13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 7,703 holding rows worth $103,746,773,000.
- Accession
- 0000831001-19-000055
- Filer
- CIK 831001
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,750 entries on the cover page, a total value of $103,746,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,746,773,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,659 | $220,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 20,184 | $220,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 93,000 | $220,000 | thousands by filing date | principal |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 282,255 | $220,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 2,300 | $219,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 26,921 | $219,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,371 | $219,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 221,000 | $219,000 | thousands by filing date | principal |
| EPIZYME INC | 29428V104 | COM | 17,736 | $219,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 24,861 | $219,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,027 | $218,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,276 | $218,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,100 | $218,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $218,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 8,937 | $218,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 5,635 | $218,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,748 | $217,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 5,712 | $217,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 9,605 | $217,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,376 | $217,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 8,238 | $217,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,300 | $216,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 2,000 | $216,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 62,700 | $216,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,114 | $216,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,437 | $216,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,600 | $215,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 24,400 | $215,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,300 | $215,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,457 | $215,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,120 | $215,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 4,266 | $215,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 2,500 | $215,000 | thousands by filing date | call |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 9,630 | $215,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,100 | $214,000 | thousands by filing date | put |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 8,730 | $214,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 3,990 | $213,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,628 | $213,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,000 | $213,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 1,700 | $212,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 8,924 | $212,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,150 | $212,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 48,800 | $212,000 | thousands by filing date | call |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 37,273 | $212,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 17,300 | $211,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 5,713 | $211,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 128,301 | $211,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 11,500 | $211,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,516 | $210,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 14,191 | $210,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 8,300 | $209,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,200 | $209,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 56,021 | $209,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,946 | $209,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 9,913 | $209,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 5,000 | $209,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 8,490 | $209,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 105,000 | $209,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 57,600 | $209,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 220,000 | $209,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 7,902 | $208,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 33,618 | $208,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,200 | $207,000 | thousands by filing date | put |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,431 | $207,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,837 | $207,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,569 | $207,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 2,520 | $207,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,400 | $207,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 11,789 | $207,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 22,453 | $207,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 6,552 | $206,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,047 | $206,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 18,660 | $205,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 889 | $205,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 200 | $205,000 | thousands by filing date | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,100 | $205,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,970 | $205,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,501 | $205,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 16,647 | $205,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 259,000 | $205,000 | thousands by filing date | principal |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,000 | $204,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 5,800 | $204,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 200,000 | $204,000 | thousands by filing date | principal |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 21,981 | $204,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,700 | $203,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 26,815 | $202,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 17,546 | $202,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,500 | $202,000 | thousands by filing date | put |
| CHASE CORP | 16150R104 | COM | 2,185 | $202,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 41,344 | $202,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 9,000 | $201,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 13,459 | $201,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,593 | $201,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 7,600 | $201,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 6,093 | $201,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 9,195 | $201,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 10,451 | $201,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 18,101 | $201,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,349 | $200,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,200 | $200,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,421 | $200,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,295 | $200,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 65,041 | $200,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,919 | $199,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,943 | $199,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,300 | $199,000 | thousands by filing date | call |
| FB FINL CORP | 30257X104 | COM | 6,264 | $199,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 27,200 | $199,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,838 | $199,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 3,285 | $199,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,166 | $198,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $198,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,600 | $198,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 1,800 | $197,000 | thousands by filing date | call |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 6,572 | $197,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,300 | $197,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 12,000 | $197,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 5,792 | $197,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,200 | $196,000 | thousands by filing date | put |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,200 | $196,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 8,900 | $196,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 14,633 | $196,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 26,987 | $196,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 52,400 | $195,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,525 | $195,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 13,281 | $195,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 24,459 | $195,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 102,200 | $194,000 | thousands by filing date | call |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 16,700 | $194,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,505 | $194,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 9,300 | $194,000 | thousands by filing date | put |
| YETI HLDGS INC COM | 98585X104 | Stock | 6,373 | $193,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 32,158 | $193,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,126 | $193,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 8,919 | $193,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 6,200 | $193,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 22,542 | $193,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 51,000 | $193,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,600 | $192,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,500 | $192,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 4,400 | $192,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 36,602 | $192,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 12,244 | $192,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 3,867 | $192,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 8,106 | $192,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,200 | $191,000 | thousands by filing date | call |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 8,906 | $191,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 9,816 | $191,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,700 | $191,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 9,291 | $191,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 17,441 | $191,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 28,812 | $191,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 187,000 | $191,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 2,300 | $190,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 11,800 | $190,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 122,744 | $190,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 181,000 | $190,000 | thousands by filing date | principal |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,900 | $189,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 6,696 | $189,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 17,330 | $189,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,625 | $189,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 80,610 | $189,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,791 | $189,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,200 | $188,000 | thousands by filing date | put |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,200 | $188,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,355 | $188,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,000 | $188,000 | thousands by filing date | call |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 13,400 | $188,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,700 | $188,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 7,784 | $188,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 7,493 | $187,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 3,049 | $187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,427 | $187,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,318 | $187,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 8,900 | $187,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 15,200 | $187,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 4,900 | $187,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 16,411 | $187,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 4,600 | $187,000 | thousands by filing date | call |
| SSR MINING IN | 784730103 | COM | 14,700 | $186,000 | thousands by filing date | call |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,900 | $186,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 5,348 | $186,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 33,092 | $186,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 27,487 | $186,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 10,289 | $186,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 5,963 | $186,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 8,800 | $185,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 54,391 | $185,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 6,384 | $185,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,301 | $184,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,609 | $184,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,403 | $184,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 11,100 | $184,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 32,273 | $184,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 110,127 | $183,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,400 | $183,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 43,621 | $183,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 7,900 | $183,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 15,025 | $183,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 8,800 | $183,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 4,675 | $182,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 4,616 | $182,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,323 | $182,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 5,800 | $182,000 | thousands by filing date | call |
| Delta Apparel Inc | 247368103 | COM | 8,203 | $182,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 56,600 | $181,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 33,900 | $181,000 | thousands by filing date | call |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 12,464 | $181,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,000 | $181,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 9,202 | $181,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 13,451 | $180,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 7,141 | $179,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 65,400 | $179,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 27,400 | $178,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,044 | $177,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 29,712 | $177,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 7,431 | $177,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 5,722 | $176,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 7,500 | $176,000 | thousands by filing date | call |
| MR COOPER GROUP INC | 62482R107 | COM | 18,322 | $176,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 500 | $176,000 | thousands by filing date | call |
| PEOPLES BANCORP INC | 709789101 | COM | 5,675 | $176,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2,400 | $176,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 31,600 | $176,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 6,822 | $176,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,900 | $175,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,000 | $175,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 14,716 | $175,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 11,158 | $175,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 2,990 | $174,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,900 | $174,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 8,382 | $174,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 3,500 | $174,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 248,600 | $174,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 11,246 | $174,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 6,346 | $174,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 9,511 | $173,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,000 | $173,000 | thousands by filing date | call |
| HNI CORP COM | 404251100 | Stock | 4,783 | $173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 3,344 | $173,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 12,193 | $173,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 3,973 | $173,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,702 | $173,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,295 | $173,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 9,912 | $172,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,603 | $172,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 9,700 | $172,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 13,301 | $172,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 8,421 | $172,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 15,851 | $172,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 17,100 | $171,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $171,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,314 | $171,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 31,729 | $170,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,500 | $170,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 7,335 | $170,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,939 | $170,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,100 | $169,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 2,100 | $169,000 | thousands by filing date | put |
| ICHOR HOLDINGS | G4740B105 | SHS | 7,500 | $169,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,027 | $169,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 21,286 | $169,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 10,600 | $169,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 22,400 | $169,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 16,200 | $168,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 73,000 | $168,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 8,468 | $168,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,662 | $168,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,924 | $168,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 35,470 | $168,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,089 | $168,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 50,514 | $168,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 37,700 | $168,000 | thousands by filing date | call |
| ECOVYST INC. | 73943T103 | Common Stock | 11,110 | $168,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 21,400 | $168,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,103 | $167,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 21,400 | $167,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 58,726 | $167,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 5,059 | $166,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,441 | $166,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 9,501 | $166,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,494 | $166,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 4,867 | $166,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 16,274 | $166,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,600 | $165,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,000 | $165,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 4,000 | $165,000 | thousands by filing date | call |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,016 | $165,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,962 | $164,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 6,833 | $164,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 19,334 | $164,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 40,676 | $164,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,273 | $163,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 21,891 | $163,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 4,619 | $163,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,000 | $163,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 5,339 | $163,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 25,046 | $163,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 4,999 | $163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,050 | $162,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,984 | $162,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,052 | $162,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 14,300 | $162,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $162,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 2,544 | $161,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,622 | $161,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 61,496 | $161,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 8,602 | $160,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,263 | $160,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3,320 | $160,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 22,843 | $160,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 9,700 | $160,000 | thousands by filing date | call |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,602 | $159,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,402 | $159,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 9,029 | $159,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,656 | $159,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 11,648 | $159,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 19,800 | $159,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 7,573 | $159,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 11,579 | $158,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 9,852 | $158,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 102,000 | $158,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,363 | $158,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 2,000 | $157,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,200 | $157,000 | thousands by filing date | call |
| INNOVIVA INC | 45781M101 | COM | 11,163 | $157,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,329 | $157,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 5,862 | $156,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 11,100 | $156,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 19,898 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,597 | $156,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 5,356 | $156,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 8,085 | $156,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 15,900 | $156,000 | thousands by filing date | put |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 15,000 | $156,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 6,600 | $155,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,490 | $155,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 15,987 | $155,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,528 | $155,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,365 | $155,000 | thousands by filing date | |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 11,123 | $155,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 4,900 | $154,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,713 | $154,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 37,400 | $153,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 8,300 | $153,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 301,312 | $153,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 19,016 | $153,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 5,193 | $153,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,700 | $153,000 | thousands by filing date | put |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,748 | $153,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,400 | $153,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 10,970 | $153,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 23,545 | $153,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 9,000 | $153,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 16,500 | $152,000 | thousands by filing date | call |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 4,975 | $152,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,318 | $152,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 6,100 | $152,000 | thousands by filing date | call |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 8,300 | $152,000 | thousands by filing date | call |
| REV Group Inc | 749527107 | Common Stock | 13,852 | $152,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 18,000 | $152,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 74,855 | $152,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,229 | $152,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 11,734 | $151,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 27,630 | $151,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 40,000 | $151,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 236,700 | $150,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 29,700 | $150,000 | thousands by filing date | call |
| ULTRALIFE CORP | 903899102 | COM | 14,630 | $150,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 13,700 | $150,000 | thousands by filing date | call |
| TOWER INTL INC | 891826109 | COM | 7,123 | $150,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 135,315 | $150,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 26,400 | $150,000 | thousands by filing date | put |
| BRIDGE BANCORP INC | 108035106 | COM | 5,117 | $150,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,881 | $149,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 8,167 | $149,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 21,073 | $149,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 8,453 | $149,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,700 | $148,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 15,146 | $148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,489 | $148,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 20,880 | $148,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,739 | $148,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 146,282 | $148,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 18,299 | $148,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 10,765 | $148,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 48,500 | $147,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 6,864 | $147,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,500 | $147,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 19,306 | $147,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 6,692 | $147,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,600 | $146,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 11,312 | $146,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 800 | $146,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 3,400 | $146,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 9,989 | $146,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,800 | $146,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,500 | $146,000 | thousands by filing date | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 11,692 | $146,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 10,405 | $146,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 7,400 | $146,000 | thousands by filing date | call |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 81,048 | $146,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,101 | $145,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 4,969 | $145,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,900 | $145,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,919 | $145,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,815 | $145,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 176,000 | $145,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 6,614 | $145,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 8,263 | $145,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,845 | $144,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,254 | $144,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 4,300 | $144,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 42,400 | $144,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 15,441 | $144,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 12,892 | $144,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 8,059 | $144,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 92,000 | $144,000 | thousands by filing date | principal |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 2,272 | $143,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 2,300 | $143,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,821 | $143,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 6,437 | $143,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 16,395 | $143,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 1,435 | $143,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,135 | $143,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 7,800 | $143,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 6,500 | $143,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 3,597 | $142,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,822 | $142,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 26,000 | $142,000 | thousands by filing date | call |
| TPI Composites Inc | 87266J104 | Common Stock | 4,936 | $142,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 900 | $141,000 | thousands by filing date | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 11,275 | $141,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 17,849 | $141,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 21,900 | $141,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 7,800 | $141,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,200 | $140,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 21,593 | $140,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,000 | $140,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 11,200 | $140,000 | thousands by filing date | call |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 5,052 | $140,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 3,865 | $139,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,100 | $139,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 9,694 | $139,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,106 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,256 | $139,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,348 | $139,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 12,200 | $139,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 3,600 | $138,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 57,700 | $138,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,024 | $138,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,089 | $138,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 5,800 | $138,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 11,998 | $138,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 9,040 | $137,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 14,400 | $137,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 23,455 | $137,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 19,879 | $137,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,066 | $136,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,703 | $136,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 7,694 | $136,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,914 | $136,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,600 | $136,000 | thousands by filing date | call |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,020 | $136,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 4,925 | $136,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 9,973 | $135,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 5,960 | $135,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 4,333 | $135,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 8,967 | $135,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 5,500 | $134,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 26,145 | $134,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,044 | $134,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,600 | $134,000 | thousands by filing date | put |
| FIRST LONG IS CORP | 320734106 | COM | 6,105 | $134,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 1,737 | $133,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 32,000 | $133,000 | thousands by filing date | put |
| SHOCKWAVE MED INC | 82489T104 | COM | 3,980 | $133,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 8,450 | $133,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 30,600 | $133,000 | thousands by filing date | put |
| ARQULE INC | 04269E107 | COM | 27,837 | $133,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 28,310 | $132,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,180 | $132,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 3,882 | $132,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 8,440 | $132,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 7,200 | $132,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,500 | $132,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 43,321 | $132,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 13,822 | $131,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 8,235 | $131,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 37,700 | $131,000 | thousands by filing date | put |
| NATERA INC COM | 632307104 | Stock | 6,319 | $131,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,265 | $131,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,200 | $131,000 | thousands by filing date | put |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,604 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,609 | $131,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 214,395 | $131,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 132,000 | $131,000 | thousands by filing date | principal |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,400 | $130,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 11,539 | $130,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 7,800 | $130,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000055 | this filing | 2019-05-13 | acceptance time not in the bulk data set |