13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-12, with 7,729 holding rows worth $98,726,534,000.
- Accession
- 0000831001-19-000023
- Filer
- CIK 831001
- Filed
- 2019-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,740 entries on the cover page, a total value of $98,726,534,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,726,534,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCORP INC DEL | 05969A105 | COM | 25,756 | $205,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 51,700 | $205,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 14,140 | $205,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,518 | $204,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 23,984 | $204,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,377 | $204,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,341 | $204,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 39,501 | $204,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7,602 | $203,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 10,100 | $203,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 32,925 | $203,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,800 | $203,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 8,058 | $203,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 35,917 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 4,071 | $202,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 9,905 | $202,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,838 | $202,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 8,857 | $202,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 8,106 | $202,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 16,916 | $202,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,300 | $201,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 112,400 | $201,000 | thousands by filing date | put |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 11,482 | $201,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7,692 | $201,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,800 | $201,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 15,277 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 8,013 | $200,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,000 | $199,000 | thousands by filing date | put |
| LIMONEIRA CO | 532746104 | COM | 10,200 | $199,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 8,965 | $199,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 148,400 | $199,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 3,227 | $198,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,931 | $198,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 50,000 | $198,000 | thousands by filing date | call |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 5,620 | $198,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,874 | $198,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 7,486 | $198,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 23,900 | $198,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 35,403 | $198,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 106,800 | $197,000 | thousands by filing date | call |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 15,121 | $196,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,200 | $196,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,422 | $196,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,700 | $196,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 17,952 | $196,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 107,570 | $196,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 64,573 | $196,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 10,092 | $194,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,200 | $194,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,161 | $194,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 995 | $193,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,000 | $193,000 | thousands by filing date | call |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 30,500 | $193,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 20,525 | $193,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,621 | $193,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 8,961 | $193,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 16,544 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $192,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 6,898 | $192,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 5,460 | $192,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 11,000 | $192,000 | thousands by filing date | call |
| ISHARES TR | 46432F834 | COM | 3,627 | $191,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,719 | $191,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,367 | $191,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 3,000 | $191,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 79,200 | $190,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 17,573 | $190,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 14,265 | $190,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,000 | $190,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 72,102 | $190,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 32,000 | $189,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,100 | $189,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 245,708 | $189,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 8,131 | $189,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 103,600 | $189,000 | thousands by filing date | put |
| NELNET INC | 64031N108 | CL A | 3,609 | $188,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,200 | $188,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,300 | $187,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 7,840 | $187,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 43,700 | $187,000 | thousands by filing date | put |
| CARE COM INC | 141633107 | COM | 9,683 | $187,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,411 | $186,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 24,300 | $186,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,600 | $186,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,501 | $186,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 11,782 | $186,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,458 | $186,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,900 | $186,000 | thousands by filing date | call |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 200,000 | $186,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 131,000 | $186,000 | thousands by filing date | principal |
| CASEYS GEN STORES INC | 147528103 | COM | 1,448 | $185,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,100 | $185,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 19,300 | $185,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 5,832 | $185,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,900 | $185,000 | thousands by filing date | call |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,801 | $185,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 6,021 | $185,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,200 | $184,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 2,200 | $184,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,700 | $184,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 16,500 | $184,000 | thousands by filing date | call |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 5,402 | $184,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 9,894 | $184,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,450 | $184,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 111,883 | $184,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 50,272 | $184,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 3,388 | $184,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,407 | $184,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,703 | $183,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 7,800 | $183,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 9,976 | $183,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 8,367 | $183,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 7,400 | $183,000 | thousands by filing date | put |
| WOORI BK | 98105T104 | ADR | 4,338 | $183,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 60,500 | $182,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,700 | $182,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,600 | $182,000 | thousands by filing date | call |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 5,954 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,735 | $181,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,721 | $181,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,900 | $181,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,235 | $181,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 12,253 | $181,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 19,184 | $180,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 10,100 | $180,000 | thousands by filing date | put |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 12,677 | $180,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,999 | $180,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 2,500 | $179,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,175 | $179,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 34,335 | $179,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,567 | $178,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 8,540 | $178,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 22,100 | $178,000 | thousands by filing date | put |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,704 | $177,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,900 | $177,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,837 | $177,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,944 | $177,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 103,800 | $177,000 | thousands by filing date | put |
| VERSO CORP | 92531L207 | CL A | 7,881 | $177,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 10,290 | $177,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 46,900 | $176,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,062 | $176,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 21,491 | $176,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 231,387 | $176,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,700 | $175,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 74,100 | $175,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 5,675 | $175,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 6,700 | $175,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 7,860 | $175,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 11,500 | $175,000 | thousands by filing date | put |
| SVMK INC | 78489X103 | COM | 14,236 | $175,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 18,672 | $175,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 2,847 | $174,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 22,110 | $174,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 6,339 | $174,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 16,800 | $174,000 | thousands by filing date | put |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,883 | $173,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,105 | $173,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 9,400 | $173,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,331 | $173,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,406 | $173,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,600 | $172,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 8,800 | $172,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,100 | $172,000 | thousands by filing date | put |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,101 | $172,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,200 | $172,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,195 | $172,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 3,161 | $172,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 121,000 | $172,000 | thousands by filing date | principal |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 26,100 | $171,000 | thousands by filing date | put |
| TEGNA INC COM | 87901J105 | Stock | 15,700 | $171,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 23,173 | $171,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 5,669 | $171,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 194,000 | $171,000 | thousands by filing date | principal |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,200 | $171,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 145,300 | $171,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,500 | $170,000 | thousands by filing date | put |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,125 | $170,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 2,302 | $170,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,890 | $170,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,200 | $170,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,710 | $170,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,900 | $170,000 | thousands by filing date | put |
| TOWER INTL INC | 891826109 | COM | 7,122 | $170,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 90,800 | $170,000 | thousands by filing date | put |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 5,389 | $169,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 15,279 | $169,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,000 | $169,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 4,400 | $169,000 | thousands by filing date | call |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 15,168 | $169,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,100 | $169,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 161 | $169,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,700 | $168,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 805 | $168,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 6,499 | $168,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,900 | $168,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,245 | $168,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 84,000 | $168,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 8,065 | $168,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,100 | $167,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 5,100 | $167,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,700 | $167,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 5,871 | $167,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 46,000 | $167,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 2,800 | $167,000 | thousands by filing date | put |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 999 | $166,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,600 | $166,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,645 | $166,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 6,481 | $166,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 3,904 | $166,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 23,729 | $166,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 15,900 | $166,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 28,500 | $166,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 7,340 | $165,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 12,180 | $165,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,000 | $165,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,500 | $165,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,726 | $165,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 14,900 | $165,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 25,200 | $165,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 3,415 | $164,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,200 | $164,000 | thousands by filing date | put |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,638 | $164,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 2,734 | $164,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 4,000 | $164,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,782 | $164,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 6,500 | $164,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 3,650 | $163,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,411 | $163,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,359 | $163,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,795 | $162,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 34,930 | $162,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 6,051 | $162,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,849 | $161,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 22,900 | $161,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 11,035 | $161,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,500 | $161,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,000 | $161,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,200 | $161,000 | thousands by filing date | put |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 160,000 | $161,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 15,500 | $160,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 12,018 | $160,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 6,499 | $159,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,700 | $158,000 | thousands by filing date | put |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 8,529 | $158,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,300 | $158,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 66,196 | $158,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 35,855 | $158,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,044 | $157,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,900 | $157,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 7,200 | $157,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,000 | $157,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,216 | $157,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,821 | $157,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 2,170 | $157,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 19,966 | $157,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 4,205 | $157,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 6,200 | $156,000 | thousands by filing date | put |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,300 | $156,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 8,900 | $156,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,600 | $155,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,800 | $155,000 | thousands by filing date | call |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,134 | $155,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 5,779 | $155,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 3,421 | $155,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,334 | $155,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 3,937 | $155,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 6,146 | $155,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,901 | $154,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 4,700 | $154,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 10,400 | $154,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 15,634 | $154,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 13,600 | $154,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 6,800 | $154,000 | thousands by filing date | call |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 205,000 | $154,000 | thousands by filing date | principal |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,700 | $153,000 | thousands by filing date | call |
| SILGAN HLDGS INC | 827048109 | COM | 6,481 | $153,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 3,477 | $153,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 8,300 | $153,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 50,583 | $152,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 5,632 | $152,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,314 | $152,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,400 | $151,000 | thousands by filing date | call |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,000 | $151,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 4,603 | $151,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,386 | $151,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,141 | $151,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 15,000 | $151,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 18,000 | $150,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 1,900 | $150,000 | thousands by filing date | put |
| INTERFACE INC | 458665304 | COM | 10,509 | $150,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 14,500 | $150,000 | thousands by filing date | call |
| PBF ENERGY INC | 69318G106 | CL A | 4,600 | $150,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 9,500 | $150,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 5,294 | $150,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 9,056 | $150,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 47,843 | $150,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,386 | $150,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 39,133 | $150,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 3,800 | $149,000 | thousands by filing date | call |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,600 | $149,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,493 | $149,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 22,246 | $149,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 22,800 | $149,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,700 | $149,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 84,949 | $149,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 74,854 | $149,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 105,000 | $149,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 9,500 | $148,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,300 | $148,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 8,900 | $148,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 5,700 | $148,000 | thousands by filing date | put |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,200 | $148,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,593 | $148,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 4,698 | $148,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,200 | $148,000 | thousands by filing date | put |
| MODEL N INC | 607525102 | COM | 11,218 | $148,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 153,000 | $148,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 150,000 | $148,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 2,860 | $148,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,000 | $147,000 | thousands by filing date | call |
| CARTERS INC | 146229109 | COM | 1,803 | $147,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,701 | $147,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,429 | $147,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 600 | $147,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 40,600 | $147,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,500 | $146,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 5,852 | $146,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 4,619 | $146,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,600 | $145,000 | thousands by filing date | put |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 9,148 | $145,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,947 | $145,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 31,197 | $145,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 4,527 | $145,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 6,234 | $145,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 26,121 | $145,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 9,748 | $145,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 13,586 | $144,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,100 | $144,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,495 | $144,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,418 | $144,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 107,000 | $144,000 | thousands by filing date | principal |
| DAVIDSTEA INC | 238661102 | COM | 121,726 | $144,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 9,277 | $144,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 9,948 | $143,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,800 | $143,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 3,600 | $143,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $143,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 16,415 | $143,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 7,349 | $142,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,700 | $142,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 14,500 | $142,000 | thousands by filing date | put |
| STEELCASE INC-CLASS A | 858155203 | CL A | 9,570 | $142,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 6,245 | $142,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 77,300 | $142,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,091 | $142,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 12,340 | $142,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 27,448 | $141,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,800 | $141,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 400 | $141,000 | thousands by filing date | put |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,900 | $141,000 | thousands by filing date | call |
| SONOS INC | 83570H108 | COM | 14,400 | $141,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 19,700 | $141,000 | thousands by filing date | call |
| RETAIL VALUE INC | 76133Q102 | COM | 5,503 | $141,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,100 | $140,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 2,800 | $140,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,050 | $140,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 5,024 | $140,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 41,813 | $140,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 19,506 | $140,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 8,000 | $140,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F437 | COM | 5,201 | $139,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,658 | $139,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 301,312 | $139,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 2,647 | $139,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 4,975 | $139,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 9,500 | $139,000 | thousands by filing date | call |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 20,200 | $139,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 11,100 | $139,000 | thousands by filing date | call |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 3,519 | $139,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 6,410 | $138,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 2,502 | $138,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,569 | $138,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 5,600 | $138,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 61,000 | $138,000 | thousands by filing date | put |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,514 | $137,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,600 | $137,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 8,019 | $137,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 2,500 | $137,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 4,084 | $137,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 14,890 | $136,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 10,000 | $136,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 6,237 | $136,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 15,420 | $136,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 7,200 | $136,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 8,300 | $136,000 | thousands by filing date | call |
| TORM PLC SHS CL A | G89479102 | Stock | 20,119 | $135,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,200 | $135,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,100 | $135,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 19,863 | $135,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 17,046 | $135,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 145,000 | $135,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 48,765 | $135,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 10,092 | $135,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 6,900 | $135,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 9,800 | $134,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 74,783 | $134,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 37,423 | $134,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 31,800 | $134,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 59,599 | $134,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 3,145 | $133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,442 | $133,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 3,400 | $133,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,400 | $133,000 | thousands by filing date | call |
| FIRST LONG IS CORP | 320734106 | COM | 6,692 | $133,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 9,480 | $133,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 9,331 | $133,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 22,702 | $132,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 9,852 | $132,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,750 | $132,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 6,100 | $132,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 4,000 | $131,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 7,100 | $131,000 | thousands by filing date | put |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 78,158 | $131,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,453 | $131,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 8,600 | $131,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,700 | $130,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 2,869 | $130,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 4,700 | $130,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 20,851 | $130,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,111 | $130,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 46,819 | $130,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 7,927 | $130,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 4,909 | $129,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,292 | $129,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,790 | $129,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 33,900 | $129,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 17,989 | $129,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 964 | $128,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 4,836 | $128,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,857 | $128,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 25,187 | $128,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25,800 | $128,000 | thousands by filing date | put |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 5,010 | $128,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,198 | $128,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 22,700 | $128,000 | thousands by filing date | put |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 4,901 | $127,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,574 | $127,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 5,982 | $127,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 6,300 | $127,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 6,950 | $127,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 3,000 | $127,000 | thousands by filing date | call |
| NRC HEALTH | 637372202 | COMMON STOCK | 3,342 | $127,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 8,215 | $127,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 900 | $126,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,600 | $126,000 | thousands by filing date | call |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 30,800 | $126,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 8,997 | $126,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 4,741 | $126,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,500 | $126,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 31,600 | $126,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 9,981 | $125,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,800 | $125,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 42,185 | $125,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,372 | $125,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 7,804 | $125,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,400 | $125,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,303 | $125,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 838 | $125,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 55,200 | $125,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 21,237 | $125,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,200 | $124,000 | thousands by filing date | put |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 7,372 | $124,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 7,199 | $124,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,300 | $124,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 14,546 | $124,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,180 | $124,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 8,033 | $124,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 52,300 | $124,000 | thousands by filing date | call |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,120 | $124,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,000 | $123,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 5,412 | $123,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 20,859 | $122,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 11,395 | $122,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,340 | $122,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 3,355 | $122,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 8,600 | $122,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 5,159 | $122,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 9,922 | $122,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,700 | $121,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,395 | $121,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,618 | $121,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 26,105 | $121,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 88,000 | $121,000 | thousands by filing date | principal |
| MOBILEIRON INC | 60739U204 | COM NEW | 26,250 | $121,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,100 | $120,000 | thousands by filing date | put |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 4,300 | $120,000 | thousands by filing date | put |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 12,224 | $120,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,105 | $120,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 3,394 | $120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000023 | this filing | 2019-02-12 | acceptance time not in the bulk data set |