13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 7,816 holding rows worth $112,091,996,000.
- Accession
- 0000831001-18-000166
- Filer
- CIK 831001
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,907 entries on the cover page, a total value of $112,091,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,091,996,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCITIBANAMEX CASA DE BOLSA, S.A. DE C.V., CASA DE BOLSA, INTEGRANTE DEL GRUPO FINANCIERO CITIBANAMEX028-10815
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerIMPULSORA DE FONDOS BANAMEX, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION, INTEGRANTE DEL GRUPO FINANCIERO BANAMEX028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACUITY INC COM | 00508Y102 | Stock | 1,600 | $252,000 | thousands by filing date | call |
| PRESIDIO INC | 74102M103 | COM | 16,468 | $252,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 71,558 | $251,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 11,800 | $251,000 | thousands by filing date | put |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 12,030 | $251,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,978 | $251,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 362 | $251,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 8,015 | $250,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,882 | $250,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,338 | $250,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 781 | $250,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 7,905 | $249,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 11,242 | $249,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 6,300 | $249,000 | thousands by filing date | put |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 50,126 | $249,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 2,500 | $249,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,800 | $249,000 | thousands by filing date | call |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,003 | $248,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,100 | $248,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 11,226 | $248,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,983 | $248,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 28,518 | $248,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,800 | $248,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 37,800 | $248,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 148,700 | $247,000 | thousands by filing date | put |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 8,432 | $247,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 61,500 | $247,000 | thousands by filing date | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 11,440 | $247,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 10,104 | $247,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 177,766 | $247,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 9,800 | $247,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,000 | $246,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,781 | $246,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 11,885 | $246,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 6,232 | $246,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 17,200 | $246,000 | thousands by filing date | put |
| iShares MSCI Australia | 46435G607 | MSCI AUSTRALIA | 10,000 | $246,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,900 | $245,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,589 | $245,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,232 | $245,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 4,252 | $244,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 12,938 | $244,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,388 | $244,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,473 | $243,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,300 | $243,000 | thousands by filing date | call |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 6,600 | $243,000 | thousands by filing date | put |
| PREMIER INC | 74051N102 | CL A | 5,319 | $243,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 400,000 | $243,000 | thousands by filing date | principal |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,543 | $242,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 20,500 | $242,000 | thousands by filing date | put |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 7,549 | $242,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 32,554 | $242,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 6,576 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 6,200 | $241,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 5,138 | $241,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,100 | $241,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 9,353 | $241,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,700 | $241,000 | thousands by filing date | put |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 13,371 | $240,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 14,026 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,559 | $240,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 22,300 | $240,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 20,820 | $240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,283 | $240,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 15,356 | $240,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 43,799 | $239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 7,124 | $239,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 23,861 | $239,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,364 | $238,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,000 | $238,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 7,589 | $238,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 12,190 | $238,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 21,700 | $238,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,300 | $237,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,353 | $237,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 32,299 | $237,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 28,000 | $237,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 50,459 | $237,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,137 | $237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4,930 | $237,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 5,900 | $237,000 | thousands by filing date | put |
| ELLIS PERRY INTL INC | 288853104 | COM | 8,685 | $237,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 6,494 | $237,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 8,673 | $237,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,556 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,587 | $236,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,138 | $236,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 13,638 | $236,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 5,300 | $235,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,500 | $235,000 | thousands by filing date | call |
| WSFS FINL CORP | 929328102 | COM | 5,000 | $235,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,882 | $235,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 3,900 | $234,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 12,446 | $234,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,447 | $234,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 36,319 | $234,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,115 | $234,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,100 | $233,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 11,300 | $233,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 101,500 | $233,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,100 | $233,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 19,215 | $232,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,009 | $232,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,506 | $232,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 212,000 | $232,000 | thousands by filing date | principal |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 9,101 | $231,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,800 | $231,000 | thousands by filing date | put |
| 1ST SOURCE CORP COM | 336901103 | Stock | 4,389 | $231,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 3,904 | $231,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 66,800 | $231,000 | thousands by filing date | call |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,764 | $231,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 12,321 | $231,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 18,667 | $231,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,100 | $230,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,000 | $230,000 | thousands by filing date | call |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,342 | $230,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 6,305 | $230,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 8,575 | $230,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 31,040 | $230,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,000 | $229,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 6,104 | $229,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 4,890 | $229,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 30,900 | $229,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 24,124 | $228,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 7,257 | $228,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 13,640 | $228,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 7,934 | $228,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 16,283 | $228,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 99,254 | $228,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 13,588 | $228,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 8,903 | $227,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,496 | $226,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 9,730 | $226,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 24,372 | $226,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,137 | $226,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 20,422 | $226,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 36,647 | $226,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 18,800 | $225,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 9,421 | $225,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 12,435 | $224,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,700 | $223,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,500 | $223,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 6,311 | $223,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,855 | $223,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 30,500 | $223,000 | thousands by filing date | call |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,045 | $222,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,426 | $222,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 15,500 | $222,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,500 | $221,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 7,418 | $221,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 4,954 | $221,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 4,465 | $221,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 224,000 | $221,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 14,900 | $220,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 14,411 | $220,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,100 | $219,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,200 | $219,000 | thousands by filing date | put |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 12,877 | $219,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,000 | $218,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 78,100 | $218,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 37,500 | $218,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 6,300 | $217,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 4,262 | $217,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,808 | $217,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,984 | $217,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,800 | $217,000 | thousands by filing date | call |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,404 | $217,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 17,250 | $217,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 12,695 | $216,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 94,000 | $216,000 | thousands by filing date | put |
| CUE BIOPHARMA INC | 22978P106 | COM | 23,813 | $216,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 16,890 | $216,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 272,426 | $215,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,887 | $215,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,310 | $215,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,293 | $215,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 17,480 | $215,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 28,900 | $215,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 29,400 | $215,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 24,717 | $215,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,500 | $214,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,100 | $214,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 7,614 | $213,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 57,600 | $213,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,576 | $213,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 9,371 | $213,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 8,576 | $213,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,500 | $212,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 14,225 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 4,214 | $212,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,069 | $212,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,600 | $211,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,200 | $211,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,300 | $211,000 | thousands by filing date | call |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 8,600 | $211,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,486 | $211,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,360 | $211,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 5,228 | $211,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 33,600 | $211,000 | thousands by filing date | put |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 33,600 | $211,000 | thousands by filing date | call |
| QAD INC-A | 74727D306 | CL A | 3,730 | $211,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 35,800 | $211,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,100 | $210,000 | thousands by filing date | call |
| SPOK HLDGS INC COM | 84863T106 | Stock | 13,688 | $210,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,878 | $210,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,788 | $210,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 24,038 | $210,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 6,400 | $210,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 10,600 | $209,000 | thousands by filing date | put |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 4,700 | $208,000 | thousands by filing date | put |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,116 | $208,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 3,319 | $208,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 7,800 | $208,000 | thousands by filing date | call |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 5,625 | $208,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 11,741 | $208,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 31,929 | $208,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 5,536 | $208,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 9,982 | $208,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 5,187 | $207,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 9,928 | $207,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 6,607 | $207,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 7,299 | $206,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,400 | $206,000 | thousands by filing date | put |
| WESBANCO INC | 950810101 | COM | 4,624 | $206,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 7,789 | $206,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 80,739 | $206,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 19,800 | $206,000 | thousands by filing date | call |
| IMXIW US 19 Jan 22 C11.5 (International Money Expr | 46005L119 | W EXP 01/19/202 | 87,500 | $206,000 | thousands by filing date | call |
| MANULIFE FINL CORP | 56501R106 | COM | 11,500 | $205,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 2,800 | $205,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 5,800 | $205,000 | thousands by filing date | put |
| Arsanis Inc | 042873109 | COM | 126,435 | $205,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,900 | $204,000 | thousands by filing date | put |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 12,700 | $204,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,026 | $204,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 18,000 | $204,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 105,014 | $204,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 10,900 | $204,000 | thousands by filing date | call |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,303 | $203,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,384 | $203,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 6,604 | $203,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 94,649 | $203,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 46,567 | $203,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 104,600 | $203,000 | thousands by filing date | put |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,863 | $202,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,204 | $202,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,700 | $202,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 38,800 | $202,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 13,026 | $202,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 700 | $201,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,510 | $201,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 3,749 | $201,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 4,873 | $201,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 12,677 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,106 | $201,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,000 | $201,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 9,380 | $201,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 29,323 | $201,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 7,749 | $200,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,300 | $200,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 4,568 | $200,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,900 | $200,000 | thousands by filing date | put |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 6,041 | $199,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,900 | $199,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 301,312 | $199,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 5,503 | $199,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 8,340 | $199,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,227 | $199,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 86,312 | $199,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 4,821 | $199,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,300 | $198,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 68,228 | $198,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,400 | $198,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 20,891 | $198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 6,658 | $198,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,516 | $198,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,111 | $198,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 15,810 | $198,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 16,646 | $198,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 4,353 | $198,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,810 | $197,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 11,817 | $197,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 9,961 | $197,000 | thousands by filing date | |
| Fgl Holdings Wt Exp | g3402m110 | WT | 100,000 | $197,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 3,100 | $196,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 2,800 | $196,000 | thousands by filing date | call |
| WINNEBAGO INDS INC | 974637100 | COM | 5,900 | $196,000 | thousands by filing date | call |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 13,222 | $196,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,647 | $196,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 10,000 | $196,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 9,001 | $196,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 5,466 | $196,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,000 | $195,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 26,300 | $194,000 | thousands by filing date | put |
| SEMPRA COM | 816851109 | Stock | 1,700 | $193,000 | thousands by filing date | put |
| TALOS ENERGY INC | 87484T108 | COM | 5,867 | $193,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 12,697 | $193,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 19,100 | $193,000 | thousands by filing date | call |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 18,500 | $193,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,083 | $192,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,000 | $192,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 17,800 | $192,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,123 | $192,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 8,000 | $192,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 13,600 | $191,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 15,000 | $191,000 | thousands by filing date | call |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,476 | $191,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 18,592 | $190,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 8,283 | $190,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 13,181 | $190,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 6,500 | $190,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 3,088 | $190,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 194,000 | $190,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,300 | $189,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,865 | $189,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 21,445 | $189,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 12,156 | $189,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 6,117 | $189,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 81,209 | $189,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 6,974 | $188,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,300 | $188,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 17,600 | $188,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 16,966 | $188,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 6,242 | $188,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 11,089 | $187,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 12,472 | $187,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 22,991 | $187,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 21,800 | $187,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,420 | $187,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 32,041 | $187,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 8,729 | $187,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,800 | $186,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,300 | $186,000 | thousands by filing date | put |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 8,205 | $186,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 500 | $186,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,569 | $186,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 7,800 | $186,000 | thousands by filing date | call |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 19,354 | $186,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 3,593 | $186,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 4,500 | $186,000 | thousands by filing date | put |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,500 | $186,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,200 | $185,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,400 | $185,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 26,200 | $185,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 7,200 | $185,000 | thousands by filing date | call |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 4,256 | $185,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 4,193 | $185,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,703 | $184,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 8,550 | $184,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 6,200 | $184,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,500 | $184,000 | thousands by filing date | put |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,332 | $184,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 16,466 | $183,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 3,253 | $183,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 18,274 | $183,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 31,623 | $183,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,200 | $182,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 5,171 | $182,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 10,674 | $182,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,100 | $181,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 2,900 | $181,000 | thousands by filing date | put |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 4,798 | $181,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 5,118 | $181,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 16,666 | $181,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 186,000 | $181,000 | thousands by filing date | principal |
| LGI HOMES INC COM | 50187T106 | Stock | 3,800 | $180,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,039 | $180,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,604 | $179,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 5,300 | $179,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 18,614 | $179,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 3,900 | $179,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 6,500 | $179,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 1,924 | $179,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 6,085 | $179,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 22,708 | $178,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 92,500 | $178,000 | thousands by filing date | put |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 9,950 | $178,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 7,800 | $178,000 | thousands by filing date | call |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 11,200 | $178,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 23,000 | $178,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 10,803 | $178,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 13,300 | $177,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 4,500 | $177,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 34,200 | $177,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 6,569 | $177,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,584 | $177,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 6,426 | $177,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 8,566 | $176,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 2,900 | $176,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 1,881 | $176,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 7,100 | $175,000 | thousands by filing date | put |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 3,803 | $175,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,200 | $175,000 | thousands by filing date | call |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 9,852 | $175,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 9,900 | $175,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 21,400 | $175,000 | thousands by filing date | put |
| LCI INDS | 50189K103 | COM | 2,100 | $174,000 | thousands by filing date | put |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 7,082 | $174,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,209 | $174,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,836 | $174,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 8,544 | $173,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 172,000 | $173,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,479 | $173,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 27,100 | $173,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,900 | $172,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 926 | $172,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 732 | $172,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 8,996 | $172,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,759 | $172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,000 | $172,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,845 | $171,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 7,722 | $171,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 11,900 | $171,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 9,301 | $171,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 114,000 | $170,000 | thousands by filing date | principal |
| ON DECK CAP INC | 682163100 | COM | 22,482 | $170,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 11,000 | $170,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,700 | $169,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 10,354 | $169,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 5,150 | $169,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 25,000 | $169,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 61,700 | $168,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,220 | $168,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 4,806 | $168,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 4,852 | $168,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 5,941 | $168,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 11,813 | $168,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 3,559 | $168,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 42,700 | $168,000 | thousands by filing date | call |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,498 | $168,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,559 | $167,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,500 | $166,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,600 | $166,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 3,321 | $166,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 5,541 | $166,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 4,000 | $166,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 3,137 | $165,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 9,200 | $165,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,900 | $165,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 2,300 | $164,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 14,400 | $164,000 | thousands by filing date | put |
| KIMBALL INTL INC | 494274103 | CL B | 9,745 | $164,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,100 | $163,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 97,962 | $163,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,867 | $163,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 44,100 | $163,000 | thousands by filing date | put |
| NORBORD INC | 65548P403 | COM NEW | 4,937 | $163,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 6,453 | $163,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 9,098 | $163,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,500 | $162,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 29,943 | $162,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,000 | $162,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 6,123 | $162,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 3,558 | $162,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 9,600 | $161,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 41,800 | $161,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 11,100 | $160,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 22,100 | $160,000 | thousands by filing date | call |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 5,459 | $160,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 9,100 | $160,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 3,921 | $160,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 1,624 | $160,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,000 | $160,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 18,443 | $160,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,700 | $159,000 | thousands by filing date | call |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,932 | $159,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 15,126 | $159,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 4,800 | $158,000 | thousands by filing date | call |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,888 | $158,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,732 | $158,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 4,694 | $158,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 19,500 | $158,000 | thousands by filing date | call |
| HYD | 92189F361 | ETF | 5,078 | $158,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 13,381 | $158,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,227 | $157,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,000 | $157,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 27,241 | $157,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 998 | $156,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 2,871 | $156,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 9,894 | $156,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,037 | $156,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 8,400 | $156,000 | thousands by filing date | call |
| VEREIT INC | 92339V100 | COM | 21,400 | $155,000 | thousands by filing date | put |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 8,200 | $155,000 | thousands by filing date | call |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 17,154 | $155,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 8,300 | $155,000 | thousands by filing date | put |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,574 | $155,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 4,975 | $154,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 2,892 | $154,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 9,823 | $154,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,344 | $154,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 30,655 | $154,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 102,710 | $154,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 8,127 | $154,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 12,514 | $154,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 6,200 | $154,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 31,209 | $154,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,900 | $153,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,328 | $153,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,496 | $153,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000166 | this filing | 2018-11-13 | acceptance time not in the bulk data set |