13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 7,672 holding rows worth $110,619,746,000.
- Accession
- 0000831001-20-000062
- Filer
- CIK 831001
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 16,077 entries on the cover page, a total value of $110,619,746,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,619,746,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,314 | $147,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,700 | $146,000 | thousands by filing date | call |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 7,844 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,174 | $146,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 10,400 | $146,000 | thousands by filing date | put |
| PGT INNOVATIONS INC | 69336V101 | COM | 17,378 | $146,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 23,400 | $146,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,658 | $146,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 23,631 | $146,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,495 | $146,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 10,985 | $146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 4,650 | $146,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 4,633 | $146,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 31,988 | $146,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 79,400 | $145,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 5,600 | $145,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,440 | $145,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 11,600 | $144,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 20,300 | $144,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,002 | $144,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 19,153 | $144,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 6,963 | $144,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,900 | $144,000 | thousands by filing date | put |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 63,000 | $144,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 1,700 | $143,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,704 | $143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,923 | $143,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 18,929 | $143,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 12,800 | $143,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 18,591 | $143,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 33,092 | $143,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 4,053 | $143,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,471 | $142,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,400 | $142,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,374 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 900 | $142,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 11,034 | $142,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 10,534 | $142,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,400 | $142,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 259,305 | $142,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 55,318 | $142,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 7,100 | $141,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 25,200 | $141,000 | thousands by filing date | call |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 5,950 | $141,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 21,662 | $141,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,100 | $141,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 180,000 | $141,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 7,460 | $140,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 14,772 | $140,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 30,000 | $140,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 10,188 | $140,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,497 | $140,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,400 | $139,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 39,300 | $139,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 21,600 | $139,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 12,915 | $139,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 8,200 | $139,000 | thousands by filing date | call |
| CITIGROUP GLOBAL | 17324XWR7 | MKTS HLDGS MTNF 2/2 | 200,000 | $139,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 63,100 | $138,000 | thousands by filing date | call |
| ORION S.A. | L72967109 | COM | 18,566 | $138,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 9,826 | $138,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 9,489 | $138,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 801,800 | $138,000 | thousands by filing date | call |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 155,800 | $138,000 | thousands by filing date | call |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 11,174 | $138,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 13,300 | $138,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,600 | $137,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 24,178 | $137,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 18,981 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $137,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 18,703 | $137,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 9,694 | $137,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 30,004 | $137,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 140,000 | $137,000 | thousands by filing date | principal |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 9,558 | $137,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 8,612 | $136,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 23,980 | $136,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 18,000 | $136,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 22,134 | $136,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 58,403 | $136,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 17,021 | $136,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 13,830 | $136,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 38,794 | $136,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,622 | $136,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 27,200 | $135,000 | thousands by filing date | call |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,451 | $135,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 135,100 | $135,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 6,361 | $135,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 4,066 | $135,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 86,372 | $135,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 16,974 | $135,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,600 | $134,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 5,186 | $134,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 25,619 | $134,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 5,122 | $134,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,755 | $134,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 7,767 | $134,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 18,800 | $133,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 48,400 | $133,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 3,124 | $133,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 9,609 | $133,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,000 | $132,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 5,959 | $132,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,600 | $132,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,343 | $132,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 294,718 | $132,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 165,000 | $132,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 11,081 | $132,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,403 | $131,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,666 | $131,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,200 | $131,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 2,900 | $131,000 | thousands by filing date | put |
| FB FINL CORP | 30257X104 | COM | 6,634 | $131,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 700 | $131,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 8,600 | $131,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222104 | COM | 27,087 | $131,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,717 | $131,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 10,200 | $131,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 72,900 | $131,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,600 | $131,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 18,187 | $131,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 10,701 | $131,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 180,162 | $131,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,160 | $130,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,148 | $130,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 16,963 | $130,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,002 | $130,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 23,230 | $130,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,000 | $129,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,718 | $129,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,477 | $129,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 8,939 | $129,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 44,100 | $129,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 7,428 | $129,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 13,872 | $129,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 14,105 | $129,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 11,397 | $129,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 2,700 | $128,000 | thousands by filing date | put |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,672 | $128,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 21,122 | $128,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,786 | $128,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 744 | $128,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 82,775 | $128,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 25,400 | $127,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 28,000 | $127,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,423 | $127,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 2,000 | $127,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,884 | $127,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 158,393 | $127,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,165 | $127,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 12,834 | $127,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 19,200 | $127,000 | thousands by filing date | call |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,839 | $126,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 15,300 | $126,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 9,488 | $126,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 17,790 | $126,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 3,863 | $126,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,271 | $126,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 138,000 | $126,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 9,790 | $126,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 21,400 | $126,000 | thousands by filing date | put |
| SMITH A O CORP COM | 831865209 | Stock | 3,300 | $125,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 188,757 | $125,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 2,982 | $125,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 54,881 | $124,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,500 | $124,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 123,500 | $124,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 7,025 | $124,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 34,453 | $124,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 9,505 | $124,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 4,800 | $124,000 | thousands by filing date | put |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 35,386 | $123,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 704 | $123,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 7,019 | $123,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 8,342 | $123,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 35,516 | $123,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 18,713 | $122,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 730 | $122,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 8,130 | $122,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 8,415 | $122,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,619 | $122,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 5,248 | $122,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,943 | $122,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 40,225 | $122,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 47,015 | $121,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 5,104 | $121,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 21,229 | $121,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,306 | $121,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 6,759 | $121,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,400 | $121,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 40,300 | $121,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 49,300 | $121,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 58,900 | $120,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 7,057 | $120,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 30,982 | $120,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 11,759 | $120,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 7,900 | $120,000 | thousands by filing date | put |
| PROVENTION BIO INC | 74374N102 | COM | 13,051 | $120,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 25,098 | $119,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 9,914 | $119,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,623 | $119,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 5,153 | $118,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 23,500 | $118,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 4,939 | $118,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,925 | $118,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,265 | $118,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 14,039 | $118,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 7,106 | $118,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 9,541 | $118,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 9,100 | $118,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,700 | $117,000 | thousands by filing date | put |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 9,352 | $117,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 10,077 | $117,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,792 | $117,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 13,800 | $117,000 | thousands by filing date | put |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,793 | $117,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 34,781 | $117,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 71,600 | $117,000 | thousands by filing date | put |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 20,080 | $116,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 11,086 | $116,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 18,010 | $116,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 9,895 | $116,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,837 | $116,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 4,298 | $116,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 13,755 | $116,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 50,000 | $116,000 | thousands by filing date | principal |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 15,500 | $115,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,653 | $115,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 4,287 | $115,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 7,100 | $115,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 23,327 | $115,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,125 | $115,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 9,967 | $115,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,000 | $114,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 16,857 | $114,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 6,810 | $114,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,502 | $114,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 15,267 | $114,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 160,708 | $114,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 3,039 | $114,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,410 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,560 | $114,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 37,877 | $114,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 120,000 | $114,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1,122 | $113,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 3,726 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,025 | $113,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 3,176 | $113,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 16,084 | $113,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 14,658 | $113,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 3,785 | $113,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,360 | $113,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 6,377 | $113,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 4,665 | $112,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 5,950 | $112,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,548 | $112,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 9,758 | $111,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 700 | $111,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 22,400 | $111,000 | thousands by filing date | put |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 15,720 | $111,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 7,200 | $111,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,700 | $111,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 1,900 | $110,000 | thousands by filing date | call |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,961 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,600 | $110,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 43,430 | $110,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,226 | $110,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,261 | $110,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 48,300 | $110,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 46,659 | $110,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,000 | $109,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 66,740 | $109,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 2,600 | $109,000 | thousands by filing date | put |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 7,155 | $109,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 99,079 | $109,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 43,779 | $109,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 4,842 | $109,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 5,300 | $108,000 | thousands by filing date | call |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 8,175 | $108,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 4,790 | $108,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 9,762 | $108,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 12,345 | $108,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 60,991 | $108,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,576 | $108,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,792 | $108,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 34,319 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $108,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 89,320 | $107,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 12,800 | $107,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 3,925 | $107,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 838 | $107,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 5,851 | $107,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 4,663 | $107,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 305,800 | $107,000 | thousands by filing date | call |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 118,000 | $107,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 8,154 | $106,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,846 | $106,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 42,942 | $106,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 155,000 | $106,000 | thousands by filing date | principal |
| CITIGROUP GLOBAL | 17324XST8 | MKTS HLDGS MTNF 11/1 | 100,000 | $106,000 | thousands by filing date | principal |
| ADVANSIX INC | 00773T101 | COM | 11,028 | $105,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 81,824 | $105,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 18,155 | $105,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 7,145 | $105,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,900 | $104,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 9,962 | $104,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,791 | $104,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 40,100 | $104,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,439 | $104,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 12,918 | $104,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 900 | $104,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 19,175 | $104,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 5,429 | $104,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 108,000 | $104,000 | thousands by filing date | principal |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,838 | $104,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 14,038 | $103,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,830 | $103,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 16,405 | $103,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 45,414 | $103,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 70,800 | $103,000 | thousands by filing date | put |
| ISHARES TR | 46432F834 | COM | 2,170 | $102,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 12,960 | $102,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 400 | $102,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 7,041 | $102,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 8,232 | $102,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 26,002 | $102,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 13,354 | $102,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,658 | $102,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 113,239 | $102,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 8,100 | $101,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 50,400 | $101,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,590 | $101,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 7,700 | $101,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 734 | $101,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 387,817 | $101,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 5,585 | $101,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 4,000 | $101,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 20,961 | $100,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 9,213 | $100,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 9,146 | $100,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 3,447 | $100,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 10,000 | $100,000 | thousands by filing date | call |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 4,123 | $100,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,417 | $99,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 19,800 | $99,000 | thousands by filing date | put |
| INMODE LTD SHS | M5425M103 | Stock | 4,600 | $99,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 20,900 | $99,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 8,400 | $99,000 | thousands by filing date | put |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 7,481 | $99,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,427 | $99,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 4,683 | $99,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,600 | $99,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075AC9 | BOND | 153,000 | $99,000 | thousands by filing date | principal |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 922 | $98,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 8,100 | $98,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 4,113 | $98,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 5,669 | $98,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,044 | $98,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 5,532 | $98,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 16,700 | $98,000 | thousands by filing date | call |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,840 | $97,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 21,707 | $97,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,100 | $97,000 | thousands by filing date | put |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,100 | $97,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 3,318 | $97,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,370 | $97,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 3,423 | $97,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 12,933 | $97,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 33,819 | $97,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,500 | $96,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,500 | $96,000 | thousands by filing date | call |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 19,010 | $96,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,294 | $96,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 15,987 | $96,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 90,000 | $96,000 | thousands by filing date | principal |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,100 | $95,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,500 | $95,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 6,586 | $95,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 15,707 | $95,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 6,600 | $95,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,294 | $95,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 22,300 | $95,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,114 | $95,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 8,928 | $95,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 15,300 | $95,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,000 | $94,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 6,700 | $94,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 734 | $94,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 11,607 | $94,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 14,444 | $94,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 4,932 | $94,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,299 | $94,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 7,028 | $94,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,189 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,200 | $93,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 46,400 | $93,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 7,960 | $93,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,500 | $93,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 7,877 | $93,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 11,263 | $93,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 14,324 | $93,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 9,360 | $92,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 2,599 | $92,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 6,962 | $92,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,148 | $92,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 9,184 | $92,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 5,700 | $91,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,300 | $91,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 1,200 | $91,000 | thousands by filing date | put |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 2,645 | $91,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 7,173 | $91,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 4,000 | $91,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 7,483 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,135 | $91,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,000 | $91,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 19,400 | $91,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 49,275 | $91,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 5,200 | $91,000 | thousands by filing date | put |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,686 | $91,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 4,123 | $90,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 7,267 | $90,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 7,982 | $90,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 4,200 | $90,000 | thousands by filing date | call |
| BANK FIRST CORP | 06211J100 | COM | 1,599 | $90,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,233 | $90,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 9,107 | $90,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,316 | $90,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 3,014 | $90,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,036 | $90,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,616 | $90,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 12,600 | $90,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 61,600 | $90,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 135,700 | $90,000 | thousands by filing date | call |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 8,065 | $90,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 16,989 | $89,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,446 | $89,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 13,051 | $89,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 7,323 | $89,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 4,000 | $89,000 | thousands by filing date | put |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 7,183 | $89,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 9,424 | $89,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 6,044 | $89,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,891 | $89,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,072 | $89,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 7,854 | $89,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 5,778 | $89,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,200 | $88,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,900 | $88,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 800 | $88,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 130,227 | $88,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 14,118 | $88,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 4,500 | $88,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 6,217 | $88,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 3,537 | $88,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5,872 | $88,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 18,852 | $88,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 82,700 | $88,000 | thousands by filing date | put |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 102,000 | $88,000 | thousands by filing date | principal |
| NATURA &CO HLDG S A | 63884N108 | ADR | 8,910 | $88,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,413 | $88,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,000 | $87,000 | thousands by filing date | call |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 5,149 | $87,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,280 | $87,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 17,105 | $87,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 9,770 | $87,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 94,000 | $87,000 | thousands by filing date | principal |
| SCORPIO TANKERS INC | 80918TAB5 | NOTE 3.000% 5/1 | 102,000 | $87,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 4,350 | $87,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 2,290 | $86,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,800 | $86,000 | thousands by filing date | put |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 9,905 | $86,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 17,376 | $86,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 9,567 | $86,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 11,602 | $86,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,355 | $86,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 6,069 | $86,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 4,399 | $86,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 900 | $85,000 | thousands by filing date | put |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 6,988 | $85,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 13,676 | $85,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 4,243 | $85,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 5,152 | $85,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 8,823 | $85,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 7,650 | $85,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 58,369 | $85,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 32,820 | $85,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $85,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 6,000 | $84,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 41,432 | $84,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 8,356 | $84,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,193 | $84,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,500 | $84,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,847 | $84,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 3,049 | $84,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 22,776 | $84,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 3,405 | $84,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 100,000 | $84,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 5,997 | $84,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 9,521 | $84,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 36,800 | $83,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000062 | this filing | 2020-05-12 | acceptance time not in the bulk data set |