13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-12, with 7,729 holding rows worth $98,726,534,000.
- Accession
- 0000831001-19-000023
- Filer
- CIK 831001
- Filed
- 2019-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 16,740 entries on the cover page, a total value of $98,726,534,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,726,534,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Holdings Bahamas Ltd028-19110
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 90 | $2,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 300 | $2,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 207 | $2,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 136 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,000 | $2,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 71 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 600 | $2,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 60 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 700 | $2,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 155 | $2,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 1,047 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 74 | $2,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 300 | $2,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 538 | $2,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 66 | $2,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 206 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 79 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 100 | $2,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 139 | $2,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 5,000 | $2,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,447 | $2,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 572 | $2,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 3,200 | $2,000 | thousands by filing date | put |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 437 | $2,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 592 | $2,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 1,572 | $2,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 363 | $2,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 500 | $2,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 400 | $2,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,123 | $2,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 85 | $2,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,000 | $2,000 | thousands by filing date | principal |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 5,908 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,100 | $2,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,700 | $2,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,100 | $2,000 | thousands by filing date | call |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $2,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 60 | $2,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 84 | $2,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 5,274 | $2,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 651 | $2,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 1,463 | $2,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 24 | $2,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 259 | $2,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 3,100 | $2,000 | thousands by filing date | call |
| LEGACY RESVS INC COM | 524706108 | Stock | 1,100 | $2,000 | thousands by filing date | put |
| LEGACY RESVS INC COM | 524706108 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| ELBIT IMAGING LTD | M37605124 | SHS | 1,586 | $2,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 3,000 | $2,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y104 | WILSHR MICR CP | 80 | $2,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,000 | $2,000 | thousands by filing date | principal |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 34 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 14 | $1,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 151 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,500 | $1,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 38 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 23 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 33 | $1,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 200 | $1,000 | thousands by filing date | put |
| RIOT PLATFORMS INC | 767292105 | COM | 600 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 62 | $1,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 191 | $1,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 23 | $1,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 348 | $1,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 85 | $1,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 40 | $1,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 115 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 106 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 417 | $1,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 100 | $1,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 200 | $1,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 39 | $1,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 700 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 625 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 29 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 300 | $1,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 200 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 433 | $1,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 195 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 56 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 30 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 98 | $1,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 25 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 500 | $1,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 400 | $1,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 63 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 181 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,700 | $1,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 95 | $1,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 34 | $1,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 76 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 66 | $1,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 500 | $1,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 300 | $1,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 609 | $1,000 | thousands by filing date | call |
| QUANTUM CORP | 747906501 | COM | 450 | $1,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 133 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 504 | $1,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 1,000 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $1,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 200 | $1,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 100 | $1,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 200 | $1,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,300 | $1,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,000 | $1,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 74 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 200 | $1,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,040 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 24 | $1,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 250 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 51 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 107 | $1,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 191 | $1,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 600 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 3,906 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 6,400 | $1,000 | thousands by filing date | call |
| FTD COS INC | 30281V108 | COM | 653 | $1,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 400 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,058 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 800 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 750 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 400 | $1,000 | thousands by filing date | call |
| GTX INC DEL | 40052B207 | COM NEW | 1,342 | $1,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 665 | $1,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 99 | $1,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 202 | $1,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 500 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 2,135 | $1,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 162 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 613 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 480 | $1,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449104 | COM | 700 | $1,000 | thousands by filing date | put |
| INVESCO EXCHNG TRADED FD TR | 46138E750 | FTSE RAFI ASIA | 30 | $1,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 1,230 | $1,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 171 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVA LTD COM | M7516K103 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADECOAGRO S A | L00849106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051242 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZUL S A | 05501U106 | OPT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 99 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279108 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279108 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEI PHARMA INC | 55279B202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACETO CORP | 004446100 | COM | 592 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 369 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cbs Corporation Cl A New | 124857103 | CLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B COMMUNICATIONS LTD | M15629104 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Pareteum Corporation | 69946T207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPHTHOTECH CORP | 683745103 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Regional Health Properties Inc | 75903M101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W200 | COM NEW | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 582 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| National Holdings Corporation | 636375206 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892201 | SPON ADR A NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIM COML TR CORP | 125525105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSB FINL CORP NEW | 55352L101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICAL INC | 925602203 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPIXON | 45790J503 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATINUM EAGLE ACQUISITIN CO | G7126L118 | *W EXP 01/17/202 | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-19-000023 | this filing | 2019-02-12 | acceptance time not in the bulk data set |