13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 7,703 holding rows worth $103,746,773,000.
- Accession
- 0000831001-19-000055
- Filer
- CIK 831001
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 16,750 entries on the cover page, a total value of $103,746,773,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,746,773,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 28,000 | $592,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 10,396 | $590,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 50,900 | $589,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 11,700 | $589,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 64,000 | $588,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,300 | $588,000 | thousands by filing date | call |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 32,200 | $588,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 9,862 | $588,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 9,409 | $588,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 19,200 | $587,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 23,695 | $587,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 61,500 | $587,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 24,819 | $587,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 27,391 | $587,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 22,900 | $586,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,900 | $584,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 24,624 | $584,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 72,700 | $584,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 11,717 | $583,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 5,622 | $583,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,500 | $582,000 | thousands by filing date | put |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 28,951 | $581,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 54,000 | $581,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 24,961 | $580,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 37,739 | $578,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 33,894 | $578,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 36,883 | $578,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 6,902 | $576,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 10,355 | $576,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 18,512 | $575,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 18,620 | $575,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 22,873 | $575,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 76,737 | $574,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 11,300 | $572,000 | thousands by filing date | put |
| CIMPRESS N V | N20146101 | SHS EURO | 7,153 | $572,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,700 | $571,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 209,305 | $571,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 15,716 | $570,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 8,970 | $570,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 38,300 | $569,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 19,746 | $569,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 5,686 | $568,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 7,568 | $568,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 20,205 | $567,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 44,802 | $567,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 4,391 | $566,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 23,283 | $565,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 13,600 | $565,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 34,200 | $565,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 132,100 | $564,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 17,000 | $563,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 8,100 | $562,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 8,100 | $562,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 5,000 | $562,000 | thousands by filing date | put |
| WELBILT INC | 949090104 | COM | 34,286 | $561,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 19,118 | $561,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 9,376 | $561,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 48,400 | $560,000 | thousands by filing date | put |
| STANDEX INTL CORP | 854231107 | COM | 7,624 | $560,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 7,259 | $560,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 22,071 | $560,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 12,000 | $560,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 12,759 | $559,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 15,892 | $559,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 12,605 | $559,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 39,622 | $559,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 15,892 | $558,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 12,183 | $558,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 8,222 | $558,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 16,600 | $558,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,700 | $558,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 29,957 | $558,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 56,037 | $557,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 95,493 | $556,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 25,848 | $554,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 451,000 | $554,000 | thousands by filing date | principal |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 14,174 | $553,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 62,252 | $553,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 6,757 | $552,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 42,290 | $552,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 9,025 | $550,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 18,713 | $550,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 15,383 | $550,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 9,802 | $550,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 19,028 | $549,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,000 | $549,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 26,700 | $546,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 37,077 | $546,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 41,700 | $546,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 150,300 | $546,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 24,161 | $546,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 19,452 | $545,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 12,916 | $545,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,200 | $544,000 | thousands by filing date | call |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,216 | $544,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 58,200 | $544,000 | thousands by filing date | call |
| INTL FCSTONE INC | 46116V105 | COM | 14,021 | $544,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,302 | $542,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 28,452 | $542,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 34,127 | $542,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 61,220 | $541,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 121,300 | $540,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 10,501 | $540,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,032 | $538,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 10,585 | $537,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 18,802 | $537,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 14,401 | $537,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 82,396 | $537,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 57,600 | $537,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,660 | $537,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 18,524 | $536,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 11,478 | $536,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 11,596 | $536,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 59,100 | $535,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 13,700 | $534,000 | thousands by filing date | put |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 55,457 | $533,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,400 | $532,000 | thousands by filing date | call |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 17,500 | $532,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 10,623 | $531,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 12,773 | $531,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 17,170 | $529,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 16,100 | $529,000 | thousands by filing date | call |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 33,844 | $529,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 20,500 | $528,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 27,921 | $528,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 6,338 | $527,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 9,700 | $527,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 31,100 | $527,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 11,014 | $526,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 27,800 | $525,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 12,914 | $525,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 11,400 | $524,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 13,568 | $523,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 28,500 | $523,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 35,850 | $523,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 536,000 | $523,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 485,009 | $523,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 25,021 | $522,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,734 | $520,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 11,215 | $520,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,800 | $520,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 37,431 | $520,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 13,734 | $519,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 29,663 | $519,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,536 | $518,000 | thousands by filing date | call |
| HERC HLDGS INC COM | 42704L104 | Stock | 13,300 | $518,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 9,300 | $517,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 17,277 | $516,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 9,915 | $516,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 5,561 | $515,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 57,239 | $515,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11,762 | $515,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 7,811 | $514,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,300 | $514,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 9,542 | $513,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,200 | $513,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 12,907 | $513,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 15,039 | $513,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 24,061 | $512,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 15,879 | $512,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 14,759 | $510,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 11,941 | $510,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,700 | $509,000 | thousands by filing date | call |
| ACUSHNET HLDGS CORP | 005098108 | COM | 22,005 | $509,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 61,053 | $509,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 88,700 | $507,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 25,200 | $507,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 38,994 | $506,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 49,200 | $506,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 33,522 | $506,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 20,355 | $505,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 196,534 | $505,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 50,000 | $505,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 37,222 | $504,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 38,945 | $504,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 10,200 | $503,000 | thousands by filing date | put |
| PERSPECTA INC | 715347100 | COM | 24,854 | $503,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 7,542 | $503,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 512 | $502,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 145,700 | $501,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 25,411 | $500,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 6,827 | $499,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 40,100 | $499,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 38,400 | $499,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 19,463 | $499,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 36,011 | $498,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 500,000 | $498,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 3,821 | $497,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 20,031 | $497,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 20,700 | $496,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 62,855 | $495,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,800 | $494,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 63,060 | $494,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 47,580 | $494,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 31,583 | $493,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,900 | $492,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 18,003 | $492,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 9,414 | $491,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 17,025 | $491,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 489,000 | $491,000 | thousands by filing date | principal |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,700 | $490,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 24,605 | $490,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,800 | $490,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 12,500 | $490,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 24,583 | $489,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 21,450 | $489,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 46,500 | $488,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 15,688 | $487,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 26,750 | $487,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 15,178 | $486,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 27,690 | $486,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 77,166 | $486,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25,100 | $485,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 53,014 | $485,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 16,446 | $483,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 175,500 | $483,000 | thousands by filing date | put |
| Aussie $ ETF | 46090N103 | ETF | 6,787 | $482,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 12,600 | $480,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 43,900 | $480,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 9,076 | $480,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 38,543 | $480,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 8,750 | $479,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 11,031 | $479,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 25,000 | $479,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 3,639 | $478,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 17,603 | $478,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 16,988 | $477,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 3,153 | $477,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,323 | $477,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 13,379 | $476,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 11,573 | $476,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 11,305 | $476,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,600 | $475,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 20,921 | $475,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 182,419 | $475,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,606 | $474,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 13,070 | $474,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 18,202 | $474,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 11,648 | $474,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 37,732 | $474,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 7,687 | $473,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 29,400 | $473,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 6,314 | $473,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 20,733 | $472,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 126,700 | $472,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 38,830 | $471,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 8,433 | $471,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,000 | $470,000 | thousands by filing date | call |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 33,800 | $470,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 40,600 | $470,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 18,728 | $469,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 60,466 | $469,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 469,000 | $469,000 | thousands by filing date | principal |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 18,628 | $468,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 44,105 | $468,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 11,200 | $467,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 3,700 | $467,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 16,880 | $467,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 18,825 | $466,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 18,589 | $466,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 15,366 | $465,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,500 | $465,000 | thousands by filing date | put |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,925 | $464,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 10,568 | $464,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 25,271 | $464,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 36,500 | $463,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 14,361 | $463,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 8,186 | $463,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 15,807 | $463,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 24,283 | $463,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 76,077 | $463,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 7,838 | $462,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,200 | $462,000 | thousands by filing date | call |
| PLURALSIGHT INC | 72941B106 | COM CL A | 14,561 | $462,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 309,700 | $462,000 | thousands by filing date | call |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 5,660 | $461,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 24,622 | $460,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 27,200 | $460,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 4,300 | $460,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 11,338 | $460,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,353 | $459,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 23,475 | $458,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 88,008 | $458,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 48,031 | $458,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 6,972 | $457,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 6,852 | $456,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 61,842 | $455,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 18,320 | $455,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 5,418 | $454,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 7,800 | $453,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 142,100 | $453,000 | thousands by filing date | call |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 7,688 | $452,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 14,836 | $452,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 11,900 | $452,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 21,400 | $452,000 | thousands by filing date | call |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,915 | $451,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,000 | $451,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 27,200 | $451,000 | thousands by filing date | put |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 22,100 | $450,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 48,295 | $450,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 41,100 | $449,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 7,400 | $449,000 | thousands by filing date | put |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 40,182 | $449,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 120,697 | $449,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 24,900 | $448,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 11,300 | $448,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 52,030 | $447,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 15,400 | $446,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 31,100 | $445,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,608 | $445,000 | thousands by filing date | |
| SHIP FIN INTL LTD | 824689AG8 | NOTE 4.875% 5/0 | 450,000 | $445,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 27,600 | $444,000 | thousands by filing date | call |
| ONESPAN INC | 68287N100 | COM | 23,068 | $444,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,856 | $443,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,852 | $443,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 11,562 | $443,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 12,845 | $442,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 8,200 | $442,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 44,269 | $442,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 19,545 | $441,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 8,800 | $440,000 | thousands by filing date | call |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 35,002 | $440,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 37,331 | $440,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 4,637 | $439,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 38,099 | $439,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 113,974 | $439,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 24,898 | $438,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 20,047 | $437,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 29,389 | $437,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,098 | $436,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 113,200 | $436,000 | thousands by filing date | call |
| LITTELFUSE INC COM | 537008104 | Stock | 2,381 | $435,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,000 | $435,000 | thousands by filing date | call |
| STERICYCLE INC | 858912108 | COM | 8,000 | $435,000 | thousands by filing date | put |
| AMERICAS CAR-MART INC | 03062T105 | COM | 4,764 | $435,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 93,140 | $435,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 13,513 | $435,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 140,800 | $435,000 | thousands by filing date | call |
| M/I HOMES INC | 55305B101 | COM | 16,241 | $433,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 37,700 | $432,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 35,000 | $430,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 35,300 | $429,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 31,434 | $429,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 37,939 | $429,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 4,063 | $429,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,491 | $428,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 15,832 | $428,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 23,984 | $428,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 18,722 | $427,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 7,850 | $427,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 9,100 | $426,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,600 | $426,000 | thousands by filing date | call |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 12,612 | $425,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 112,566 | $425,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 16,200 | $425,000 | thousands by filing date | put |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 26,837 | $423,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 6,148 | $422,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 29,108 | $422,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 17,200 | $421,000 | thousands by filing date | call |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,600 | $420,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 25,300 | $420,000 | thousands by filing date | put |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 33,178 | $420,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 36,800 | $420,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 9,700 | $420,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 204,700 | $420,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 10,900 | $419,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 31,157 | $419,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,800 | $418,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 4,300 | $418,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 41,593 | $418,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,218 | $417,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 10,095 | $417,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,887 | $417,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 100,000 | $417,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 17,301 | $416,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 18,200 | $416,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 4,253 | $415,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 10,538 | $415,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 18,779 | $415,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,200 | $413,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 23,300 | $413,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 5,608 | $413,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 63,900 | $413,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 6,885 | $413,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 28,800 | $412,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 84,500 | $412,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 411,000 | $412,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405102 | COM | 43,515 | $411,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 70,164 | $411,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 59,226 | $411,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 17,045 | $410,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 50,546 | $410,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 41,600 | $410,000 | thousands by filing date | call |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,646 | $409,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 900 | $409,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 22,230 | $409,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 17,390 | $408,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 14,500 | $408,000 | thousands by filing date | call |
| NORBORD INC | 65548P403 | COM NEW | 14,800 | $408,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 9,400 | $407,000 | thousands by filing date | put |
| TRITON INTL LTD | G9078F107 | CL A | 13,100 | $407,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 21,000 | $406,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 2,757 | $405,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 19,999 | $405,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 62,533 | $405,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 13,615 | $404,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 8,731 | $404,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 29,807 | $404,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 19,572 | $403,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 15,280 | $403,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,300 | $402,000 | thousands by filing date | call |
| 1ST FINL BANCORP | 320209109 | COM | 16,685 | $401,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,349 | $401,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 26,300 | $401,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 79,248 | $401,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 40,400 | $400,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 35,197 | $400,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 19,000 | $399,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 19,934 | $399,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 21,720 | $399,000 | thousands by filing date | put |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 75,917 | $399,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 25,800 | $398,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 44,244 | $398,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 37,023 | $398,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 16,396 | $397,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 3,500 | $397,000 | thousands by filing date | put |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 377 | $397,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 14,000 | $396,000 | thousands by filing date | call |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 20,859 | $396,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,000 | $396,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 33,242 | $396,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 50,300 | $396,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 15,100 | $396,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 49,400 | $395,000 | thousands by filing date | put |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 18,002 | $395,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 13,041 | $395,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 7,620 | $395,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 7,634 | $394,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 28,164 | $394,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 113,056 | $394,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 300,611 | $394,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,786 | $393,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 49,014 | $393,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,300 | $393,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 13,200 | $392,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 126,475 | $391,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 12,372 | $389,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 6,558 | $389,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 18,055 | $389,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 10,821 | $388,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 442 | $388,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,258 | $387,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 22,300 | $387,000 | thousands by filing date | put |
| COHU INC | 192576106 | COM | 26,245 | $387,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,273 | $387,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 16,664 | $387,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 73,500 | $387,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 19,700 | $387,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,671 | $387,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 106,347 | $387,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 83,000 | $385,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 4,400 | $385,000 | thousands by filing date | put |
| BRP INC COM SUN VTG | 05577W200 | Stock | 13,878 | $385,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 19,135 | $385,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 35,388 | $385,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 7,616 | $385,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 11,100 | $385,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 8,264 | $384,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 18,541 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 10,000 | $383,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,100 | $382,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 20,622 | $382,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 5,318 | $382,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,200 | $381,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,600 | $381,000 | thousands by filing date | call |
| CNA FINL CORP | 126117100 | COM | 8,792 | $381,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 36,400 | $380,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,361 | $380,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 9,768 | $380,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 16,373 | $380,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 8,970 | $379,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 27,001 | $379,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 9,200 | $379,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 39,777 | $378,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 71,900 | $378,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 4,750 | $377,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 37,900 | $377,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 107,828 | $377,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,914 | $377,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,400 | $376,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,400 | $376,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 22,168 | $376,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 16,562 | $376,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 6,814 | $375,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 17,245 | $375,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 479,000 | $375,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 27,303 | $374,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 18,146 | $373,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 8,898 | $373,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 16,400 | $372,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000055 | this filing | 2019-05-13 | acceptance time not in the bulk data set |