13F-HR filed by CITIGROUP INC
CITIGROUP INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 7,816 holding rows worth $112,091,996,000.
- Accession
- 0000831001-18-000166
- Filer
- CIK 831001
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 16,907 entries on the cover page, a total value of $112,091,996,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,091,996,000 with VALUE read as thousands by filing date, 13F file number 028-02427. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCiti GSCP Inc.028-16164
- included managerCiti Overseas Investments Bahamas Inc.028-10818
- included managerCITIBANAMEX CASA DE BOLSA, S.A. DE C.V., CASA DE BOLSA, INTEGRANTE DEL GRUPO FINANCIERO CITIBANAMEX028-10815
- included managerCitibank (Switzerland)028-04289
- included managerCitibank, N.A.028-04287
- included managerCitibank Canada028-06215
- included managerCitibank Overseas Investment Corp028-05347
- included managerCiticorp LLC028-11520
- included managerCiticorp (Mexico) Holdings LLC028-10819
- included managerCiticorp Banking Corp028-04349
- included managerCiticorp Trust Delaware, National Association028-12382
- included managerCiticorp Trust South Dakota028-12977
- included managerCitigroup Derivatives Markets Inc.028-11547
- included managerCitigroup Financial Products Inc.028-01114
- included managerCitigroup Global Markets Europe AG028-10817
- included managerCitigroup Global Markets Europe Ltd028-04305
- included managerCitigroup Global Markets Holdings Inc.028-01109
- included managerCitigroup Global Markets Inc.028-00541
- included managerCitigroup Global Markets Ltd028-04309
- included managerCitigroup Niagra Holdings LLC028-16171
- included managerCOHM Overseas Mexico Holding, S. de R.L. de C.V.028-14268
- included managerGrupo Financiero Banamex, S.A. de C.V.028-10816
- included managerIMPULSORA DE FONDOS BANAMEX, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION, INTEGRANTE DEL GRUPO FINANCIERO BANAMEX028-10822
- included managerTRV Holdings LLC028-16173
- included managerTRV Investments LLC028-16174
- included managerCitigroup Inc. 028-02427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,236 | $417,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 36,700 | $416,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 23,244 | $416,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20,400 | $416,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,539 | $414,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 37,896 | $413,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 5,694 | $413,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 472,200 | $413,000 | thousands by filing date | put |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 10,400 | $412,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 70,900 | $412,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 38,789 | $412,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 31,003 | $411,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 6,200 | $411,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 4,266 | $410,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,800 | $410,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 148,422 | $410,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,600 | $409,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 18,866 | $409,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,200 | $408,000 | thousands by filing date | put |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 13,090 | $408,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 7,579 | $407,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 10,501 | $407,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 66,100 | $407,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,900 | $407,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 18,535 | $406,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 9,345 | $406,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 19,349 | $405,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 47,900 | $405,000 | thousands by filing date | call |
| APPFOLIO INC | 03783C100 | COM CL A | 5,159 | $404,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 3,400 | $404,000 | thousands by filing date | put |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 22,186 | $404,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 35,079 | $404,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 12,353 | $404,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 6,832 | $403,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 10,018 | $402,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 236,500 | $402,000 | thousands by filing date | call |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,607 | $401,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 13,191 | $401,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 35,114 | $401,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 8,514 | $400,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 11,132 | $399,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 8,000 | $399,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 18,030 | $399,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 46,000 | $399,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 67,606 | $399,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 15,900 | $398,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 21,840 | $398,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 48,009 | $398,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 33,753 | $398,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 19,469 | $397,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 8,100 | $397,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,500 | $396,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 21,100 | $396,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 205,155 | $395,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 7,255 | $395,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,966 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 10,265 | $394,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 10,111 | $394,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 491,000 | $394,000 | thousands by filing date | principal |
| SONIC CORP | 835451105 | COM | 9,100 | $394,000 | thousands by filing date | put |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 14,201 | $393,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 82,860 | $393,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 66,824 | $393,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,500 | $392,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 31,671 | $392,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,700 | $391,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 31,500 | $391,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 8,464 | $391,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 22,400 | $390,000 | thousands by filing date | call |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 20,900 | $390,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 303,800 | $389,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 21,500 | $389,000 | thousands by filing date | call |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,329 | $389,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 3,236 | $389,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,500 | $389,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 10,800 | $389,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 32,300 | $389,000 | thousands by filing date | call |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,819 | $388,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 139,100 | $388,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 22,700 | $388,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 25,500 | $388,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 84,800 | $388,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,200 | $387,000 | thousands by filing date | put |
| GIBRALTAR INDS INC | 374689107 | COM | 8,466 | $386,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 5,287 | $386,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 36,700 | $385,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 5,838 | $385,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,812 | $384,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,800 | $384,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 14,900 | $384,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 35,158 | $384,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 5,368 | $383,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 32,393 | $383,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 11,152 | $383,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 22,000 | $383,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 37,800 | $383,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F302 | COM SER C | 12,900 | $382,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 4,110 | $382,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 21,396 | $382,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,947 | $381,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 43,783 | $380,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 11,629 | $380,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 19,675 | $379,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 15,800 | $379,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 97,800 | $379,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 50,100 | $378,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,971 | $377,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 22,000 | $377,000 | thousands by filing date | call |
| LGI HOMES INC COM | 50187T106 | Stock | 7,953 | $377,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 38,400 | $377,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 155,300 | $376,000 | thousands by filing date | put |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 22,714 | $376,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,100 | $375,000 | thousands by filing date | call |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,900 | $375,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 7,089 | $375,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,900 | $375,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 10,534 | $375,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 10,507 | $375,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 30,057 | $375,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 9,700 | $374,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 5,352 | $374,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,966 | $374,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 11,781 | $373,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 24,310 | $373,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 15,700 | $373,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 17,855 | $373,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 10,300 | $373,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 41,848 | $373,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 822 | $372,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 7,531 | $372,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 3,400 | $371,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 19,822 | $370,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 4,957 | $370,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,408 | $370,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 382,300 | $370,000 | thousands by filing date | put |
| APTIV PLC | G6095L109 | SHS | 4,400 | $369,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 6,825 | $368,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 9,905 | $368,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 13,945 | $368,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,400 | $367,000 | thousands by filing date | put |
| ACCELERON PHARMA INC | 00434H108 | COM | 6,400 | $366,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 14,100 | $366,000 | thousands by filing date | call |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 383,000 | $366,000 | thousands by filing date | principal |
| OSHKOSH CORP COM | 688239201 | Stock | 5,116 | $365,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,200 | $365,000 | thousands by filing date | put |
| METALLUS INC | 887399103 | COMMON STOCK | 24,537 | $365,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 29,485 | $365,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 7,060 | $365,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 23,445 | $362,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 10,800 | $361,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 5,934 | $361,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 6,606 | $360,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 8,250 | $360,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,961 | $359,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 33,200 | $359,000 | thousands by filing date | put |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 22,449 | $358,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 16,650 | $358,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 152,866 | $358,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 8,432 | $358,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 14,380 | $357,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,300 | $357,000 | thousands by filing date | put |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,706 | $357,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 14,408 | $357,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 8,100 | $356,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 10,042 | $356,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 8,600 | $356,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 32,500 | $355,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 8,900 | $355,000 | thousands by filing date | put |
| WINNEBAGO INDS INC | 974637100 | COM | 10,700 | $355,000 | thousands by filing date | put |
| CLEARWATER PAPER CORP | 18538R103 | COM | 11,963 | $354,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 21,100 | $354,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 22,661 | $354,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 23,000 | $353,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 34,925 | $353,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 47,658 | $353,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 24,500 | $352,000 | thousands by filing date | put |
| SILGAN HLDGS INC | 827048109 | COM | 12,649 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 9,314 | $352,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 65,800 | $352,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 77,825 | $351,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 11,911 | $351,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 25,200 | $350,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 6,275 | $350,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 6,181 | $350,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 40,000 | $350,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 13,600 | $349,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 27,000 | $349,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 8,100 | $347,000 | thousands by filing date | put |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8,000 | $347,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,007 | $347,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 56,100 | $347,000 | thousands by filing date | put |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,722 | $345,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 36,598 | $345,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 9,542 | $344,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 20,000 | $344,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 7,000 | $343,000 | thousands by filing date | put |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 6,776 | $342,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,267 | $342,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,174 | $342,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,300 | $342,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 32,600 | $342,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10,576 | $340,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 10,372 | $339,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 11,751 | $339,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,805 | $339,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 77,759 | $339,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 105,500 | $339,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 11,800 | $339,000 | thousands by filing date | put |
| PLEXUS CORP COM | 729132100 | Stock | 5,773 | $338,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 5,100 | $338,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 10,000 | $338,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 8,612 | $338,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,000 | $338,000 | thousands by filing date | call |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 271,000 | $338,000 | thousands by filing date | principal |
| HONEYWELL INTL INC | 438516122 | EXDISTRIBUTION | 2,903 | $338,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,100 | $337,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,000 | $337,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 91,500 | $336,000 | thousands by filing date | call |
| OLD NATL BANCORP IND | 680033107 | COM | 17,320 | $335,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 54,100 | $335,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 8,247 | $334,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 17,900 | $334,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,844 | $334,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,516 | $333,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 103,600 | $333,000 | thousands by filing date | put |
| GRIFFON CORP | 398433102 | COM | 20,567 | $332,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,181 | $332,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,500 | $332,000 | thousands by filing date | put |
| KINSALECAPGROUPINC | 49714P108 | STOK | 5,184 | $331,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 125,000 | $331,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,200 | $330,000 | thousands by filing date | call |
| INSTRUCTURE INC | 45781U103 | COM | 9,338 | $330,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,000 | $329,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 10,423 | $329,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,954 | $329,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 56,296 | $329,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 19,574 | $329,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 22,286 | $328,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 7,549 | $328,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 29,857 | $328,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 13,115 | $328,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 24,200 | $328,000 | thousands by filing date | put |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 13,219 | $328,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 68,262 | $327,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 7,204 | $327,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 10,535 | $327,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 8,002 | $327,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,153 | $326,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 29,200 | $326,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 6,500 | $326,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,536 | $325,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 7,142 | $325,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 7,323 | $324,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 16,433 | $324,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 12,945 | $324,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 8,398 | $324,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 14,000 | $324,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 16,210 | $324,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 16,621 | $323,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 58,649 | $323,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 9,294 | $323,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 74,800 | $321,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 7,500 | $321,000 | thousands by filing date | call |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 4,200 | $321,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 18,336 | $321,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 7,400 | $321,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 6,500 | $320,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 4,681 | $320,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 17,799 | $319,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 9,691 | $319,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 29,325 | $319,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 12,035 | $319,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 45,564 | $319,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,277 | $318,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,800 | $318,000 | thousands by filing date | put |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,797 | $318,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 8,604 | $318,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 8,400 | $317,000 | thousands by filing date | put |
| AMERIS BANCORP | 03076K108 | COM | 6,951 | $317,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 9,568 | $317,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 11,199 | $317,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,000 | $316,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 5,415 | $316,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,600 | $315,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 43,154 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,975 | $315,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 27,800 | $315,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 21,520 | $314,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 8,948 | $314,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,500 | $313,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 12,916 | $313,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 9,400 | $313,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 29,557 | $313,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 55,443 | $313,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3,500 | $312,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,100 | $312,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 8,438 | $311,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 72,300 | $310,000 | thousands by filing date | put |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,800 | $310,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 3,500 | $310,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 23,008 | $310,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 10,120 | $310,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 31,330 | $309,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 14,200 | $309,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 6,644 | $309,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 14,968 | $309,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 28,394 | $309,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 27,207 | $308,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 17,086 | $308,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 15,840 | $308,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 42,000 | $307,000 | thousands by filing date | call |
| CDK GLOBAL INC | 12508E101 | COM | 4,900 | $307,000 | thousands by filing date | call |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 6,700 | $307,000 | thousands by filing date | call |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 5,616 | $307,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 9,466 | $307,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 263,000 | $307,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,900 | $307,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 14,094 | $306,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,388 | $305,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,100 | $305,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 31,375 | $305,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,300 | $304,000 | thousands by filing date | put |
| INFRAREIT INC | 45685L100 | COM | 14,393 | $304,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 6,983 | $304,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 62,571 | $304,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 24,100 | $303,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 11,948 | $303,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 5,055 | $303,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 8,576 | $303,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,265 | $303,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 5,314 | $302,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 19,500 | $302,000 | thousands by filing date | put |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 6,600 | $302,000 | thousands by filing date | put |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 7,298 | $302,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 27,000 | $301,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,600 | $301,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 16,100 | $301,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,200 | $299,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 7,761 | $299,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,102 | $299,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,500 | $299,000 | thousands by filing date | call |
| CHAMPION HOMES INC | 830830105 | COM | 10,497 | $299,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 91,617 | $299,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 12,300 | $299,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,248 | $299,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 40,800 | $299,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,731 | $299,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 12,115 | $299,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,818 | $298,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 7,881 | $298,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 300,000 | $298,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 8,135 | $297,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 4,500 | $297,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 26,401 | $296,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 23,700 | $296,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,400 | $295,000 | thousands by filing date | put |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,300 | $295,000 | thousands by filing date | call |
| SOUNDTHINKING INC | 82536T107 | COM | 4,806 | $295,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,100 | $295,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 19,100 | $295,000 | thousands by filing date | call |
| GARMIN LTD SHS | H2906T109 | Stock | 4,200 | $294,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 60,080 | $294,000 | thousands by filing date | call |
| LIBERTY | 531229888 | COMMON STOCK | 10,776 | $294,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 24,369 | $294,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,000 | $293,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,200 | $293,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 165,700 | $292,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 15,769 | $292,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 54,084 | $292,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 8,591 | $292,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 7,468 | $292,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 8,341 | $291,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 6,200 | $291,000 | thousands by filing date | call |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 6,800 | $291,000 | thousands by filing date | call |
| DENNYS CORP | 24869P104 | COM | 19,793 | $291,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 7,998 | $291,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 12,936 | $290,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 25,779 | $289,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 8,944 | $289,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 14,500 | $288,000 | thousands by filing date | call |
| ISHARES TR | 464288620 | SHS | 5,349 | $287,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 14,870 | $287,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 17,900 | $287,000 | thousands by filing date | call |
| BOJANGLES INC | 097488100 | COM | 18,258 | $287,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12,300 | $286,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 25,461 | $286,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,300 | $286,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 44,700 | $286,000 | thousands by filing date | put |
| FORRESTER RESH INC | 346563109 | COM | 6,226 | $285,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 16,274 | $285,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 48,020 | $283,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 24,523 | $282,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 5,949 | $282,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 81,400 | $282,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 2,172 | $281,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,600 | $281,000 | thousands by filing date | call |
| VARONIS SYS INC | 922280102 | COM | 3,837 | $281,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 60,689 | $281,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 4,359 | $280,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,700 | $280,000 | thousands by filing date | put |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 14,009 | $280,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,705 | $280,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 24,058 | $280,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,300 | $279,000 | thousands by filing date | put |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 12,856 | $279,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 10,375 | $279,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,101 | $279,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 22,677 | $279,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 15,986 | $279,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,200 | $278,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 5,141 | $278,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 3,761 | $278,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 59,500 | $278,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 12,525 | $277,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 41,207 | $277,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 4,245 | $277,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 33,300 | $276,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 8,571 | $275,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,108 | $275,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 56,254 | $275,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,200 | $274,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,644 | $274,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 10,409 | $274,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 5,140 | $273,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 15,568 | $273,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 11,660 | $273,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 16,252 | $273,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,110 | $272,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,300 | $272,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 15,092 | $272,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 57,300 | $272,000 | thousands by filing date | call |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 8,624 | $272,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 13,262 | $271,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,900 | $270,000 | thousands by filing date | call |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 6,138 | $270,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 8,500 | $270,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,363 | $269,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 9,878 | $269,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 7,800 | $268,000 | thousands by filing date | put |
| HAYNES INTL INC | 420877201 | COM NEW | 7,544 | $268,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 57,764 | $268,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 15,699 | $268,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 6,700 | $267,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7,700 | $267,000 | thousands by filing date | put |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 15,194 | $267,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 72,224 | $266,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 20,300 | $266,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,325 | $266,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 26,500 | $266,000 | thousands by filing date | call |
| WESTLAKE CORPORATION | 960413102 | COM | 3,200 | $266,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 6,600 | $266,000 | thousands by filing date | call |
| ZSCALERINC | 98980G102 | STOK | 6,494 | $265,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 11,681 | $265,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 7,248 | $265,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 5,261 | $264,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 14,500 | $264,000 | thousands by filing date | call |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 13,300 | $264,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 20,400 | $264,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 5,900 | $263,000 | thousands by filing date | call |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,183 | $262,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,900 | $262,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 4,404 | $262,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 50,427 | $261,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 42,300 | $261,000 | thousands by filing date | call |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 23,575 | $261,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 8,948 | $260,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 11,000 | $260,000 | thousands by filing date | put |
| UNIFI INC | 904677200 | COM NEW | 9,179 | $260,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 54,700 | $260,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 18,640 | $260,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 21,700 | $260,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 25,452 | $259,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 9,127 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,943 | $259,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,300 | $259,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,476 | $258,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 4,108 | $258,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,032 | $258,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 19,609 | $258,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 6,583 | $258,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 35,300 | $258,000 | thousands by filing date | put |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 18,612 | $258,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,923 | $257,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 25,000 | $257,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,089 | $256,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 11,548 | $256,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 250,000 | $256,000 | thousands by filing date | principal |
| ALKERMES PLC | G01767105 | SHS | 6,000 | $255,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 46,763 | $255,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 79,600 | $255,000 | thousands by filing date | put |
| HUDSON LTD | G46408103 | COM CL A | 11,291 | $255,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 8,600 | $254,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 5,040 | $254,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 5,930 | $254,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 14,085 | $254,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 250,000 | $254,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 8,000 | $253,000 | thousands by filing date | put |
| INNOVIVA INC | 45781M101 | COM | 16,600 | $253,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 7,192 | $253,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 17,196 | $253,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000831001-18-000166 | this filing | 2018-11-13 | acceptance time not in the bulk data set |