13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-12, with 7,729 holding rows worth $98,726,534,000.
- Accession
- 0000831001-19-000023
- Filer
- CIK 831001
- Filed
- 2019-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,740 entries on the cover page, a total value of $98,726,534,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,726,534,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,047 | $120,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 14,443 | $120,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 2,100 | $119,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,335 | $119,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 7,300 | $119,000 | thousands by filing date | call |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 2,824 | $118,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,869 | $118,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 2,807 | $118,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 11,040 | $118,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 3,900 | $118,000 | thousands by filing date | call |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 9,574 | $117,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,100 | $117,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 4,132 | $117,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,393 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 707 | $117,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 16,006 | $117,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,900 | $117,000 | thousands by filing date | call |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 6,791 | $117,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 6,900 | $117,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 35,296 | $117,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,402 | $116,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,200 | $116,000 | thousands by filing date | call |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 7,200 | $116,000 | thousands by filing date | put |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,600 | $116,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,700 | $116,000 | thousands by filing date | call |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 8,546 | $116,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 8,654 | $116,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,300 | $116,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 72,500 | $116,000 | thousands by filing date | call |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 120,000 | $116,000 | thousands by filing date | principal |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,400 | $115,000 | thousands by filing date | call |
| WATERSTONE FINL INC MD | 94188P101 | COM | 6,878 | $115,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,800 | $115,000 | thousands by filing date | put |
| ANAPTYSBIO INC | 032724106 | COM | 1,800 | $115,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 4,100 | $114,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 15,255 | $114,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 17,200 | $114,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,000 | $114,000 | thousands by filing date | call |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 5,300 | $114,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 13,462 | $114,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 2,238 | $113,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 3,772 | $113,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,676 | $113,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,500 | $113,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 7,900 | $113,000 | thousands by filing date | put |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,300 | $113,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 19,150 | $113,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 16,000 | $113,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 28,200 | $113,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 31,000 | $113,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,000 | $113,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,400 | $112,000 | thousands by filing date | put |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,000 | $112,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 1,279 | $112,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 7,231 | $112,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 146,100 | $112,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 700 | $112,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 6,037 | $112,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 37,300 | $112,000 | thousands by filing date | put |
| ICHOR HOLDINGS | G4740B105 | SHS | 6,871 | $112,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,100 | $112,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 2,300 | $112,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 3,492 | $112,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 5,968 | $112,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 10,400 | $112,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 8,200 | $112,000 | thousands by filing date | put |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 7,828 | $112,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,700 | $111,000 | thousands by filing date | put |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,500 | $111,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 5,500 | $111,000 | thousands by filing date | put |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 11,625 | $111,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 101,856 | $111,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,022 | $110,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,702 | $110,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 10,312 | $110,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 2,855 | $109,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 8,326 | $109,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 7,683 | $109,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 46,990 | $109,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 3,900 | $109,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 27,360 | $109,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,400 | $109,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 12,545 | $109,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,000 | $108,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,300 | $108,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,504 | $108,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 21,400 | $108,000 | thousands by filing date | put |
| KBR INC COM | 48242W106 | Stock | 7,100 | $108,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 2,543 | $108,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 15,599 | $108,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 25,800 | $108,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 6,587 | $108,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 4,087 | $108,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 8,410 | $107,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 4,468 | $107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,243 | $107,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 2,181 | $107,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 3,334 | $107,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 11,198 | $107,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 27,359 | $107,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2,700 | $107,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 140,800 | $107,000 | thousands by filing date | call |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 6,589 | $107,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,809 | $106,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4,600 | $106,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 954 | $106,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,490 | $106,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,600 | $106,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 17,400 | $106,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 12,119 | $106,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,100 | $106,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 3,224 | $106,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 4,423 | $106,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 2,302 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,256 | $105,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 5,458 | $105,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,500 | $105,000 | thousands by filing date | put |
| CAMBRIDGE BANCORP | 132152109 | COM | 1,262 | $105,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 7,509 | $104,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 7,900 | $104,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,300 | $104,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 4,754 | $104,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 2,950 | $104,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 18,918 | $104,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,726 | $103,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,000 | $103,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 2,755 | $103,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 5,807 | $103,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 4,053 | $103,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,367 | $103,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 124,595 | $103,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,662 | $102,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,229 | $102,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 4,425 | $102,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 8,348 | $102,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 3,154 | $102,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 50,286 | $101,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 20,400 | $101,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 16,395 | $101,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 7,942 | $101,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 6,005 | $101,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 3,545 | $101,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 4,000 | $101,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 8,544 | $101,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,100 | $100,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 56,071 | $100,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 6,763 | $100,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 2,000 | $100,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 42,100 | $100,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 626 | $100,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 6,761 | $100,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 27,283 | $100,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 25,000 | $100,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 17,428 | $100,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 17,439 | $100,000 | thousands by filing date | |
| ROAN RES INC | 769755109 | CL A COM | 11,920 | $100,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 60,438 | $100,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 3,747 | $99,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 49,300 | $99,000 | thousands by filing date | put |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 8,605 | $99,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 1,400 | $99,000 | thousands by filing date | put |
| RADNET INC | 750491102 | COM | 9,818 | $99,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 13,148 | $99,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,700 | $99,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 43,624 | $99,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,500 | $98,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 2,900 | $98,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,500 | $98,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,800 | $98,000 | thousands by filing date | call |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 4,464 | $98,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 68,377 | $98,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 3,800 | $97,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 19,200 | $97,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,215 | $97,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,837 | $97,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,083 | $97,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,701 | $97,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,700 | $97,000 | thousands by filing date | put |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 3,213 | $97,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 5,150 | $97,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,000 | $96,000 | thousands by filing date | put |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,200 | $96,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,300 | $96,000 | thousands by filing date | call |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 5,050 | $96,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,047 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 2,025 | $96,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 7,284 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,716 | $96,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 2,071 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 3,416 | $96,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 5,368 | $96,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 63,300 | $96,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 35,467 | $96,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 3,300 | $95,000 | thousands by filing date | call |
| WEIS MKTS INC COM | 948849104 | Stock | 1,992 | $95,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,100 | $95,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 5,650 | $95,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 4,228 | $95,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 2,471 | $95,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 9,000 | $95,000 | thousands by filing date | call |
| COREPOINT LODGING INC | 21872L104 | COM | 7,713 | $95,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 2,496 | $94,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 8,617 | $94,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 4,011 | $94,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 12,443 | $94,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,091 | $94,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,427 | $94,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 11,345 | $94,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 1,800 | $93,000 | thousands by filing date | put |
| CORECIVIC INC | 21871N101 | COM | 5,200 | $93,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 4,600 | $93,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 4,900 | $93,000 | thousands by filing date | call |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,697 | $93,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 2,470 | $93,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 4,180 | $93,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 95,000 | $93,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 4,672 | $92,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 6,252 | $92,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,991 | $92,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 5,750 | $92,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 5,935 | $92,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 7,025 | $92,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 3,599 | $92,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,558 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,048 | $92,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 38,000 | $92,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 90,000 | $92,000 | thousands by filing date | principal |
| PDVWIRELESS INC | 69290R104 | COM | 2,480 | $92,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 2,210 | $91,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,951 | $91,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 57,300 | $91,000 | thousands by filing date | call |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,037 | $90,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,000 | $90,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 7,656 | $90,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,000 | $90,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 2,615 | $90,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 6,964 | $90,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,500 | $90,000 | thousands by filing date | put |
| TCW CONV SECS FD INC | 872340104 | COM | 17,050 | $90,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 3,716 | $90,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 2,844 | $90,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 13,562 | $90,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 41,465 | $90,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 3,963 | $90,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 9,800 | $90,000 | thousands by filing date | call |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 5,800 | $89,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 2,500 | $89,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,600 | $89,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 18,034 | $89,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,000 | $89,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 12,120 | $89,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,700 | $89,000 | thousands by filing date | put |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 7,432 | $89,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 31,000 | $89,000 | thousands by filing date | principal |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,730 | $88,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,400 | $88,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 4,085 | $88,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 900 | $88,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,500 | $88,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 8,107 | $88,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,100 | $88,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 20,108 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,500 | $88,000 | thousands by filing date | call |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 5,000 | $88,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,500 | $88,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 23,206 | $87,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 6,930 | $87,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,510 | $87,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 69,800 | $87,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,304 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,332 | $87,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 2,961 | $87,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 5,500 | $87,000 | thousands by filing date | call |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 9,100 | $87,000 | thousands by filing date | call |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 2,300 | $87,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 36,227 | $87,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 23,288 | $87,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 87,000 | $87,000 | thousands by filing date | principal |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 1,496 | $86,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,400 | $86,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 8,281 | $86,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 836 | $86,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 4,334 | $86,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 28,502 | $86,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,430 | $86,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,293 | $86,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 17,753 | $86,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 7,267 | $86,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,800 | $86,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 3,600 | $86,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 1,051 | $86,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 100,000 | $86,000 | thousands by filing date | principal |
| SERVICE CORP INTL COM | 817565104 | Stock | 2,100 | $85,000 | thousands by filing date | call |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,732 | $85,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 5,200 | $85,000 | thousands by filing date | put |
| LIVENT CORP | 53814L108 | COM | 6,175 | $85,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 2,505 | $85,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,500 | $85,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 14,600 | $85,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 2,900 | $84,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,021 | $84,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 722 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,366 | $84,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,411 | $84,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 4,257 | $84,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 15,000 | $84,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,389 | $84,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 82,300 | $84,000 | thousands by filing date | call |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 21,863 | $84,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,100 | $83,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 800 | $83,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 5,387 | $83,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,777 | $83,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 3,858 | $83,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,300 | $83,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,000 | $83,000 | thousands by filing date | put |
| DUCOMMUN INC DEL | 264147109 | COM | 2,285 | $83,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,500 | $83,000 | thousands by filing date | put |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,057 | $83,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 35,413 | $83,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 7,327 | $83,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 7,629 | $83,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,367 | $82,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 668 | $82,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 6,663 | $82,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 2,408 | $82,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 4,664 | $82,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,779 | $82,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 4,141 | $82,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 3,580 | $82,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 2,264 | $82,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 716,402 | $82,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 7,100 | $82,000 | thousands by filing date | call |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 3,321 | $82,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 3,591 | $82,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 5,605 | $81,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 1,619 | $81,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 5,454 | $81,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,607 | $81,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,504 | $81,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 6,343 | $81,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 2,721 | $81,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 5,849 | $80,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,875 | $80,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 6,066 | $80,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 17,194 | $80,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 6,074 | $80,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 8,993 | $80,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 7,768 | $79,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 5,540 | $79,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,000 | $79,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 5,840 | $79,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,793 | $79,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,100 | $79,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 10,989 | $79,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 13,856 | $78,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 6,524 | $78,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 19,366 | $78,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,587 | $78,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 5,300 | $78,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 7,200 | $78,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 6,709 | $78,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 47,350 | $78,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 600 | $77,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 560 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 3,439 | $77,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,731 | $77,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 2,000 | $77,000 | thousands by filing date | put |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 5,700 | $77,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,900 | $77,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 8,100 | $77,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 5,911 | $77,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 2,327 | $77,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 5,670 | $77,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 1,000 | $77,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 11,200 | $77,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 18,694 | $77,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,600 | $76,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 17,870 | $76,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 22,700 | $76,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 1,500 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 2,747 | $76,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 4,800 | $76,000 | thousands by filing date | put |
| SIERRA WIRELESS INC | 826516106 | COM | 5,700 | $76,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 6,738 | $76,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 2,389 | $76,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 35,000 | $76,000 | thousands by filing date | principal |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 8,800 | $75,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,070 | $75,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,847 | $75,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,653 | $75,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,800 | $75,000 | thousands by filing date | put |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 7,181 | $75,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 6,270 | $75,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 13,400 | $75,000 | thousands by filing date | call |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 5,503 | $75,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,659 | $75,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 16,200 | $75,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 31,000 | $74,000 | thousands by filing date | put |
| TENABLE HLDGS INC | 88025T102 | COM | 3,318 | $74,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 4,440 | $74,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 8,147 | $74,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 10,300 | $74,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 2,113 | $74,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,685 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 673 | $74,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 3,100 | $74,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 33,600 | $74,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 31,759 | $74,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 12,126 | $74,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,200 | $74,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 48,000 | $74,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 102,400 | $73,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,600 | $73,000 | thousands by filing date | call |
| INGREDION INC COM | 457187102 | Stock | 800 | $73,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 1,600 | $73,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 900 | $73,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 20,454 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 651 | $73,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,800 | $73,000 | thousands by filing date | call |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,441 | $73,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 18,700 | $73,000 | thousands by filing date | call |
| ISHARES TR | 464287846 | DOW JONES US ETF | 590 | $73,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 10,286 | $73,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 69,000 | $73,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 9,700 | $72,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,631 | $72,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,900 | $72,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 10,700 | $72,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 2,842 | $72,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 5,803 | $72,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 725 | $72,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 2,295 | $72,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,100 | $72,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 8,760 | $72,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 5,020 | $72,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 2,903 | $72,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,927 | $72,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,200 | $72,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 11,100 | $72,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,900 | $72,000 | thousands by filing date | put |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 4,400 | $72,000 | thousands by filing date | put |
| NUVECTRA CORP | 67075N108 | COM | 4,378 | $72,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,100 | $71,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 9,600 | $71,000 | thousands by filing date | put |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 2,616 | $71,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 6,360 | $70,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,400 | $70,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 1,800 | $70,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 5,540 | $70,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 1,440 | $70,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 4,900 | $70,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 842 | $70,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 8,047 | $70,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 4,000 | $70,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 5,819 | $69,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 1,457 | $69,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 14,933 | $69,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 20,306 | $69,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,621 | $69,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,500 | $69,000 | thousands by filing date | call |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 840 | $69,000 | thousands by filing date | call |
| YETI HLDGS INC COM | 98585X104 | Stock | 4,529 | $68,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,100 | $68,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,300 | $68,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,630 | $68,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 6,886 | $68,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,866 | $68,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 12,334 | $68,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 3,500 | $68,000 | thousands by filing date | call |
| LANDS END INC | 51509F105 | COMMON STOCK | 4,800 | $68,000 | thousands by filing date | put |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 6,787 | $68,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 381 | $68,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 26,030 | $68,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 9,274 | $68,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 3,756 | $68,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 30,900 | $68,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,600 | $68,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 35,900 | $68,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,453 | $68,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 1,983 | $68,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 8,700 | $67,000 | thousands by filing date | put |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 3,384 | $67,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 287 | $67,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,600 | $67,000 | thousands by filing date | call |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,253 | $67,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 3,425 | $67,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 2,565 | $67,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 2,895 | $67,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 4,635 | $67,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 9,947 | $67,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,500 | $67,000 | thousands by filing date | call |
| EVO PMTS INC | 26927E104 | CL A COM | 2,703 | $67,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 13,796 | $67,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 5,352 | $67,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 4,300 | $67,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 985 | $67,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,000 | $66,000 | thousands by filing date | put |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,089 | $66,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 3,466 | $66,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000023 | this filing | 2019-02-12 | acceptance time not in the bulk data set |