13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-12, with 7,672 holding rows worth $110,619,746,000.
- Accession
- 0000831001-20-000062
- Filer
- CIK 831001
- Filed
- 2020-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 16,077 entries on the cover page, a total value of $110,619,746,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $110,619,746,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 723 | $83,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 2,700 | $83,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 3,100 | $83,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 162,300 | $83,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 2,440 | $83,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 300 | $83,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,166 | $83,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 4,000 | $83,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 983 | $83,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 2,077 | $83,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 3,241 | $83,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 5,200 | $83,000 | thousands by filing date | call |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 4,542 | $83,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 11,212 | $83,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 1,480 | $83,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 11,700 | $82,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,300 | $82,000 | thousands by filing date | put |
| PROPETRO HLDG CORP | 74347M108 | COM | 32,973 | $82,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,452 | $82,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 5,800 | $82,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q886 | COM | 7,887 | $82,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 2,612 | $82,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 55,131 | $82,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 47,000 | $82,000 | thousands by filing date | principal |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 84,000 | $82,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 78,468 | $81,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 8,527 | $81,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 2,028 | $81,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $81,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 7,586 | $81,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 4,231 | $81,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,575 | $81,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 15,200 | $81,000 | thousands by filing date | call |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,270 | $81,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,400 | $81,000 | thousands by filing date | call |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 4,937 | $81,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,093 | $81,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 63,100 | $81,000 | thousands by filing date | call |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 4,058 | $81,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 3,965 | $81,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 11,691 | $81,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,558 | $81,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 5,100 | $81,000 | thousands by filing date | put |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 6,669 | $81,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 9,500 | $80,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 16,095 | $80,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 6,700 | $80,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 4,453 | $80,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,881 | $80,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 4,236 | $80,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 46,077 | $80,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 6,776 | $80,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 5,083 | $80,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 2,537 | $79,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 27,340 | $79,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,632 | $79,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,000 | $79,000 | thousands by filing date | call |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 4,000 | $79,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 2,550 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 800 | $79,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 880 | $79,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 16,900 | $79,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,100 | $78,000 | thousands by filing date | call |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,100 | $78,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657101 | COM | 4,400 | $78,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 8,600 | $78,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 21,645 | $78,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 5,625 | $78,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 7,144 | $78,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 3,794 | $78,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 84,000 | $78,000 | thousands by filing date | principal |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 5,880 | $78,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,216 | $77,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,806 | $77,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 6,127 | $77,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,000 | $77,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 22,500 | $77,000 | thousands by filing date | call |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 3,511 | $77,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 7,049 | $77,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 13,453 | $77,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 12,300 | $77,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,832 | $77,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,740 | $77,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 40,908 | $77,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 2,797 | $77,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 81,000 | $77,000 | thousands by filing date | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 1,510 | $76,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,000 | $76,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 24,795 | $76,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,700 | $76,000 | thousands by filing date | put |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,908 | $76,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,901 | $76,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 5,995 | $76,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 7,809 | $76,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,300 | $76,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 27,522 | $76,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 7,427 | $76,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,648 | $76,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,400 | $76,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 58,000 | $76,000 | thousands by filing date | principal |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 800 | $75,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,400 | $75,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,993 | $75,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,648 | $75,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 12,000 | $75,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 7,319 | $75,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,348 | $75,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 30,999 | $75,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 3,154 | $75,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 12,627 | $75,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 6,675 | $75,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,416 | $74,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 6,106 | $74,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 4,208 | $74,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,212 | $74,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,926 | $74,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 700 | $74,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 2,200 | $74,000 | thousands by filing date | put |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,858 | $74,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 6,985 | $74,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 2,784 | $74,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,145 | $74,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,300 | $74,000 | thousands by filing date | call |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,757 | $74,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 18,250 | $74,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 8,424 | $74,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 14,000 | $74,000 | thousands by filing date | principal |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 95,000 | $74,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 3,900 | $73,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 33,491 | $73,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 22,478 | $73,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,625 | $73,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,964 | $73,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,600 | $73,000 | thousands by filing date | put |
| JERNIGAN CAP INC | 476405105 | COM | 6,617 | $73,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 75,000 | $73,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 8,748 | $73,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 3,381 | $72,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 13,730 | $72,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 20,300 | $72,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 6,194 | $72,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,606 | $72,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 6,064 | $72,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 8,500 | $72,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 29,853 | $72,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,500 | $72,000 | thousands by filing date | put |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,532 | $72,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 16,212 | $72,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 5,300 | $71,000 | thousands by filing date | call |
| POWELL INDS INC | 739128106 | COM | 2,772 | $71,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 9,300 | $71,000 | thousands by filing date | put |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 7,853 | $71,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 5,967 | $71,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 11,640 | $71,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 2,499 | $71,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,340 | $71,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 12,497 | $71,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 9,150 | $71,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 24,354 | $70,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 6,707 | $70,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 7,600 | $70,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 407,600 | $70,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 7,958 | $70,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,067 | $70,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 1,200 | $69,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,300 | $69,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,830 | $69,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,700 | $69,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,400 | $69,000 | thousands by filing date | call |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 6,513 | $69,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 600 | $69,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 18,893 | $69,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 11,575 | $69,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 5,200 | $69,000 | thousands by filing date | put |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 6,714 | $69,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 7,842 | $68,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 12,936 | $68,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 900 | $68,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,759 | $68,000 | thousands by filing date | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 2,437 | $68,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 6,578 | $68,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 4,992 | $68,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 20,100 | $68,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 5,600 | $68,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 42,000 | $68,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,451 | $68,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 1,838 | $68,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,160 | $68,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,357 | $68,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 8,819 | $68,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,994 | $68,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 41,285 | $68,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 26,532 | $68,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 13,631 | $68,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 8,921 | $67,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,400 | $67,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 5,682 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 3,764 | $67,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 7,641 | $67,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 2,448 | $67,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 7,090 | $67,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,371 | $67,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 20,661 | $67,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 12,600 | $67,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,100 | $67,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 1,924 | $67,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 19,000 | $67,000 | thousands by filing date | principal |
| SPOK HLDGS INC COM | 84863T106 | Stock | 6,153 | $66,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 9,388 | $66,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 9,722 | $66,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,000 | $66,000 | thousands by filing date | put |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 4,420 | $66,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,981 | $66,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,583 | $66,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 11,162 | $66,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 16,127 | $66,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 3,126 | $66,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 14,856 | $66,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 3,000 | $65,000 | thousands by filing date | put |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 7,743 | $65,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 4,800 | $65,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 12,897 | $65,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 3,049 | $65,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,683 | $65,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,901 | $65,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 28,495 | $65,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,628 | $65,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,080 | $65,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,900 | $65,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 5,355 | $65,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 2,987 | $65,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 4,989 | $65,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8,000 | $64,000 | thousands by filing date | call |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,089 | $64,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 282 | $64,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 11,400 | $64,000 | thousands by filing date | put |
| RBB BANCORP | 74930B105 | COMMON STOCK | 4,644 | $64,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 3,559 | $64,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,213 | $64,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 20,400 | $64,000 | thousands by filing date | call |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,133 | $64,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 113,379 | $64,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 5,300 | $64,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,312 | $64,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 18,010 | $64,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $64,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 117,025 | $64,000 | thousands by filing date | put |
| SYSTEMAX INC | 871851101 | COM | 3,612 | $64,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 31,708 | $63,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 5,700 | $63,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 5,321 | $63,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 5,767 | $63,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,820 | $63,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 12,700 | $63,000 | thousands by filing date | call |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 7,898 | $63,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 3,519 | $63,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 6,733 | $63,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 29,952 | $63,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,390 | $63,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 10,637 | $63,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,872 | $63,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,218 | $63,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 1,661 | $63,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 8,478 | $62,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,400 | $62,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,100 | $62,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,700 | $62,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 32,257 | $62,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,753 | $62,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 15,240 | $62,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,067 | $62,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 1,735 | $62,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,699 | $62,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 8,700 | $62,000 | thousands by filing date | put |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 6,370 | $62,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,547 | $62,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 14,930 | $62,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,158 | $62,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 33,532 | $62,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,075 | $61,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 85,300 | $61,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 3,550 | $61,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 11,758 | $61,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 12,200 | $61,000 | thousands by filing date | put |
| PROTO LABS INC | 743713109 | COM | 800 | $61,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 1,600 | $61,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,014 | $61,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 5,374 | $61,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 25,011 | $61,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 477 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,196 | $61,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,402 | $61,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 2,449 | $61,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 3,946 | $61,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 20,734 | $61,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 8,139 | $61,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 55,000 | $61,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,600 | $61,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 37,906 | $61,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M110 | W EXP 07/25/202 | 98,200 | $61,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 19,229 | $60,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 4,400 | $60,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 6,200 | $60,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 11,580 | $60,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,353 | $60,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 5,035 | $60,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,884 | $60,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 7,469 | $60,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 7,588 | $60,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 33,600 | $60,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 19,500 | $60,000 | thousands by filing date | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 5,503 | $60,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 34,200 | $60,000 | thousands by filing date | put |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 9,194 | $60,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 19,616 | $60,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 7,721 | $60,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 71,000 | $60,000 | thousands by filing date | principal |
| GRITSTONE BIO INC | 39868T105 | COM | 10,357 | $60,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 9,168 | $60,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 3,556 | $60,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E704 | MKT HLDGS I VELCTYSHS CHFUSD | 2,300 | $60,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 7,500 | $59,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,609 | $59,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,308 | $59,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 5,714 | $59,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 45,275 | $59,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,470 | $59,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,566 | $59,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,632 | $59,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 4,522 | $59,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,977 | $59,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,853 | $59,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 8,594 | $59,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 4,837 | $59,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 10,161 | $59,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 5,700 | $59,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,957 | $59,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 6,445 | $59,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 46,371 | $59,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 7,887 | $58,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,771 | $58,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 8,769 | $58,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 5,882 | $58,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 1,700 | $58,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 961 | $58,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 2,401 | $58,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 11,865 | $58,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 1,648 | $58,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 5,384 | $58,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 65,800 | $58,000 | thousands by filing date | put |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 49,996 | $58,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 9,209 | $58,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 6,789 | $58,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 4,720 | $57,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,400 | $57,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,819 | $57,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,841 | $57,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,500 | $57,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,555 | $57,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 6,615 | $57,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 10,869 | $57,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,351 | $57,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 81,000 | $57,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,391 | $57,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 13,604 | $57,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3,300 | $57,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 7,911 | $57,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 12,108 | $57,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 5,766 | $57,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 4,768 | $57,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,263 | $57,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 26,590 | $57,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 59,000 | $57,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 3,000 | $56,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 17,254 | $56,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 2,500 | $56,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 5,679 | $56,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,101 | $56,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 2,831 | $56,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 2,287 | $56,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,007 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 458 | $56,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 25,745 | $56,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 9,323 | $56,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 7,700 | $56,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 15,802 | $56,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 32,100 | $56,000 | thousands by filing date | put |
| Schwab US REIT ETF | 808524847 | SHS | 1,668 | $55,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 1,200 | $55,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 2,910 | $55,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 6,600 | $55,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,700 | $55,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 561 | $55,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 7,195 | $55,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 30,325 | $55,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 10,428 | $55,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 47,012 | $55,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 3,900 | $55,000 | thousands by filing date | call |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 16,032 | $55,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,508 | $55,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 5,325 | $55,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 6,045 | $55,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 156,444 | $55,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 20,944 | $55,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 8,390 | $55,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,958 | $55,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 850 | $54,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 6,903 | $54,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 40,600 | $54,000 | thousands by filing date | put |
| AGNT INC | 30212W100 | COM | 6,357 | $54,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,400 | $54,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 25,400 | $54,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 893 | $54,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 4,640 | $54,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 2,002 | $54,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,485 | $54,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 6,403 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 3,295 | $54,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 7,576 | $54,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 2,352 | $54,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 7,952 | $54,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 12,900 | $54,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 19,169 | $54,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,215 | $54,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 71,665 | $54,000 | thousands by filing date | |
| NATURA &CO HLDG S A | 63884N108 | ADR | 5,464 | $54,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 21,957 | $54,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 6,554 | $54,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 19,732 | $54,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 18,000 | $54,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,889 | $53,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,489 | $53,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 2,200 | $53,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,500 | $53,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,300 | $53,000 | thousands by filing date | put |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 4,142 | $53,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 35,131 | $53,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,985 | $53,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,515 | $53,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 29,249 | $53,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 1,196 | $53,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,677 | $53,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 50,000 | $53,000 | thousands by filing date | principal |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 3,300 | $52,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 30,840 | $52,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 4,910 | $52,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 357 | $52,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,943 | $52,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 8,814 | $52,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,328 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,405 | $52,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 2,524 | $52,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 4,507 | $52,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 5,372 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 902 | $52,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,400 | $52,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 6,332 | $52,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 20,000 | $52,000 | thousands by filing date | put |
| CITIGROUP GLOBAL MKTS HLDGS | 17326E480 | VELCTYSHS USDEUR | 3,600 | $52,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,900 | $51,000 | thousands by filing date | call |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,801 | $51,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 51,236 | $51,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,170 | $51,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 1,005 | $51,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,685 | $51,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,477 | $51,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 3,093 | $51,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 21,970 | $51,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 28,239 | $51,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $51,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 7,022 | $50,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 500 | $50,000 | thousands by filing date | put |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 500 | $50,000 | thousands by filing date | call |
| TRANSCAT INC | 893529107 | COM | 1,877 | $50,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 4,114 | $50,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 3,400 | $50,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,386 | $50,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,257 | $50,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,911 | $50,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,523 | $50,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,732 | $50,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 39,344 | $50,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 21,800 | $50,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 52,170 | $50,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 1,300 | $49,000 | thousands by filing date | call |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,470 | $49,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,800 | $49,000 | thousands by filing date | put |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,194 | $49,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,000 | $49,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 7,309 | $49,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 9,066 | $49,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 59,000 | $49,000 | thousands by filing date | principal |
| PICO HLDGS INC | 693366205 | COM NEW | 6,319 | $49,000 | thousands by filing date | |
| CITIGROUP GLOBAL | 17326E654 | MKT HLDGS I VELCTYSHS JPYUSD | 2,200 | $49,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 6,300 | $48,000 | thousands by filing date | put |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 768 | $48,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 3,500 | $48,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 886 | $48,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 4,383 | $48,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-20-000062 | this filing | 2020-05-12 | acceptance time not in the bulk data set |