13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 7,703 holding rows worth $103,746,773,000.
- Accession
- 0000831001-19-000055
- Filer
- CIK 831001
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,750 entries on the cover page, a total value of $103,746,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,746,773,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,763 | $371,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 7,554 | $371,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 9,158 | $371,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 34,140 | $370,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 11,641 | $370,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,592 | $369,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,300 | $368,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 43,698 | $368,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 29,481 | $368,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,692 | $367,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 52,886 | $367,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 11,800 | $367,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 367,000 | $367,000 | thousands by filing date | principal |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 18,090 | $366,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 28,603 | $366,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 9,365 | $365,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 7,206 | $365,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 11,300 | $364,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 31,015 | $363,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 23,200 | $363,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 20,708 | $362,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 13,369 | $360,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 271,000 | $359,000 | thousands by filing date | principal |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,996 | $358,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 47,400 | $358,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 29,400 | $357,000 | thousands by filing date | call |
| ITRON INC COM | 465741106 | Stock | 7,666 | $357,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 22,106 | $357,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 10,296 | $357,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 18,700 | $357,000 | thousands by filing date | put |
| EXTERRAN CORP | 30227H106 | COM | 21,211 | $357,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 4,300 | $356,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 77,080 | $356,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 26,780 | $356,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 19,819 | $355,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 21,658 | $355,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 7,837 | $354,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 3,158 | $354,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 27,000 | $354,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 5,415 | $353,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,570 | $353,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 101,610 | $352,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 12,900 | $352,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,300 | $352,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 11,655 | $351,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 12,238 | $350,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 48,113 | $350,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 40,000 | $350,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 29,483 | $349,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 28,486 | $349,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 19,792 | $349,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 7,000 | $348,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 100,900 | $347,000 | thousands by filing date | put |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 26,178 | $347,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 21,833 | $347,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 31,352 | $347,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 131,320 | $347,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 14,167 | $346,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 10,004 | $346,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 7,941 | $346,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,851 | $345,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 17,027 | $345,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,200 | $345,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 5,238 | $345,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,400 | $344,000 | thousands by filing date | put |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 13,290 | $344,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 9,112 | $344,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 37,678 | $344,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 49,300 | $343,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 13,613 | $342,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 18,100 | $342,000 | thousands by filing date | put |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 28,464 | $342,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 6,900 | $341,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 400,000 | $341,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,400 | $340,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 16,957 | $340,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 7,210 | $340,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 9,327 | $340,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 20,430 | $339,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 95,600 | $339,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 88,000 | $339,000 | thousands by filing date | put |
| FOX CORP CL A COM | 35137L105 | Stock | 9,200 | $338,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,561 | $338,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 6,200 | $338,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 27,057 | $337,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,817 | $336,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 17,070 | $336,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,816 | $336,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,029 | $336,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,923 | $335,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 21,805 | $335,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 45,779 | $335,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 24,376 | $335,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 52,800 | $335,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 39,100 | $334,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 17,600 | $334,000 | thousands by filing date | call |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 3,776 | $334,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,150 | $334,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 25,972 | $334,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 30,500 | $334,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 36,895 | $334,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 7,500 | $333,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 23,300 | $333,000 | thousands by filing date | call |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 9,594 | $333,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 33,364 | $333,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,549 | $332,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 7,500 | $332,000 | thousands by filing date | call |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 20,100 | $331,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 6,500 | $331,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 8,700 | $331,000 | thousands by filing date | call |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 8,412 | $331,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 5,047 | $331,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 4,343 | $330,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 6,416 | $330,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 9,200 | $329,000 | thousands by filing date | call |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 18,284 | $329,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 12,148 | $327,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 61,400 | $327,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 38,300 | $327,000 | thousands by filing date | call |
| OPUS BK IRVINE CALIF | 684000102 | COM | 16,514 | $327,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 12,180 | $326,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 16,513 | $326,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 10,139 | $325,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 20,739 | $325,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 6,929 | $325,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 68,350 | $325,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 7,503 | $324,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,100 | $324,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,069 | $324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 9,314 | $324,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 14,522 | $323,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 45,700 | $323,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 12,318 | $321,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 12,761 | $320,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 8,400 | $320,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 48,556 | $320,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 68,900 | $320,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 12,500 | $319,000 | thousands by filing date | call |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 25,351 | $319,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 25,191 | $319,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,700 | $319,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,700 | $319,000 | thousands by filing date | call |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 13,290 | $319,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 18,965 | $319,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 7,268 | $319,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,255 | $318,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 38,893 | $318,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 14,700 | $317,000 | thousands by filing date | call |
| ELASTIC N V ORD SHS | N14506104 | Stock | 3,966 | $317,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 30,276 | $317,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 5,777 | $316,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,400 | $316,000 | thousands by filing date | call |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 10,981 | $316,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 154,300 | $316,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 34,600 | $316,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 17,400 | $315,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 2,500 | $315,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,607 | $315,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,000 | $315,000 | thousands by filing date | call |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 12,576 | $315,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,334 | $314,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 23,134 | $314,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 8,841 | $313,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 24,131 | $313,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 19,656 | $312,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 2,200 | $312,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 11,247 | $312,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,413 | $312,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 13,469 | $311,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,400 | $311,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 66,882 | $311,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 314,000 | $311,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 3,300 | $310,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,553 | $310,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,300 | $309,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 18,600 | $309,000 | thousands by filing date | call |
| ISHARES TR | 464288620 | SHS | 5,571 | $308,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 14,442 | $308,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 21,541 | $308,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 50,371 | $308,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 28,604 | $307,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,688 | $307,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 315,000 | $307,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 17,687 | $307,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 46,541 | $307,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,879 | $306,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 8,400 | $306,000 | thousands by filing date | put |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 289,000 | $305,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 17,330 | $304,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 9,800 | $304,000 | thousands by filing date | put |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 300,000 | $304,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,536 | $303,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 18,277 | $303,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,500 | $303,000 | thousands by filing date | put |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,700 | $302,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,100 | $302,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 115,590 | $302,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,700 | $302,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 55,703 | $302,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 12,300 | $301,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 24,300 | $301,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,856 | $301,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 18,176 | $301,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 32,300 | $301,000 | thousands by filing date | call |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 5,949 | $301,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 23,410 | $301,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 22,992 | $301,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 21,400 | $300,000 | thousands by filing date | put |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 6,229 | $300,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,993 | $300,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 20,054 | $299,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,025 | $298,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 58,373 | $298,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 6,151 | $297,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 89,566 | $297,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 22,100 | $297,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 24,686 | $297,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 6,260 | $297,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 30,126 | $296,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,616 | $296,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 99,416 | $296,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 263,000 | $296,000 | thousands by filing date | principal |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,225 | $295,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 28,309 | $294,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,107 | $294,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 5,849 | $293,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 15,296 | $293,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 16,216 | $292,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,500 | $292,000 | thousands by filing date | call |
| FRESHPET INC COM | 358039105 | Stock | 6,872 | $291,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 33,500 | $291,000 | thousands by filing date | put |
| CRONOS GROUP INC | 22717L101 | COM | 15,781 | $291,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 11,968 | $291,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 22,197 | $291,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 36,605 | $291,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 26,900 | $290,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 7,091 | $290,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,000 | $289,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 22,990 | $289,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,100 | $289,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 5,244 | $289,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 17,222 | $288,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,581 | $288,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 12,980 | $288,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3,600 | $288,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 8,779 | $287,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 33,436 | $286,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,300 | $286,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 22,900 | $286,000 | thousands by filing date | put |
| MARCHEX INC | 56624R108 | CMN | 60,541 | $286,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 60,568 | $286,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 6,530 | $285,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,604 | $285,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 15,364 | $285,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,351 | $285,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 46,710 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 5,085 | $284,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 50,600 | $284,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 9,100 | $283,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 22,378 | $283,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,903 | $283,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 15,164 | $282,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,700 | $281,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,150 | $281,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 14,648 | $281,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 7,362 | $280,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,544 | $280,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 13,910 | $280,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 16,307 | $280,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 12,003 | $279,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 19,900 | $279,000 | thousands by filing date | call |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 18,884 | $279,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,379 | $279,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 79,200 | $279,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 8,087 | $279,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 15,590 | $279,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 8,455 | $278,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,332 | $278,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 64,295 | $277,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,355 | $277,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 23,792 | $277,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,000 | $276,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 6,147 | $276,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,800 | $276,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 62,110 | $276,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 20,817 | $275,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,788 | $275,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,400 | $275,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 11,400 | $274,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 9,906 | $274,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 27,300 | $273,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,400 | $273,000 | thousands by filing date | call |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 14,142 | $273,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 12,478 | $273,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 73,072 | $273,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 11,200 | $273,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 21,517 | $272,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 23,600 | $272,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 5,002 | $271,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 72,700 | $271,000 | thousands by filing date | put |
| WILEY JOHN & SONS INC | 968223206 | CL A | 6,135 | $271,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 8,720 | $271,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,100 | $271,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 17,000 | $271,000 | thousands by filing date | put |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 53,937 | $271,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,896 | $270,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 7,400 | $270,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 9,944 | $270,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,363 | $270,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,900 | $270,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 20,100 | $270,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 6,383 | $270,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 19,800 | $270,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 42,578 | $269,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 61,997 | $269,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 15,873 | $269,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 15,014 | $268,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,700 | $268,000 | thousands by filing date | call |
| TRITON INTL LTD | G9078F107 | CL A | 8,624 | $268,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 8,200 | $267,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,500 | $267,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 24,400 | $267,000 | thousands by filing date | call |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 10,894 | $267,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 18,251 | $266,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 18,612 | $265,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 10,300 | $265,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 24,049 | $265,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 19,968 | $265,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 90,300 | $265,000 | thousands by filing date | call |
| Fidelity High Dividend ETF | 316092840 | SHS | 8,800 | $264,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 64,263 | $264,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 4,616 | $264,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 800 | $264,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 13,884 | $263,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 6,634 | $263,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 32,378 | $262,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,600 | $262,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 18,905 | $262,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 61,300 | $262,000 | thousands by filing date | call |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,180 | $262,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 17,689 | $262,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,200 | $261,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,925 | $261,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 12,115 | $261,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,611 | $261,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 19,800 | $260,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 26,336 | $260,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 50,071 | $259,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 20,804 | $259,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 98,800 | $258,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 41,301 | $258,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 5,331 | $258,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 11,800 | $258,000 | thousands by filing date | call |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 9,732 | $258,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 39,548 | $258,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 74,100 | $257,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,840 | $257,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 13,424 | $256,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 16,786 | $256,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,161 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 8,700 | $254,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,800 | $254,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 6,176 | $254,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 6,786 | $253,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 5,000 | $253,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,663 | $253,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,800 | $253,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 19,515 | $253,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 10,599 | $253,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 52,000 | $253,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 2,000 | $252,000 | thousands by filing date | put |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 12,100 | $252,000 | thousands by filing date | put |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 8,700 | $252,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,002 | $251,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,800 | $251,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,266 | $251,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 64,771 | $251,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 9,200 | $251,000 | thousands by filing date | put |
| TENABLE HLDGS INC | 88025T102 | COM | 7,941 | $251,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 18,392 | $251,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 23,983 | $251,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,827 | $251,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,730 | $250,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,500 | $250,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 92,101 | $250,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 42,955 | $250,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 22,800 | $249,000 | thousands by filing date | call |
| DOMO INC | 257554105 | COM CL B | 6,185 | $249,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 22,858 | $249,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 39,230 | $249,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 60,373 | $249,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,673 | $248,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 13,137 | $248,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 1,200 | $248,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 6,100 | $248,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,900 | $247,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 24,800 | $247,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 7,190 | $247,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 11,100 | $247,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 7,200 | $247,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 38,200 | $247,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 10,523 | $247,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 28,900 | $247,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 18,074 | $247,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 6,883 | $246,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 15,000 | $246,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 11,700 | $244,000 | thousands by filing date | call |
| CISION LTD | G1992S109 | SHS | 17,707 | $244,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 13,500 | $244,000 | thousands by filing date | call |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,272 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,230 | $243,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 80,300 | $243,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 14,138 | $242,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,500 | $242,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 63,570 | $242,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 9,700 | $241,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,966 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 3,694 | $241,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,200 | $241,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 7,100 | $240,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,829 | $240,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 17,725 | $240,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 15,275 | $240,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 10,994 | $239,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 16,041 | $239,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 16,689 | $239,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 3,347 | $238,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 6,000 | $238,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,200 | $237,000 | thousands by filing date | put |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 10,833 | $237,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,287 | $237,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 4,729 | $237,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,225 | $237,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 8,037 | $237,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 14,921 | $237,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,700 | $236,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 800 | $236,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 16,468 | $236,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 67,000 | $236,000 | thousands by filing date | call |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 14,206 | $236,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,192 | $236,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 234,000 | $236,000 | thousands by filing date | principal |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 57,004 | $235,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 10,092 | $234,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 27,510 | $234,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 17,200 | $234,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 18,649 | $233,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 60,000 | $233,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,850 | $233,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 9,100 | $233,000 | thousands by filing date | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,439 | $233,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 150,100 | $233,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,231 | $233,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,200 | $231,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 565 | $231,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 11,036 | $231,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,838 | $231,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,900 | $231,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 15,414 | $231,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 10,412 | $231,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 879 | $231,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 37,449 | $231,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,100 | $230,000 | thousands by filing date | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 12,763 | $230,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 8,493 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,502 | $229,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,500 | $229,000 | thousands by filing date | call |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 9,078 | $229,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 29,200 | $229,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,055 | $228,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 5,941 | $228,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 32,355 | $228,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 69,165 | $228,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 25,700 | $227,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,657 | $227,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,062 | $227,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,948 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 6,238 | $227,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,146 | $227,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 17,586 | $227,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 80,671 | $226,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 73,209 | $226,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 27,150 | $225,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 52,705 | $225,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,734 | $224,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 17,500 | $224,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,651 | $224,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 22,700 | $224,000 | thousands by filing date | put |
| TRANSCAT INC | 893529107 | COM | 9,685 | $223,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 32,721 | $223,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,605 | $223,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 6,436 | $222,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 4,264 | $221,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 3,895 | $221,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 9,992 | $221,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,500 | $221,000 | thousands by filing date | put |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 9,113 | $221,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 121,000 | $221,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 8,754 | $220,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 5,045 | $220,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000055 | this filing | 2019-05-13 | acceptance time not in the bulk data set |