13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 7,703 holding rows worth $103,746,773,000.
- Accession
- 0000831001-19-000055
- Filer
- CIK 831001
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,750 entries on the cover page, a total value of $103,746,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,746,773,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 9,600 | $130,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 104,018 | $130,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 24,000 | $130,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 4,200 | $130,000 | thousands by filing date | call |
| CUE BIOPHARMA INC | 22978P106 | COM | 16,802 | $130,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 9,152 | $130,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,100 | $130,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 2,755 | $129,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,024 | $129,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 30 | $129,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 3,035 | $129,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,349 | $129,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 6,756 | $129,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,000 | $129,000 | thousands by filing date | put |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,869 | $128,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,785 | $128,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 19,958 | $128,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 9,688 | $128,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 900 | $128,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,543 | $128,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 27,400 | $127,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,393 | $127,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 11,000 | $127,000 | thousands by filing date | call |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 8,216 | $127,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 19,435 | $127,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 15,298 | $127,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,300 | $126,000 | thousands by filing date | put |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 4,230 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,272 | $126,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,651 | $126,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 9,700 | $126,000 | thousands by filing date | call |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 4,351 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,375 | $126,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 14,206 | $126,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 17,692 | $126,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 9,939 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,000 | $125,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 4,300 | $125,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 15,600 | $125,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 9,235 | $125,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,655 | $125,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 11,770 | $125,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 3,300 | $125,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,000 | $125,000 | thousands by filing date | call |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 4,022 | $124,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,000 | $124,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,504 | $124,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 11,743 | $124,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 16,046 | $124,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 17,800 | $124,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 62,373 | $123,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 954 | $123,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 500 | $123,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,300 | $123,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 7,805 | $123,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 18,822 | $123,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 6,006 | $123,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,400 | $123,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 12,596 | $123,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 27,417 | $123,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 5,900 | $123,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 7,479 | $122,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,500 | $122,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 8,039 | $122,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 12,006 | $121,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 19,500 | $121,000 | thousands by filing date | put |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 3,161 | $121,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 41,320 | $121,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 7,021 | $121,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 120,000 | $121,000 | thousands by filing date | principal |
| NVE CORP COM NEW | 629445206 | Stock | 1,232 | $120,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 11,047 | $120,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 9,700 | $120,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 18,126 | $120,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,857 | $120,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,010 | $120,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 46,980 | $120,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,903 | $119,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 9,377 | $119,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 6,767 | $119,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 8,469 | $119,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,112 | $119,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,936 | $119,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 2,732 | $119,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 8,264 | $119,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 800 | $118,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 10,100 | $118,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 15,200 | $118,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 5,650 | $117,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,229 | $117,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,000 | $117,000 | thousands by filing date | call |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 7,666 | $117,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 2,600 | $116,000 | thousands by filing date | put |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 8,410 | $116,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,200 | $116,000 | thousands by filing date | call |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,625 | $116,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,600 | $116,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 16,000 | $116,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 826 | $116,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 29,600 | $116,000 | thousands by filing date | call |
| NEW SR INVT GROUP INC | 648691103 | COM | 21,269 | $116,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 116,000 | $116,000 | thousands by filing date | principal |
| Vanguard Materials ETF | 92204A801 | SHS | 936 | $115,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 737 | $115,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 6,800 | $115,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,100 | $115,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,200 | $115,000 | thousands by filing date | call |
| ROGERS CORP COM | 775133101 | Stock | 726 | $115,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,405 | $115,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 2,000 | $115,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,982 | $115,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 8,400 | $115,000 | thousands by filing date | call |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,504 | $115,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 35,635 | $115,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 12,582 | $115,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 37,754 | $114,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,866 | $114,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 18,058 | $114,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 4,873 | $114,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 600 | $113,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,400 | $113,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 23,969 | $113,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 9,182 | $113,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,500 | $113,000 | thousands by filing date | put |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 4,400 | $113,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 3,600 | $113,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 8,873 | $113,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,400 | $112,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 48,800 | $112,000 | thousands by filing date | call |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 3,885 | $112,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 9,011 | $112,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 7,791 | $112,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,877 | $112,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,434 | $112,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 9,139 | $112,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,563 | $112,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 28,651 | $112,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 7,886 | $112,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,262 | $112,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,737 | $112,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,043 | $111,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 24,526 | $111,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 500 | $111,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 5,767 | $111,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,744 | $111,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 15,168 | $111,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 4,911 | $111,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 40,900 | $111,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,181 | $111,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 8,153 | $111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 3,824 | $110,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,700 | $110,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,300 | $110,000 | thousands by filing date | call |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 7,290 | $110,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 2,481 | $110,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,216 | $110,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 5,400 | $110,000 | thousands by filing date | put |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 7,959 | $110,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 3,893 | $109,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 4,469 | $109,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 2,900 | $109,000 | thousands by filing date | put |
| WINMARK CORP | 974250102 | COM | 581 | $109,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 7,026 | $109,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,500 | $109,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 29,867 | $108,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 500 | $108,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 758 | $108,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 8,622 | $108,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 900 | $108,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 2,400 | $108,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 13,860 | $108,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 5,778 | $108,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,071 | $108,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 15,499 | $108,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 36,300 | $108,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 51,442 | $108,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,576 | $107,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,727 | $107,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 5,800 | $107,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 4,200 | $107,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 7,800 | $107,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,708 | $107,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,300 | $107,000 | thousands by filing date | put |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,286 | $107,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 2,907 | $107,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 99,300 | $107,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 18,300 | $107,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 700 | $106,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 26,000 | $106,000 | thousands by filing date | put |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 3,200 | $106,000 | thousands by filing date | put |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 7,622 | $106,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,084 | $106,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 95,000 | $106,000 | thousands by filing date | principal |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,400 | $105,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,100 | $105,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 1,300 | $105,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 5,650 | $105,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,500 | $105,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,133 | $105,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 12,117 | $105,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,747 | $104,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 7,136 | $104,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 5,173 | $104,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,000 | $104,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 2,253 | $104,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 4,960 | $104,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,080 | $104,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 4,312 | $104,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 59,912 | $104,000 | thousands by filing date | |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 34,626 | $104,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 27,711 | $103,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,807 | $103,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 3,858 | $103,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5,600 | $103,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,900 | $103,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 79 | $103,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 14,100 | $103,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,408 | $103,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,416 | $103,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,607 | $103,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,156 | $103,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,560 | $103,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,029 | $103,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 90,000 | $103,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 784 | $102,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 3,600 | $102,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 14,900 | $102,000 | thousands by filing date | call |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 4,398 | $102,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 7,300 | $102,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 1,800 | $102,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 18,315 | $102,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 5,000 | $102,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 185,618 | $102,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 4,000 | $102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 836 | $101,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 6,455 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,718 | $101,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 8,630 | $101,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 7,952 | $101,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 35,200 | $101,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 25,298 | $101,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 9,031 | $101,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 800 | $100,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 3,851 | $100,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 4,235 | $100,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,752 | $100,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 7,735 | $100,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,855 | $99,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 5,216 | $99,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 13,995 | $99,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 4,372 | $99,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 2,930 | $99,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 5,150 | $99,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,700 | $98,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 7,422 | $98,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 900 | $98,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,017 | $98,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,200 | $98,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 2,627 | $98,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,700 | $98,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,016 | $98,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 24,878 | $98,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 15,200 | $98,000 | thousands by filing date | put |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 15,200 | $98,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,621 | $98,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 894 | $97,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 7,463 | $97,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 5,926 | $97,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,146 | $97,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 7,184 | $97,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 20,110 | $97,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 35,800 | $97,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,100 | $97,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 11,033 | $97,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 16,345 | $97,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 3,300 | $96,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 24,175 | $96,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 1,600 | $96,000 | thousands by filing date | put |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 2,166 | $96,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,973 | $96,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 3,012 | $96,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 2,875 | $96,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,518 | $96,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 26,584 | $96,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 500 | $95,000 | thousands by filing date | put |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,037 | $95,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 1,214 | $95,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 2,355 | $95,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 6,829 | $95,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 19,941 | $95,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,632 | $95,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 5,334 | $95,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 23,706 | $95,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,600 | $95,000 | thousands by filing date | put |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,900 | $94,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 46,344 | $94,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 5,387 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,832 | $94,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 1,586 | $94,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 6,329 | $94,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,500 | $94,000 | thousands by filing date | put |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 8,200 | $94,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,411 | $94,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 7,267 | $94,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 12,067 | $94,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $94,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 3,798 | $94,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 3,862 | $94,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,800 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 605 | $93,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 3,400 | $93,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 4,000 | $93,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 2,844 | $93,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 500 | $93,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 8,025 | $93,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $93,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 38,373 | $93,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,700 | $93,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,389 | $93,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 6,640 | $93,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 16,300 | $93,000 | thousands by filing date | call |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 5,368 | $92,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 9,100 | $92,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,500 | $92,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 4,550 | $92,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 546 | $92,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 18,524 | $92,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 17,792 | $92,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,259 | $92,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,464 | $92,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 38,700 | $92,000 | thousands by filing date | put |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,402 | $91,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 55,100 | $91,000 | thousands by filing date | put |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,769 | $91,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 5,000 | $91,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 4,700 | $91,000 | thousands by filing date | put |
| PRA Group Inc | 69354N106 | COM | 3,422 | $91,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,510 | $91,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 3,296 | $91,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 3,690 | $91,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 1,252 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,253 | $91,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 2,967 | $91,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,400 | $91,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 6,091 | $91,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 2,160 | $90,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 200 | $90,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,200 | $90,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 23,591 | $90,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 11,531 | $90,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,200 | $90,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 31,764 | $90,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 9,810 | $90,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 900 | $89,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 4,900 | $89,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,241 | $89,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 4,800 | $89,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 2,732 | $89,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 3,988 | $89,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 5,700 | $89,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,608 | $89,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 900 | $89,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 6,700 | $89,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 35,901 | $89,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 7,328 | $89,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 6,081 | $89,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 300 | $88,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 3,799 | $88,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,260 | $88,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 4,600 | $88,000 | thousands by filing date | call |
| CORECIVIC INC | 21871N101 | COM | 4,500 | $88,000 | thousands by filing date | call |
| MERCHANTS BANCORP IND | 58844R108 | COM | 4,094 | $88,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,506 | $88,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,040 | $88,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,704 | $88,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 9,000 | $88,000 | thousands by filing date | call |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 15,373 | $88,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 8,300 | $87,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,400 | $87,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,973 | $87,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 5,500 | $87,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 3,500 | $87,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,400 | $87,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,400 | $87,000 | thousands by filing date | put |
| Etfmg Prime Mobile | 26924G409 | COM | 2,030 | $87,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 7,194 | $87,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 8,568 | $87,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,384 | $86,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 560 | $86,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 700 | $86,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,122 | $86,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,800 | $86,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 1,700 | $86,000 | thousands by filing date | put |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 12,660 | $86,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 5,020 | $86,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,804 | $86,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 4,735 | $86,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 2,074 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 3,426 | $85,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 8,806 | $85,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,238 | $85,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 3,500 | $85,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,053 | $85,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,074 | $85,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,613 | $85,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 7,091 | $85,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,010 | $85,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,200 | $85,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 35,637 | $85,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 1,612 | $85,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,100 | $84,000 | thousands by filing date | put |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,781 | $84,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,619 | $84,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,700 | $84,000 | thousands by filing date | call |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,200 | $84,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 6,113 | $84,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 10,377 | $84,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 3,709 | $84,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,300 | $83,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 6,300 | $83,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 19,660 | $83,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,000 | $83,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,240 | $83,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 2,500 | $83,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 17,900 | $83,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 11,802 | $83,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 3,677 | $83,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 8,900 | $83,000 | thousands by filing date | call |
| CATASYS INC | 149049504 | COM PAR | 6,813 | $83,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 129,800 | $82,000 | thousands by filing date | call |
| GLOBAL PMTS INC | 37940X102 | COM | 600 | $82,000 | thousands by filing date | put |
| BROWN FORMAN CORP | 115637100 | CL A | 1,613 | $82,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 4,770 | $82,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,400 | $82,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 15,580 | $82,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 9,788 | $82,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 46,191 | $82,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 27,684 | $82,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 20,767 | $82,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 7,014 | $82,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,353 | $82,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 218 | $81,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,100 | $81,000 | thousands by filing date | call |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,436 | $81,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,219 | $81,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,208 | $81,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,657 | $81,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,320 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,372 | $81,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,685 | $81,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 4,127 | $81,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 98,000 | $81,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M201 | COM NEW | 34,100 | $81,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 94,000 | $80,000 | thousands by filing date | put |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 3,784 | $80,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,900 | $80,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $80,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 8,147 | $80,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 3,911 | $80,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,579 | $80,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,000 | $80,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 3,200 | $80,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 3,561 | $80,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,771 | $80,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 21,182 | $80,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 13,253 | $79,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,700 | $79,000 | thousands by filing date | put |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,181 | $79,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 5,815 | $79,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 391 | $78,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,600 | $78,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,803 | $78,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,561 | $78,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $78,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 4,000 | $78,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 112,400 | $78,000 | thousands by filing date | call |
| ADT INC DEL COM | 00090Q103 | Stock | 12,119 | $77,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 90,424 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 1,940 | $77,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 5,299 | $77,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,507 | $77,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 5,606 | $77,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 3,944 | $77,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 9,753 | $77,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 5,700 | $77,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 45,500 | $76,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 643 | $76,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 2,400 | $76,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,630 | $76,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 14,637 | $76,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 4,671 | $76,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,300 | $76,000 | thousands by filing date | put |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 14,300 | $76,000 | thousands by filing date | put |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 6,595 | $76,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,378 | $76,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,000 | $76,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 26,421 | $76,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,192 | $75,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,200 | $75,000 | thousands by filing date | put |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 38,100 | $75,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000055 | this filing | 2019-05-13 | acceptance time not in the bulk data set |