13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 7,703 holding rows worth $103,746,773,000.
- Accession
- 0000831001-19-000055
- Filer
- CIK 831001
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,750 entries on the cover page, a total value of $103,746,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,746,773,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BYLINE BANCORP INC | 124411109 | COM | 4,065 | $75,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 11,572 | $75,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,600 | $75,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,500 | $75,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,882 | $75,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,500 | $75,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 1,527 | $75,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,323 | $75,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 14,464 | $75,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,393 | $75,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 21,863 | $75,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,150 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,089 | $74,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 3,970 | $74,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,400 | $74,000 | thousands by filing date | put |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,472 | $74,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 6,300 | $74,000 | thousands by filing date | put |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,649 | $74,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,126 | $74,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,500 | $74,000 | thousands by filing date | put |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,302 | $74,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 8,152 | $74,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 43,187 | $74,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,771 | $74,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 9,618 | $74,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,556 | $74,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 2,737 | $74,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,819 | $73,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 2,000 | $73,000 | thousands by filing date | put |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 8,898 | $73,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 707 | $73,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,800 | $73,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $73,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,300 | $73,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 9,300 | $73,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,484 | $73,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,323 | $73,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 6,743 | $73,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 16,200 | $73,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 2,039 | $73,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 600 | $72,000 | thousands by filing date | put |
| UR-ENERGY INC | 91688R108 | COM | 87,463 | $72,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,600 | $72,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 4,976 | $72,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 32,026 | $72,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,119 | $72,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 24,200 | $72,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 27,066 | $72,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 106,000 | $72,000 | thousands by filing date | call |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 482 | $71,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 1,457 | $71,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,200 | $71,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,300 | $71,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 805 | $71,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 4,635 | $71,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 13,300 | $71,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,860 | $71,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 4,325 | $71,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 14,000 | $71,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 6,421 | $70,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,851 | $70,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,923 | $70,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 593 | $70,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 5,702 | $70,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,615 | $70,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 7,700 | $70,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 959 | $70,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,500 | $70,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 11,035 | $70,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 1,949 | $69,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,800 | $69,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 5,540 | $69,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 2,504 | $69,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 2,661 | $69,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 1,337 | $69,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,392 | $69,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 2,384 | $69,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,396 | $69,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 1,988 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 547 | $68,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 8,495 | $68,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 5,474 | $68,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $68,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 6,500 | $68,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,388 | $68,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 4,760 | $68,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 6,069 | $68,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 16,891 | $68,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,100 | $68,000 | thousands by filing date | put |
| OOMA INC | 683416101 | COM | 5,118 | $68,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 5,316 | $68,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 747 | $68,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 7,367 | $68,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 4,189 | $68,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 7,876 | $67,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 78,200 | $67,000 | thousands by filing date | call |
| CLARUS CORP NEW | 18270P109 | COM | 5,221 | $67,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 3,952 | $67,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,417 | $67,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,900 | $67,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 26,866 | $67,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 2,641 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 3,400 | $67,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 4,000 | $66,000 | thousands by filing date | call |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 3,165 | $66,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 3,061 | $66,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,300 | $66,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 1,100 | $66,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,631 | $66,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,803 | $66,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 4,146 | $66,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 200 | $66,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 2,000 | $66,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,900 | $66,000 | thousands by filing date | put |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,683 | $66,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,404 | $65,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,400 | $65,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 3,115 | $65,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,912 | $65,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,227 | $65,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 3,443 | $65,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 8,505 | $65,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,737 | $65,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,633 | $65,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 6,000 | $65,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,734 | $65,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 66,000 | $65,000 | thousands by filing date | principal |
| SPDW | 78463X889 | COM | 2,198 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,780 | $64,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,424 | $64,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 3,358 | $64,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 2,415 | $64,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,311 | $64,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 8,700 | $64,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,350 | $64,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 6,426 | $64,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 3,450 | $64,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,112 | $64,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 31,648 | $64,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 4,103 | $64,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,737 | $64,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,478 | $63,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,550 | $63,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 8,190 | $63,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 8,714 | $63,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 1,693 | $63,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,507 | $63,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 1,253 | $63,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 8,856 | $63,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 13,600 | $63,000 | thousands by filing date | call |
| SCORPIO BULKERS INC | Y7546A122 | COM | 16,264 | $63,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 291 | $62,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 5,919 | $62,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 13,800 | $62,000 | thousands by filing date | call |
| SAVARA INC | 805111101 | COM | 8,377 | $62,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 4,494 | $62,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 9,500 | $62,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 5,863 | $62,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,931 | $62,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 12,220 | $62,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,800 | $62,000 | thousands by filing date | put |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 3,426 | $62,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 900 | $62,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $62,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,729 | $62,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,732 | $61,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 2,710 | $61,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,000 | $61,000 | thousands by filing date | put |
| GREENBRIER COS INC | 393657101 | COM | 1,900 | $61,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 400 | $61,000 | thousands by filing date | call |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,050 | $61,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 9,653 | $61,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 374 | $61,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,821 | $61,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 6,680 | $61,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 6,734 | $61,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 8,046 | $61,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,400 | $61,000 | thousands by filing date | call |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 3,455 | $61,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 9,700 | $61,000 | thousands by filing date | put |
| OCH ZIFF CPTL MANGEMNT GRP I | 67551U204 | CL A NEW | 3,700 | $61,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 8,123 | $60,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,200 | $60,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 15,200 | $60,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 3,048 | $60,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 2,499 | $60,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,500 | $60,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,584 | $60,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 800 | $60,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 8,048 | $60,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,159 | $60,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,456 | $60,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 5,840 | $60,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 54,000 | $60,000 | thousands by filing date | principal |
| CELANESE CORP DEL COM | 150870103 | Stock | 600 | $59,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,278 | $59,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 2,493 | $59,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 343 | $59,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,060 | $59,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 5,738 | $59,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,679 | $59,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 19,900 | $59,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 5,859 | $59,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375106 | COM | 6,783 | $59,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,250 | $58,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,200 | $58,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 500 | $58,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,969 | $58,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,837 | $58,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,597 | $58,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 800 | $58,000 | thousands by filing date | put |
| HURCO CO | 447324104 | COM | 1,453 | $58,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,140 | $58,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 3,783 | $58,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,832 | $58,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 5,741 | $58,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,390 | $58,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,866 | $58,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 2,983 | $58,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,700 | $57,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 6,700 | $57,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,523 | $57,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 3,600 | $57,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 4,953 | $57,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,358 | $57,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,435 | $57,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 2,532 | $57,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,676 | $57,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,683 | $57,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,845 | $57,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 367 | $57,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 5,158 | $57,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 2,300 | $57,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,696 | $57,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,299 | $57,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 12,198 | $57,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,502 | $57,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 638 | $57,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 4,230 | $57,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 20,782 | $57,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,400 | $56,000 | thousands by filing date | put |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 2,580 | $56,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 4,626 | $56,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 4,581 | $56,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,154 | $56,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 1,614 | $56,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 742 | $56,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 6,087 | $56,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,848 | $56,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 3,708 | $56,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 5,320 | $56,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,850 | $56,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 5,664 | $56,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 835 | $55,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,300 | $55,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 9,400 | $55,000 | thousands by filing date | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,950 | $55,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 23,100 | $55,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 5,155 | $55,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,196 | $55,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 2,600 | $55,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 6,600 | $55,000 | thousands by filing date | put |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,644 | $55,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,399 | $55,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 3,207 | $55,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 22,441 | $55,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 3,973 | $55,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,885 | $55,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 500 | $55,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 99,100 | $55,000 | thousands by filing date | call |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,663 | $55,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 800 | $55,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 6,252 | $55,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 6,797 | $55,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 6,024 | $55,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 13,216 | $55,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 11,043 | $55,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,900 | $54,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 1,500 | $54,000 | thousands by filing date | call |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,500 | $54,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 2,456 | $54,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 4,044 | $54,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,200 | $54,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W323 | CMN | 2,162 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 474 | $54,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,878 | $54,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 7,277 | $54,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 54,963 | $54,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 36,413 | $54,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 2,187 | $54,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 2,562 | $54,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 7,400 | $54,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 10,000 | $53,000 | thousands by filing date | put |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 773 | $53,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,687 | $53,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 2,755 | $53,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 9,678 | $53,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 11,400 | $53,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 39,997 | $53,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 5,130 | $53,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 1,640 | $53,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 3,379 | $53,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,074 | $53,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 400 | $52,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 500 | $52,000 | thousands by filing date | put |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,900 | $52,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,300 | $52,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,150 | $52,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,858 | $52,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,264 | $52,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 38,694 | $52,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,200 | $52,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 1,591 | $52,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,924 | $52,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 2,984 | $52,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 1,528 | $52,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 4,694 | $52,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,000 | $51,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 400 | $51,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 6,300 | $51,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 3,067 | $51,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,100 | $51,000 | thousands by filing date | put |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,831 | $51,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,151 | $51,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,455 | $51,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 2,448 | $51,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 998 | $51,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17,301 | $51,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 3,200 | $51,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 75,000 | $51,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 75,000 | $51,000 | thousands by filing date | principal |
| ICAD INC | 44934S206 | COM NEW | 9,900 | $51,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 15,965 | $51,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 5,600 | $51,000 | thousands by filing date | call |
| LUTHER BURBANK CORP | 550550107 | COM | 5,053 | $51,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 8,026 | $51,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 35,536 | $51,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 2,294 | $51,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 9,165 | $51,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 4,745 | $51,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 16,434 | $50,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 5,121 | $50,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 4,807 | $50,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 15,254 | $50,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $50,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 3,300 | $50,000 | thousands by filing date | call |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 28,207 | $50,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,476 | $50,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 2,078 | $50,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 738 | $49,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 25,411 | $49,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,700 | $49,000 | thousands by filing date | put |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 552 | $49,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,870 | $49,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 3,841 | $49,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,900 | $49,000 | thousands by filing date | call |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,859 | $49,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 8,176 | $49,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 7,143 | $49,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,290 | $49,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 50,569 | $49,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 4,080 | $49,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 7,267 | $49,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 9,045 | $49,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 8,412 | $49,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 790 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 439 | $48,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 800 | $48,000 | thousands by filing date | call |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,872 | $48,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,096 | $48,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,042 | $48,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,161 | $48,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,029 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 792 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 2,221 | $48,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,036 | $48,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 2,998 | $48,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,725 | $48,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,248 | $48,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,444 | $48,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 13,271 | $48,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 50,000 | $48,000 | thousands by filing date | principal |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2,224 | $48,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,216 | $48,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 300 | $47,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,679 | $47,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,500 | $47,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,000 | $47,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,100 | $47,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,478 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 500 | $47,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 450 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 952 | $47,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,045 | $47,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,000 | $47,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,206 | $47,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,156 | $47,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 14,078 | $47,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 7,655 | $47,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 20,000 | $47,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,688 | $46,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 6,161 | $46,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 6,100 | $46,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,419 | $46,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,109 | $46,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 4,034 | $46,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,742 | $46,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,188 | $46,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 2,955 | $46,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 8,064 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,227 | $46,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,137 | $46,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 5,702 | $46,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,925 | $46,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,131 | $46,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 9,425 | $46,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,000 | $45,000 | thousands by filing date | call |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 799 | $45,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,200 | $45,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,419 | $45,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,485 | $45,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 34,448 | $45,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 1,470 | $45,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 11,425 | $45,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 59,136 | $45,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 19,987 | $45,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,691 | $45,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,425 | $45,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,400 | $45,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,216 | $44,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,500 | $44,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 2,300 | $44,000 | thousands by filing date | put |
| GRAHAM CORP | 384556106 | COM | 2,239 | $44,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2,175 | $44,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,100 | $44,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 6,549 | $44,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,959 | $44,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,418 | $44,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,428 | $44,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,520 | $44,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 921 | $44,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 9,423 | $44,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 8,951 | $44,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 1,834 | $44,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 800 | $44,000 | thousands by filing date | put |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,842 | $44,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 4,797 | $44,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,279 | $44,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 4,700 | $44,000 | thousands by filing date | put |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 44,900 | $44,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,452 | $43,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,920 | $43,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,434 | $43,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 2,274 | $43,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,176 | $43,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 3,746 | $43,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,650 | $43,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,400 | $43,000 | thousands by filing date | put |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,442 | $43,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 22,066 | $43,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 2,336 | $43,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 7,989 | $43,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,800 | $42,000 | thousands by filing date | call |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,361 | $42,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,100 | $42,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,100 | $42,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,660 | $42,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 6,564 | $42,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 600 | $42,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,230 | $42,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 6,948 | $42,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 9,393 | $42,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,811 | $42,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,049 | $42,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 11,500 | $42,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A110 | CMN | 400 | $42,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 4,900 | $42,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,683 | $42,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 12,628 | $42,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 12,581 | $42,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,474 | $41,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,697 | $41,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,900 | $41,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 524 | $41,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,466 | $41,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 3,000 | $41,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 12,536 | $41,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 700 | $41,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 5,479 | $41,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 2,450 | $41,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,442 | $41,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,048 | $41,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 822 | $41,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 9,552 | $41,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2,537 | $41,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,160 | $41,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 8,981 | $41,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 5,900 | $41,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,656 | $41,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,153 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000055 | this filing | 2019-05-13 | acceptance time not in the bulk data set |