13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-12, with 7,729 holding rows worth $98,726,534,000.
- Accession
- 0000831001-19-000023
- Filer
- CIK 831001
- Filed
- 2019-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,740 entries on the cover page, a total value of $98,726,534,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,726,534,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZAFGEN INC | 98885E103 | COM | 7,269 | $36,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 21,000 | $36,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 310 | $35,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 1,515 | $35,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,200 | $35,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 300 | $35,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 600 | $35,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,219 | $35,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,098 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,381 | $35,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 5,507 | $35,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 6,913 | $35,000 | thousands by filing date | call |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 2,569 | $35,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,787 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 1,461 | $35,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,030 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,302 | $35,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 1,047 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 380 | $35,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 4,012 | $35,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 816 | $35,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,597 | $35,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 3,221 | $35,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 5,700 | $35,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 2,931 | $35,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 5,187 | $35,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,329 | $34,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 977 | $34,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 11,620 | $34,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,603 | $34,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 1,394 | $34,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 3,058 | $34,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,025 | $34,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 800 | $34,000 | thousands by filing date | put |
| RADIANT LOGISTICS INC | 75025X100 | COM | 7,813 | $34,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,862 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 328 | $34,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 3,422 | $34,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 4,986 | $34,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 3,500 | $34,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 28,200 | $34,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 2,116 | $34,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 20,581 | $34,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 2,028 | $34,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 6,100 | $34,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 36,350 | $34,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 1,743 | $34,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,722 | $34,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 15,629 | $34,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 33,000 | $33,000 | thousands by filing date | call |
| CROWN HLDGS INC COM | 228368106 | Stock | 800 | $33,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 4,000 | $33,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 2,070 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 381 | $33,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 2,000 | $33,000 | thousands by filing date | call |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,700 | $33,000 | thousands by filing date | call |
| ESCALADE INC | 296056104 | COMMON STOCK | 2,861 | $33,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,281 | $33,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 1,000 | $33,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 3,100 | $33,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 9,400 | $33,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 8,221 | $33,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 4,626 | $33,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 36,000 | $33,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 850 | $32,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 400 | $32,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 200 | $32,000 | thousands by filing date | call |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 573 | $32,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,000 | $32,000 | thousands by filing date | put |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,400 | $32,000 | thousands by filing date | put |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 300 | $32,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,600 | $32,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 5,347 | $32,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 2,599 | $32,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 1,770 | $32,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 1,685 | $32,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 1,304 | $32,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,555 | $32,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,357 | $32,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 979 | $32,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 7,900 | $32,000 | thousands by filing date | put |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 2,062 | $32,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 2,067 | $32,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 8,583 | $32,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 4,204 | $32,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,000 | $32,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 33,275 | $32,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 8,511 | $32,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 1,541 | $32,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,044 | $32,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,734 | $32,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 4,215 | $32,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 11,696 | $32,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 500 | $31,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,000 | $31,000 | thousands by filing date | put |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,000 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 2,280 | $31,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,331 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 831 | $31,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,337 | $31,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,800 | $31,000 | thousands by filing date | put |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 1,390 | $31,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,100 | $31,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 2,704 | $31,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2,058 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 941 | $31,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 1,255 | $31,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 3,037 | $31,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 1,246 | $31,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 5,000 | $31,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 8,751 | $31,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,537 | $31,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 3,288 | $31,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 2,107 | $31,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 2,000 | $31,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 11,800 | $31,000 | thousands by filing date | put |
| COVIA HLDGS CORP | 22305A103 | COM | 9,163 | $31,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 430 | $30,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 625 | $30,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,164 | $30,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,500 | $30,000 | thousands by filing date | put |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 3,993 | $30,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 500 | $30,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 39,200 | $30,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,831 | $30,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 2,400 | $30,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 2,042 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 400 | $30,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,600 | $30,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,154 | $30,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,648 | $30,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 3,000 | $30,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,600 | $30,000 | thousands by filing date | call |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 3,689 | $30,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 6,195 | $30,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 500 | $30,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,102 | $30,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 2,974 | $30,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,392 | $30,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 8,900 | $30,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 1,294 | $30,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 3,374 | $30,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,505 | $30,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,000 | $30,000 | thousands by filing date | put |
| MARINE PRODS CORP | 568427108 | cs | 1,785 | $30,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 265,600 | $30,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,953 | $30,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 15,054 | $30,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 4,174 | $30,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,000 | $30,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 761 | $30,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 4,362 | $30,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 53,800 | $30,000 | thousands by filing date | call |
| PDL CMNTY BANCORP | 69290X101 | COM | 2,361 | $30,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 1,500 | $30,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 4,000 | $29,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 2,000 | $29,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,500 | $29,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 2,095 | $29,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 200 | $29,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,207 | $29,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,000 | $29,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,100 | $29,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 1,263 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 473 | $29,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 9,500 | $29,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 2,226 | $29,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,765 | $29,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 900 | $29,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 300 | $29,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,700 | $29,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 19,800 | $29,000 | thousands by filing date | call |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 1,298 | $29,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 570 | $29,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 18,000 | $29,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 1,700 | $29,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,338 | $28,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 500 | $28,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,900 | $28,000 | thousands by filing date | call |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 106 | $28,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,288 | $28,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 700 | $28,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,000 | $28,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 1,995 | $28,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 700 | $28,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 570 | $28,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,700 | $28,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,187 | $28,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,900 | $28,000 | thousands by filing date | put |
| SIEBERT FINL CORP | 826176109 | COM | 1,956 | $28,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,422 | $28,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 8,874 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,200 | $28,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 1,000 | $28,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 5,068 | $28,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 4,000 | $28,000 | thousands by filing date | call |
| AXONICS INC | 05465P101 | COM | 1,831 | $28,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 2,935 | $28,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 8,711 | $28,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 816 | $28,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 1,823 | $28,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 3,456 | $28,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,170 | $28,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 3,967 | $28,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 9,550 | $28,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 11,200 | $28,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 6,478 | $28,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 20,055 | $28,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 3,371 | $28,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E503 | CHINA ALL CAP | 1,028 | $28,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,900 | $27,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 1,648 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 440 | $27,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 241 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 1,234 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,275 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 497 | $27,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 11,077 | $27,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 1,628 | $27,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,437 | $27,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 15,400 | $27,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 5,651 | $27,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 68,286 | $27,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 4,833 | $27,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 5,200 | $27,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 4,098 | $27,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 720 | $27,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 27,501 | $27,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 8,048 | $27,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 9,526 | $27,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 1,200 | $26,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 700 | $26,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,900 | $26,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 561 | $26,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 1,707 | $26,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,600 | $26,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 886 | $26,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 6,056 | $26,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 1,998 | $26,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 1,640 | $26,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 2,356 | $26,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,236 | $26,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 7,900 | $26,000 | thousands by filing date | call |
| CROWN CRAFTS INC | 228309100 | COM | 4,800 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 472 | $26,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 928 | $26,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 3,499 | $26,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 28,515 | $26,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 5,653 | $26,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 4,252 | $26,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,300 | $26,000 | thousands by filing date | call |
| REALPAGE INC | 75606N109 | COM | 548 | $26,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 86,360 | $26,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 1,157 | $26,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 714 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 235 | $25,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 3,771 | $25,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 2,144 | $25,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 800 | $25,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 495 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 1,042 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 2,175 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 442 | $25,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,700 | $25,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 4,622 | $25,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 6,673 | $25,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 8,151 | $25,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 960 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,148 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 950 | $25,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 1,788 | $25,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 1,464 | $25,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 500 | $24,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 2,499 | $24,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 4,904 | $24,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 465 | $24,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 600 | $24,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,260 | $24,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,392 | $24,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,750 | $24,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,172 | $24,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 500 | $24,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 267 | $24,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 13,656 | $24,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,107 | $24,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,920 | $24,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 1,210 | $24,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,117 | $24,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 22,362 | $24,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,000 | $24,000 | thousands by filing date | put |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 14,197 | $24,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,598 | $24,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 5,409 | $24,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 2,225 | $24,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 1,222 | $24,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 7,482 | $24,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 1,530 | $24,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 1,377 | $24,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 23,717 | $24,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 12,849 | $24,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 4,413 | $24,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 6,000 | $23,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 5,900 | $23,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,600 | $23,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,631 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,000 | $23,000 | thousands by filing date | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 684 | $23,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 360 | $23,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,783 | $23,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 3,500 | $23,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,798 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 800 | $23,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 400 | $23,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 1,787 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,103 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 400 | $23,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,999 | $23,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 5,070 | $23,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 433 | $23,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,388 | $23,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 5,900 | $23,000 | thousands by filing date | put |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 442 | $23,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 3,740 | $23,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,803 | $23,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 2,191 | $23,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 1,516 | $23,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 22,398 | $23,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 240 | $22,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 600 | $22,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,050 | $22,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 800 | $22,000 | thousands by filing date | call |
| AVANGRID INC | 05351W103 | COM | 432 | $22,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 400 | $22,000 | thousands by filing date | put |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 520 | $22,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 884 | $22,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 580 | $22,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 6,435 | $22,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 13,200 | $22,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,341 | $22,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,736 | $22,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 19,620 | $21,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,747 | $21,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 5,996 | $21,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,200 | $21,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 616 | $21,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,000 | $21,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 800 | $21,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,207 | $21,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 700 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 358 | $21,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 2,000 | $21,000 | thousands by filing date | put |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,243 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 250 | $21,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 853 | $21,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 638 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 590 | $21,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 700 | $21,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 3,068 | $21,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,605 | $21,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,975 | $21,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 18,477 | $21,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 76,600 | $21,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,629 | $21,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 21,500 | $21,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 21,000 | $21,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 3,988 | $21,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 7,790 | $21,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 24,283 | $21,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 14,333 | $21,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 2,500 | $21,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 6,848 | $21,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 800 | $20,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,400 | $20,000 | thousands by filing date | put |
| ACM RESH INC COM CL A | 00108J109 | Stock | 1,847 | $20,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 800 | $20,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 472 | $20,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,515 | $20,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 2,710 | $20,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 377 | $20,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,633 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,000 | $20,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 553 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,000 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 1,000 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 500 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 1,000 | $20,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 1,361 | $20,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 6,060 | $20,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 4,603 | $20,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,100 | $20,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 41,286 | $20,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 1,009 | $20,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 9,740 | $20,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 561 | $19,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,200 | $19,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 800 | $19,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,856 | $19,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 4,961 | $19,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 978 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 109 | $19,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 700 | $19,000 | thousands by filing date | call |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,460 | $19,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,054 | $19,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 4,225 | $19,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,290 | $19,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 3,046 | $19,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 769 | $19,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 337 | $19,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,650 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 251 | $19,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 7,458 | $19,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,354 | $19,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,443 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 1,444 | $19,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 4,934 | $19,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 6,301 | $19,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 4,397 | $19,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 3,477 | $19,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 341 | $18,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,400 | $18,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $18,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,229 | $18,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,500 | $18,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,690 | $18,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,500 | $18,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 1,300 | $18,000 | thousands by filing date | call |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 980 | $18,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,781 | $18,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 3,413 | $18,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,200 | $18,000 | thousands by filing date | put |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,003 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 542 | $18,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 17,628 | $18,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 2,631 | $18,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 1,336 | $18,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 3,553 | $18,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 5,000 | $18,000 | thousands by filing date | put |
| FUSION CONNECT INC | 36116X102 | COM | 10,672 | $18,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,086 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 303 | $17,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,100 | $17,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 1,000 | $17,000 | thousands by filing date | put |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,500 | $17,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 200 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 728 | $17,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 1,500 | $17,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,345 | $17,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 900 | $17,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 600 | $17,000 | thousands by filing date | call |
| CARDLYTICS INC | 14161W105 | COM | 1,564 | $17,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 481 | $17,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 7,800 | $17,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 1,527 | $17,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 465 | $17,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 716 | $17,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 5,100 | $17,000 | thousands by filing date | put |
| BIGLARI HLDGS INC | 08986R408 | CMN | 30 | $17,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,500 | $17,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,443 | $17,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,000 | $17,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,894 | $17,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 7,600 | $17,000 | thousands by filing date | put |
| KALA BIO INC COM | 483119103 | Stock | 3,442 | $17,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,000 | $17,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 7,976 | $17,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 9,600 | $17,000 | thousands by filing date | call |
| NANTKWEST INC | 63016Q102 | COM | 14,013 | $17,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 424 | $16,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 7,900 | $16,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 200 | $16,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 700 | $16,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 4,000 | $16,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 436 | $16,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 6,525 | $16,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,233 | $16,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 803 | $16,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 580 | $16,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 900 | $16,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 871 | $16,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,086 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 403 | $16,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 1,685 | $16,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,052 | $16,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,879 | $16,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 2,833 | $16,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 5,746 | $16,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,200 | $16,000 | thousands by filing date | put |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 12,000 | $16,000 | thousands by filing date | principal |
| Zagg, Inc. | 98884U108 | COM | 1,600 | $16,000 | thousands by filing date | call |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 10,785 | $16,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 1,574 | $16,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 1,280 | $16,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 11,674 | $16,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 3,500 | $16,000 | thousands by filing date | put |
| CHARAH SOLUTIONS INC | 15957P105 | COM | 1,906 | $16,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 3,044 | $16,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 200 | $15,000 | thousands by filing date | put |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 239 | $15,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 200 | $15,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000023 | this filing | 2019-02-12 | acceptance time not in the bulk data set |