13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 7,703 holding rows worth $103,746,773,000.
- Accession
- 0000831001-19-000055
- Filer
- CIK 831001
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,750 entries on the cover page, a total value of $103,746,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,746,773,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 2,827 | $41,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1,051 | $41,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,840 | $41,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 87,500 | $41,000 | thousands by filing date | call |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 6,677 | $41,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 24,587 | $41,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 800 | $40,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,130 | $40,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 5,031 | $40,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 3,512 | $40,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,359 | $40,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 9,000 | $40,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 4,200 | $40,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,600 | $40,000 | thousands by filing date | put |
| PREFORMED LINE PRODS CO | 740444104 | COM | 756 | $40,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,603 | $40,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,687 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 1,461 | $40,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 585 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 380 | $40,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 4,870 | $40,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,754 | $40,000 | thousands by filing date | |
| SYNTHORX INC COM | 87167A103 | Stock | 1,955 | $40,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,700 | $40,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 6,700 | $40,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 22,100 | $40,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 37,200 | $40,000 | thousands by filing date | put |
| ISRAMCO INC | 465141406 | COM | 349 | $40,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,832 | $40,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,106 | $40,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 3,694 | $40,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 3,761 | $40,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 794 | $40,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,510 | $39,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 305 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 430 | $39,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,300 | $39,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,592 | $39,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,396 | $39,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,377 | $39,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 2,245 | $39,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 6,015 | $39,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 5,600 | $39,000 | thousands by filing date | put |
| ELLIE MAE INC | 28849P100 | COM | 400 | $39,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 3,300 | $39,000 | thousands by filing date | call |
| NORTHEAST BANCORP | 663904209 | COM | 1,904 | $39,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,336 | $39,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 2,982 | $39,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 2,405 | $39,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,500 | $38,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,198 | $38,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 5,300 | $38,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,000 | $38,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 1,313 | $38,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 2,000 | $38,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 400 | $38,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,500 | $38,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,800 | $38,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 2,220 | $38,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,757 | $38,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 823 | $38,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,800 | $38,000 | thousands by filing date | call |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,305 | $38,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,237 | $38,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,448 | $38,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,796 | $38,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 15,108 | $38,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 46,400 | $38,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 3,200 | $38,000 | thousands by filing date | put |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,676 | $38,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 1,904 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 2,266 | $38,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 13,408 | $38,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,692 | $38,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 18,000 | $38,000 | thousands by filing date | principal |
| SUZANO S A SPON ADS | 86959K105 | ADR | 1,564 | $37,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 3,700 | $37,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,219 | $37,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,063 | $37,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,013 | $37,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,085 | $37,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 769 | $37,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $37,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,085 | $37,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,519 | $37,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 4,331 | $37,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,936 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 328 | $37,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 1,840 | $37,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,352 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,400 | $37,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 700 | $37,000 | thousands by filing date | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 1,841 | $37,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 2,980 | $37,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 7,300 | $37,000 | thousands by filing date | call |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,167 | $37,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,312 | $36,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 280 | $36,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 900 | $36,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,518 | $36,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 1,820 | $36,000 | thousands by filing date | call |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,556 | $36,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,600 | $36,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 3,931 | $36,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 3,319 | $36,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,354 | $36,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 946 | $36,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 4,046 | $36,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 1,516 | $36,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 4,445 | $36,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 9,786 | $35,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 697 | $35,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 3,800 | $35,000 | thousands by filing date | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 2,279 | $35,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 700 | $35,000 | thousands by filing date | put |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 5,813 | $35,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,337 | $35,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,800 | $35,000 | thousands by filing date | call |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2,058 | $35,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,709 | $35,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 2,361 | $35,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 3,757 | $35,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 9,500 | $35,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 1,520 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 2,100 | $35,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 2,382 | $35,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,071 | $35,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 981 | $35,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 1,520 | $35,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,271 | $35,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 700 | $35,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,409 | $35,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,748 | $35,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,475 | $34,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 609 | $34,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 900 | $34,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,300 | $34,000 | thousands by filing date | call |
| CELCUITY INC | 15102K100 | COM | 1,572 | $34,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 451 | $34,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,464 | $34,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,648 | $34,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,222 | $34,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,846 | $34,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,480 | $34,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,434 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,234 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 473 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 781 | $34,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $34,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 4,758 | $34,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,197 | $34,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 3,492 | $34,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 35,000 | $34,000 | thousands by filing date | principal |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 648 | $33,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,200 | $33,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,164 | $33,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 16,700 | $33,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,831 | $33,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 659 | $33,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,948 | $33,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,424 | $33,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,300 | $33,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,193 | $33,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,363 | $33,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,240 | $33,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 6,000 | $33,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 233 | $33,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,771 | $33,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 2,084 | $33,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 4,704 | $33,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,085 | $33,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 483 | $33,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,400 | $33,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 14,269 | $33,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,550 | $33,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 14,590 | $33,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,217 | $33,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,881 | $33,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 4,848 | $33,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 2,789 | $33,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 3,402 | $33,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 22,398 | $33,000 | thousands by filing date | call |
| HUNT COS FIN TR INC | 44558T100 | COM | 9,526 | $33,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 463 | $32,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 682 | $32,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 2,000 | $32,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,000 | $32,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,874 | $32,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 2,000 | $32,000 | thousands by filing date | put |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 2,400 | $32,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,130 | $32,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,000 | $32,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 2,254 | $32,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,127 | $32,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 753 | $32,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 4,000 | $32,000 | thousands by filing date | put |
| FONAR CORP | 344437405 | COM NEW | 1,561 | $32,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 15,163 | $32,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,612 | $32,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,052 | $32,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 4,020 | $32,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 3,500 | $32,000 | thousands by filing date | put |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 3,400 | $32,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 10,500 | $32,000 | thousands by filing date | put |
| NEW HOME CO INC COM | 645370107 | COM | 6,683 | $32,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 1,700 | $32,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 400 | $31,000 | thousands by filing date | put |
| ARCOSA INC COM | 039653100 | Stock | 1,000 | $31,000 | thousands by filing date | call |
| ISHARES TR | 464287812 | US CONSM STAPLES | 262 | $31,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 2,072 | $31,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 7,700 | $31,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,000 | $31,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 941 | $31,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,310 | $31,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,722 | $31,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,151 | $31,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 2,072 | $31,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 941 | $31,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 2,716 | $31,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 3,170 | $31,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 756 | $31,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 2,874 | $31,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 951 | $31,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 2,138 | $31,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,000 | $31,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 4,175 | $31,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 520 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,300 | $31,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A255 | RYZZ MNG FTR | 1,228 | $31,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 400 | $30,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 439 | $30,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,100 | $30,000 | thousands by filing date | call |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,000 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 561 | $30,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,600 | $30,000 | thousands by filing date | put |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,823 | $30,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,308 | $30,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 3,866 | $30,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,074 | $30,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,183 | $30,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,000 | $30,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 1,290 | $30,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,169 | $30,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,016 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 440 | $29,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 930 | $29,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,696 | $29,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,612 | $29,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,630 | $29,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,203 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $29,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 6,879 | $29,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 19,400 | $29,000 | thousands by filing date | call |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 3,838 | $29,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 661 | $29,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 2,000 | $28,000 | thousands by filing date | call |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 499 | $28,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 900 | $28,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,260 | $28,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 600 | $28,000 | thousands by filing date | call |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,480 | $28,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,168 | $28,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,136 | $28,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,161 | $28,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 4,197 | $28,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 564 | $28,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,042 | $28,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,910 | $28,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,219 | $28,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,306 | $28,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,999 | $28,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 67,643 | $28,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,041 | $28,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,600 | $28,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 16,200 | $28,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 49,787 | $28,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,638 | $28,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 4,693 | $28,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,654 | $28,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 4,286 | $28,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 745 | $27,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 200 | $27,000 | thousands by filing date | call |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 955 | $27,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,000 | $27,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 302 | $27,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 4,300 | $27,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 7,047 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 267 | $27,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 4,100 | $27,000 | thousands by filing date | call |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,221 | $27,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 977 | $27,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,951 | $27,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 2,206 | $27,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 2,066 | $27,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,704 | $27,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 1,200 | $27,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 7,700 | $27,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 2,849 | $27,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 1,727 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,148 | $27,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 6,192 | $26,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 1,592 | $26,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 485 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 684 | $26,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,297 | $26,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,235 | $26,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 900 | $26,000 | thousands by filing date | put |
| ALCENTRA CAP CORP | 01374T102 | COM | 3,500 | $26,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,624 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 495 | $26,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $26,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,806 | $26,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 3,792 | $26,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 4,700 | $26,000 | thousands by filing date | put |
| DONNELLEY R R & SONS CO | 257867200 | COM | 5,500 | $26,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 436 | $26,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 4,266 | $26,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 4,100 | $26,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 7,806 | $26,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,400 | $26,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 12,050 | $26,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 42,478 | $26,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 4,166 | $26,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 948 | $26,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 240 | $25,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,200 | $25,000 | thousands by filing date | put |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 3,662 | $25,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,500 | $25,000 | thousands by filing date | call |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 581 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 1,090 | $25,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,084 | $25,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 2,997 | $25,000 | thousands by filing date | call |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 815 | $25,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 2,004 | $25,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 400 | $25,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 2,721 | $25,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,198 | $25,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 6,700 | $25,000 | thousands by filing date | call |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 10,765 | $25,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,649 | $25,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,700 | $25,000 | thousands by filing date | put |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 70,000 | $25,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 5,000 | $25,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 11,000 | $25,000 | thousands by filing date | principal |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 5,699 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 900 | $25,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,900 | $24,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,100 | $24,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,300 | $24,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,150 | $24,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,002 | $24,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,993 | $24,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 4,600 | $24,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,189 | $24,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 5,541 | $24,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 767 | $24,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 500 | $24,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 590 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,103 | $24,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 5,700 | $24,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,200 | $24,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 24,000 | $24,000 | thousands by filing date | principal |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 450 | $24,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 4,007 | $24,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 1,846 | $24,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 2,941 | $24,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 1,518 | $24,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 4,589 | $24,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 7,790 | $24,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,800 | $24,000 | thousands by filing date | call |
| iShares MSCI Frontier 100 | 464286145 | cs | 870 | $24,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,516 | $24,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 5,607 | $24,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,251 | $24,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 480 | $24,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,076 | $24,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,515 | $23,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 360 | $23,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 616 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 725 | $23,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 4,333 | $23,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 7,800 | $23,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,841 | $23,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 700 | $23,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 583 | $23,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 884 | $23,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 7,400 | $23,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 400 | $23,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 28,218 | $23,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 15,484 | $23,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 3,400 | $23,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 3,400 | $23,000 | thousands by filing date | call |
| ELECTROCORE INC | 28531P103 | COM | 3,263 | $23,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 7,000 | $23,000 | thousands by filing date | principal |
| ZAFGEN INC | 98885E103 | COM | 8,743 | $23,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,530 | $23,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,000 | $22,000 | thousands by filing date | put |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 300 | $22,000 | thousands by filing date | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,983 | $22,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 500 | $22,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 4,100 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 109 | $22,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 557 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 157 | $22,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,608 | $22,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,956 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 358 | $22,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,200 | $22,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 5,100 | $22,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 7,200 | $22,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 887 | $22,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 8,404 | $22,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 577 | $22,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,400 | $22,000 | thousands by filing date | call |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 4,237 | $22,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 5,109 | $22,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 14,716 | $22,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 4,483 | $22,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 2,500 | $22,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 1,009 | $22,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 3,142 | $22,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,265 | $22,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 4,067 | $22,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 100 | $21,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 564 | $21,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 413 | $21,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,460 | $21,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 1,372 | $21,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,425 | $21,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,072 | $21,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 1,199 | $21,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,853 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,000 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 251 | $21,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,365 | $21,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 534 | $21,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 3,194 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,444 | $21,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,371 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 750 | $21,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 6,600 | $21,000 | thousands by filing date | call |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 13,000 | $21,000 | thousands by filing date | principal |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 2,089 | $21,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 6,494 | $21,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 21,000 | $21,000 | thousands by filing date | principal |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 2,000 | $21,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,200 | $20,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $20,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,747 | $20,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 5,255 | $20,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 3,200 | $20,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 227 | $20,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,791 | $20,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,264 | $20,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 734 | $20,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 377 | $20,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,000 | $20,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 3,500 | $20,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $20,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 500 | $20,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 6,600 | $20,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,103 | $20,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 800 | $20,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 337 | $20,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,188 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,450 | $20,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 5,400 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,003 | $20,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 8,452 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 453 | $20,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 5,664 | $20,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 21,336 | $20,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,748 | $20,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,017 | $20,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 8,308 | $20,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 16,715 | $20,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 245 | $19,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 800 | $19,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,100 | $19,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,283 | $19,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,535 | $19,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,900 | $19,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 6,800 | $19,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 1,000 | $19,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,345 | $19,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 6,326 | $19,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,629 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 262 | $19,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 510 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 649 | $19,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,500 | $19,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,443 | $19,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,703 | $19,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 4,746 | $19,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,354 | $19,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,443 | $19,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 5,431 | $19,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,700 | $19,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 3,700 | $19,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000055 | this filing | 2019-05-13 | acceptance time not in the bulk data set |