13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-12, with 7,729 holding rows worth $98,726,534,000.
- Accession
- 0000831001-19-000023
- Filer
- CIK 831001
- Filed
- 2019-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,740 entries on the cover page, a total value of $98,726,534,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,726,534,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTLAKE CORPORATION | 960413102 | COM | 1,000 | $66,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 333 | $66,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,300 | $66,000 | thousands by filing date | put |
| RBB BANCORP | 74930B105 | COMMON STOCK | 3,728 | $66,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 4,600 | $66,000 | thousands by filing date | put |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 2,719 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 1,372 | $66,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,100 | $66,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,627 | $66,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,400 | $66,000 | thousands by filing date | call |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,077 | $65,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,500 | $65,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,200 | $65,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 1,400 | $65,000 | thousands by filing date | put |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 6,441 | $65,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 2,999 | $65,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,570 | $65,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 1,893 | $65,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,653 | $65,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 9,125 | $65,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 4,184 | $65,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 44,950 | $65,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 4,800 | $65,000 | thousands by filing date | call |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 900 | $64,000 | thousands by filing date | call |
| UMH PPTYS INC | 903002103 | COM | 5,433 | $64,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 4,542 | $64,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 4,932 | $64,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,746 | $64,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,993 | $64,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,904 | $64,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 33,400 | $64,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 2,000 | $64,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 51,732 | $64,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 7,300 | $64,000 | thousands by filing date | call |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 40,058 | $64,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,100 | $63,000 | thousands by filing date | call |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 700 | $63,000 | thousands by filing date | call |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,470 | $63,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 1,400 | $63,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 14,409 | $63,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 4,518 | $63,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,802 | $63,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,833 | $63,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 2,732 | $63,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 494 | $63,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,733 | $63,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 2,800 | $63,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 4,800 | $63,000 | thousands by filing date | put |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 75,000 | $63,000 | thousands by filing date | principal |
| FLOWERS FOODS INC COM | 343498101 | Stock | 3,325 | $62,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 2,946 | $62,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,400 | $62,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 6,073 | $62,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 600 | $62,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 11,137 | $62,000 | thousands by filing date | put |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 5,867 | $62,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,213 | $62,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 4,239 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,860 | $62,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 3,397 | $62,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 6,487 | $62,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 91,319 | $62,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,900 | $62,000 | thousands by filing date | put |
| NEVRO CORP | 64157F103 | COM | 1,600 | $62,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 2,472 | $62,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,115 | $62,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 3,910 | $62,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,400 | $61,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,409 | $61,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,400 | $61,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 6,400 | $61,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 4,851 | $61,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 4,760 | $61,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,371 | $61,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,700 | $61,000 | thousands by filing date | put |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 1,260 | $61,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 13,209 | $61,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,100 | $61,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 5,812 | $61,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 12,893 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 646 | $60,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,400 | $60,000 | thousands by filing date | call |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,900 | $60,000 | thousands by filing date | put |
| BLUE BIRD CORP | 095306106 | COM | 3,305 | $60,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 6,891 | $60,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 3,319 | $60,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 5,400 | $60,000 | thousands by filing date | call |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 3,475 | $60,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 2,411 | $60,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 2,987 | $60,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 2,439 | $60,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 3,095 | $60,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,400 | $59,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,880 | $59,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,800 | $59,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 600 | $59,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 47,900 | $59,000 | thousands by filing date | put |
| BGC PARTNERS INC | 05541T101 | CL A | 11,400 | $59,000 | thousands by filing date | put |
| ACNB CORP | 000868109 | COMMON STOCK | 1,514 | $59,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,662 | $59,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,500 | $59,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 1,969 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,926 | $59,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 6,425 | $59,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 2,094 | $59,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 7,199 | $59,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 20,468 | $59,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 3,124 | $59,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 400 | $58,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 15,800 | $58,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 900 | $58,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 500 | $58,000 | thousands by filing date | call |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 5,560 | $58,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 1,667 | $58,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 27,806 | $58,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 15,753 | $58,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 3,700 | $58,000 | thousands by filing date | call |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 23,166 | $58,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 2,423 | $57,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 900 | $57,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 982 | $57,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 4,031 | $57,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,500 | $57,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 87,463 | $57,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 14,200 | $57,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 1,300 | $57,000 | thousands by filing date | put |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 5,610 | $57,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,810 | $57,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 3,000 | $57,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 2,477 | $57,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 2,411 | $57,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 2,942 | $57,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 7,197 | $57,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,000 | $57,000 | thousands by filing date | put |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 3,127 | $57,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 3,275 | $56,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,588 | $56,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,000 | $56,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 1,857 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,000 | $56,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 6,950 | $56,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 7,855 | $56,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 2,802 | $56,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,941 | $56,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,000 | $56,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 7,400 | $56,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 63,000 | $56,000 | thousands by filing date | principal |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,241 | $55,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 500 | $55,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 407 | $55,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 6,500 | $55,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,100 | $55,000 | thousands by filing date | call |
| SIMULATIONS PLUS INC | 829214105 | COM | 2,733 | $55,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 669 | $55,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 3,500 | $55,000 | thousands by filing date | put |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 3,054 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 516 | $55,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,400 | $55,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,100 | $55,000 | thousands by filing date | call |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 4,700 | $55,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 3,175 | $55,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 52,000 | $55,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 12,100 | $54,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 30,745 | $54,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 8,265 | $54,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,328 | $54,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 1,424 | $54,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,622 | $54,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,362 | $54,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,435 | $54,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 3,912 | $54,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,060 | $54,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,660 | $54,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 1,752 | $54,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,523 | $54,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 7,258 | $54,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 5,300 | $54,000 | thousands by filing date | put |
| AVID BIOSERVICES INC | 05368M106 | COM | 13,259 | $54,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 3,221 | $54,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 33,700 | $54,000 | thousands by filing date | put |
| KADMON HLDGS INC | 48283N106 | COM | 26,162 | $54,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 17,368 | $54,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 20,600 | $53,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,200 | $53,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 4,200 | $53,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 1,000 | $53,000 | thousands by filing date | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 4,300 | $53,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 2,385 | $53,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 4,385 | $53,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 5,104 | $53,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 4,905 | $53,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 7,924 | $53,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 5,088 | $53,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 5,829 | $53,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,388 | $53,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,600 | $53,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 4,598 | $53,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 7,917 | $53,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 2,316 | $53,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 53,000 | $53,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,900 | $52,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 600 | $52,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 500 | $52,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 48,734 | $52,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 5,302 | $52,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 783 | $52,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 7,700 | $52,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 17,812 | $52,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,000 | $52,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 19,985 | $52,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,072 | $52,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 2,855 | $52,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 3,200 | $52,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 3,139 | $52,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 2,276 | $52,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 2,537 | $52,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 849 | $51,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 500 | $51,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,800 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,207 | $51,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 3,900 | $51,000 | thousands by filing date | put |
| SAVARA INC | 805111101 | COM | 6,807 | $51,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 200 | $51,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,000 | $51,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 11,326 | $51,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 23,566 | $51,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 75,000 | $51,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W323 | CMN | 2,296 | $51,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 4,679 | $51,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,800 | $51,000 | thousands by filing date | call |
| CODORUS VY BANCORP INC | 192025104 | COM | 2,389 | $51,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,900 | $51,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 28,000 | $51,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 54,695 | $51,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 3,129 | $51,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 2,183 | $51,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 5,858 | $51,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 2,900 | $51,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 2,253 | $50,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 1,848 | $50,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 3,926 | $50,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,731 | $50,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 700 | $50,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 6,439 | $50,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 4,296 | $50,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 2,747 | $50,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 4,790 | $50,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,860 | $50,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 75,000 | $50,000 | thousands by filing date | principal |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 12,181 | $50,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 3,972 | $50,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 19,570 | $50,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,382 | $50,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 3,495 | $50,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 12,223 | $50,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 12,688 | $50,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 3,678 | $50,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,330 | $49,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 4,914 | $49,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,029 | $49,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 5,100 | $49,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,600 | $49,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 25,312 | $49,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 1,000 | $49,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 7,285 | $49,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,542 | $49,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,025 | $49,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 8,121 | $49,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,272 | $49,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 891 | $48,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 47,900 | $48,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 439 | $48,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 5,900 | $48,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,521 | $48,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 2,910 | $48,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,500 | $48,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,631 | $48,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 1,500 | $48,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,640 | $48,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 7,200 | $48,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 8,600 | $48,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 3,343 | $48,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,481 | $47,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,666 | $47,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 5,575 | $47,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 4,565 | $47,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,215 | $47,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 1,734 | $47,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 5,000 | $47,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 1,595 | $47,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,300 | $47,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 11,885 | $47,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 7,682 | $47,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,893 | $47,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,178 | $47,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 15,001 | $47,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 47,000 | $47,000 | thousands by filing date | principal |
| NLIGHT INC | 65487K100 | COM | 2,563 | $46,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 2,200 | $46,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 5,055 | $46,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,969 | $46,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,572 | $46,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,555 | $46,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 931 | $46,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 6,542 | $46,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 26,800 | $46,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 6,808 | $46,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,400 | $46,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 18,000 | $46,000 | thousands by filing date | put |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 19,000 | $46,000 | thousands by filing date | principal |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 1,501 | $45,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 6,220 | $45,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,200 | $45,000 | thousands by filing date | call |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 1,849 | $45,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,200 | $45,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,073 | $45,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 7,937 | $45,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 10,216 | $45,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,374 | $45,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 843 | $45,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 1,591 | $45,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 11,300 | $45,000 | thousands by filing date | put |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,994 | $45,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 51,000 | $45,000 | thousands by filing date | principal |
| ISRAMCO INC | 465141406 | COM | 385 | $45,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 7,261 | $45,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 1,633 | $45,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 20,873 | $45,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,856 | $44,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,000 | $44,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 5,658 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,920 | $44,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 1,760 | $44,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 2,476 | $44,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 5,306 | $44,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,800 | $44,000 | thousands by filing date | put |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $44,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 5,087 | $44,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 163,600 | $44,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,000 | $44,000 | thousands by filing date | call |
| RIGNET INC | 766582100 | COM | 3,464 | $44,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 4,700 | $44,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 79,601 | $44,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 2,614 | $44,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,000 | $43,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 600 | $43,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,600 | $43,000 | thousands by filing date | put |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,875 | $43,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,500 | $43,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 1,004 | $43,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 782 | $43,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 677 | $43,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 1,196 | $43,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,971 | $43,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 8,292 | $43,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 450 | $43,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 3,100 | $43,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,326 | $43,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 20,700 | $43,000 | thousands by filing date | call |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,827 | $43,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 2,147 | $43,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 3,384 | $43,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 1,554 | $43,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,850 | $43,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 2,434 | $43,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 2,772 | $43,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 4,690 | $43,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 5,567 | $43,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 741 | $43,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1,000 | $42,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 600 | $42,000 | thousands by filing date | put |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,900 | $42,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,600 | $42,000 | thousands by filing date | call |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,600 | $42,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 3,100 | $42,000 | thousands by filing date | put |
| DOMO INC | 257554105 | COM CL B | 2,125 | $42,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,396 | $42,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 595 | $42,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,870 | $42,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 773 | $42,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 2,376 | $42,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 4,033 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 500 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 792 | $42,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 10,171 | $42,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 2,400 | $42,000 | thousands by filing date | call |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 3,885 | $42,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,639 | $42,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 13,316 | $42,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 10,545 | $41,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 700 | $41,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 11,096 | $41,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 1,782 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,229 | $41,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 583 | $41,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,000 | $41,000 | thousands by filing date | put |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 5,455 | $41,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,700 | $41,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 7,400 | $41,000 | thousands by filing date | call |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 2,609 | $41,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 4,142 | $41,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2,092 | $41,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,695 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 700 | $41,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,300 | $41,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,700 | $41,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 8,000 | $41,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 6,300 | $41,000 | thousands by filing date | put |
| STERLING BANCORP INC | 85917W102 | COM | 5,851 | $41,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,650 | $41,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 3,763 | $41,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 34,936 | $41,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 15,404 | $41,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 3,942 | $41,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,400 | $40,000 | thousands by filing date | put |
| WEYCO GROUP INC COM | 962149100 | Stock | 1,368 | $40,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 4,694 | $40,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,610 | $40,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 6,472 | $40,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 1,715 | $40,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,504 | $40,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 8,700 | $40,000 | thousands by filing date | put |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 1,393 | $40,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 4,158 | $40,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,310 | $40,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 2,020 | $40,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 1,511 | $40,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 3,780 | $40,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 32,400 | $40,000 | thousands by filing date | call |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 2,254 | $40,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 800 | $39,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 2,467 | $39,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 5,900 | $39,000 | thousands by filing date | call |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 3,672 | $39,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,103 | $39,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 900 | $39,000 | thousands by filing date | call |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 2,178 | $39,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 1,878 | $39,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,876 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 981 | $39,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 1,094 | $39,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 570 | $39,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 70,000 | $39,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 39,000 | $39,000 | thousands by filing date | principal |
| TIPTREE INC | 88822Q103 | COM | 6,661 | $38,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,300 | $38,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 4,200 | $38,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,500 | $38,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,100 | $38,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 700 | $38,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,000 | $38,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 4,000 | $38,000 | thousands by filing date | call |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 1,604 | $38,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,300 | $38,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,528 | $38,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 1,316 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 813 | $38,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,577 | $38,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 887 | $38,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 53,369 | $38,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,168 | $38,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,301 | $38,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 332,300 | $38,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 4,400 | $38,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 2,980 | $38,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 5,397 | $38,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 4,604 | $38,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 56,000 | $38,000 | thousands by filing date | principal |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 4,536 | $38,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,800 | $38,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,660 | $37,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 600 | $37,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 7,600 | $37,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 5,372 | $37,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 36,839 | $37,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,867 | $37,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,235 | $37,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 1,834 | $37,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 15,500 | $37,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 9,900 | $37,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 13,626 | $37,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 7,938 | $37,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 51,448 | $37,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 4,320 | $37,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 12,776 | $37,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 1,348 | $36,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 500 | $36,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 524 | $36,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 400 | $36,000 | thousands by filing date | put |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,085 | $36,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 600 | $36,000 | thousands by filing date | put |
| LCNB CORP | 50181P100 | COM | 2,416 | $36,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,998 | $36,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,633 | $36,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 878 | $36,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 9,000 | $36,000 | thousands by filing date | call |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2,398 | $36,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,030 | $36,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 5,029 | $36,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 6,489 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000023 | this filing | 2019-02-12 | acceptance time not in the bulk data set |