $24,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,700 | $24,000 | thousands by filing date | call |
| ASTRONOVA INC | 04638F108 | COM | 3,079 | $24,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,322 | $24,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 12,195 | $24,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,042 | $24,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 29,000 | $24,000 | thousands by filing date | principal |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 874 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 451 | $24,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,100 | $24,000 | thousands by filing date | put |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,000 | $24,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 4,481 | $24,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 22,000 | $24,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 9,073 | $24,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,396 | $24,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 3,772 | $24,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,050 | $24,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,762 | $24,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 8,637 | $24,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 600 | $23,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,300 | $23,000 | thousands by filing date | call |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 1,201 | $23,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,000 | $23,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 2,192 | $23,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 500 | $23,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,561 | $23,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 3,800 | $23,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 3,000 | $23,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,900 | $23,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 1,400 | $23,000 | thousands by filing date | call |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 300 | $23,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,874 | $23,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 5,504 | $23,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 2,142 | $23,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 3,731 | $23,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 6,075 | $23,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 2,078 | $23,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 373 | $23,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 58,900 | $23,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 6,900 | $23,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,400 | $23,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 23,676 | $23,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 909 | $23,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,132 | $23,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,795 | $23,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 3,457 | $23,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,000 | $23,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 6,421 | $23,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 3,305 | $23,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,293 | $23,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 500,000 | $23,000 | thousands by filing date | principal |
| COMSTOCK RES INC COM | 205768302 | Stock | 4,062 | $22,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,695 | $22,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 44,000 | $22,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 1,615 | $22,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 9,855 | $22,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 100 | $22,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,170 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 506 | $22,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 27,382 | $22,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 5,056 | $22,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 6,290 | $22,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 8,153 | $22,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 24,300 | $22,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 4,005 | $22,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 21,000 | $22,000 | thousands by filing date | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,185 | $22,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 6,512 | $22,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 33,997 | $22,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 2,364 | $22,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,516 | $22,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 11,085 | $22,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 13,000 | $22,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 429 | $22,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 439 | $21,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 400 | $21,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 800 | $21,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,900 | $21,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,800 | $21,000 | thousands by filing date | call |
| GARRETT MOTION INC | 366505105 | COM | 7,245 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 109 | $21,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,875 | $21,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,300 | $21,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 2,170 | $21,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 200 | $21,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 3,308 | $21,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 7,441 | $21,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,506 | $21,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,464 | $21,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 12,185 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 767 | $21,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 55,019 | $21,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,600 | $21,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 3,085 | $21,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 39,225 | $21,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 4,572 | $21,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,000 | $21,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 7,962 | $21,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 4,023 | $21,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,864 | $21,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 18,000 | $21,000 | thousands by filing date | call |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 28,510 | $21,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17324XWW6 | MKTS HLDGS MTNF 3/0 | 30,000 | $21,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 600 | $20,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 300 | $20,000 | thousands by filing date | put |
| SERVICE CORP INTL COM | 817565104 | Stock | 500 | $20,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,001 | $20,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 1,441 | $20,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 1,561 | $20,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 1,860 | $20,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 6,600 | $20,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 2,963 | $20,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 9,180 | $20,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,126 | $20,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 2,664 | $20,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 3,954 | $20,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,238 | $20,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 660 | $20,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 5,036 | $20,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 101,700 | $20,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,000 | $20,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 4,200 | $20,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,005 | $20,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 884 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,104 | $20,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 700 | $20,000 | thousands by filing date | call |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 2,372 | $20,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,171 | $20,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 14,089 | $20,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,100 | $20,000 | thousands by filing date | call |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 7,091 | $20,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,506 | $20,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 654 | $20,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,980 | $20,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 6,228 | $20,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 5,390 | $20,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 21,698 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,400 | $20,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 2,900 | $20,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 16,400 | $20,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 16,361 | $20,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 10,329 | $20,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 327 | $19,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 371 | $19,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 199 | $19,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 2,658 | $19,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 500 | $19,000 | thousands by filing date | put |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 5,643 | $19,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,000 | $19,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 200 | $19,000 | thousands by filing date | put |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 17,990 | $19,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,000 | $19,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,829 | $19,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,506 | $19,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 7,394 | $19,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,623 | $19,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 3,500 | $19,000 | thousands by filing date | put |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,719 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 3,600 | $19,000 | thousands by filing date | call |
| GENASYS INC | 36872P103 | CMN | 5,719 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $19,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 74,900 | $19,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,600 | $19,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,254 | $19,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 2,000 | $19,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 600 | $19,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 1,800 | $19,000 | thousands by filing date | put |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 7,855 | $19,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 25,378 | $19,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 4,425 | $19,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 15,000 | $19,000 | thousands by filing date | principal |
| SHARPSPRING INC | 820054104 | COM | 3,070 | $19,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 800 | $18,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 3,802 | $18,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 911 | $18,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,150 | $18,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 400 | $18,000 | thousands by filing date | put |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,647 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,367 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 377 | $18,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,197 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,350 | $18,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 695 | $18,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 598 | $18,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,800 | $18,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 748 | $18,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 337 | $18,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,300 | $18,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,508 | $18,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 3,183 | $18,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,175 | $18,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 441 | $18,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8,160 | $18,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,400 | $18,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 13,079 | $18,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 1,757 | $18,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,655 | $18,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 16,655 | $18,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 1,127 | $18,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 4,669 | $18,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 14,989 | $18,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 2,120 | $18,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,400 | $18,000 | thousands by filing date | call |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 1,403 | $18,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 9,472 | $18,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 6,766 | $18,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 1,009 | $18,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 510 | $17,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 6,800 | $17,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 200 | $17,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 240 | $17,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,200 | $17,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,300 | $17,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 5,126 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 360 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 376 | $17,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 400 | $17,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 700 | $17,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,500 | $17,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 900 | $17,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 4,200 | $17,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 700 | $17,000 | thousands by filing date | call |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,853 | $17,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,691 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 761 | $17,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 754 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 440 | $17,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 5,218 | $17,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 433 | $17,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 4,574 | $17,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 810 | $17,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,000 | $17,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 816 | $17,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 9,036 | $17,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 22,000 | $17,000 | thousands by filing date | principal |
| NESCO HLDGS INC | 64083J104 | COM | 5,108 | $17,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 618 | $16,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 200 | $16,000 | thousands by filing date | call |
| ARCOSA INC COM | 039653100 | Stock | 400 | $16,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $16,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 15,500 | $16,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,322 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 300 | $16,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 315 | $16,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 6,900 | $16,000 | thousands by filing date | put |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 3,516 | $16,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 975 | $16,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,435 | $16,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 7,553 | $16,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,607 | $16,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,697 | $16,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 1,712 | $16,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 9,203 | $16,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 2,136 | $16,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,900 | $16,000 | thousands by filing date | call |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 1,305 | $16,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,036 | $16,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 80,552 | $16,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 2,629 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 681 | $16,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,300 | $16,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 10,900 | $16,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,637 | $16,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,200 | $16,000 | thousands by filing date | call |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,400 | $16,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,034 | $16,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,585 | $16,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 9,963 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 3,246 | $16,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 21,000 | $16,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 8,000 | $16,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,000 | $15,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,600 | $15,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,618 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 237 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 200 | $15,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 887 | $15,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 684 | $15,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 300 | $15,000 | thousands by filing date | call |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,154 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 379 | $15,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,762 | $15,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 5,113 | $15,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 2,260 | $15,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 3,837 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 502 | $15,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 73,200 | $15,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 300 | $15,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,803 | $15,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 5,235 | $15,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,200 | $15,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 6,211 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 14,000 | $15,000 | thousands by filing date | principal |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 944 | $15,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,276 | $15,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 2,000 | $15,000 | thousands by filing date | principal |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 1,944 | $15,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 570 | $15,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 7,677 | $15,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 5,983 | $15,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 35,371 | $15,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 20,000 | $15,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 23,400 | $15,000 | thousands by filing date | call |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 1,587 | $15,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 5,947 | $15,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 19,900 | $15,000 | thousands by filing date | call |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,091 | $15,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,565 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 122 | $14,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 3,874 | $14,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 2,485 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 359 | $14,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,100 | $14,000 | thousands by filing date | put |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,000 | $14,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 500 | $14,000 | thousands by filing date | call |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,720 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 320 | $14,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 6,147 | $14,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 951 | $14,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 1,905 | $14,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 5,100 | $14,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 1,933 | $14,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 256 | $14,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,775 | $14,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 9,793 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 500 | $14,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 700 | $14,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 12,158 | $14,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,635 | $14,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 3,287 | $14,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 4,503 | $14,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 1,714 | $14,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 6,007 | $14,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 8,000 | $14,000 | thousands by filing date | principal |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,678 | $14,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,200 | $14,000 | thousands by filing date | put |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 17,000 | $14,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,000 | $14,000 | thousands by filing date | put |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 618 | $14,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 9,156 | $14,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 2,624 | $14,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 6,178 | $14,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 17,000 | $14,000 | thousands by filing date | principal |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,200 | $13,000 | thousands by filing date | call |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 538 | $13,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 656 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 750 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,372 | $13,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 800 | $13,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,384 | $13,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 9,000 | $13,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,664 | $13,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 476 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 1,200 | $13,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 517 | $13,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 3,800 | $13,000 | thousands by filing date | put |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 686 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,000 | $13,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 3,136 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 710 | $13,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 2,339 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 800 | $13,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 29,900 | $13,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 14,748 | $13,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 69,700 | $13,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 72,600 | $13,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,712 | $13,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 1,100 | $13,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 11,000 | $13,000 | thousands by filing date | principal |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 3,871 | $13,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 3,800 | $13,000 | thousands by filing date | put |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 394 | $13,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,000 | $13,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 56,956 | $13,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 14 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 650 | $13,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 702 | $13,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 468 | $12,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,200 | $12,000 | thousands by filing date | put |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 200 | $12,000 | thousands by filing date | put |
| CAMTEK LTD ORD | M20791105 | Stock | 1,463 | $12,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300 | $12,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 2,400 | $12,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 200 | $12,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 500 | $12,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,582 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 832 | $12,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 231 | $12,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,000 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 216 | $12,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,200 | $12,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 349 | $12,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 37,813 | $12,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 700 | $12,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 2,000 | $12,000 | thousands by filing date | call |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 500 | $12,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,145 | $12,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 4,352 | $12,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,000 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $12,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 871 | $12,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 3,660 | $12,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 17,690 | $12,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,312 | $12,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,125 | $12,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 773 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 390 | $12,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 4,000 | $12,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 700 | $12,000 | thousands by filing date | put |
| CENTOGENE N V | N1976T109 | COM | 614 | $12,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 16,100 | $12,000 | thousands by filing date | call |
| Zagg, Inc. | 98884U108 | COM | 3,800 | $12,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 8,029 | $12,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 7,000 | $12,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 51,700 | $12,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,500 | $12,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 14,890 | $12,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 19,054 | $12,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 400 | $12,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 4,600 | $11,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 200 | $11,000 | thousands by filing date | call |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 300 | $11,000 | thousands by filing date | put |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 2,543 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 708 | $11,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 600 | $11,000 | thousands by filing date | put |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 700 | $11,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 2,396 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000062 | this filing | 2020-05-12 | acceptance time not in the bulk data set |